Dorothy Beiser Cain Charitable Trust: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- Dorothy Beiser Cain Charitable Trust (EIN 43-1990704)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-04-25
- IRS object ID
- 201211169349100506
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-04-25T09:59:05-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREGORY LADNER & KOGER | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4332 BLVD PARK SOUTH STE C | AddressLine1 |
| City | MOBILE | City |
| State | AL | State |
| ZIP Code | 36609 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 431990704 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DOROTHY BEISER CAIN CHARITABLE | BusinessNameLine1 |
| Business Name Line2 | TRUST | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | DORO | NameControl |
| Phone | 2519288882 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 551 | AddressLine1 |
| City | FAIRHOPE | City |
| State | AL | State |
| ZIP Code | 36533 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | GEOFF CAIN | Name |
| Title | TRUSTEE | Title |
| Phone | 2519288882 | Phone |
| Date Signed | 2012-04-25 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | L STEPHEN LADNER | Name |
| Phone | 2513432270 | Phone |
| Date Prepared | 2012-04-25 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 286754 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 3333 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 3332 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 3333 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 5850 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 5850 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 5850 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 11336 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 102188 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 390 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 20519 | TotalRevenueAndExpenses |
| Total Net Investment Income | 9572 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 9183 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 895 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 895 | AccountingFeesNetInvstIncm |
| Other Prof Fees Rev And Expnss | 5413 | OtherProfFeesRevAndExpnss |
| Interest Rev And Expnss | 157 | InterestRevAndExpnss |
| Interest Net Invst Incm | 157 | InterestNetInvstIncm |
| Taxes Rev And Expnss | 120 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 120 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 28 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 28 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 6613 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1200 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 11000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 11000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 17613 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1200 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 11000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2906 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 8372 | NetInvestmentIncome |
| Adjusted Net Income | 9183 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 49 | CashBOY |
| Cash EOY | 52 | CashEOY |
| Cash EOYFMV | 52 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 32230 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 27291 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 27291 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 28068 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 23947 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 27420 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 114794 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 122736 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 129939 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 34842 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 39209 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 44478 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 53588 | OtherAssetsBOY |
| Other Assets EOY | 53184 | OtherAssetsEOY |
| Other Assets EOYFMV | 57574 | OtherAssetsEOYFMV |
| Total Assets BOY | 263571 | TotalAssetsBOY |
| Total Assets EOY | 266419 | TotalAssetsEOY |
| Total Assets EOYFMV | 286754 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 263571 | RetainedEarningsBOY |
| Retained Earnings EOY | 266419 | RetainedEarningsEOY |
