CORNOLIA COGSWELL ROSSI FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- CORNOLIA COGSWELL ROSSI FOUNDATION INC (EIN 20-1420345)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-06-25
- IRS object ID
- 201211799349100616
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-25T14:17:54-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201420345 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Cornelia Cogswell Rossi Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CORN | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Charles B Kaufmann III | Name |
| Title | President | Title |
| Date Signed | 2012-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-05-08 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 17466103 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 4752 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 4752 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 442075 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 442075 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -63327 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1304730 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 383500 | TotalRevenueAndExpenses |
| Total Net Investment Income | 446827 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 38334 | LegalFeesRevAndExpnss |
| Legal Fees Dsbrs Chrtbl Prps | 38334 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 75936 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 75936 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 5722 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1241 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 63874 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 63874 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 183866 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 77177 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 102208 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 799500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 799500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 983366 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 77177 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 901708 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -599866 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 369650 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 3053272 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2156276 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2156276 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 2127 | AccountsReceivable |
| Accounts Receivable EOY | 2127 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 2127 | AccountsReceivableEOYFMV |
| Investments Govt Oblig BOY | 541405 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 541405 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 532500 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 7208542 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 7054308 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 9545998 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 4437970 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 4892207 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 5229202 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 15241189 | TotalAssetsBOY |
| Total Assets EOY | 14646323 | TotalAssetsEOY |
| Total Assets EOYFMV | 17466103 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 15241189 | RetainedEarningsBOY |
| Retained Earnings EOY | 14646323 | RetainedEarningsEOY |
| Total Net Assets BOY | 15241189 | TotalNetAssetsBOY |
| Total Net Assets EOY | 14646323 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 15241189 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 14646323 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 15241189 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -599866 | ExcessOfRevenueOverExpenses |
| Other Increases | 5000 | OtherIncreases |
| Subtotal | 14646323 | Subtotal |
| Total Net Assets Fund Balances EOY | 14646323 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 1304730 | GrossSalesPrice |
| Cost Or Other Basis | 1377279 | CostOrOtherBasis |
| Gain Or Loss | -72549 | GainOrLoss |
