DUKE UNIVERSITY: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2010-07-01 to 2011-06-30
Filed: 2012-05-15
IRS object ID: 201211369349303496
Schema version: 2010v3.7
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-15T12:11:28-05:00	Timestamp
Tax Period End Date	2011-06-30	TaxPeriodEndDate
Return Type	990	ReturnType
Tax Period Begin Date	2010-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	DUKE	NameControl
Phone	9196842006	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHINGTON BLDG	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	TALLMAN TRASK III	Name
Title	EXECUTIVE VICE PRESIDENT	Title
Date Signed	2012-05-07	DateSigned

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Address Change	X	AddressChange
Name Of Principal Officer Person	RICHARD H BRODHEAD	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	13275337843	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.DUKE.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1841	YearFormation
State Legal Domicile	NC	StateLegalDomicile
Activity Or Mission Description	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	37	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	28	NbrIndependentVotingMembers
Total Nbr Employees	27317	TotalNbrEmployees
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	1131249755	ContributionsGrantsPriorYear
Contributions Grants Current Year	1297436773	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	744856946	ProgramServiceRevenuePriorYear
Program Service Revenue CY	807858421	ProgramServiceRevenueCY
Investment Income Prior Year	259133753	InvestmentIncomePriorYear
Investment Income Current Year	468980661	InvestmentIncomeCurrentYear
Other Revenue Prior Year	42999116	OtherRevenuePriorYear
Other Revenue Current Year	132786004	OtherRevenueCurrentYear
Total Revenue Prior Year	2178239570	TotalRevenuePriorYear
Total Revenue Current Year	2707061859	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	229904961	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	251114476	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1221532256	SalariesEtcPriorYear
Salaries Etc Current Year	1262555864	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	23380440	TotalFundrsngExpCurrentYear
Other Expense Prior Year	895079957	OtherExpensePriorYear
Other Expenses Current Year	1000393143	OtherExpensesCurrentYear
Total Expenses Prior Year	2346517174	TotalExpensesPriorYear
Total Expenses Current Year	2514063483	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-168277604	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	192998376	RevenuesLessExpensesCY
Total Assets BOY	9378030720	TotalAssetsBOY
Total Assets EOY	10394643684	TotalAssetsEOY
Total Liabilities BOY	2968970088	TotalLiabilitiesBOY
Total Liabilities EOY	2239253731	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	6409060632	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	8155389953	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	SEE SCHEDULE O	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	1317502139	Expense
Grants	216400343	Grants
Revenue	637431982	Revenue
Description	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREES TO APPROXIMATELY 4300 STUDENTS ANNUALLY	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	750703992	Expense
Grants	33698234	Grants
Revenue	617548014	Revenue
Description	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORK SPONSORED BY NUMEROUS FEDERAL, STATE, AND LOCAL AGENCIES	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	195600995	Expense
Grants	1015899	Grants
Revenue	94401181	Revenue
Description	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORT SERVICES TO THE DUKE UNIVERSITY COMMUNITY	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	2263807126	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	true	MoreThan5000KToOrganizations
More Than5000 K To Individuals	true	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	true	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	true	GrantToRelatedPerson
Bsnss Rltnshp With Organization	true	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	true	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	9752	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	27317	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	true	ForeignFinancialAccount
Name Of Foreign Country	SP	NameOfForeignCountry
Name Of Foreign Country	EC	NameOfForeignCountry
Name Of Foreign Country	IT	NameOfForeignCountry
Name Of Foreign Country	GM	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Name Of Foreign Country	CH	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Name Of Foreign Country	TZ	NameOfForeignCountry
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	true	Form8282PropertyDisposedOf
Number Of8282 Filed	0	NumberOf8282Filed
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	37	NbrVotingGoverningBodyMembers
Number Independent Voting Members	28	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	true	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	true	InvestmentInJointVenture
Written Policy Or Procedure	false	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ME	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
Other Website	X	OtherWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	DUKE UNIVERSITY	NamePerson
Telephone Number	9196842006	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST SUITE 920	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (59 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
ANNE T BASS
TRUSTEE	1.0	X	0	0	0
THE HONORABLE DANIEL TERRY BLUE JR
TRUSTEE	1.0	X	0	0	0
JACK O BOVENDER JR
TRUSTEE	1.0	X	0	0	0
RICHARD H BRODHEAD
PRESIDENT/TRUSTEE	50.0	X	776073	0	191410	X
PAULA PHILLIPS BURGER
TRUSTEE	1.0	X	0	0	0
PAULA HANNAWAY CROWN
TRUSTEE	1.0	X	0	0	0
RALPH EADS III
TRUSTEE	1.0	X	0	0	0
FRANK E EMORY JR
TRUSTEE	1.0	X	0	0	0
PAUL FARMER
TRUSTEE	1.0	X	0	0	0
ROBIN A FERRACONE
TRUSTEE	1.0	X	0	0	0
XIQING GAO
TRUSTEE	1.0	X	0	0	0
DAVID GERGEN
TRUSTEE	1.0	X	0	0	0
THOMAS M GORRIE
TRUSTEE	1.0	X	0	0	0
JANET HILL
TRUSTEE	1.0	X	0	0	0
KENNETH W HUBBARD
TRUSTEE	1.0	X	0	0	0
KIMBERLY J JENKINS
TRUSTEE	1.0	X	37500	0	4565
PETER J KAHN
TRUSTEE	1.0	X	0	0	0
SUNNY KANTHA
TRUSTEE	1.0	X	0	0	0
BRUCE A KARSH
TRUSTEE	1.0	X	0	0	0
J J KISER III
TRUSTEE	1.0	X	0	0	0
ELIZABETH KISS
TRUSTEE	1.0	X	0	0	0
MARGUERITE W KONDRACKE
TRUSTEE	1.0	X	0	0	0
JOHN J MACK
TRUSTEE	1.0	X	0	0	0
MICHAEL MARSICANO
TRUSTEE	1.0	X	0	0	0
BISHOP J LAWRENCE MCCLESKEY
TRUSTEE	1.0	X	0	0	0
JAMES P MCDONALD
TRUSTEE	1.0	X	0	0	0
MARTHA L MONSERRATE
TRUSTEE	1.0	X	0	0	0
NANCY A NASHER
TRUSTEE	1.0	X	0	0	0
CLARENCE G NEWSOME
TRUSTEE	1.0	X	0	0	0
ANN PELHAM
TRUSTEE	1.0	X	0	0	0
DAVID M RUBENSTEIN
TRUSTEE	1.0	X	0	0	0
ALAN D SCHWARTZ
TRUSTEE	1.0	X	0	0	0
LAURENE SPERLING
TRUSTEE	1.0	X	0	0	0
SUSAN M STALNECKER
TRUSTEE	1.0	X	0	0	0
RYAN TODD
TRUSTEE	1.0	X	0	0	0
G RICHARD WAGONER JR
TRUSTEE	1.0	X	0	0	0
HOPE MORGAN WARD
TRUSTEE	1.0	X	0	0	0
PAMELA J BERNARD
VP & UNVERSITY COUNSEL	20.0		402037	0	44429	X
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	40.0		2037221	0	759796	X
PETER LANGE
PROVOST	65.0		504619	26222	37590	X
B HOFLER MILAM
VP OF FINANCE & TREASURER	40.0		348324	0	43690	X
RICHARD V RIDDELL
VP & UNIVERSITY SECRETARY	60.0		272228	0	37050	X
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	40.0		537602	0	50597	X
NANCY C ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	50.0		679311	0	45100		X
ALVIN L CRUMBLISS
DEAN, TRINITY COLLEGE OF A & S	50.0		280615	0	34926		X
KEMEL DAWKINS
VP CAMPUS SERVICES	40.0		743317	0	35321		X
J SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	60.0		476605	0	47846		X
ALICE E GOULD
INVESTMENT MANAGER	40.0		634513	0	103894		X
ANDERS W HALL
INVESTMENT MANAGER	40.0		743482	0	169881		X
GEORGE L MCLENDON
DEAN, TRINITY COLLEGE OF A & S	40.0		185688	0	29807		X
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	40.0		247185	0	45971		X
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	40.0		297707	0	36305		X
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	55.0		1668437	0	636042		X
GAVIN BRITZ
ASSOCIATE PROFESSOR	40.0		794877	0	36930			X
DAVID N CUTCLIFFE
COACH	40.0		1738780	0	46176			X
MICHAEL W KRZYZEWSKI
COACH	40.0		5769057	0	1459836			X
RALPH SNYDERMAN
CHANCELLOR EMERITUS	40.0		1034676	0	41336			X
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.0		858264	0	46303			X
REV CHARLES M SMITH
FORMER TRUSTEE	15.0		29273	0	0				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	21097391	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	26222	TotalReportableCompFrmRltdOrgs
Total Other Compensation	3984801	TotalOtherCompensation
Number Individuals GT100 K	2082	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
BOVIS LEND LEASE INC
PO BOX 32755	CHARLOTTE	NC	282322755	CONSTRUCTION SERVICE	11524640
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	6763883
LECHASE CONSTRUCTION
324 BLACKWELL STREET SUITE 1200	DURHAM	NC	27701	CONSTRUCTION SERVICE	10104260
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DR SUITE 2200	CHAPEL HILL	NC	275991350	RESEARCH	10705691
PAREXEL INTERNATIONAL
5239 PAYSPHERE CIRCLE	CHICAGO	IL	60674	CONSULTING SERVICE	11984133

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	639	NumberOfContractorsGT100K
Fundraising Events	4866270	FundraisingEvents
Related Organizations	110358632	RelatedOrganizations
Government Grants	612449274	GovernmentGrants
All Other Contributions	569762597	AllOtherContributions
Noncash Contributions	17168866	NoncashContributions
Total Contributions	1297436773	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION AND FEES	611600	570597385	570597385
CONFERENCE FEES	611600	6809294	6809294
CONTINUING EDUCATION	611600	60025303	60025303
ACADEMIC MEDICAL RESEARCH	611600	5098740	5098740
ANCILLARY STUDENT SERVICES	611600	94401181	94401181

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	70926518	TotalRevenueColumn
Related Or Exempt Function Income	70926518	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	807858421	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	84651272	TotalRevenueColumn
Exclusion	$84,651,272	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	31584	TotalRevenueColumn
Exclusion	$31,584	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	108769384	TotalRevenueColumn
Exclusion	$108,769,384	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	6492698	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	6131497	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	361201	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	361201	TotalRevenueColumn
Exclusion	$361,201	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	10944677279	Securities
Other	210712	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	10557979000	Securities
Other	2611186	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	386698279	Securities
Other	-2400474	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	384297805	TotalRevenueColumn
Exclusion	$384,297,805	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	873139	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	4866270	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	1554301	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-681162	TotalRevenueColumn
Exclusion	-$681,162	ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
MISC. SALES	900099	7773130	7773130
STUDENT DUES	900099	1387792	1387792
VARIOUS FEES AND FINES	900099	1641183	1641183