| Total Net Assets BOY | 263571 | TotalNetAssetsBOY |
| Total Net Assets EOY | 266419 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 263571 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 266419 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 263571 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2906 | ExcessOfRevenueOverExpenses |
| Subtotal | 266477 | Subtotal |
| Other Decreases | 58 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 266419 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 390 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 14945 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 287903 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.051910 | DistributionRatioYear1 |
| Noncharitable Assets Year2 | 271236 | NoncharitableAssetsYear2 |
| Qualifying Distributions Year4 | 4938 | QualifyingDistributionsYear4 |
| Qualifying Distributions Year5 | 24886 | QualifyingDistributionsYear5 |
| Total Distribution Ratio | 0.051910 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051910 | AverageDistributionRatio |
| Net Noncharitable Assets | 0 | NetNoncharitableAssets |
| One Percent Net Investment Income | 84 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 84 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 11000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 84 | InvestmentIncomeExciseTax |
| Subtotal | 84 | Subtotal |
| Tax Based On Investment Income | 84 | TaxBasedOnInvestmentIncome |
| Tax Due | 84 | TaxDue |
| Amount Credited To Next Year | 0 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | GEOFFREY CAIN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2519288882 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15520 RIVER ROAD | AddressLine1 |
| City | FAIRHOPE | City |
| State | AL | State |
| ZIP Code | 36532 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| G GEOFFREY CAIN | ||||||||
| 15520 RIVER ROAD | FAIRHOPE | AL | 36532 | TRUSTEE | 2.00 | 0 | 0 | 0 |
| KENNETH C CAIN | ||||||||
| 919 SEACLIFF ROAD | FAIRHOPE | AL | 36532 | TRUSTEE | 2.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 0 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 0 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 0 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 0 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 0 | CashDeemedCharitable |
| Net Noncharitable Assets | 0 | NetNoncharitableAssets |
| Minimum Investment Return | 0 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Based On Investment Income | 84 | TaxBasedOnInvestmentIncome |
| Total Tax | 84 | TotalTax |
| Distributable Amount As Adjusted | 0 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 11000 | ExpensesAndContributions |
| Qualifying Distributions | 11000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 84 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 10916 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 0 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 25114 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 5062 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 127 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year1 | 660 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 30963 | TotalExcessDistriCarryover |
| Qualifying Distributions | 11000 | QualifyingDistributions |
| Remaining Distri From Corpus | 11000 | RemainingDistriFromCorpus |
| Total Corpus | 41963 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 25114 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 16849 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 5062 | ExcessFromYear4 |
| Excess From Year3 | 127 | ExcessFromYear3 |
| Excess From Year1 | 660 | ExcessFromYear1 |
| Excess From Current Year | 11000 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARETTA JOHNSON MUSEUM | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 MARIETTA DRIVE | AddressLine1 |
| City | FAIRHOPE | City |
| State | AL | State |
| ZIP Code | 36532 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Purpose Of Grant Or Contribution | TO ASSIST IN MAINTENANCE AND UPKEEP | PurposeOfGrantOrContribution |
| Amount | $11,000 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 11000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,333 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $5,850 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 26 | ExclusionCode |
| Exclusion | $390 | ExclusionAmount |