| Gains Minus Excess Or Losses | -72549 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -72549 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 810329 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 17051253 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.047523 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 456912 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 15961620 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.028626 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 32561 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2565960 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.012690 | DistributionRatioYear3 |
| Total Distribution Ratio | 000.088839 | TotalDistributionRatio |
| Average Distribution Ratio | 000.029613 | AverageDistributionRatio |
| Net Noncharitable Assets | 17736818 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 525240 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3697 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 528937 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 901708 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 3697 | InvestmentIncomeExciseTax |
| Subtotal | 3697 | Subtotal |
| Tax Based On Investment Income | 3697 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4400 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 4400 | TotalCreditsAndPayments |
| Tax Paid Original Return | 4400 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 703 | Overpayment |
| Amount Credited To Next Year | 703 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Charles B Kaufmann III | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President | 001.00 | 0 |
| John R Raben Jr | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Treasurer | 001.00 | 0 |
| Laurie A Warren | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Secretary | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| Legg Mason | |||||
| 640 Fifth Avenue 9th Floor | New York | NY | 10019 | Investment Management Svcs | 67402 |
| Foundation Source | |||||
| 55 Walls Drive Suite 302 | Fairfield | CT | 06824 | Administrative Services | 63854 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 15645237 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 2361685 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 18006922 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 18006922 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 270104 | CashDeemedCharitable |
| Net Noncharitable Assets | 17736818 | NetNoncharitableAssets |
| Minimum Investment Return | 886841 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 886841 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3697 | TaxBasedOnInvestmentIncome |
| Total Tax | 3697 | TotalTax |
| Distributable Amount Before Adj | 883144 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 5000 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 888144 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 888144 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 901708 | ExpensesAndContributions |
| Qualifying Distributions | 901708 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 3697 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 898011 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 888144 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 459304 | UndistributedIncomePriorYear |
| Qualifying Distributions | 901708 | QualifyingDistributions |
| Applied To Year1 | 459304 | AppliedToYear1 |
| Applied To Current Year | 442404 | AppliedToCurrentYear |
| Undistributed Income CY | 445740 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (57 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ACHIEVEMENT FIRST INC | |||||||
| 403 JAMES ST | NEW HAVEN | CT | 06513 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| ADOPT A DOG INC | |||||||
| 849 LAKE AVE | GREENWICH | CT | 06831 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| AMERICAN NATIONAL RED CROSS | |||||||
| 17TH D STS NW | WASHINGTON | DC | 20006 | N/A | 509(a)(1) | Disaster Relief for Those Affected by Storm Damage in the SE US | $50,000 |
| AMERICAN NATIONAL RED CROSS | |||||||
| 99 INDIAN FIELD RD | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| AMERICAN SCHOOL FOR THE DEAF | |||||||
| 139 N MAIN ST | WEST HARTFORD | CT | 06107 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| AMERICARES FOUNDATION INC | |||||||
| 88 HAMILTON AVE | STAMFORD | CT | 06902 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| AUDUBON GREENWICH | |||||||