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	13534476	TotalRevenueColumn
Related Or Exempt Function Income	13534476	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	24336581	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2707061859	TotalRevenueColumn
Related Or Exempt Function Income	832195002	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$577,430,084	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	2721766	Total
Program Services	2721766	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	248030772	Total
Program Services	248030772	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	361938	Total
Program Services	361938	ProgramServices

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	10822918	Total
Program Services	720114	ProgramServices
Management And General	9407730	ManagementAndGeneral
Fundraising	695074	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	721037	Total
Program Services	588100	ProgramServices
Management And General	132937	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	941408920	Total
Program Services	833894195	ProgramServices
Management And General	95878170	ManagementAndGeneral
Fundraising	11636555	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	63661429	Total
Program Services	52838986	ProgramServices
Management And General	9549214	ManagementAndGeneral
Fundraising	1273229	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	169983291	Total
Program Services	153096500	ProgramServices
Management And General	14820548	ManagementAndGeneral
Fundraising	2066243	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	75958269	Total
Program Services	66843277	ProgramServices
Management And General	8355410	ManagementAndGeneral
Fundraising	759582	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	8779352	Total
Program Services	2058305	ProgramServices
Management And General	6710914	ManagementAndGeneral
Fundraising	10133	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	728914	Total
Program Services	221598	ProgramServices
Management And General	507316	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	17019261	Total
Program Services	0	ProgramServices
Management And General	17019261	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	139173889	Total
Program Services	117040602	ProgramServices
Management And General	20252343	ManagementAndGeneral
Fundraising	1880944	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	4440428	Total
Program Services	3898894	ProgramServices
Management And General	420518	ManagementAndGeneral
Fundraising	121016	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	86417729	Total
Program Services	82290135	ProgramServices
Management And General	3763105	ManagementAndGeneral
Fundraising	364489	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	0	Total

Royalties Royalties

Field	Value	IRS element (for citing)
Total	26449149	Total
Program Services	17001621	ProgramServices
Management And General	9447528	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	34975136	Total
Program Services	29546108	ProgramServices
Management And General	5021402	ManagementAndGeneral
Fundraising	407626	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	55174086	Total
Program Services	52724441	ProgramServices
Management And General	1500153	ManagementAndGeneral
Fundraising	949492	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	5933	Total
Management And General	5933	ManagementAndGeneral

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	27979287	Total
Program Services	22737945	ProgramServices
Management And General	3156097	ManagementAndGeneral
Fundraising	2085245	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	82273903	Total
Program Services	44325009	ProgramServices
Management And General	37948894	ManagementAndGeneral
Fundraising	0	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	182430041	Total
Program Services	158779017	ProgramServices
Management And General	23651024	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	4876697	Total
Program Services	3131658	ProgramServices
Management And General	1739612	ManagementAndGeneral
Fundraising	5427	Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
POSTAGE & SHIPPING	6241549	5441901	442481	357167
EQUIPMENT RENTAL & MAINTANANCE	59563808	77566928	-18261402	258282
PRINTING & PUBLICATION	10883053	8340747	2066023	476283
BOND REDEMPTION EXPENSE	56283000		56283000
COST OF GOODS SOLD	20082280	17501345	2564180	16755

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	176615648	Total
Program Services	262105224	ProgramServices
Management And General	-85506474	ManagementAndGeneral
Fundraising	16898	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2514063483	Total
Program Services	2263807126	ProgramServices
Management And General	226875917	ManagementAndGeneral
Fundraising	23380440	Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	149162129	BOY
EOY	82111247	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	282238452	BOY
EOY	313416867	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	120619586	BOY
EOY	167346318	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	42626126	BOY
EOY	41473023	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	17294810	BOY
EOY	18197086	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	63408408	BOY
EOY	131104170	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3626690257	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1930348859	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1719378573	BOY
EOY	1696341398	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	1309282148	BOY
EOY	1585859186	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	5079099000	BOY
EOY	5661521012	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	594921488	BOY
EOY	697273377	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	9378030720	BOY
EOY	10394643684	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	246395009	BOY
EOY	250545391	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	191019725	BOY
EOY	194067524	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1090590000	BOY
EOY	1089205000	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	6510000	BOY
EOY	6351000	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	790190512	BOY
EOY	299148576	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	644264842	BOY
EOY	399936240	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	2968970088	BOY
EOY	2239253731	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2782818260	BOY
EOY	3807926733	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1607026888	BOY
EOY	2133672617	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2019215484	BOY
EOY	2213790603	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	6409060632	BOY
EOY	8155389953	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	9378030720	BOY
EOY	10394643684	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	192998376	ReconcilationRevenueExpenses
Reconcilation Other Changes	1553330945	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	0	PoliticalExpenditures
Volunteer Hours	0	VolunteerHours
Amt Of4955 Tax	0	AmtOf4955Tax
Amt Of4955 Tax On Managers	0	AmtOf4955TaxOnManagers
Form4720 Filed4955 Tax	false	Form4720Filed4955Tax
Correction Made	false	CorrectionMade
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$164,925	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	true	OtherActivities
Other Activities	$18,225	OtherActivitiesAmount
Total Lobbying Expenditures IIB	183150	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3
Form4720 Filed4912 Tax	false	Form4720Filed4912Tax

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	MEMBERSHIP DUES	Identifier
Return Reference	SCHEDULE C, PART II-B, LINE 1I	ReturnReference
Explanation	DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	Explanation

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	327392	RevenuesIncluded
Assets In Part X	30060141	AssetsInPartX

Field	Value	IRS element (for citing)
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	true	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4802051000	BeginningOfYearBalance
Contributions	81684000	Contributions
Investment Earnings Or Losses	1123743485	InvestmentEarningsOrLosses
Grants Or Scholarships	73647646	GrantsOrScholarships
Other Expenditures	205483839	OtherExpenditures
End Of Year Balance	5728347000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4430172000	BeginningOfYearBalance
Contributions	86145000	Contributions
Investment Earnings Or Losses	530625628	InvestmentEarningsOrLosses
Grants Or Scholarships	55616571	GrantsOrScholarships
Other Expenditures	189275057	OtherExpenditures
End Of Year Balance	4802051000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6112750000	BeginningOfYearBalance
Contributions	73482915	Contributions
Investment Earnings Or Losses	-1506464915	InvestmentEarningsOrLosses
Grants Or Scholarships	52113849	GrantsOrScholarships
Other Expenditures	197482151	OtherExpenditures
End Of Year Balance	4430172000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.31000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.69000	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	true	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	true	EndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule R	true	AreRelatedOrgsListedScheduleR

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	22959502	OtherCostOrOtherBasis
Book Value	22959502	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	2412545566	OtherCostOrOtherBasis
Depreciation	1095757359	Depreciation
Book Value	1316788207	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	139331056	OtherCostOrOtherBasis
Depreciation	81801629	Depreciation
Book Value	57529427	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	594360893	OtherCostOrOtherBasis
Depreciation	456163402	Depreciation
Book Value	138197491	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	457493240	OtherCostOrOtherBasis
Depreciation	296626469	Depreciation
Book Value	160866771	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1696341398	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (11 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
SHORT TERM INVESTMENTS	453392813	F
US GOVERNMENT SECURITIES	4983000	F
REAL ESTATE	703105649	F
LONG TERM NOTES	160668296	F
DOMESTIC STOCKS	260152227	F
INTERNATIONAL STOCKS	1053656312	F
LONG TERM NOTES	78390966	F
PRIVATE INVESTMENTS	1218766601	F
HEDGE STRATEGIES	918768008	F
OTHER INVESTMENTS	132176590	F
NATURAL RESOURCES	677460550	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	5661521012	TotalOfBookValueSecurities

Other Assets OtherAssets (2 entries)

DescriptionDescription	Book ValueBookValue
DEPOSITS WITH BOND TRUSTEE	12932393
HELD BY OTHERS	684340984

Field	Value	IRS element (for citing)
Total Book Value Other Assets	697273377	TotalBookValueOtherAssets
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescription	AmountAmount
OBLIGATIONS	$38,636,846
OBLIGATIONS	$185,903,885
FUNDS HELD FOR OTHERS	$68,466,112
CONDITIONAL ASSET RETIREMENT	$43,199,888
REFUNDABLE FEDERAL STUDENT LOANS	$34,537,589
FICA MEDICAL RESIDENT PAYABLE	$29,191,920