| Related Or Exempt Function Income | 10946 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MISCELLANEOUS | Description |
| Exclusion Code | 1 | ExclusionCode |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $9,573 | ExclusionAmount |
| Related Or Exempt Function Income | 10946 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 20519 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | Category |
| Amount | $895 | Amount |
| Net Investment Income | 895 | NetInvestmentIncome |
Compensation Explanation CompensationExplanation
Compensation Compensation (2 entries)
| G GEOFFREY CAIN |
| KENNETH C CAIN |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (338 entries)
| NameName | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet | Date AcquiredDateAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|
| 20SHRS ALLSTATE CORP DEL COM | PURCHASE | 570 | 639 | -69 | ||
| 14SHRS AKAMAI TECH INC | PURCHASE | 359 | 420 | -61 | ||
| 1SHR ALLSCRIPTS HEALTHCARE SOL | PURCHASE | 17 | 17 | 2011-08 | 2011-09 | |
| 7SHRS AVAGO TECH LTD | PURCHASE | 222 | 198 | 24 | ||
| 2SHRS ARCHER DANIELS MIDLD | PURCHASE | 58 | 72 | -14 | ||
| 15SHRS ARROW ELECTRONICS | PURCHASE | 525 | 629 | -104 | ||
| 2SHRS BUNGE LIMITED | PURCHASE | 133 | 138 | -5 | ||
| 1SHR BROADRIDGE FINL SOL INC | PURCHASE | 21 | 21 | 2011-08 | 2011-09 | |
| 4SHRS BAXTER INTERNTL INC | PURCHASE | 195 | 210 | -15 | ||
| 1SHR CMS ENERGY CORP | PURCHASE | 19 | 19 | 2011-08 | 2011-09 | |
| 1SHR CORP OFFICE PPTYS TRUST REIT | PURCHASE | 20 | 25 | -5 | 2011-09 | 2011-11 |
| 13SHRS CROWN CASTLE INTL CORP | PURCHASE | 545 | 552 | -7 | ||
| 6SHRS CONOCOPHILLIPS | PURCHASE | 369 | 393 | -24 | ||
| 5SHRS CIT GROUP INC NEW | PURCHASE | 206 | 237 | -31 | ||
| CITIGROUP INC COM NEW | PURCHASE | 4 | 4 | 2011-04 | 2011-05 | |
| 1SHR CHESAPEAKE ENERGY OKLA | PURCHASE | 32 | 34 | -2 | 2011-08 | 2011-09 |
| 13SHRS CORNING INC | PURCHASE | 181 | 177 | 4 | 2011-10 | 2011-12 |
| 15SHRS DIAMOND OFFSHORE DRLNG | PURCHASE | 920 | 1108 | -188 | ||
| 2SHRS DIGITAL RIVER INC DEL | PURCHASE | 38 | 38 | 2011-01 | 2011-09 | |
| 8SHRS DCT INDUSTRIAL TRUST INC | PURCHASE | 36 | 45 | -9 | 2011-01 | 2011-11 |
| 22SHRS DELTA AIR LINES INC | PURCHASE | 209 | 246 | -37 | ||
| 3SHRS DISCOVERY COMM INC SERIES A | PURCHASE | 119 | 118 | 1 | ||
| 3SHRS DOLE FOOD CO INC | PURCHASE | 39 | 41 | -2 | 2011-01 | 2011-05 |
| 2SHRS DOLLAR GENERAL CORP | PURCHASE | 81 | 60 | 21 | ||
| 5SHRS DIRECTV GROUP HLDIGS CLA | PURCHASE | 224 | 227 | -3 | ||
| 2SHRS EZCORP INC NON VTG CL A | PURCHASE | 65 | 65 | |||
| 1SHR EDISON INTL CALIF | PURCHASE | 36 | 36 | 2011-08 | 2011-09 | |
| 7SHRS EBAY INC | PURCHASE | 211 | 217 | -6 | ||
| 5SHRS OPKO HEALTH INC | PURCHASE | 20 | 20 | 2011-07 | 2011-09 | |
| 1SHR EQT CORP | PURCHASE | 61 | 45 | 16 | 2011-03 | 2011-11 |
| 2SHRS FREEPRT-MCMRAN CPR & GLD | PURCHASE | 91 | 110 | -19 | 2011-03 | 2011-09 |
| 1SHR FISERV INC WISC PV 1CT | PURCHASE | 54 | 54 | 2011-08 | 2011-09 | |
| 1SHR GOLAR LNG LIMITED | PURCHASE | 33 | 32 | 1 | 2011-08 | 2011-09 |
| 6SHRS GAP INC DELAWARE | PURCHASE | 113 | 136 | -23 | 2011-03 | 2011-12 |
| 11SHRS GUESS INC | PURCHASE | 376 | 483 | -107 | ||
| 2SHRS GREAT PLAINS ENERGY INC | PURCHASE | 38 | 37 | 1 | 2011-08 | 2011-09 |
| 1SHR HASBRO INC | PURCHASE | 37 | 37 | 2011-08 | 2011-09 | |
| 1SHR HUBBELL INC CL B PARF .01 | PURCHASE | 63 | 66 | -3 | 2011-03 | 2011-11 |
| 2SHRS INTEL CORP | PURCHASE | 45 | 41 | 4 | 2011-01 | 2011-09 |
| 7SHRS INTL GAME TECH | PURCHASE | 104 | 112 | -8 | ||
| 3SHRS KINROSS GOLD CORP | PURCHASE | 53 | 47 | 6 | 2011-04 | 2011-09 |
| 3SHRS KENNAMETAL INC | PURCHASE | 96 | 119 | -23 | ||
| 6SHRS KIMCO REALTY CORP MD COM | PURCHASE | 100 | 100 | |||
| 28SHRS LLOYDS BANKING GROUP PLC | PURCHASE | 43 | 58 | -15 | ||
| 2SHRS LORILLARD INC | PURCHASE | 225 | 156 | 69 | ||
| 1SHR LIFE TECH CORP | PURCHASE | 41 | 41 | 2011-02 | 2011-09 | |
| 2SHRS LYONDELLBASELL IND | PURCHASE | 62 | 68 | -6 | ||
| 6SHRS LENNAR CORP | PURCHASE | 100 | 115 | -15 | 2011-04 | 2011-11 |
| 22SHRS LINCOL NTL CORP IND NPV | PURCHASE | 461 | 641 | -180 | ||
| 9SHRS MARVELL TECH GROUP | PURCHASE | 131 | 141 | -10 | ||
| 6SHRS MOLSON COOR BREW CO CL B | PURCHASE | 247 | 248 | -1 | 2011-10 | 2011-10 |
| 14SHRS MARATHON PETROLEUM CORP | PURCHASE | 507 | 554 | -47 | ||
| 23SHRS MCDERMOTT INTL INC | PURCHASE | 279 | 534 | -255 | ||
| 4SHRS MEDTRONIC INC | PURCHASE | 147 | 146 | 1 | ||
| 1SHR NAVISTAR INTL CORP NEW | PURCHASE | 40 | 68 | -28 | 2011-04 | 2011-09 |
| 3SHRS NCR CORP NEW | PURCHASE | 50 | 56 | -6 | ||