| 613 RIVERSVILLE RD | GREENWICH | CT | 06831 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| BERKSHIRE SCHOOL INC | |||||||
| 245 N UNDERMOUNTAIN RD | SHEFFIELD | MA | 01257 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| BREAST CANCER ALLIANCE INC | |||||||
| 48 MAPLE AVE | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| BRUCE MUSEUM INC | |||||||
| 1 MUSEUM DR | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| CAMDEN PUBLIC LIBRARY | |||||||
| 55 MAIN ST | CAMDEN | ME | 04843 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| CAMDEN-ROCKPORT ANIMAL RESCUE LEAGU | |||||||
| PO BOX 707 | ROCKPORT | ME | 04856 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| CAMP SUNSHINE AT SEBAGO LAKE INC | |||||||
| 35 ACADIA RD | CASCO | ME | 04015 | N/A | 509(a)(1) | General Unrestricted | $30,000 |
| CATO INSTITUTE | |||||||
| 1000 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| CHILD GUIDANCE CENTER OF SOUTHERN C | |||||||
| 196 GREYROCK PL | STAMFORD | CT | 06901 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| CHILDREN OF FALLEN PATRIOTS FOUNDAT | |||||||
| 22 STONY WYLDE LN | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $3,000 |
| CONNECTICUT FOOD BANK INC | |||||||
| PO BOX 8686 | EAST HAVEN | CT | 06512 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| FOOD BANK OF LOWER FAIRFIELD COUNTY | |||||||
| 461 GLENBROOK RD | STAMFORD | CT | 06906 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| FOUNDATION FOR CULTURAL REVIEW INC | |||||||
| 900 BROADWAY STE 602 | NEW YORK | NY | 10003 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| FRIENDS OF ACADIA | |||||||
| PO BOX 45 | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | General Unrestricted | $30,000 |
| FRIENDS OF NATHANIEL WITHERELL INC | |||||||
| 70 PARSONAGE RD | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| GREENWICH ADULT DAY CARE INC | |||||||
| 125 RIVER RD EXT | COS COB | CT | 06807 | N/A | 509(a)(1) | General Unrestricted | $3,000 |
| GREENWICH COUNTRY DAY SCHOOL INC | |||||||
| PO BOX 623 | GREENWICH | CT | 06836 | N/A | 509(a)(1) | Grandparents Fund | $10,000 |
| GREENWICH EMERGENCY MEDICAL SERVICE | |||||||
| 1111 E PUTNAM AVE | RIVERSIDE | CT | 06878 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| GREENWICH HISTORICAL SOCIETY INC | |||||||
| 39 STRICKLAND RD | COS COB | CT | 06807 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| GREENWICH HOSPITAL | |||||||
| 5 PERRYRIDGE RD | GREENWICH | CT | 06830 | N/A | 509(a)(1) | Community Health at Greenwich Hospital | $2,500 |
| GREENWICH LIBRARY | |||||||
| 101 W PUTNAM AVE | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| GREENWICH SYMPHONY ORCHESTRA INC | |||||||
| PO BOX 35 | GREENWICH | CT | 06836 | N/A | 509(a)(2) | General Unrestricted | $3,000 |
| ISLAND CONNECTIONS | |||||||
| 15 EAGLE LAKE RD | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| ISLAND INSTITUTE | |||||||
| 386 MAIN ST | ROCKLAND | ME | 04841 | N/A | 509(a)(1) | General Unrestricted | $8,500 |
| JACKSON LABORATORY | |||||||
| 600 MAIN ST | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | Connie Rossi Biosafety Facility Project | $350,000 |
| LIFEFLIGHT OF MAINE LLC | |||||||
| PO BOX 940 | BANGOR | ME | 04402 | N/A | 509(a)(2) | General Unrestricted | $15,000 |
| MAINE SEA COAST MISSIONARY SOCIETY | |||||||
| 127 W ST | BAR HARBOR | ME | 04609 | N/A | 509(a)(2) | General Unrestricted | $15,000 |
| MEDAL OF HONOR FOUNDATION INC | |||||||
| 40 PATRIOTS POINT RD | MT PLEASANT | SC | 29464 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| MEMORIAL SLOAN-KETTERING CANCER CEN | |||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| MERRY GO ROUND INC | |||||||
| 1/2 BOLLING PL | GREENWICH | CT | 06830 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| MOUNT DESERT ISLAND HOSPITAL | |||||||
| PO BOX 8 | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | General Unrestricted | $25,000 |
| MOUNT DESERT NURSING ASSOCIATION | |||||||
| PO BOX 397 | NORTHEAST HBR | ME | 04662 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| NORTH HAVEN FOUNDATION | |||||||
| PO BOX 664 | ROCKLAND | ME | 04841 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| NORTHEAST HARBOR AMBULANCE SERVICE | |||||||