Field	Value	IRS element (for citing)
Total Of Amounts	399936240	TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
ART COLLECTION	SCHEDULE D, PART III, LINE 4	DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
USE OF ENDOWMENT FUNDS	SCHEDULE D, PART V, LINE 4	THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48	SCHEDULE D, PART X	DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2011.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
RACIALLY NONDISCRIMINATORY POLICY	FORM 990, SCHEDULE E, LINE 3	DUKE UNIVERSITY IS COMMITTED TO ENCOURAGING AND SUSTAINING WORK AND LEARNING ENVIRONMENTS THAT ARE FREE FROM HARASSMENT AND PROHIBIT DISCRIMINATION. THE UNIVERSITY PROHIBITS DISCRIMINATION AND HARASSMENT IN THE ADMINISTRATION OF BOTH ITS EMPLOYMENT AND EDUCATIONAL POLICIES. EQUAL EMPLOYMENT AND EDUCATIONAL OPPORTUNITIES ARE PROVIDED WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, AGE OR GENETIC INFORMATION. DUKE UNIVERSITY ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE AND PROMOTE QUALIFIED MINORITIES, WOMEN, INDIVIDUALS WITH DISABILITIES AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE UNIVERSITY PROHIBITS DISCRIMINATION ON THE BASIS OF SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE UNIVERSITY HAS DESIGNATED DR. BENJAMIN D. REESE, VICE-PRESIDENT OF THE OFFICE FOR INSTITUTIONAL EQUITY AS ITS TITLE IX COORDINATOR. THE OFFICE FOR INSTITUTIONAL EQUITY IS LOCATED IN SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708. DR. REESE'S OFFICE TELEPHONE NUMBER IS (919) 684-8222. QUESTIONS OR CONCERNS REGARDING TITLE IX, HARASSMENT OR DISCRIMINATION MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. POLICIES AND RELATED PROCEDURES ARE COMMUNICATED TO ALL MEMBERS OF THE DUKE COMMUNITY THROUGH VARIOUS PUBLICATIONS, POSTINGS, ELECTRONIC MEDIA AND TRAINING SESSIONS FOR MANAGERS. PUBLICATIONS OF THE UNIVERSITY PICTURE BOTH MINORITY AND NON-MINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES. DUKE UNIVERSITY RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER.
FINANCIAL AID AND ASSISTANCE FROM GOVERNMENTAL AGENCIES	FORM 990, SCHEDULE E, LINE 6A	IN FURTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSTIY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, ACADEMIC COMPETITIVENESS GRANT (ACG) FUNDS, NATIONAL SCIENCE AND MATHEMATICS ACCESS TO RETAIN TALENT (SMART) GRANT FUNDS, FEDERAL HEALTH PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (47 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
Central America and the Caribbean	0	0	Program Services	EDUCATION	7838
Central America and the Caribbean	0	0	Program Services	RESEARCH	182968
Central America and the Caribbean	0	2	Program Services	STUDY ABROAD	182430
Central America and the Caribbean	0	0	Grantmaking		15420
Central America and the Caribbean	0	0	Send agents to seminar		84779
East Asia and the Pacific	0	0	Program Services	EDUCATION	764271
East Asia and the Pacific	1	2	Program Services	RESEARCH	6592923
East Asia and the Pacific	0	25	Program Services	STUDY ABROAD	2115742
East Asia and the Pacific	0	0	Grantmaking		831
East Asia and the Pacific	0	0	Send agents to seminar		1764352
Europe (Including Iceland and Greenland)	0	0	Fundraising		1939
Europe (Including Iceland and Greenland)	0	0	Program Services	EDUCATION	324275
Europe (Including Iceland and Greenland)	0	1	Program Services	RESEARCH	12905350
Europe (Including Iceland and Greenland)	6	48	Program Services	STUDY ABROAD	5411404
Europe (Including Iceland and Greenland)	0	0	Grantmaking		18000
Europe (Including Iceland and Greenland)	0	0	Send agents to seminar		3115792
Middle East and North Africa	0	0	Fundraising		162
Middle East and North Africa	0	0	Program Services	EDUCATION	87623
Middle East and North Africa	0	0	Program Services	RESEARCH	181275
Middle East and North Africa	0	3	Program Services	STUDY ABROAD	1311584
Middle East and North Africa	0	0	Send agents to seminar		301602
North America	0	0	Program Services	EDUCATION	40359
North America	0	0	Program Services	RESEARCH	11676784
North America	0	2	Program Services	STUDY ABROAD	100220
North America	0	0	Grantmaking		1000
North America	0	0	Send agents to seminar		293789
Russia and the Newly Independent States	0	0	Program Services	EDUCATION	29323
Russia and the Newly Independent States	0	0	Program Services	RESEARCH	200904
Russia and the Newly Independent States	0	3	Program Services	STUDY ABROAD	1667775
Russia and the Newly Independent States	0	0	Send agents to seminar		38423
South America	0	0	Program Services	EDUCATION	51075
South America	0	0	Program Services	RESEARCH	1156592
South America	0	0	Send agents to seminar		310754
South America	0	5	Program Services	STUDY ABROAD	283218
South America	0	0	Grantmaking		1744
South Asia	0	0	Program Services	EDUCATION	176187
South Asia	0	0	Program Services	RESEARCH	3215811
South Asia	0	4	Program Services	STUDY ABROAD	1524008
South Asia	0	0	Grantmaking		15109
South Asia	0	0	Send agents to seminar		309402
Sub-Saharan Africa	0	0	Program Services	EDUCATION	128418
Sub-Saharan Africa	0	1	Program Services	RESEARCH	3816145
Sub-Saharan Africa	0	1	Program Services	STUDY ABROAD	309964
Sub-Saharan Africa	0	0	Grantmaking		318275
Sub-Saharan Africa	0	0	Send agents to seminar		330881
East Asia and the Pacific	0	0	Program Services	ATHLETIC EVENTS	610606
East Asia and the Pacific	0	0	Program Services	DEVELOPMENT	51248

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	7	SubtotalNumberOfOffices
Subtotal Number Of Employees	78	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	19	ContNumberOfEmployees
Total Number Of Offices	7	TotalNumberOfOffices
Total Number Of Employees	97	TotalNumberOfEmployees
Subtotal Amount Spent	33488476	SubtotalAmountSpent
Cont Amount Spent	28540098	ContAmountSpent
Total Amount Spent	62028574	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (7 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
Cent. America/Caribbean	BUILD CLINIC	12000	WIRE
South Asia	AWARD	5109	WIRE
South Asia	GENERAL SUPPORT	10000	WIRE
Sub-Saharan Africa	GENERAL SUPPORT	12495	WIRE
Sub-Saharan Africa	MEDICAL SUPPORT	10000	WIRE
Sub-Saharan Africa	GENERAL SUPPORT	23000	WIRE
Sub-Saharan Africa	GENERAL SUPPORT	271334	WIRE

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	3	TotalNumberOf501c3Orgs
Total Number Of Other Orgs	3	TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS

Field	Value	IRS element (for citing)
Type Of Assistance	AWARD-SCIENTIFIC RESEARCH	TypeOfAssistance
Region	Europe/Iceland/Greenland	Region
Number Of Recipients	2	NumberOfRecipients
Amount Of Cash Grant	18000	AmountOfCashGrant
Manner Of Cash Disbursement	CHECK	MannerOfCashDisbursement

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	false	TransferToForeignCorp
Interest In Foreign Trust	true	InterestInForeignTrust
Own Foreign Corp	false	OwnForeignCorp
Passive Foreign Invest Co	false	PassiveForeignInvestCo
Foreign Partnership	false	ForeignPartnership
Boycott Countries	true	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE U.S.	Identifier
Return Reference	FORM 990, SCHEDULE F, LINE 2	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (6 entries)

Name Of IndividualNameOfIndividual	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Amount Retained By ContractorAmountRetainedByContractor
GRENZEBACH GLIER AND ASSOCIATES	401 N MICHIGAN AVE STE 2800	CHICAGO	IL	60611	CAMPAIGN CONSULTING	false	108889
TOM PERRIN ASSOCIATES					CAMPAIGN CONSULTING	false	9360
DEAN KUHNLEIN	5 SAGAMORE PLACE	HILLSBOROUGH	NC	27278	CAMPAIGN CONSULTING	false	8450
ERICA LIEBERMAN	6010 NEW JERICHO RD	CHAPEL HILL	NC	27516	CAMPAIGN CONSULTING	false	6863
BOBBY WAYNE CLARK	2711 AUGUSTA DR	DURHAM	NC	27707	CAMPAIGN CONSULTING	false	6858
KAREN GAJEWSKI	102 SUGARHILL PLACE	CARY	NC	27519	CAMPAIGN CONSULTING	false	5444

Field	Value	IRS element (for citing)
Total Retained By Contractors	145864	TotalRetainedByContractors
Licensed States	AL	LicensedStates
Licensed States	AK	LicensedStates
Licensed States	AZ	LicensedStates
Licensed States	AR	LicensedStates
Licensed States	CA	LicensedStates
Licensed States	CO	LicensedStates
Licensed States	CT	LicensedStates
Licensed States	DC	LicensedStates
Licensed States	FL	LicensedStates
Licensed States	GA	LicensedStates
Licensed States	HI	LicensedStates
Licensed States	IL	LicensedStates
Licensed States	KS	LicensedStates
Licensed States	LA	LicensedStates
Licensed States	ME	LicensedStates
Licensed States	MD	LicensedStates
Licensed States	MA	LicensedStates
Licensed States	MI	LicensedStates
Licensed States	MN	LicensedStates
Licensed States	MS	LicensedStates
Licensed States	NH	LicensedStates
Licensed States	NJ	LicensedStates
Licensed States	NM	LicensedStates
Licensed States	NY	LicensedStates
Licensed States	NC	LicensedStates
Licensed States	ND	LicensedStates
Licensed States	OH	LicensedStates
Licensed States	OK	LicensedStates
Licensed States	OR	LicensedStates
Licensed States	PA	LicensedStates
Licensed States	RI	LicensedStates
Licensed States	SC	LicensedStates
Licensed States	TN	LicensedStates
Licensed States	UT	LicensedStates
Licensed States	VA	LicensedStates
Licensed States	WA	LicensedStates
Licensed States	WV	LicensedStates
Licensed States	WI	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	ANGELS AMONG US	NameOfEvent1
Gross Receipts Event1	1518142	GrossReceiptsEvent1
Charitable Contributions Event1	1454849	CharitableContributionsEvent1
Gross Revenue Event1	63293	GrossRevenueEvent1
Food And Beverage Event1	8365	FoodAndBeverageEvent1
Other Direct Expenses Event1	72266	OtherDirectExpensesEvent1
Name Of Event2	2010 CMN	NameOfEvent2
Gross Receipts Event2	1487136	GrossReceiptsEvent2
Charitable Contributions Event2	1489144	CharitableContributionsEvent2
Gross Revenue Event2	-2008	GrossRevenueEvent2
Other Direct Expenses Event2	270422	OtherDirectExpensesEvent2
Total Number Of Other Events	12	TotalNumberOfOtherEvents
Gross Receipts Other Events	2734131	GrossReceiptsOtherEvents
Charitable Contrib Other Events	1922277	CharitableContribOtherEvents
Gross Revenue Other Events	811854	GrossRevenueOtherEvents
Non Cash Prizes Other Events	246333	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	2982	RentFacilityCostsOtherEvents
Food And Beverage Other Events	109158	FoodAndBeverageOtherEvents
Entertainment Other Events	13718	EntertainmentOtherEvents
Other Direct Expenses Other Events	831057	OtherDirectExpensesOtherEvents
Gross Receipts Total	5739409	GrossReceiptsTotal
Charitable Contributions Total	4866270	CharitableContributionsTotal
Gross Revenue Total Events	873139	GrossRevenueTotalEvents
Non Cash Prizes Total Events	246333	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	2982	RentFacilityCostsTotalEvents
Food And Beverage Total Events	117523	FoodAndBeverageTotalEvents
Entertainment Total Events	13718	EntertainmentTotalEvents
Other Direct Expenses Total Events	1173745	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	1554301	DirectExpenseSummaryEvents
Net Income Summary	-681162	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV

Field	Value	IRS element (for citing)
Identifier	FUNDRAISING ACTIVITIES	Identifier
Return Reference	SCHEDULE G, PART I, LINE 2(b), COLUMN (v)	ReturnReference
Explanation	DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH THE ENTITES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(b), COLUMN (v). THESE AGREEMENTS ALLOW FOR CERTAIN REIMBURSEMENTS OF EXPENSES SUCH AS: TRAVEL EXPENSES RELATED TO THE SERVICES PROVIDED. THE REIMBURSEMENT IS ANALYZED AND AUTHORIZED ON A CASE BY CASE BASIS. THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEES FOR SERVICES RENDERED.	Explanation

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable (92 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	Amount Of Non Cash AssistanceAmountOfNonCashAssistance	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance
ALBERT SCHWEITZER FELLOWSHIP
330 BROOKLINE AVE	BOSTON	MA	02215	131982786	501(C)(3)	20000	FELLOWSHIP PROGRAM PAYMENT
AMERICAN COUNCIL OF LEARNED SOCIETIES
633 THIRD AVE	NEW YORK	NY	10017	131851145	501(C)(3)	50000	ACLS UNIV CONSORTIUM
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	5644	KARL MENGER AWARDS
ASSOCIATION OF RESEARCH LIBRARY
21 DUPONT CIRCLE	WASHINGTON	DC	20036	520784198	501(C)(3)	16000	SPONSORSHIP SCIENCE INSTITUTE
CALVARY MINISTRIES OF THE WESTLAND COMMUNITIES
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	24117	GENERAL SUPPORT
CARTER COMMUNITY SCHOOL
1305 W CLUB BLVD	DURHAM	NC	27705	202701540	501(C)(3)	21324	GENERAL SUPPORT
CHILD AND PARENT SUPPORT SERVICES
411 W CHAPEL HILL ST	DURHAM	NC	27701	581446309	501(C)(3)	6270	MIDDLE SCHOOL INITIATIVE
CITY OF DURHAM
1903 FAYETTEVILLE ST	DURHAM	NC	27703	566000225	GOV'T ENTITY	525000	FIRE CONTRIBUTION
CLEAN ENERGY DURHAM
PO BOX 2223	DURHAM	NC	27702	711032962	501(C)(3)	5171	GENERAL SUPPORT
CLEARCUT PRODUCTIONS INC
820 N RIVER ST	PORTLAND	OR	97227	203973185		12500	FESTIVAL AWARD
COMMITTEE FOR ECONOMIC DEVELOPMENT
2000 L STREET NW	WASHINGTON	DC	20036	131623973	501(C)(3)	10000	GENERAL SUPPORT
COUNCIL ON COMPETITIVENESS
1500 K STREET NW	WASHINTON	DC	20005	521872849	501(C)(3)	27500	GENERAL SUPPORT
CREST STREET COMMUNITY COUNCIL
2614 CREST ST	DURHAM	NC	27705	581399286	501(C)(4)	21151	DONATION FOR AFTER SCHOOL PROGRAM
DOC ARTS INC
324 BLACKWELL ST	DURHAM	NC	27701	020548261	501(C)(3)	25000	FESTIVAL SPONSORSHIP
DURHAM CENTER FOR SENIOR LIFE
406 RIGSBEE AVE STE 202	DURHAM	NC	27701	560886647	501(C)(3)	12300	GENERAL SUPPORT
DURHAM CHAMBER LEGACY FOUNDATION
PO BOX 3829	DURHAM	NC	27702	131132350	501(C)(3)	31250	GENERAL SUPPORT
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HL ST	DURHAM	NC	27701	561203878	501(C)(3)	20000	COMMUNITY AFFAIRS
DURHAM COUNTY
215 NORTH CHURCH ST	DURHAM	NC	27701	566000297	GOV'T ENTITY	26992	GENERAL SUPPORT
DURHAM CRISIS RESPONSE CENTER
206 N DILLARD ST	DURHAM	NC	277013404	581496427	501(C)(3)	7284	GENERAL SUPPORT
DURHAM ECONOMIC RESOURCE CENTER
904 N ROXBORO RD	DURHAM	NC	27701	237208424	501(C)(3)	5400	GENERAL SUPPORT
DURHAM PUBLIC SCHOOLS
PO BOX 30002	DURHAM	NC	27702	566001021	GOV'T ENTITY	50665	GENERAL SUPPORT	330701	FMV	COMP/OFFICE EQUIP
EL CENTRO HISPANO INC
201 W MAIN STREET	DURHAM	NC	27701	562011661	501(C)(3)	14372	GENERAL SUPPORT
EMILY KRZYZEWSKI FAMILY CENTER
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	203224	COMMUNITY AFFAIRS
FAMILY HEALTH MINISTRIES INC
PO BOX 16725	CHAPEL HILL	NC	275166725	562206165	501(C)(3)	103027	HAITI SUPPORT
GENESIS HOME
PO BOX 25426	DURHAM	NC	27702	561633998	501(C)(3)	8395	GERNERAL SUPPORT
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	25000	GENERAL SUPPORT
HEARTS WITH HAITI INC
27 HORNE ST	RALEIGH	NC	27607	562267791	501(C)(3)	8500	HAITI SUPPRT
HOUSING FOR NEW HOPE
18 W COLONY PLACE	DURHAM	NC	27705	582089068	501(C)(3)	10000	GENERAL SUPPORT
HYTOWER ENERGY STORAGE
809 WILKERSON AVE	DURHAM	NC	27701	452284472		25000	START UP CHALLENGE PRIZE
INDIANA UNIVERSITY
PO BOX 66057	INDIANAPOLIS	IN	462666057	356001673	501(C)(3)	85000	SABBATICAL SUPPORT
INSTITUTE FOR SUSTAINABLE DEVELOPMENT
101 W MAIN ST	DURHAM	NC	27701	271976543		10000	GENERAL SUPPORT
JOHNS HOPKINS UNIVERSITY
720 RUTLAND AVE	BALTIMORE	MD	212052196	520595110	501(C)(3)	10000	MATERNAL HEALTH AWARD
KIDZ NOTES
120 MORRIS ST	DURHAM	NC	27701	270446845	501(C)(3)	10000	GENERAL SUPPORT
MICROLENDING FILM
990 CANAL ST	MAGNOLIA	OH	44643	900695944		20000	FILM PROJECT AWARD
MONTANA STATE UNIVERSITY
PO BOX 172470	BOZEMAN	MT	59718	816010045		15500	STUDENT FELLOWSHIP
NORTH CAROLINA NEW SCHOOLS PROJECT
4600 MARRIOTT DRIVE	RALEIGH	NC	27612	204031703	501(C)(3)	100000	PROJECT STEM SUPPORT
NORTHSIDE BAPTIST CHURCH
1239 BERKELEY ST	DURHAM	NC	27705	561169350		19717	GENERAL SUPPORT
PARTNERS FOR YOUTH
1313 HALLEY ST	DURHAM	NC	27707	352206640	501(C)(3)	40000	COMMUNITY AFFAIRS
PHI LAMBDA UPSILON
124 SCIENCE DR	DURHAM	NC	27708	237264553	501(C)(7)	8500	GENERAL SUPPORT
PROMISE OF PLAY INC
206 NORTH DILLARD ST	DURHAM	NC	27701	611602902	501(C)(3)	5611	GENERAL SUPPORT
REALITY MINISTRY
PO BOX 242	DURHAM	NC	27702	261514118	501(C)(3)	9994	GENERAL SUPPORT
REGENTS OF UNIV OF CALIFORNIA
900 UNIVERSITY AVE	RIVERSIDE	CA	92521	956006142	501(C)(3)	10000	RESEARCH SUPPORT
REGENTS OF UNIV OF COLORADO
1700 LINCOLN ST	DENVER	CO	80203	846000555	501(C)(3)	35654	GENERAL SUPPORT
RESTRIANGLE ENVIRONMENTAL HEALTH COLLABORATIVE
LESLIESHIRE DR	RALEIGH	NC	276158103	204594346	501(C)(3)	20000	GENERAL SUPPORT
RONALD MCDONALD HOUSE
506 ALEXANDER DR	DURHAM	NC	27705	561220376	501(C)(3)	6699	GENERAL SUPPORT
SAVE THE CHILDREN
54 WILTON RD	WESTPORT	CT	06880	060726487	501(C)(3)	5540	JAPAN TSUNAMI
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	501(C)(3)	10000	GENERAL SUPPORT
SENIOR PHARMASSIST INC
406 RIGSBEE AVE	DURHAM	NC	277012186	562084639	501(C)(3)	8688	GENERAL SUPPORT
SHARE THE WARMTH
526 S CHURCH ST	CHARLOTTE	NC	28202	581586283	501(C)(3)	5096	GENERAL SUPPORT
SOCIETY OF EDUCATION IN ANESTH
NORTHWEST HWY	PARK RIDGE	IL	600682573	911237012	501(C)(3)	10000	GENERAL SUPPORT
STUDENT ACTION WITH FARMWORKER
1317 W PETTIGREW ST	DURHAM	NC	27705	561789014	501(C)(3)	10200	GENERAL SUPPORT
STUDENT U
3116 ACADEMY RD	DURHAM	NC	27707	560538019	501(C)(3)	9791	GENERAL SUPPORT
TROSA INC
1820 JAMES ST	DURHAM	NC	277072024	561861158	501(C)(3)	6000	GENERAL SUPPORT	6777	FMV	HOUSEHOLD FURNITURE
UNIVERSITY OF NORTH CAROLINA
CAMPUS BOX 8011	CHAPEL HILL	NC	27599	566001393	GOV'T ENTITY	12300	GENERAL SUPPORT
URBAN MINISTRIES OF DURHAM
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	8961	GENERAL SUPPORT	6912	FMV	HOUSEHOLD FURNITURE
US FUND FOR UNICEF
125 MAIDEN LANE	NEW YORK	NY	10038	131760110	501(C)(3)	6960	PAKISTAN FLOODING SUPPORT
V FOUNDATION FOR CANCER RESEARCH
106 TOWERVIEW CT	CARY	NC	27513	133705951	501(C)(3)	10000	GENERAL SUPPORT
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURAHM	NC	27705	562214825	501(C)(3)	25014	GENERAL SUPPORT
WASHINGTON UNIVERSITY
700 ROSEDALE AVE	ST LOUIS	MO	63112	143060536	501(C)(3)	45000	RUTH K BROAD FOUNDATION GRANT
WASHINGTON UNIVERSITY SCHOOL OF MEDICINE
660 S EUCLID AVE	ST LOUIS	MO	63110	430653611	501(C)(3)	45000	GENERAL SUPPORT
WEST END COMMUNITY CENTER
705 KENT STREET	DURHAM	NC	27705	582000463		20000	GENERAL SUPPORT
BELIEVERS UNITED FOR PROGRESS
1306 FAYETTEVILLE STREET	DURHAM	NC	27707	352292442	501(C)(3)		GENERAL SUPPORT	8454	FMV	FURNITURE/ EQUIPMENT
CAARE INC
214 BROADWAY STREET	DURHAM	NC	27701	561963988	501(C)(3)		GENERAL SUPPORT	8482	FMV	OFFICE FURNITURE
CARNIVORE PRESERVATION INC
1940 HANKS CHAPEL ROAD	PITTSBORO	NC	27312	561522499	501(C)(3)		GENERAL SUPPORT	19000	FMV	EQUIPMENT
CHRISTIAN FAITH CENTER OF CREEDMOOR
PO BOX 100	CREEDMOOR	NC	27522	561526296	501(C)(3)		GENERAL SUPPORT	6500	FMV	COMPUTER EQUIPMENT
COALITION OF UNCHAIN DOGS
3737 GLENWOOD AVE	RALEIGH	NC	27612	262584285	501(C)(3)		GENERAL SUPPORT	15000	FMV	EQUIPMENT
DURHAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590	501(C)(3)		GENERAL SUPPORT	40925	FMV	FURNITURE/EQUIPMENT
DURHAM TECHNICAL COMMUNITY COLLEGE
1637 LAWSON STREET	DURHAM	NC	27703	561423848	501(C)(3)		GENERAL SUPPORT	5114	FMV	OFFICE EQUIPMENT
FFL RICHER LIFECARE INC
2416 ORCUTT AVENUE	NEWPORT NEWS	VA	23607	043806663	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
FIRST ASSEMBLY OF GOD
1034 HAMLIN ROAD	DURHAM	NC	27704	440577787	501(C)(3)		GENERAL SUPPORT	25782	FMV	FURNITURE/EQUIPMENT
GLORY TO GOD MINISTRIES
202 N TARBORO STREET	RALEIGH	NC	27610	562087324	501(C)(3)		GENERAL SUPPORT	22485	FMV	COMPUTERS/EQUIPMENT
THE HAWBRIDGE SCHOOL
1735 BETHL CHURCH RD	SAXAPAHAW	NC	27340	562065889	501(C)(3)		GENERAL SUPPORT	7856	FMV	COMPUTER EQUIPMENT
HEAL TASK FORCE
PO BOX 301	JAMESVILLE	NC	27846	204728964	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
HOUSE OF REFUGE
947 E MAIN STREET	DURHAM	NC	27701	561988451	501(C)(3)		GENERAL SUPPORT	7946	FMV	COMPUTER EQUIPMENT
J-JIREH SERVICES INC
PO BOX 352	SOUTH HILL	VA	23970	020783242	501(C)(3)		GENERAL SUPPORT	26511	FMV	FURNITURE/EQUIPMENT
KESTREL HEIGHTS SCHOOL
4700 S ALSTON AVENUE	DURHAM	NC	27713	561996482	501(C)(3)		GENERAL SUPPORT	5391	FMV	FURNITURE/EQUIPMENT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)		GENERAL SUPPORT	29910	FMV	COMPUTER EQUIPMENT
MILLBROOK ELEMENTARY
3317 DERBYSHIRE PLACE	RALEIGH	NC	27604	561137759	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
MOUNT GILEAD PENTECOSTAL CHURCH
PO BOX 72	BELHAVEN	NC	27810	262563827	501(C)(3)		GENERAL SUPPORT	7460	FMV	COMPUTER EQUIPMENT
MOUNT ZION CHRISTIAN CHURCH
3519 FAYETTEVILLE STREET	DURHAM	NC	27707	561443711	501(C)(3)		GENERAL SUPPORT	25805	FMV	COMPUTER EQUIPMENT
OFFG OUTREACH MISSION
3741 WAKE FOREST HWY	DURHAM	NC	27703	421716352	501(C)(3)		GENERAL SUPPORT	5563	FMV	COMPUTER EQUIPMENT
OLIVE HILL COMMUNITY ECONOMIC DEVELOPMENT CORP
PO BOX 4008	MORGANTON	NC	28680	311639629	501(C)(3)		GENERAL SUPPORT	6500	FMV	COMPUTER EQUIPMENT
OE ENTERPRISES INC
348 ELIZ BRADY RD	HILLSBOROUGH	NC	27278	570740781	501(C)(3)		GENERAL SUPPORT	5300	FMV	FURNITURE/EQUIPMENT
OXFORD HOUSE
203 PEKOE STREET	DURHAM	NC	27707	521582231	501(C)(3)		GENERAL SUPPORT	19500	FMV	COMPUTER EQUIPMENT
PINES COMMUNITY CENTER INC
107 JOHNSON STREET	CHAPEL HILL	NC	27514	561898531	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
PROMISE CHILD MINISTRIES
3022 WEDGEDALE AVENUE	DURHAM	NC	27703	392067626	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
SHAW UNIVERSITY
118 E SOUTH STREET	RALEIGH	NC	27601	560530235	501(C)(3)		GENERAL SUPPORT	16374	FMV	OFFICE FURNITURE
SUCCESS DYNAMICS COMMUNITY DEVELOPMENT
PO BOX 214	FARMVILLE	NC	27828	562127031	501(C)(3)		GENERAL SUPPORT	7800	FMV	COMPUTER EQUIPMENT
TEENS DESTINED TO SUCCEED OUTREACH
N BEAUMONT AVE	BURLINGTON	NC	27217	263024874	501(C)(3)		GENERAL SUPPORT	5525	FMV	COMPUTER EQUIPMENT
TMO FOUNDATION INC
RED OAK TREE DR	FUQUAY VARINA	NC	27526	562655343	501(C)(3)		GENERAL SUPPORT	7449	FMV	FURNITURE/EQUIPMENT
VETERANS EMPOWERING VETERANS
11029 US HWY 301 S	BENSON	NC	27504	900520176	501(C)(3)		GENERAL SUPPORT	9037	FMV	COMPUTER EQUIPMENT
PARADOX FILMS
68 E 131 ST 7TH FLOOR	NEW YORK	NY	10037	020586557		10000	FILM DOCUMENTARY CONTRIBUTION