| 11SHRS NOVELLUS SYS INC | PURCHASE | 430 | 381 | 49 | ||
| 20SHRS OWENS ILL INC COM NEW | PURCHASE | 341 | 546 | -205 | ||
| 1SHR PSS WORLD MEDICAL INC | PURCHASE | 23 | 23 | 2011-08 | 2011-09 | |
| 2SHRS PPL CORPORATION | PURCHASE | 57 | 54 | 3 | 2011-08 | 2011-09 |
| 2SHRS PARAMETRIC TECH CORP NEW | PURCHASE | 34 | 34 | 2011-04 | 2011-09 | |
| 6SHRS PUB SVC ENTERPRISE GRP | PURCHASE | 195 | 186 | 9 | ||
| 6SHRS SEI INVT CO PA PV 0.01 | PURCHASE | 98 | 119 | -21 | ||
| 23SHRS SKYWORKS SOL INC | PURCHASE | 449 | 624 | -175 | ||
| 1SHR SANOFI ADR | PURCHASE | 35 | 35 | 2011-07 | 2011-09 | |
| 15SHRS MECHEL OAO ADR | PURCHASE | 154 | 441 | -287 | ||
| 13SHRS SOLUTIA INC NEW | PURCHASE | 209 | 328 | -119 | ||
| 21SHRS SEAGATE TECH PLC SHS | PURCHASE | 240 | 356 | -116 | ||
| 46SHRS SWIFT TRANSPORTATION CO INC | PURCHASE | 310 | 636 | -326 | ||
| SUMITOMO MITSUI TR HLDGSINC | PURCHASE | 3 | 3 | 2011-04 | 2011-04 | |
| 9SHRS VALERO ENERGY CORP NEW | PURCHASE | 185 | 235 | -50 | ||
| 12SHRS VESTAS WIND SYTS AS ADR | PURCHASE | 70 | 136 | -66 | 2011-03 | 2011-08 |
| 2SHRS VERISK ANALYTICS INC CLASS A | PURCHASE | 72 | 63 | 9 | ||
| 2SHRS WARNER CHILCOTT PLC | PURCHASE | 32 | 47 | -15 | 2011-06 | 2011-09 |
| 14SHRS WSTN DIGITAL CORP DEL | PURCHASE | 372 | 420 | -48 | ||
| 21SHRS ALLSTATE CORP DEL COM | PURCHASE | 641 | 655 | -14 | ||
| 1SHR ADOBE SYS DEL PV 0.001 | PURCHASE | 24 | 27 | -3 | 2010-09 | 2011-09 |
| 2SHRS APARTMENT INVT & MGMT CO CL A | PURCHASE | 52 | 51 | 1 | 2010-11 | 2011-09 |
| 5SHRS AFFILIATED MANAGERS GRP | PURCHASE | 439 | 374 | 65 | ||
| 23SHRS ADVNCD MICRO D INC | PURCHASE | 184 | 156 | 28 | ||
| 14SHRS APOLLO GROUP INC CL A | PURCHASE | 587 | 587 | |||
| 13SHRS BROOKFIELD OFFICE PROP PARENT | PURCHASE | 1 | 1 | 2011-05 | 2011-05 | |
| 1SHR ALTERA CORP COM | PURCHASE | 42 | 26 | 16 | 2010-04 | 2011-04 |
| 3SHRS AGILENT TECHNOLOGIES INC | PURCHASE | 97 | 112 | -15 | 2010-12 | 2011-08 |
| 3SHRS AOL INC | PURCHASE | 61 | 70 | -9 | 2010-05 | 2011-04 |
| 10SHRS ALNYLAM PHARMACEUTICALS INC | PURCHASE | 100 | 148 | -48 | ||
| 1SHR AMERICAN CAMPUS CMNTYS INC | PURCHASE | 32 | 30 | 2 | 2010-08 | 2011-01 |
| 15SHRS APPLIED MATERIAL INC | PURCHASE | 208 | 188 | 20 | ||
| 22SHRS ASSOCIATED BANC CRP .01 | PURCHASE | 318 | 298 | 20 | ||
| 10SHRS BARNES & NOBLE INC | PURCHASE | 175 | 161 | 14 | 2010-09 | 2011-06 |
| 13SHRS BAKER HUGHES INC | PURCHASE | 904 | 526 | 378 | ||
| 13SHRS BUNGE LIMITED | PURCHASE | 921 | 714 | 207 | ||
| 1SHR BROOKFIELD OFFICE PROP INC | PURCHASE | 17 | 18 | -1 | 2011-10 | 2011-09 |
| 19SHRS BANCO BRADESCO S A ADR | PURCHASE | 2 | 2 | 2011-02 | 2011-02 | |
| 12SHRS BABCOCK (THE) AND WILCOX CO | PURCHASE | 377 | 271 | 106 | ||
| 26SHRS CMS ENERGY CORP | PURCHASE | 503 | 405 | 98 | ||
| 1SHR CROWN HLDGS INC | PURCHASE | 34 | 29 | 5 | 2010-09 | 2011-09 |
| 4SHRS CVS CAREMARK CORP | PURCHASE | 150 | 124 | 26 | ||
| 17SHRS CORP OFFICE PPTYS TRUST REIT | PURCHASE | 511 | 591 | -80 | ||
| 4SHRS CIMAREX ENERGY CO | PURCHASE | 410 | 283 | 127 | ||
| 15SHRS CBS CORP NEW | PURCHASE | 388 | 213 | 175 | ||
| 3SHRS CONCHO RESOURCES INC | PURCHASE | 299 | 176 | 123 | ||
| 7SHRS COLLECTIVE BRANDS INC | PURCHASE | 70 | 109 | -39 | ||
| 2SHRS CAMPUS CREST CMNTYS INC | PURCHASE | 23 | 25 | -2 | 2010-10 | 2011-09 |
| 2SHRS DEVON ENERGY CORP NEW | PURCHASE | 154 | 125 | 29 | ||
| 2SHRS DIGITAL RLTY TR INC | PURCHASE | 125 | 120 | 5 | ||
| 8SHRS DR PEPPER SNAPPLE GROUP INC | PURCHASE | 281 | 306 | -25 | ||
| 1SHR DANONE-SPONS | PURCHASE | 13 | 11 | 2 | 2010-09 | 2011-03 |
| 2SHRS DOLLAR GENERAL CORP | PURCHASE | 76 | 57 | 19 | ||
| 1SHR EBAY INC | PURCHASE | 33 | 30 | 3 | 2010-11 | 2011-11 |
| 6SHRS EATON CORP | PURCHASE | 332 | 213 | 119 | ||
| 2SHRS EL PASO CORP | PURCHASE | 38 | 27 | 11 | 2010-11 | 2011-10 |
| 12SHRS EQT CORP | PURCHASE | 629 | 445 | 184 | ||
| 4SHRS ESPRIT HOLDNG LTD SP ADR | PURCHASE | 37 | 64 | -27 | 2010-03 | 2011-01 |
| 15SHRS FLUOR CORP NEW DEL COM | PURCHASE | 880 | 765 | 115 | ||
| 7SHRS FIFTH THIRD BANCORP | PURCHASE | 97 | 90 | 7 | ||
| 17SHRS ISHARES RUSSELL MIDCAP VAL IN | PURCHASE | 779 | 683 | 96 | ||
| 3SHRS GRAFTECH INTL LTD | PURCHASE | 63 | 46 | 17 | 2010-09 | 2011-05 |
| 21SHRS GRUPO FIN BANORTE-SPON ADR | PURCHASE | 483 | 402 | 81 | ||
| 4SHRS HUBBELL INC CL B PAR .01 | PURCHASE | 240 | 231 | 9 | ||
| 17SHRS INTEL CORP | PURCHASE | 361 | 353 | 8 | ||
| 22SHRS INTL GAME TECH | PURCHASE | 337 | 323 | 14 | ||
| 13SHRS INGERSOLL-RAND PLC | PURCHASE | 523 | 484 | 39 | ||