| PO BOX 122 | NORTHEAST HARBOR | ME | 04662 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| NYU LANGONE MEDICAL CENTER | |||||||
| 550 1ST AVE | NEW YORK | NY | 10016 | N/A | 509(a)(1) | Stephen E.. Banner Fund for Lung Cancer Research Division | $3,000 |
| PERROT MEMORIAL LIBRARY ASSOC OF OL | |||||||
| 90 SOUND BEACH AVE | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| SHELTER FOR THE HOMELESS INC | |||||||
| 137 HENRY ST STE 505 | STAMFORD | CT | 06902 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| STANWICH SCHOOL INC | |||||||
| 257 STANWICH RD | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| THE MARITIME AQUARIUM AT NORWALK IN | |||||||
| 10 N WATER ST | SOUTH NORWALK | CT | 06854 | N/A | 509(a)(1) | General Unrestricted | $4,500 |
| THE YANKEE INSTITUTE FOR PUBLIC POL | |||||||
| PO BOX 260660 | HARTFORD | CT | 06126 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| TRUSTEES OF COLUMBIA UNIVERSITY IN | |||||||
| 475 RIVERSIDE DR MC7724 | NEW YORK | NY | 10115 | N/A | 509(a)(1) | General Unrestricted | $3,000 |
| WATERSIDE SCHOOL INC | |||||||
| 770 PACIFIC ST | STAMFORD | CT | 06902 | N/A | 509(a)(1) | General Unrestricted | $12,000 |
| WIDENER UNIVERSITY | |||||||
| ONE UNIVERSITY PL | CHESTER | PA | 19013 | N/A | 509(a)(1) | The Oskin Leadership Institute Project | $10,000 |
| WWP INC - WOUNDED WARRIOR PROJECT I | |||||||
| 4899 BELFORT RD STE 300 | JACKSONVILLE | FL | 32256 | N/A | 509(a)(1) | General Unrestricted | $3,500 |
| YALE ALUMNI CHORUS FOUNDATION INC | |||||||
| 1140 CHAPEL ST | NEW HAVEN | CT | 06511 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| YALE UNIVERSITY ART GALLERY | |||||||
| PO BOX 208271 | NEW HAVEN | CT | 06520 | N/A | 509(a)(1) | Teaching Gallery Program | $60,000 |
| YALE UNIVERSITY ART GALLERY | |||||||
| PO BOX 208271 | NEW HAVEN | CT | 06520 | N/A | 509(a)(1) | Installation to Commemorate the 10th Anniversary of 9/11 | $10,000 |
| YELLOWSTONE PARK FOUNDATION INC | |||||||
| 222 E MALN ST SULTE 301 | BOZEMAN | MT | 59715 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| YELLOWSTONE PARK FOUNDATION INC | |||||||
| 222 E MALN ST SULTE 301 | BOZEMAN | MT | 59715 | N/A | 509(a)(1) | Stop Aquatic Invaders Program | $5,000 |
| YELLOWSTONE PARK FOUNDATION INC | |||||||
| 222 E MALN ST SULTE 301 | BOZEMAN | MT | 59715 | N/A | 509(a)(1) | Ranger Heritage Initiative - Firearms Upgrades | $10,000 |
| ZELIENOPLE HISTORICAL SOCIETY | |||||||
| 243 S MAIN ST | ZELIENOPLE | PA | 16063 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 799500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4,752 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $442,075 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$63,327 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $383,500 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 383500 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (17 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABS NT - 5.600 - 11/30/2017 002819AB6 30000000.00% | 286953 | 358245 |
| ASTRAZENECA PLC NT - 5.400 - 09/15/2012 046353AC2 20000000.00% | 208628 | 206908 |
| ATT INC - 6.700 - 11/15/2013 00206RAP7 30000000.00% | 299757 | 330723 |
| BERKSHIRE HATHAWAY INC - 3.200 - 02/11/2015 084670AV0 25000000.00% | 256298 | 265040 |
| BOEING CAP CORP - 6.500 - 02/15/2012 097014AG9 30000000.00% | 302052 | 302259 |
| CHEVRON CORP - 3.950 - 03/03/2014 166751AH0 30000000.00% | 305910 | 321123 |
| CR BARD INC - 2.875 - 01/15/2016 067383AB5 25000000.00% | 250365 | 261515 |
| EBAY INC - 1.625 - 10/15/2015 278642AB9 25000000.00% | 237540 | 251713 |
| GENERAL ELEC CAP CORP - 6.000 - 06/15/2012 36962GYY4 30000000.00% | 299250 | 306615 |
| GOLDMAN SACHS - 5.700 - 09/01/2012 38141GCG7 40000000.00% | 365400 | 408456 |
| HEWLETT PACKARD CO - 3.000 - 09/15/2016 428236BP7 20000000.00% | 205360 | 202732 |
| HSBC FIN CORP - 5.000 - 06/30/2015 40429CCS9 50000000.00% | 487214 | 507695 |
| IBM INTL GROUP CAP NT - 5.050 - 10/22/2012 44924EAB6 30000000.00% | 302058 | 310881 |
| PEPSICO INC - 5.000 - 06/01/2018 713448BH0 30000000.00% | 282480 | 348525 |
| RABOBANK NEDERLAND - 2.125 - 10/13/2015 21685WBL0 25000000.00% | 239210 | 245050 |
| SLM CORP - 5.000 - 10/01/2013 78442FBG2 30000000.00% | 258897 | 301446 |
| WESTPAC BKG CORP - 1.850 - 12/09/2013 961214BR3 30000000.00% | 304835 | 300276 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (59 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3000 shares of ABBOTT LABS ABT | 163950 | 168690 |