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	82	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	10	TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII (161 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
1ST PLACE WINNER CONTEST AWARD	1	1000
2010 CHESTER P MIDLESWORTH AWARD	2	2000
2010 DISTINGUISHED SERVICE AWARD	1	500
2010 DURDEN PRIZE	4	3000
2010 PERRY PRIZE	1	2500
2010 PILKINGTON MEMORIAL AWARD	1	500
2010 RESEARCH CAREER DAY AWARD	3	1500
2010-11 AWARD FOR OUTSTANDING TEACHING CLASS	6	600
2010-11 GRAD. VAIL AWARD	2	1000
2011 BME AWARD	1	469
2011 GRADUATION-THOMAS JEFFERSON AWARD	1	250
2011 GRADUATION- ANDREW C PUCKETT HUMANISM AWARD	1	500
2011 GRADUATION-DEANS'S RECOGNITION AWARD	4	800
2011 HELMHOLTZ AWARD	1	200
2011 LEONARDO DA VINCI AWARD	2	400
2011 RAINBOW OF HEROES WALK	1	5000
4TH ANNUAL COLE DISSERTATION COMPETITION	1	1000
ADOPT A FAMILY CLOTHES & TOYS	1	192
ALDEN AWARD WINNER	1	250
ALEX VASILOS MEMORIAL AWARD	4	1500
ALLEN STARLING JOHNSON JR AWARD	6	1350
ANGELA MARTINEZ - ALDEN AWARD	1	250
ANGELS AMONG US	1	2500
ANNE MCDOUGALL AWARD	1	1500
ANN-MARIE PARSONS AWARD	1	250
AWARD	1	781
AWARD-CDS DEGRESS PROGRAM	1	1500
AWARD-ITALY TRIP	1	1000
AWARD FOR STUDENT ACHIEVEMENT	2	3000
AWARD FOR SUMMER DISSERTATION FIELD WORK IN KENYA	1	2000
AWARD NYC TRIP	1	200
AWARD TO ATTEND CLASSICAL SUMMER SCHOOL	2	3400
AWARD WINNER KENAN INST. FOR ETHICS	1	500
BARBARA HERRNSTEIN SMITH AWARD	1	250
BEST RESEARCH AWARD	1	500
BIG BROTHER BIG SISTERS SPONSORSHIP	1	65
BOOK AWARD	1	750
CAMP KALEIDSCOPE PROJECT	1	10500
CASE COMPETITION PRIZE MONEY	24	13500
CHAMBER MUSIC AWARD	1	100
CHARLES ERNEST SEAGER MEMORIAL AWARD	2	1000
CHARLES ROWE VAIL MEMORIAL AWARD	2	1000
CHINA MEDEL FOR 2010-11 AWARD	1	2400
CLAS MELLON GRADUATE STUDENT TRAVEL AWARD TO HAITI	2	2400
CLASS OF 1990 SCHOLARSHIP AWARD	1	2000
CLAY TALIAFERRO DANCE AWARD	1	250
CONTEST WINNER	1	50
CRITICAL ESSAY AWARD	1	250
DALE B.J. RANDALL AWARD	2	500
DANCE PROJECT AWARD	1	250
DANCE WRITING AWARD FOR SPRING 2011	1	250
DNP CAPSTONE AWARD	1	200
DORA LITTLE SERVICE AWARD	3	3000
DPS-PRIZE WINNER	1	500
DUKE CHAPEL ASSISTANCE GIVEN	1	500
DUKE HOME CARE & HOSPICE PROJECT	1	3375
DUKE HONOR COUNCIL ESSAY CONTEST	3	600
DUKE MAHATO EVENT- IMAGE CONTEST AWARD	1	500
DUKE START UP CHALLENGE WINNER FY 2011	5	5650
ERNESTINE FRIEDL AWARD	2	2000
ESSAY AWARD	2	1281
EVA SALBER MEMORIAL AWARD	2	1000
EXCEPTIONAL HONORS THESIS	1	200
FLEXNER POETRY AWARD	5	2000
FOERSTER HONORABLE MENTION	1	400
FOERSTER PRIZE	1	1200
GALLERY CHOICE ART CONTEST	1	100
GENDER & RACE RESEARCH AWARD	3	1700
GEORGE SHERRERD III AWARD	1	500
HAAS ESSAY PRIZE	1	1200
HAROLD BRODY AWARD	1	1000
HELMETS AGAINST HEAD INJURY PROJECT	1	270
HENRY SCHUMAN MUSIC PRIZE	1	350
HORNE COSPONSORSHIP	1	1800
INTRAMURAL AWARD	1	750
JACKSON PRIZE	1	500
JAMESON JONES PREACHING AWARD	1	500
JHF AWARD	1	1500
JHFRC BOOK AWARD	1	10000
JODY MCAULIFFE AWARD	1	500
JOHN M CLUM AWARD	1	500
JUDITH MCDADE PRIZE	2	200
JULIA DALE AWARD IN MATH	5	950
JULIA WILKINSON MUELLER PRIZE FOR EXCELLENCE IN MU	1	300
JULIA WRAY MEMORIAL DANCE AWARD	1	250
KARL E ZENER AWARD	1	100
KARL MENGER AWARD IN MATH	4	750
KENAN INST. FOR ETHICS ART CONTEST WINNER	2	800
KENNETH J REARDON AWARD	1	500
LAPRADE PRIZE WINNER	1	500
LP SMITH AWARD IN MATH 2009-10	2	5000
HOLDEN AWARD	1	500
MARK EWING	1	11667
MARY DUKE BIDDLE FOUND VISUAL ART AWARD	2	1000
MARY MCLEOD BETHUNE WRITING AWARD	1	300
MCDOUGALL MERIT AWARD	1	1500
MCMURRY RICHEY AWARD	3	750
MELCHER AWARD	1	100
MELLON RESEARCH TRAVEL AWARD	1	750
MEMS FACULTY AWARD	1	100
MENTOR AWARD	2	2000
MICHAEL R NATHAN AWARD	2	5000
MONETARY AWARD	1	600
MOST ORIGINAL HONOR THESIS AWARD	1	250
MUSICAL ACHIEVEMENT PRIZE	4	200
NC UROLOGY RESIDENT COMPETITION PRIZE	1	500
NESCENT GRADUATE STUDENT FELLOWSHIP	10	48000
OUTSTANDING TEACHING AND MENTORING AWARD	1	156
OUTSTANDING UNDERGRADUATE RESEARCH AWARD	1	200
OVARIAN CANCER WALK PROJECT	1	500
PAUL FARMER AWARD	1	100
PEACE AWARD TRAVEL HONDURAS	4	6894
PHOTO CONTEST WINNER	1	50
PI TAU SIGMA AWARD	3	300
POSTER AWARD	21	2950
PRIZE FOR EXCEPTIONAL HONORS THESIS	1	200
SECOND PLACE EMORY CASE COMP.	5	671
PRIZES FOR SOCCER TOURNAMENT	1	300
RECEPTION CONTRIBUTION	1	300
REMEMBRANCE BOX PROGRAM	1	1200
RESEARCH PORT-AU-PRINCE	1	2000
REYNOLDS PRICE AWARD	1	500
RIPP PROGRAM	1	1000
SABBATICAL SCHOLAR PAYMENT	39	187773
SARA LABOSKEY MEMORIAL FUND	1	500
SCHUTTE SENIOR AWARD	1	1000
SCRIPPS NATIONAL BEE	1	2890
SOCIAL RELATIONSHIPS SURVEY WINNER	14	8400
STANLEY FISH AWARD	1	250
START UP CHALLENGE WINNER	1	2500
STEPHEN HORN TEACHING AWARD	2	600
SUE & LEE NOEL PRIZE IN VISUAL ARTS	1	500
SURVEY WINNER	2	1200
SYMPOSIUM PRESENTATION PRIZE	1	500
THIRD PLACE ETHICS ART CONTEST	1	100
TIP LEADERSHIP MERIT AWARD	2	2000
TRAVEL AWARD FOR SUMMER INTERNSHIP	11	13584
TRIATHLON - CASH PRIZES	1	350
TYLER POETRY AWARD	2	1025
UROLOGY RESIDENT COMPETITION PRIZE	5	500
URS GRADUATION W. DISTINCTION AWARD	1	699
UTKU AWARD	2	450
VIDEO CONTEST PRIZE	3	1500
VISUAL STUDIES INITIATIVE AWARD	2	600
WILLIAM KLENZ PRIZE IN MUSIC COMPOSITION	1	225
2011 FRITZ LONDON PRIZE	1	9000
WOMEN'S STUDIES GENDER/RACE RESEARCH AWARD	1	781
RENT ASSISTANCE	1	143
INTERNSHIP STIPEND	37	330129
UNDERGRADUATE TUITION PAYMENT	1	12182
UNDERGRADUATE TUITION PAYMENT	5	40800
UNDERGRADUATE STIPEND	172	1866433
GRADUATE TUITION SCHOLARSHIP	32	411003
GRADUATE STIPEND	1160	18978000
POSTDOCTORAL STIPEND	4	93348
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	352	13759410
GRADUATE ATHLETIC SCHOLARSHIPS	8	307711
UNDERGRADUATE SCHOLARSHIPS	3961	112550795
GRADUATE SCHOLARSHIPS	2970	63703873
PRE-DOCTORAL SCHOLARSHIPS	2876	35583897
ALDEN AWARD WINNER	1	250