| 1SHR INTUIT INC | PURCHASE | 53 | 38 | 15 | 2010-06 | 2011-04 |
| 8SHRS KENNAMETAL INC | PURCHASE | 285 | 307 | -22 | ||
| 10SHRS LYONDELLBASELL INDUSTRIE | PURCHASE | 400 | 266 | 134 | ||
| 12SHRS MORGAN STANLEY | PURCHASE | 332 | 313 | 19 | ||
| 8SHRS MASSEY ENERGY CO | PURCHASE | 509 | 279 | 230 | ||
| 20SHRS MARATHON OIL CORP | PURCHASE | 785 | 489 | 296 | ||
| 1SHR MOSAIC CO | PURCHASE | 82 | 59 | 23 | 2010-02 | 2011-02 |
| 5SHRS MERCK AND CO INC SHS | PURCHASE | 175 | 173 | 2 | ||
| 3SHRS MARATHON PETROLEUM CORP | PURCHASE | 127 | 92 | 35 | ||
| 3SHRS NOBLE ENERGY INC | PURCHASE | 269 | 200 | 69 | ||
| 12SHRS NALCO HLDY CO | PURCHASE | 319 | 352 | -33 | ||
| 15SHRS NOVELLUS SYS INC | PURCHASE | 498 | 413 | 85 | ||
| 2SHRS OMNICOM GROUP COM | PURCHASE | 97 | 72 | 25 | 2010-09 | 2011-03 |
| 2SHRS POLYCOM INC COM | PURCHASE | 116 | 60 | 56 | 2010-06 | 2011-06 |
| 8SHRS PG&E CORP | PURCHASE | 379 | 346 | 33 | ||
| 5SHRS PIONEER NATURAL RES CO | PURCHASE | 455 | 283 | 172 | ||
| 2SHRS PUBLICIS GROUPE SPON ADR | PURCHASE | 56 | 42 | 14 | 2010-03 | 2011-03 |
| 2SHRS PIEDMONT OFFICE REALTY TR IN | PURCHASE | 40 | 32 | 8 | 2010-02 | 2011-01 |
| 3SHRS SPX CORP COM | PURCHASE | 152 | 189 | -37 | ||
| 5SHRS SUNOCO INC PV1 PA | PURCHASE | 199 | 153 | 46 | ||
| 3SHRS SYNGENTA AG ADR | PURCHASE | 209 | 133 | 76 | 2010-08 | 2011-04 |
| 13SHRS SKYWORKS SOLUTIONS INC | PURCHASE | 366 | 228 | 138 | ||
| 16SHRS SUNPWR CORP | PURCHASE | 277 | 206 | 71 | 2010-06 | 2011-03 |
| 19SHRS STERLITE INDUSTRIES (INDIA) L | PURCHASE | 213 | 302 | -89 | ||
| 5SHRS TIME WARNER INC SHS | PURCHASE | 182 | 156 | 26 | ||
| 24SHRS SUIMINAS SP ADR REG S | PURCHASE | 280 | 394 | -114 | ||
| 2SHRS V F CORP | PURCHASE | 194 | 162 | 32 | 2010-08 | 2011-05 |
| 9SHRS VALERO ENERGY CORP NEW | PURCHASE | 190 | 149 | 41 | ||
| VENTAS INC REIT | PURCHASE | 29 | 23 | 6 | 2010-12 | 2011-08 |
| 21SHRS VESTAS WIND SYTS AS ADR | PURCHASE | 122 | 268 | -146 | ||
| 23SHRS VALEANT PHARMACEUTICALS INTNT | PURCHASE | 1163 | 729 | 434 | ||
| 13SHRS VOLKSWAGEN A G SPONS ADR | PURCHASE | 388 | 365 | 23 | ||
| 3SHRS WALTER ENERGY INC | PURCHASE | 270 | 238 | 32 | ||
| 9SHRS WISCONSIN ENERGY CORP | PURCHASE | 527 | 472 | 55 | ||
| 10SHRS ALLSTATE CORP DEL COM | PURCHASE | 272 | 359 | -87 | ||
| 3SHRS ATP OIL AND GAS CORP COM | PURCHASE | 54 | 58 | -4 | 2009-10 | 2011-03 |
| 2SHRS INTEL CORP | PURCHASE | 45 | 51 | -6 | ||
| 2SHRS INVESCO LTD | PURCHASE | 35 | 35 | 2009-06 | 2011-08 | |
| 1SHR LLOYDS BANKING GROUP PLC ADR | PURCHASE | 2 | 5 | -3 | 2010-09 | 2011-12 |
| 1000SHRS CITIGROUP INC SUB GLB 05.00 | PURCHASE | 1050 | 952 | 98 | 2008-04 | 2011-02 |
| 1000SHRS COCA-COLA ENTERPRISES | PURCHASE | 1000 | 1000 | 2008-11 | 2011-08 | |
| 1000SHRS KELLOGG CO SER B GLB | PURCHASE | 1000 | 1000 | 2008-06 | 2011-04 | |
| 1000SHRS U S TREASURY BOND 4.375% | PURCHASE | 965 | 1115 | -150 | 2009-02 | 2011-02 |
| 18000SHRS US TREASURY NOTE .750% | PURCHASE | 15031 | 14991 | 40 | ||
| 1000SHRS GENERAL ELEC CAP CORP NOTES | PURCHASE | 1091 | 1019 | 72 | 2008-01 | 2011-11 |
| 4SHRS ABBOTT LABS | PURCHASE | 207 | 174 | 33 | ||
| 8SHRS ALLSTATE CORP DEL COM | PURCHASE | 202 | 236 | -34 | ||
| 8SHRS ADOBE SYS DEL PV .001 | PURCHASE | 216 | 212 | 4 | 2010-09 | 2011-10 |
| 1SHR AFFILIATED MANAGERS GRP | PURCHASE | 86 | 72 | 14 | 2010-08 | 2011-08 |
| 10SHRS ADVNCD MICRO D INC | PURCHASE | 83 | 74 | 9 | ||
| 6SHRS APOLLO GROUP INC CL A | PURCHASE | 243 | 355 | -112 | ||
| 1SHR AUTOLIV INC | PURCHASE | 53 | 52 | 1 | 2010-05 | 2011-09 |
| 4SHRS ALTERA CORP | PURCHASE | 139 | 95 | 44 | ||
| 14SHRS ATP OIL AND GAS CORP COM | PURCHASE | 230 | 243 | -13 | ||
| 14SHRS AMERICA MOVIL SAB DE CV | PURCHASE | 313 | 312 | 1 | ||
| 13SHRS AOL INC | PURCHASE | 194 | 311 | -117 | ||
| APERAM NY REG SHS | PURCHASE | 23 | 37 | -14 | 2010-01 | 2011-02 |
| 2SHRS PROLOGIS INC | PURCHASE | 53 | 19 | 34 | 2008-11 | 2011-09 |
| 2SHRS ALNYLAM PHARMACEUTICALS INC | PURCHASE | 20 | 48 | -28 | 2009-08 | 2011-01 |
| 3SHRS AES CORP | PURCHASE | 31 | 25 | 6 | 2009-01 | 2011-09 |
| 3SHRS ARES CAPITAL CORP | PURCHASE | 44 | 41 | 3 | 2010-07 | 2011-09 |
| 6SHRS ADIDAS AG SPONSORED ADR | PURCHASE | 205 | 179 | 26 | ||
| 8SHRS APPLIED MATERIAL INC | PURCHASE | 85 | 101 | -16 | 2010-05 | 2011-10 |
| 47SHRS BARNES & NOBLE INC | PURCHASE | 761 | 950 | -189 | ||
| 2SHRS BARRICK GOLD CORP | PURCHASE | 107 | 73 | 34 | 2008-12 | 2011-09 |
| 1SHR BOSTON PPTYS INC REIT | PURCHASE | 102 | 89 | 13 | 2008-03 | 2011-09 |