| 2000 shares of AFLAC INC. AFL | 90940 | 86520 |
| 2500 shares of AIR PRODS CHEM INC. APD | 142775 | 212975 |
| 3200 shares of ALTRIA GROUP INC MO | 57616 | 94880 |
| 1800 shares of AMDOCS LIMITED DOX | 35559 | 51354 |
| 2500 shares of AMERICAN EXPRESS CO AXP | 80016 | 117925 |
| 500 shares of APPLE INC. AAPL | 43784 | 202500 |
| 3000 shares of BANK OF AMERICA CORP BAC | 61035 | 16680 |
| 2000 shares of BAXTER INTERNATIONAL INC. BAX | 117880 | 98960 |
| 4000 shares of BROADCOM CORPORATION BRCM | 68440 | 117440 |
| 2000 shares of CHEVRON CORP CVX | 144590 | 212800 |
| 6000 shares of CISCO SYSTEMS INC CSCO | 104580 | 108480 |
| 3000 shares of COVIDIEN LTD COV | 106500 | 135030 |
| 5010 shares of CVS CAREMARK CORP. CVS | 150525 | 204308 |
| 1500 shares of DEERE CO DE | 55771 | 116025 |
| 8054 shares of DWS INTERNATIONAL FD DWS EMERGING MARKETS FUND C SEMGX | 87316 | 117018 |
| 3000 shares of EMERSON ELECTRIC CO. EMR | 95085 | 139770 |
| 3000 shares of EXELON CORPORATION EXC | 121170 | 130110 |
| 4000 shares of EXPRESS SCRIPTS HOLDING CO. ESRX | 119547 | 178760 |
| 4300 shares of EXXON MOBIL CORP XOM | 314050 | 364468 |
| 4000 shares of FREEPORT-MCMORAN COPPER GOLD INC. FCX | 54490 | 147160 |
| 7200 shares of GENERAL ELECTRIC CO GE | 134568 | 128952 |
| 4000 shares of GILEAD SCIENCES INC GILD | 180179 | 163720 |
| 7942 shares of HARBOR FDS INTL FD HAINX | 342310 | 416535 |
| 3200 shares of HEWLETT PACKARD CO HPQ | 109664 | 82432 |
| 1800 shares of HOME DEPOT INC. HD | 38241 | 75672 |
| 6500 shares of INTEL CORP INTC | 93535 | 157625 |
| 2500 shares of INTERNATIONAL BUSINESS MACHINES IBM | 213700 | 459699 |
| 2000 shares of ISHARES TR DJ SEL DIVIDEND INX DVY | 88580 | 107540 |
| 2500 shares of JOHNSON JOHNSON JNJ | 148463 | 163950 |
| 3350 shares of JP MORGAN CHASE CO JPM | 125608 | 111388 |
| 2214 shares of KRAFT FOODS INC KFT | 62800 | 82715 |
| 3000 shares of LOWES COMPANIES INC. LOW | 68989 | 76140 |
| 500 shares of MARTIN MARIETTA MATLS INC. MLM | 34679 | 37705 |
| 3000 shares of MCDONALDS CORP MCD | 164670 | 300990 |
| 4000 shares of MICROSOFT CORPORATION MSFT | 85080 | 103840 |
| 1500 shares of MONSANTO CO MON | 130418 | 105105 |
| 5000 shares of NATL OILWELL VARCO NOV | 215838 | 339950 |
| 5000 shares of NETAPP, INC. NTAP | 66500 | 181350 |
| 3000 shares of NEXTERA ENERGY, INC NEE | 135045 | 182640 |
| 5000 shares of NORTHEAST UTIL NU | 120814 | 180350 |
| 2250 shares of PACCAR INC PCAR | 59771 | 84308 |
| 2250 shares of PARKER HANNIFIN CP PH | 82080 | 171563 |
| 4000 shares of PEPSICO INC PEP | 220820 | 265400 |
| 8000 shares of PFIZER INC. PFE | 133600 | 173120 |
| 3200 shares of PHILIP MORRIS INTL PM | 134224 | 251136 |
| 1700 shares of PRAXAIR INC. PX | 105392 | 181730 |
| 3000 shares of PROCTER GAMBLE CO PG | 192390 | 200130 |
| 2000 shares of ROYAL DUTCH SHELL CL A RDSA | 106270 | 146180 |
| 4000 shares of SCHLUMBERGER LTD SLB | 210446 | 273240 |
| 1800 shares of SOUTHERN CO SO | 61524 | 83322 |
| 2000 shares of STRYKER CORPORATION SYK | 78423 | 99420 |
| 1000 shares of TARGET CORPORATION TGT | 55981 | 51220 |
| 5000 shares of TETRA TECH INC NEW TTEK | 132808 | 107950 |
| 2800 shares of UNITED TECHNOLOGIES CORP UTX | 142954 | 204652 |
| 2048 shares of VERIZON COMMUNICATIONS VZ | 57232 | 82166 |
| 5000 shares of WAL-MART STORES INC. WMT | 270250 | 298800 |
| 3500 shares of WELLS FARGO CO. WFC | 99118 | 96460 |
| 5000 shares of YUM BRANDS INC YUM | 135725 | 295050 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 541405 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 532500 | USGovtSecuritiesEOYFMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Governance Matters and Counseling | Category |
| Amount | $38,334 | Amount |
| Disbursements Charitable Prps | 38334 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| Administrative Fees | 63854 | 63854 |
| State Filing Fees | 20 | 20 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Returned Grant | Description |
| Amount | $5,000 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $75,936 | Amount |
| Net Investment Income | 75936 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $4,400 | 0 | 0 | 0 |
| Excise Tax for 2010 | $81 | 0 | 0 | 0 |
| Foreign Tax Paid | $1,241 | 1241 | 0 | 0 |
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