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S.	Identifier
Return Reference	FORM 990, SCHEDULE I, LINE 2	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	true	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (23 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
RICHARD H BRODHEAD
753677	0	0	0	22396	0	130029	0	63292	0	969394	0	0	0
PAMELA J BERNARD
385537	0	0	0	16500	0	30029	0	15360	0	447426	0	0	0
VICTOR J DZAU
1019765	0	1006416	0	11040	0	746258	0	16175	0	2799654	0	0	0
PETER LANGE
488119	26222	0	0	16500	0	30029	0	8786	0	543434	26222	0	0
B HOFLER MILAM
295870	0	35954	0	16500	0	30029	0	14387	0	392740	0	0	0
RICHARD V RIDDELL
254559	0	427	0	17242	0	30029	0	7641	0	309898	0	0	0
TALLMAN TRASK III
519110	0	0	0	18492	0	30029	0	21874	0	589505	0	0	0
NANCY C ANDREWS
446697	0	172828	0	59786	0	30029	0	16189	0	725529	0	0	0
ALVIN L CRUMBLISS
230748	0	33367	0	16500	0	30029	0	5456	0	316100	0	0	0
KEMEL DAWKINS
137817	0	0	0	605500	0	30029	0	5636	0	778982	0	0	0
J SCOTT GIBSON
347016	0	112991	0	16598	0	30029	0	18677	0	525311	0	0	0
ALICE E GOULD
229637	0	404876	0	0	0	103894	0	570	0	738977	0	20250	0
ANDERS W HALL
243356	0	483626	0	16500	0	158246	0	12241	0	913969	0	37500	0
GEORGE L MCLENDON
184962	0	490	0	236	0	23585	0	6695	0	215968	0	0	0
JOHN J NOONAN
247185	0	0	0	0	0	30029	0	16566	0	293780	0	0	0
JAMES S ROBERTS
297707	0	0	0	0	0	30029	0	7008	0	334744	0	0	0
NEAL F TRIPLETT
427591	0	1224346	0	16500	0	623642	0	13483	0	2305562	0	163333	0
GAVIN BRITZ
642395	0	152482	0	0	0	30029	0	8583	0	833489	0	0	0
DAVID N CUTCLIFFE
1392292	0	325703	0	20785	0	30029	0	19714	0	1788523	0	0	0
MICHAEL W KRZYZEWSKI
1979257	0	3747906	0	41894	0	1447339	0	17580	0	7233976	0	0	0
RALPH SNYDERMAN
1031466	0	0	0	3210	0	30029	0	13940	0	1078645	0	0	0
KEVIN M WHITE
775467	0	6291	0	76506	0	30029	0	18243	0	906536	0	0	0
REV CHARLES M SMITH
29273	0	0	0	0	0	0	0	0	0	29273	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (9 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
CHARTER TRAVEL	SCHEDULE J, PART 1, LINE 1A	MICHAEL W. KRYZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL.
TRAVEL FOR COMPANIONS	SCHEDULE J, PART 1, LINE 1A	COMPANIONS HAVE TRAVELED WITH MICHAEL W. KRZYZEWSKI. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN HIS TAXABLE INCOME.
TAX INDEMNIFICATION	SCHEDULE J, PART 1, LINE 1A	RICHARD H. BRODHEAD, J. SCOTT GIBSON, MICHAEL W. KRZYZEWSKI, GEORGE L. MCCLENDON, RICHARD V. RIDDELL, AND KEVIN M. WHITE RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES.
RESIDENCE FOR PERSONAL USE	SCHEDULE J, PART 1, LINE 1A	RICHARD H. BRODHEAD WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME.
PERSONAL SERVICES	SCHEDULE J, PART 1, LINE 1A	THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITY USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THIS FACILITY IS USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. RICHARD H. BRODHEAD WAS PROVIDED WITH PERSONAL FINANCIAL SERVICES. TO THE EXTENT SUCH SERVICES WERE NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN THE TAXABLE INCOME OF THESE INDIVIDUALS.
CLUB DUES	SCHEDULE J, PART 1, LINE 1A	DAVID N. CUTCLIFFE AND J. SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME.
POLICY	SCHEDULE J, PART 1, LINE 1B	DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.
SEVERENCE PAYMENT	SCHEDULE J, PART I, LINE 4a	KEMEL DAWKINS RECEIVED A SEVERANCE PACKAGE THAT INCLUDED $600,000 CASH PAYMENT. THE TERMS & CONDITIONS OF THE AGREEMENT DID NOT REQUIRE PARTICIPATION.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN	SCHEDULE J, PART I, LINE 4b	THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $280,000, ALICE E. GOULD $30,375, ANDERS W. HALL $56,250, SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). VICTOR J. DZAU MD, MICHAEL W. KRZYZEWSKI AND RALPH SNYDERMAN, MD PARTICIPATE IN A PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE, HOWEVER THEY DID NOT RECEIVE ANY PAYMENTS DURING THE REPORTING PERIOD.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GCF3	2005-06-24	216311656	SEE SCHEDULE O	false	false	false
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GDR6	2006-11-02	397964337	SEE SCHEDULE O	false	false	false
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GES3	2007-01-09	128278030	SEE SCHEDULE O	false	false	false
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GFT0	2009-02-25	252585252	SEE SCHEDULE O	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Refunding EscrowRefundingEscrow	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Amount RetiredAmountRetired	Amount UnspentAmountUnspent
220394024	8738412	69239409	1647641	236035	140532528	2007	true	false	true	true
405128364	8814929	262529247	2807772		130976419	2008	true	true	true	true	5275000
128278030		127234526	1043504			2004	false	true	true	true
253146208	5953069	109568000	2182146		122514565		true	false	false	true		12928428