| 1SHR BK YOKOHAMA LTD JAPN ADR | PURCHASE | 59 | 64 | -5 | ||
| 4SHRS BIG LOTS INC | PURCHASE | 145 | 137 | 8 | ||
| 13SHRS BAXTER INTERNTL INC | PURCHASE | 680 | 637 | 43 | ||
| 2SHRS BABCOCK (THE) AND WILCOX CO | PURCHASE | 61 | 37 | 24 | 2009-07 | 2011-03 |
| 1SHR BOEING COMPANY | PURCHASE | 69 | 69 | 2010-03 | 2011-10 | |
| 13SHRS CAMDEN PPTY TR COM SBI REIT | PURCHASE | 771 | 340 | 431 | ||
| 17SHRS COMCAST CORP NEW CL A | PURCHASE | 384 | 257 | 127 | ||
| 9SHRS COMPANHIA ENERG DE ADR | PURCHASE | 163 | 130 | 33 | 2007-04 | 2011-03 |
| 2SHRS CREDICORP LTD COM PV 5 | PURCHASE | 224 | 133 | 91 | ||
| 2SHRS CANADIAN NATL RAILWAY CO | PURCHASE | 157 | 113 | 44 | ||
| 5SHRS CREDIT SUISSE GP SP ADR | PURCHASE | 229 | 131 | 98 | ||
| 8SHRS CANADIAN NATURAL RES LTD | PURCHASE | 299 | 246 | 53 | ||
| 1SHR CATERPILLAR INC DEL | PURCHASE | 101 | 69 | 32 | 2007-11 | 2011-03 |
| 3SHRS CIMAREX ENERGY CO | PURCHASE | 179 | 197 | -18 | ||
| 10SHRS CELANESE CORP DEL SER Z | PURCHASE | 423 | 240 | 183 | ||
| 4SHRS CBS CORP NEW CL B | PURCHASE | 91 | 58 | 33 | ||
| 10SHRS CONTINENTAL RESOURCES INC | PURCHASE | 693 | 352 | 341 | ||
| 7SHRS COLLECTIVE BRANDS INC | PURCHASE | 70 | 160 | -90 | ||
| 5SHRS COEUR D'ALENE MINES CORP | PURCHASE | 124 | 82 | 42 | ||
| 6SHRS COOPER INDUSTRIES PLC | PURCHASE | 331 | 300 | 31 | ||
| 1SHR CITIGROUP INC COM NEW | PURCHASE | 40 | 46 | -6 | 2009-09 | 2011-05 |
| 17SHRS COCA COLA COM | PURCHASE | 1148 | 780 | 368 | ||
| 13SHRS DEVON ENERGY CORP NEW | PURCHASE | 1083 | 850 | 233 | ||
| 2SHRS DIGITAL RLTY TR INC | PURCHASE | 125 | 85 | 40 | ||
| 12SHRS DREWWER RAND GROUP INC | PURCHASE | 553 | 414 | 139 | ||
| 42SHRS DCT INDUSTRIAL TRUST INC | PURCHASE | 203 | 183 | 20 | ||
| 1SHR DUPONT FABROS TECH | PURCHASE | 22 | 5 | 17 | 2009-02 | 2011-09 |
| 38SHRS DANONE-SPONS ADR | PURCHASE | 479 | 380 | 99 | ||
| 6SHRS DOLLAR GENERAL CORP | PURCHASE | 244 | 171 | 73 | ||
| 1SHR DEERE CO | PURCHASE | 79 | 57 | 22 | 2010-02 | 2011-09 |
| 3SHRS EQUITY RESIDENTIAL REIT | PURCHASE | 173 | 83 | 90 | ||
| 1SHR ESSEX PPTY TR INC COM REIT | PURCHASE | 116 | 63 | 53 | 2009-07 | 2011-01 |
| 46SHRS EBAY INC | PURCHASE | 1444 | 1072 | 372 | ||
| 8SHRS EXXON MOBIL CORP COM | PURCHASE | 622 | 510 | 112 | ||
| 6SHRS EXELON CORP | PURCHASE | 255 | 285 | -30 | ||
| 67SHRS EL PASO CORP | PURCHASE | 1233 | 730 | 503 | ||
| 27SHRS ERICSSON LM TEL CL B ADR SEK | PURCHASE | 401 | 266 | 135 | ||
| 15SHRS EXTRA SPACE STORAGE INC | PURCHASE | 306 | 123 | 183 | ||
| 1SHR EQTY LIFESTYLS PPTYS INC | PURCHASE | 69 | 43 | 26 | 2009-09 | 2011-09 |
| 10SHRS EQT CORP | PURCHASE | 582 | 357 | 225 | ||
| 27SHRS ESPRIT HOLDING LTD SP ADR | PURCHASE | 252 | 408 | -156 | 2010-01 | 2011-01 |
| 1SHR EMERSON ELEC CO | PURCHASE | 60 | 45 | 15 | 2007-04 | 2011-02 |
| 2SHRS FMC CORP | PURCHASE | 138 | 119 | 19 | 2010-07 | 2011-08 |
| 3SHRS FIRST POTOMAC RLTY TR | PURCHASE | 37 | 23 | 14 | 2008-11 | 2011-09 |
| 13SHRS FLEXTRONICS INTL LTD | PURCHASE | 102 | 76 | 26 | ||
| 2SHRS FLOWERVE CORP | PURCHASE | 183 | 229 | -46 | ||
| 2SHRS FDL R INV TR SBI NEW MD REIT | PURCHASE | 175 | 93 | 82 | 2008-11 | 2011-09 |
| 16SHRS FIFTH THIRD BANCORP | PURCHASE | 222 | 128 | 94 | ||
| 4SHRS APOLLO INVESTMENT CORP | PURCHASE | 34 | 36 | -2 | 2009-08 | 2011-09 |
| 6SHRS ISHARES FTSE HK CHINA 25 INDEX | PURCHASE | 220 | 248 | -28 | ||
| 5SHRS OAO GAZPROM SPON ADR | PURCHASE | 163 | 218 | -55 | ||
| 13SHRS GOLDCORP INC | PURCHASE | 649 | 472 | 177 | ||
| 13SHRS GRAFTECH INTL LTD | PURCHASE | 269 | 169 | 100 | ||
| 9SHRS HOST HOTELS & RESORTS REIT | PURCHASE | 101 | 58 | 43 | ||
| 2SHRS HENKEL AG & CO KGAA SP ADR | PURCHASE | 123 | 104 | 19 | 2007-06 | 2011-02 |
| 3SHRS HESS CORP | PURCHASE | 237 | 186 | 51 | ||
| 3SHRS HCP INC | PURCHASE | 109 | 46 | 63 | 2008-11 | 2011-09 |
| 8SHRS HANSEN NATURAL CORP | PURCHASE | 685 | 324 | 361 | ||
| 1SHR HEALTH CARE REIT INC COM | PURCHASE | 50 | 45 | 5 | 2009-10 | 2011-09 |
| 8SHRS INTEL CORP | PURCHASE | 181 | 156 | 25 | ||
| 5SHRS INTL BUSINESS MACHINES CORP IB | PURCHASE | 881 | 498 | 383 | ||
| 25SHRS INTL GAME TECHNOLOGY | PURCHASE | 421 | 492 | -71 | ||
| 5SHRS INTL FLAVORS & FRAGRNC | PURCHASE | 297 | 230 | 67 | ||
| 20SHRS INVESCO LTD | PURCHASE | 343 | 366 | -23 | ||
| 15SHRS IRIDIUM COMMUNICATIONS | PURCHASE | 96 | 161 | -65 | ||
| 1SHR INTUIT INC | PURCHASE | 48 | 38 | 10 | 2010-06 | 2011-09 |
| 24SHRS JSC MMC NORILSK NCKL ADR | PURCHASE | 734 | 280 | 454 | ||
| 7SHRS JARDEN CORP | PURCHASE | 194 | 166 | 28 | ||