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
false	false	true	true	true	0.00000	0.00000	true
false	false	true	true	true	0.00320	0.00320	true
false	false	true	true	true	0.00000	0.00000	true
false	false	true	true	true	0.00010	0.00010	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Term Of GICTermOfGIC	Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
MORGAN STANLEY & CO
false	false	false	true	1.8	true	true	false
MORGAN STANLEY & CO
false	false	false	true	1.9	false	false	true
(no name)
false	false	false	false			false	true
(no name)
false	false	false	false			false	false

Form990 Schedule K Part V Form990ScheduleKPartV

Field	Value	IRS element (for citing)
Identifier	SEE SCHEDULE O FOR ADDITIONAL DETAIL	Identifier

Schedule L IRS990ScheduleL

Form990 Schedule L Part III Form990ScheduleLPartIII (3 entries)

Name Of Interested PersonNameOfInterestedPerson	Relationship With OrganizationRelationshipWithOrganization	Amount Of GrantAmountOfGrant	Type Of AssistanceTypeOfAssistance
3 RECIPIENTS	GRANT SELECTION COMM. MEMBER	405186	RESEARCH GRANTS
7 RECIPIENTS	GRANT SELECTION COMM. MEMBER	362000	AWARD
1 RECIPIENT	TRUSTEE	4000	AWARD

Form990 Schedule L Part IV Form990ScheduleLPartIV (11 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
CYNTHIA BRODHEAD
FAMILY MEM OF PRESIDENT	132500	SALARY PAID	false
CHRISTOPHER GERGEN
FAMILY MEMBER OF TRUSTEE	31150	SALARY PAID	false
BRIGHT HORIZONS
DIRECTOR IS TRUSTEE	362470	PAYMENT FOR GOODS OR SERVICES	false
BERNARD MATHEY-PREVOT
FAMILY MEMBER OF KEY EMP	139725	SALARY PAID	false
PEPSI CO
DIRECTOR IS OFFICER	226507	PAYMENT FOR GOODS OR SERVICES	false
LORI LEACHMAN
FAMILY MEMBER OF OFFICER	73800	SALARY PAID	false
DEBORAH JAKUBS
FAMILY MEMBER OF KEY EMP	260000	SALARY PAID	false
FELTON CAPEL
FAMILY MEMBER OF TRUSTEE	14736	SALARY PAID	false
GENZYME
DIRECTOR IS OFFICER	149120	PAYMENT FOR GOODS OR SERVICES	false
JULIETTE TRASK
FAMILY MEMBER OF OFFICER	65352	SALARY PAID	false
HINES GLOBAL
OFFICER IS TRUSTEE	7735361	PAYMENT FOR GOODS OR SERVICES	false

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	18	NumberOfContributions
Noncash Contribs Rptd F990	327392	NoncashContribsRptdF990
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	29441	NoncashContribsRptdF990
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	524	NumberOfContributions
Noncash Contribs Rptd F990	15022431	NoncashContribsRptdF990
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther

Real Estate Residential RealEstateResidential

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	40000	NoncashContribsRptdF990
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Real Estate Commercial		RealEstateCommercial
Real Estate Other		RealEstateOther
Collectibles		Collectibles
Food Inventory		FoodInventory
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	RECREATIONAL EVENT TICKETS	1811	292809	FMV
X	MISCELLANEOUS	122	39300	FMV
X	EQUIPMENT & ELECTRONICS	11	1045634	FMV
X	ARCHIVED MATERIALS	48	371879	FMV

Field	Value	IRS element (for citing)
Number Of8283 Received	13	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	true	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS	Identifier
Return Reference	SCHEDULE M, PART 1, LINE 32B	ReturnReference
Explanation	DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASSIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (15 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
UNRELATED BUSINESS GROSS INCOME	FORM 990, PART V, LINE 3b	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS GROSS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDING JUNE 30, 2011. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
BUSINESS RELATIONSHIPS	PART VI, SECTION A, LINE 2	TRUSTEES BRUCE A. KARSH, G. RICHARD WAGONER, JR., PRESIDENT RICHARD H. BRODHEAD, EXECUTIVE VICE PRESIDENT TALLLMAN TRASK III, AND CHIEF INVESTMENT OFFICER NEAL F. TRIPLETT ARE ALL DIRECTORS OF DUMAC, LLC. TRUSTEE DR. VICTOR J. DZAU AND OFFICER PAMELA J. BERNARD ARE BOTH DIRECTORS OF DURHAM CASUALTY COMPANY, LTD. TRUSTEE DR. VICTOR J. DZAU AND KEY EMPLOYEE J. SCOTT GIBSON ARE BOTH DIRECTORS OF DUKE MEDICAL STRATEGIES, INC.
ELECTION OF GOVERNING BODY MEMBERS	PART VI, SECTION A, LINE 7A	OF THE 36 ELECTED TRUSTEES FOR DUKE UNIVERSITY, TWELVE ARE ELECTED BY THE NORTH CAROLINA CONFERENCE OF THE UNITED METHODIST CHURCH AND ANOTHER TWELVE ARE ELECTED BY THE WESTERN NORTH CAROLINIA CONFERENCE OF THE UNITED METHODIST CHURCH.
REVIEW OF 990 BY BOARD	PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
CONFLICT OF INTEREST POLICY	PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
COMPENSATION REVIEW	PART VI, SECTION B, LINE 15A & 15B AND SCHEDULE J, LINE 3	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
GOVERNING DOCUMENTS AVAILABILITY TO PUBLIC	PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF
AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS	FORM 990, PART VII, SECTION A, COLUMN B	THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO DUKE UNIVERSITY HEALTH SYSTEM, INC. (A RELATED ORGANIZATION OF DUKE UNIVERSITY): THE HONORABLE DANIEL T. BLUE, JR, JACK O. BOVENDER, JR, FRANK E. EMORY, JR, THOMAS M. GORRIE, SUSAN M. STALNECKER, AND NANCY C. ANDREWS MD. RICHARD H. BRODHEAD DEVOTED AN ESTIMATED AVERAGE OF TEN (10) HOURS PER WEEK TO DUKE UNIVERSITY HEALTH SYSTEM, INC. (A RELATED ORGANIZATION OF DUKE UNIVERSITY). VICTOR J. DZAU MD, DEVOTED AN ESTIMATED AVERAGE OF FORTY (40) HOURS PER WEEK TO RELATED ORGANIZATION, DUKE UNIVERSITY HEALTH SYSTEM, INC. B. HOFLER MILAM, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, HIGH POINT REALTY ASSOCIATES, INC. B. HOFLER MILAM, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DURHAM REALTY, INC. BRUCE A. KARSH AND NEAL F. TRIPLETT, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MANAGEMENT COMPANY. ANN PELHAM AND TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE ALUMNI ASSOCIATION, INC. TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE FSB SUPPORT FUND, INC. B. HOFLER MILAM, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE GIFT PROPERTIES, INC. B. HOFLER MILAM AND JAMES S. ROBERTS, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE SCHOLARLY EXHIBITS, INC. J. SCOTT GIBSON, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DURHAM ASSET MANAGEMENT COMPANY, INC. KIMBERLY J. JENKINS, PETER LANGE, AND MARTHA L. MONSERRATE, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE LORD FOUNDATION OF NORTH CAROLINA. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE GLOBAL, INC.: PETER LANGE, TALLMAN TRASK, III, B. HOFLER MILAM, JAMES S. ROBERTS, AND J. SCOTT GIBSON. NEAL F. TRIPLETT, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, RELATED ORGANIZATION, DUKE UNIVERSITY SPECIAL VENTURES FUND, INC. NEAL F. TRIPLETT, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, GOTHIC CORPORATION AND GOTHIC HSP CORPORATION. RALPH SNYDERMAN MD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION. PETER LANGE AND TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE CORPORATE EDUCATION. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION: VICTOR J. DZAU MD, J. SCOTT GIBSON, AND NANCY C. ANDREWS MD. PETER LANGE, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, RESEARCH TRIANGLE INSTITUTE. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MEDICINE GLOBAL SUPPORT CORPORATION: THOMAS M. GORRIE, VICTOR J. DZAU MD, TALLMAN TRASK, III, AND J. SCOTT GIBSON. JAMES S. ROBERTS, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE CENTER FOR DOCUMENTARY STUDIES, INC. VICTOR J. DZAU MD, AND J. SCOTT GIBSON, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MEDICAL STRATEGIES, INC. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUMAC, LLC: G. RICHARD WAGONER, RICHARD H. BRODHEAD, BRUCE A. KARSH, TALLMAN TRASK, III, AND NEAL F. TRIPLETT. RICHARD H. BRODHEAD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, ATLANTIC COAST CONFERENCE. VICTOR J. DZAU MD, AND PAMELA J. BERNARD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DURHAM CASUALTY COMPANY, LTD. VICTOR J. DZAU MD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DAVID H. MURDOCK RESEARCH INSTITUTE.
CHANGES IN NET ASSETS OR FUND BALANCES	FORM 990, PART XI, LINE 5	UNREALIZED GAINS $ 978,068,485 CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 111,608,000 NONPERIODIC CHANGES IN BENEFIT PLANS 99,563,000 TRANSFER FROM DUHS 51,000,000 CHANGES RELATED TO MINORITY INTEREST 317,713,000 OTHER CHANGES (4,624,540) ============== $1,553,330,945
TAX-EXEMPT BONDS	FORM 990, SCHEDULE K, PART 1(C)	CUSIP NUMBER OF TAX-EXEMPT BONDS BOND ISSUE (C): FORM 8038 LISTS THE CUSIP NUMBER AS 65819GEQ7, 65819GER5, 65819GES3. ALL CUSIPS HAVE THE SAME MATURITY DATE. BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/16/2011 AND ONLY CUSIP 65818NQG2 WAS OUTSTANDING AS OF 6/30/2011 UNDER THE NEW ISSUE.
TAX-EXEMPT BONDS	FORM 990, SCHEDULE K, PART 1(E)	BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($375,677,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($21,038,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
TAX-EXEMPT BONDS	FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND $69,038,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED MARCH 17, 2005 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTING AND EQUIPPING FOUR PROJECTS LOCATED ON THE WEST CAMPUS OF DUKE UNIVERSITY (2005A PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2005A PROJECTS. BOND ISSUE (B): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (C): TO REFUND THE OUTSTANDING 2002A BONDS ISSUED 7/30/2002. BOND ISSUE (D): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (E): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 12/15/2009, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY
TAX-EXEMPT BONDS	FORM 990, SCHEDULE K, PART II, LINE 13	BOND ISSUE (D): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE. BOND ISSUE (A2): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE.
TAX-EXEMPT BONDS	FORM 990, SCHEDULE K, PART IV	LINE 4D BOND ISSUE (B): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED. LINE 6 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED.
ORGANIZATION'S MISSION	FORM 990, PART III, LINE 1	"JAMES B. DUKE FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION;' AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1

Address Foreign AddressForeign

Field	Value	IRS element (for citing)
Address Line1	ALDER CASTLE 10 NOBLE	AddressLine1
Province Or State	LONDON	ProvinceOrState
Country	UK	Country
Postal Code	EC2V 7QJ	PostalCode

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivities
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountry
Total Income	508353	TotalIncome
EOY Assets	129313	EOYAssets

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Form990 Schedule R Part II Form990ScheduleRPartII (33 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1
AMERICAN ASSOCIATION FOR GIFTED CHILDREN
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561686219	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561701245	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE ALUMNI ASSOCIATION INC
614 CHAPEL DRIVE	DURHAM	NC	27708	561594088	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	571211078	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE MANAGEMENT COMPANY
280 S MANGUM STREET STE 210	DURHAM	NC	27701	561748858	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE GLOBAL INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	611588319	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE UNIVERSITY PHILANTHROPIES INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	571211099	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE UNIV SCH OF MED RESEARCH FOUNDATION
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	562247203	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE UNIV SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	561465177	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DURHAM ASSET MANAGEMENT COMPANY INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561757238	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DURHAM REALTY INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561917936	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
THE FSB SUPPORT FUND
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561849290	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	561776668	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561917939	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
THE LORD FOUNDATION OF NORTH CAROLINA
305 TEER BLDG	DURHAM	NC	27708	561415423	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
RUTH K BROAD BIOMEDICAL RES FOUNDATION
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	650045051	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	561825604	SUPPORT	NC	501(C)(3)	11 TYPE III	NA
DUKE MEDICINE GLOBAL SUPPORT CORP
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	611593721	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
THE CENTER FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	561655039	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
DUKE UNIVERSITY HEALTH SYSTEM INC
615 DOUGLAS ST	DURHAM	NC	27705	562070036	HEALTHCARE	NC	501(C)(3)	3	DUKE UNIV
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	421672476	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIV
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON ST	CHARLOTTE	NC	28202	136113895	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III	DU ENDOWMENT
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	237270511	MED. SUPPORT	NY	501(C)(3)	11 TYPE III	DU ENDOWMENT
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	271325761	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUHS INC
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	208730759	RESEARCH	NC	501(C)(3)	11 TYPE 1	NA
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	560686338	RESEARCH	NC	501(C)(3)	11 TYPE III	NA
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	560599082	ATHLETIC	NC	501(C)(3)	11 TYPE 1	NA
THE PRIESTER FOUNDATION
713 CRESCENT AVENUE	GREENVILLE	SC	296014349	311568201	SUPPORT	SC	501(C)(3)	11 TYPE III	NA
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	566473809	SUPPORT	NC	501(C)(3)	11 TYPE 1	NA
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	282881161	581360259	SUPPORT	NC	501(C)(3)	11 TYPE III	NA
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	202749954	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1	NA
DUKE UNIVERSITY AFFILIATED PHYSICIANS
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	561902501	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUHS INC
ASSOCIATED HEALTH SERVICES INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	561845329	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUHS INC

Form990 Schedule R Part III Form990ScheduleRPartIII (11 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Predominant Income TypePredominantIncomeType	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Disproportionate AllocationsDisproportionateAllocations	Code VCodeVAmount	General Or Managing PartnerGeneralOrManagingPartner	Percentage OwnershipPercentageOwnership
DUMAC LLC
S MANGUM ST	DURHAM	NC	27701	651319939	INVESTMENTS	NC	DUKE UNIVERSITY	INVESTMENTS-EXCLUDED	-290969	2138223	false	$0	true	0.74390
CD FUND LP
MCKINNEY AVE	DALLAS	TX	75201	270130641	INVESTMENTS	TX	NA	N/A
DREVER OPP FUND LP
PORTWEST DR	HOUSTON	TX	77024	542063549	INVESTMENTS	TX	NA	N/A
LIQUID REALTY PTR
MONTG ST	SAN FRANC	CA	94104	050537755	INVESTMENTS	DE	NA	N/A
BLACKWELL PTR LLC
S MANGUM ST	DURHAM	NC	27701	208075455	INVESTMENTS	GA	NA	N/A
GMO FORESTRY 6-B LP
ROWES WHARF	BOSTON	MA	02110	481294791	INVESTMENTS	DE	NA	N/A
CANYON BLUE INV FD
AVE OF STARS	LA	CA	90067	270186996	INVESTMENTS	DE	NA	N/A
SBER LUCKY STRIKE
BLACKWELL ST	DURHAM	NC	27701	203891303	REAL ESTATE	NC	NA	N/A
OCTAVIAN BLUE FD LP
650 MADISON AVE	NY	NY	10022	272408711	INVESTMENTS	DE	NA	N/A
TAIYO BLUE FUND LP
CARILLON	KIRKLAND	WA	98033	800613746	INVESTMENTS	DE	NA	N/A
LYRICAL BLUE RL PTR
N DEAN ST	ENGLEWOOD	NJ	07631	272994514	INVESTMENTS	DE	NA	N/A

Form990 Schedule R Part IV Form990ScheduleRPartIV (23 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	Legal Domicile Foreign CountryLegalDomicileForeignCountry
DUKE MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 920	DURHAM	NC	27701	561993799	HEALTHCARE	NC	DUKE UNIV	C CORP	17486	196114	1.00000
COLCHESTER ALPHA FUND (BERMUDA) LTD
					INVESTMENTS		NA	C CORP				54-62 TOWNSEND ST	DUBLIN	IRELAND,	EI	2,	BD
COLCHESTER BETA THREE FUND LTD
					INVESTMENTS		NA	C CORP				CENTURY HOUSE 16 PAR-LA VILLE RD	HAMILTON	BERMUDA,	BD	HM HX,	BD
RA CAPITAL HEALTHCARE INTERNATIONAL FUND
					INVESTMENTS		NA	C CORP				PO BOX 309GT UGLAND HOUSE	GEORGETOWN	GRAND CAYMAN,	CJ		CJ
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		NA	C CORP				113 S CHURCH STREET	QUEENSGATE HOUSE	GRAND CAYMAN,	CJ	KY1-110,	CJ
ZAIS MATRIX VI-D LTD
					INVESTMENTS		NA	C CORP				PO BOX 1373GT AALL BUILDING	GEORGETOWN	GRAND CAYMAN,	CJ		CJ
JOHN & PATRICIA KOSKINEN CLUT
PO BOX 185	PITTSBURGH	PA	152300185	566532340	INVESTMENTS	PA	NA	TRUST
DUKE UNIV QUADRANGLE FUND
PO BOX 185	PITTSBURGH	PA	152300185	566218971	INVESTMENTS	PA	NA	TRUST
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	NA	TRUST
INDOCHINA LAND INV 3 CORP
					INVESTMENTS		NA	C CORP				DORSET HOUSE TAIKOO PL	979 KINGS RD	HONG KONG,	HK		CJ
DUSVF EUROPEAN LP
				980346042	INVESTMENTS		NA	C CORP				7 CAVENISH SQUARE	LONDON	UNITED KINGDOM,	UK	W1G 0PE,	UK
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		NA	C CORP				REGATTA OFFICE PARK WEST BAY RD	GRAND CAYMAN		CJ	KY1-1205,	CJ
RICHMOND PARTNERS LTD
					INVESTMENTS		NA	C CORP				PO BOX 309	GEORGETOWN	GRAND CAYMAN,	CJ	BWI,	CJ
DUKE CORPORATE EDUCATION LIMITED
				421672476	EDU CONSULT		NA	C CORP				165 FLEET STREET	LONDON		UK	EC4A 2DY,	UK
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		NA	C CORP									IN
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		NA	C CORP									SF
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	NA	C CORP
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		NA	C CORP				1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN,	CH	215300,	CH
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		NA	C CORP				5 SHENTON WAY 07-00 UIC BLD	SINGAPORE		SN	0688,	SN
HEALTH SYSTEM MEDICAL STRATEGIES INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	562222444	HEALTHCARE	NC	NA	C CORP
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		NA	C CORP				AON HOUSE 30 WOODBOURNE AVE	PEMBROKE	BERMUDA	BD	HM 08	BD
LYRICAL OPPORTUNITY PARTNERS II LTD
					INVESTMENTS		NA	C CORP				45 PARERAWEG PO BOX 4761	CURACAO		NL		CJ
INDOCHINA LAND HOLDINGS 2 LP
					INVESTMENTS		NA	C CORP				DORSET HOUSE TAIKOO PL 979 KINGS RD	HONG KONG		HK		CJ

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	true	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	true	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	true	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	true	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (18 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved
DUKE GIFT PROPERTIES INC
C	2578731
DURHAM REALTY INC
C	1053912
DUKE CORPORATE EDUCATION
J	302988
DUKE CORPORATE EDUCATION
Q	528211
DUKE UK TRUST LIMITED
R	389216
DUKE GLOBAL INC
B	3357969
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	182766
HIGH POINT REALTY ASSOCIATES INC
C	2712000
DUKE SCHOLARLY EXHIBITS INC
B	85000
DURHAM ASSET MANAGEMENT COMPANY INC
C	5078000
DURHAM ASSET MANAGEMENT COMPANY INC
B	483740
THE LORD FOUNDATION OF NORTH CAROLINA
C	1000000
RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	413049
GOTHIC CORPORATION
C	1319466651
GOTHIC CORPORATION
B	970863909
THE CENTER FOR DOCUMENTARY STUDIES
B	602530
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
B	148512
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
C	19715153

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Identifier	DISCLOSURE OF RELATED ENTITIES	Identifier
Return Reference	SCHEDULE R, PART III & PART IV	ReturnReference
Explanation	THE ENTITIES REPORTED ON SCHEDULE R, PART III AND IV ARE A RESULT OF THE REPORTING ENTITY'S AND ITS RELATED ORGANIZATIONS' CUMMULATIVE OWNERSHIP PERCENTAGE EXCEEDING FIFTY PRECENT. ONLY THOSE ENTITIES WHERE THE FILING ORGANIZATION HAS DIRECT OWNERSHIP INCLUDE THE DETAILS OF INCOME, ASSETS AND OWNERSHIP PERCENTAGE. PLEASE REFER TO THE SUPPORTING ORGANIZATIONS' FORM 990S FOR MORE DETAILS ON THEIR RESPECTIVE DIRECT OWNERSHIP PERCENTAGE.	Explanation