| 4SHRS JOHNSON AND JOHNSON COM | PURCHASE | 267 | 223 | 44 | ||
| 1SHR KILROY REALTY CORP REIT | PURCHASE | 34 | 22 | 12 | 2008-11 | 2011-09 |
| 17SHRS KINGFISHER PLC SP ADR | PURCHASE | 134 | 115 | 19 | 2010-02 | 2011-12 |
| 3SHRS LIBERTY PPTY TRSBI | PURCHASE | 99 | 48 | 51 | 2008-11 | 2011-09 |
| 1SHR LUKOIL SPONSORED ADR | PURCHASE | 70 | 88 | -18 | 2007-10 | 2011-04 |
| 83SHRS LLOYDS BANKING GROUP PLC | PURCHASE | 124 | 394 | -270 | ||
| 8SHRS LAS VEGAS SANDS CORP | PURCHASE | 349 | 163 | 186 | ||
| 15SHRS LYONDELLBASELL INDUSTRIE | PURCHASE | 451 | 409 | 42 | ||
| 53SHRS MGM RESORTS INTERNATIONL | PURCHASE | 758 | 474 | 284 | ||
| 20SHRS MORGAN STANLEY | PURCHASE | 580 | 577 | 3 | ||
| 5SHRS MARATHON OIL CORP | PURCHASE | 255 | 160 | 95 | ||
| 1SHR MOSAIC CO | PURCHASE | 80 | 59 | 21 | 2010-02 | 2011-03 |
| 2SHRS MARATHON PETROLEUM CORP | PURCHASE | 71 | 51 | 20 | 2010-09 | 2011-09 |
| 24SHRS MARUI GROUP CO LTD AD | PURCHASE | 348 | 501 | -153 | ||
| 3SHRS MCDONALDS CORP | PURCHASE | 269 | 169 | 100 | ||
| 11SHRS MICROSOFT CORP | PURCHASE | 292 | 287 | 5 | ||
| 4SHRS MURPHY OIL CORP | PURCHASE | 281 | 224 | 57 | 2009-06 | 2011-02 |
| 3SHRS NIDEC CORP ADR | PURCHASE | 69 | 54 | 15 | 2009-07 | 2011-02 |
| 6SHRS NOVARTIS ADR | PURCHASE | 358 | 267 | 91 | ||
| 3SHRS NOBLE ENERGY INC | PURCHASE | 253 | 206 | 47 | ||
| 28SHRS NUANCE COMMUNICATIONS IN | PURCHASE | 596 | 366 | 230 | ||
| 7SHRS NATIONAL RETAIL PPTYS INC | PURCHASE | 154 | 103 | 51 | ||
| 1SHR NESTLE S A REP RG SH ADR | PURCHASE | 57 | 125 | -68 | 2008-06 | 2011-03 |
| 28SHRS NEWMONT MINING CORP | PURCHASE | 1738 | 1275 | 463 | ||
| 2SHRS OMEGA HEALTHCARE INVS | PURCHASE | 35 | 24 | 11 | 2008-11 | 2011-09 |
| 8SHRS OMNICOM GROUP COM | PURCHASE | 389 | 321 | 68 | ||
| 2SHRS PUBLIC STORAGE 0.10 | PURCHASE | 241 | 144 | 97 | ||
| 4SHRS POLYCOM INC | PURCHASE | 217 | 123 | 94 | ||
| 1SHR PIONEER NATURAL RE CO | PURCHASE | 80 | 59 | 21 | 2010-08 | 2011-11 |
| 2SHRS PACKAGING CORP AMERICA | PURCHASE | 50 | 44 | 6 | 2010-05 | 2011-12 |
| 11SHRS PUBLICIS GROUPE SPOM ADR | PURCHASE | 259 | 231 | 28 | 2010-03 | 2011-12 |
| 1SHR PIEDMONT OFFICE REALTY TR INC S | PURCHASE | 18 | 16 | 2 | 2010-02 | 2011-09 |
| 6SHRS PVH CORP | PURCHASE | 343 | 301 | 42 | ||
| 30SHRS PFIZER INC | PURCHASE | 603 | 554 | 49 | ||
| 4SHRS PROCTER & GAMBLE CO | PURCHASE | 246 | 221 | 25 | ||
| 2SHRS RALCORP HLDGS INC NEW | PURCHASE | 175 | 107 | 68 | ||
| 4SHRS RAMCO-GERSHENSON PPTHSBI | PURCHASE | 40 | 44 | -4 | 2010-05 | 2011-09 |
| 2SHRS REGENCY CENTERS CORP | PURCHASE | 80 | 49 | 31 | 2008-11 | 2011-09 |
| 1SHR REINSURANCE GROUP AMERICA | PURCHASE | 51 | 38 | 13 | 2008-11 | 2011-09 |
| 1SHR RETAIL OPPORTUNITY INVESTMENTS | PURCHASE | 11 | 10 | 1 | 2009-09 | 2011-09 |
| 3SHRS ROCHE HLDG LTD SPN ADR | PURCHASE | 123 | 133 | -10 | 2008-02 | 2011-08 |
| 3SHRS SPX CORP COM | PURCHASE | 235 | 147 | 88 | ||
| 12SHRS SUPERIOR ENERGY SVCS INC | PURCHASE | 398 | 243 | 155 | ||
| 10SHRS SANDVIK AB | PURCHASE | 169 | 124 | 45 | 2010-03 | 2011-07 |
| 3SHRS STATE STREET CORP | PURCHASE | 136 | 126 | 10 | ||
| 1SHR SIEMENS AG ADR | PURCHASE | 90 | 134 | -44 | 2007-06 | 2011-09 |
| 37SHRS STMICROELECTRONICS NY SH | PURCHASE | 238 | 308 | -70 | ||
| 65SHRS LUMITOMO TR & BKG | PURCHASE | 339 | 566 | -227 | ||
| 2SHRS IMON PROPERTY GROUP DEL | PURCHASE | 231 | 88 | 143 | 2008-11 | 2011-09 |
| 1SHR SUNOCO INC PV1 PA | PURCHASE | 36 | 30 | 6 | 2010-04 | 2011-08 |
| 13SHRS SCHWAB CHARLES CORP NEW | PURCHASE | 234 | 209 | 25 | ||
| 5SHRS SYNGENTA AG ADR | PURCHASE | 341 | 173 | 168 | ||
| 1SHR J M SMUCKER CO | PURCHASE | 72 | 57 | 15 | 2010-06 | 2011-09 |
| 6SHRS SUMITOMO CORP SP ADR | PURCHASE | 88 | 92 | -4 | ||
| 11SHRS SILVER WHEATON CORP | PURCHASE | 462 | 29 | 433 | ||
| 7SHRS SAIC INC | PURCHASE | 87 | 117 | -30 | ||
| 5SHRS SUNCOR ENERGY INC NEW | PURCHASE | 205 | 92 | 113 | ||
| 4SHRS SUBSEA 7 SA SPONSRD ADR | PURCHASE | 82 | 38 | 44 | 2008-09 | 2011-11 |
| 9SHRS SYMANTEC CORP | PURCHASE | 161 | 133 | 28 | ||
| 3SHRS TECK RESOURCES LTD CLS B | PURCHASE | 155 | 117 | 38 | 2010-01 | 2011-07 |
| 4SHRS TENNECO INC DEL | PURCHASE | 120 | 88 | 32 | ||
| 2SHRS THE MOSAIC COMPANY COMMON SH | PURCHASE | 129 | 117 | 12 | ||
| 8SHRS UNITED CONTL HLDGS INC | PURCHASE | 161 | 175 | -14 | ||
| 3SHRS V F CORPORATION | PURCHASE | 369 | 241 | 128 | ||
| 1SHR VORNADO REALTY TRUST COM | PURCHASE | 85 | 50 | 35 | 2008-11 | 2011-09 |
| 18SHRS VALERO ENERGY CORP | PURCHASE | 446 | 326 | 120 | ||
| 4SHRS VISA INC CL A SHRS | PURCHASE | 347 | 291 | 56 | ||
| 6SHRS WESCO INTERNATIONAL INC | PURCHASE | 267 | 180 | 87 | ||
| 12SHRS WESTERN UN CO | PURCHASE | 258 | 211 | 47 | ||
| 1SHR WABCO HOLDINGS INC | PURCHASE | 47 | 33 | 14 | 2010-05 | 2011-09 |
| 2SHRS TOWERS WATSON & CO CL A | PURCHASE | 120 | 99 | 21 | ||
| 2SHRS WILLIS GROUP HOLDINGS PUBLIC L | PURCHASE | 77 | 72 | 5 | ||
| 15SHRS WAL-MART STORES INC | PURCHASE | 808 | 709 | 99 | ||
| 14SHRS XL GROUP PLC SHS | PURCHASE | 307 | 148 | 159 | ||
| 1SHR WYNN RESORTS LTD | PURCHASE | 149 | 20 | 129 | 2009-03 | 2011-09 |
| GNM P503926 6% PRIN PMTS | PURCHASE | 1254 | 1254 | |||
| ISHARES SILVER TR | PURCHASE | 423 | 141 | 282 | ||
| SPDR GOLD TRUST | PURCHASE | 348 | 169 | 179 | ||
| GE CAP CORP NOTES SER MTN 5.625% | PURCHASE | 1091 | 894 | 197 | 2008-09 | 2011-11 |
| POWERSHARES DB AGRICULTURE FD | PURCHASE | 34 | 34 | 2011-03 | 2011-09 | |
| BANCO SANTANDER SA ADR CASH IN LIEU | PURCHASE | 6 | 6 | 2008-09 | 2011-11 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (2 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| FORD MOTOR CDT CO | ||
| CORPORATE BONDS | 39209 | 44478 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (341 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 1 SHR APPLE INC | 392 | 405 |
| 1 SHRS MITSUI CO ADR | 347 | 310 |
| 10 SHR CAMPUS CREST CMNTYS | 131 | 101 |
| 10 SHRS AVAGO TECHNOLOGIES | 293 | 289 |
| 10 SHRS BMC SORTWARE | 371 | 328 |
| 10 SHRS BOEING CO | 717 | 734 |
| 10 SHRS CANON INC | 501 | 440 |
| 10 SHRS CHESAPEAKE ENERGY OKLA | 338 | 223 |
| 10 SHRS COMERICA INC | 253 | 258 |
| 10 SHRS DBS GROUP HLDGS | 436 | 354 |
| 10 SHRS DISCOVERY COMMUNICATION | 392 | 410 |
| 10 SHRS EXXON MOBIL CORP | 595 | 848 |
| 10 SHRS HSBC HLDG PLC SP ADR | 556 | 381 |
| 10 SHRS LAS VEGAS SANDS | 297 | 427 |
| 10 SHRS LYONDELLBASELL INDUSTRIE | 299 | 325 |
| 10 SHRS NAVISTAR INTL CORP | 684 | 379 |
| 10 SHRS NESTLE S A REP RG SH ADR | 427 | 577 |
| 10 SHRS OMNICOM GROUP COM | ||
| 10 SHRS RAMCO-GERSHENSON PPTYSBI | 114 | 98 |
| 102 SHRS CLEARWIRE CORP | 246 | 198 |
| 11 SHRS BARNES & NOBLE | 165 | 159 |
| 11 SHRS BOSTON PPTYS INC | 473 | 1096 |
| 11 SHRS CONTINENTAL RESOUIRCES | 491 | 734 |
| 11 SHRS EDISON INTL CALIF | 399 | 455 |
| 11 SHRS GAP INC DELAWARE | 229 | 204 |
| 11 SHRS GLAXOSMITHKLINE | 458 | 502 |
| 11 SHRS MERCK AND CO INC | 378 | 415 |
| 11 SHRS ROCHE HLDG LTD | 453 | 468 |
| 11 SHRS SUPERIOR ENERGY SVCS INC | 291 | 313 |
| 11 SHRS TECK RESOURCES LTD CLS | 379 | 387 |
| 11 SHRS TOWERS WATSON & CO CL A | 563 | 659 |
| 11 SHRS VORNADO REALTY TRUST COM | 540 | 845 |
| 12 SHRS ALNYLAM PHARMACEUTICALS | ||
| 12 SHRS AOL | 259 | 181 |
| 12 SHRS ARCELORMITTAL SA | 651 | 218 |
| 12 SHRS BIG LOTS INC | 389 | 453 |
| 12 SHRS BK YOKOHAMA LTDC | 257 | 224 |
| 12 SHRS BROOKFIELD PPTYS CRP | 206 | 188 |
| 12 SHRS CUBESMART COM | 118 | 128 |
| 12 SHRS DRESSER RAND GROUP | ||
| 12 SHRS HASBRO INC | 446 | 383 |
| 12 SHRS INTEL CORP | 253 | 291 |
| 12 SHRS NALCO HLDG CO | ||
| 12 SHRS REGENCY CENTERS CORP | 341 | 451 |
| 12 SHRS REINSURANCE GROUP AMERICA | 512 | 627 |
| 12 SHRS VALEANT PHARMACEUTICALS | 438 | 560 |
| 12 SHRS WESTERN UNION | ||
| 13 SHRS ARCHER DANIELS MIDLAND | 441 | 372 |
| 13 SHRS BAKER HUGHES | ||
| 13 SHRS BAXTER INTL INC | ||
| 13 SHRS BUNGE LIMITED | ||
| 13 SHRS COCA COLA | 605 | 910 |
| 13 SHRS COEUR D'ALENE MINES | 205 | 314 |
| 13 SHRS EL PASO CORP | 208 | 345 |
| 13 SHRS ELECTRONIC ARTS | 290 | 268 |
| 13 SHRS GOLDCORP INC | ||
| 13 SHRS PEBBLEBROOK HOTEL TRUST | 236 | 249 |
| 13 SHRS PETRLEO BRAS VIG SPD ADR | 271 | 323 |
| 13 SHRS PROCTOR AND GAMBLE | 822 | 867 |
| 13 SHRS PUB SVC ENTERPRISE | 408 | 429 |
| 13 SHRS PUBLICIS GROUPE SPON ADR | ||
| 13 SHRS SKYWORKS SOLUTIONS INC | ||
| 13 SHRS SUBSEA 7 SA SPONSORED ADR | 74 | 242 |
| 13SHRS INGERSOLL-RAND PLC | ||
| 14 SHRS AMB PROPERTY CORP | ||
| 14 SHRS BABCOCK AND WILCOX | ||
| 14 SHRS CINTAS CORP OHIO | 418 | 487 |
| 14 SHRS COLLECTIVE BRANDS INC | ||
| 14 SHRS JARDEN CORP | 432 | 418 |
| 14 SHRS NUANCE COMMUNICATIONS | 226 | 352 |
| 14 SHRS ROVI CORP | 403 | 344 |
| 14 SHRS WILLIS GROUP HLDGS | 445 | 543 |
| 144 SHRS FLEXTRONICS INTL LTD | 882 | 815 |
| 15 SHRS AMERICAN EAGLE OUTFITTERS | 182 | 229 |
| 15 SHRS EBAY INC | 471 | 455 |
| 15 SHRS FLUOR CORP INC | ||
| 15 SHRS KILROY REALTY CORP | 332 | 571 |
| 15 SHRS LIBERTY PPTY TR | 275 | 463 |
| 15 SHRS NINTENDO LTD | 548 | 254 |
| 15 SHRS NOVELLUS SYS INC | ||
| 15 SHRS RETAIL OPPORTUNITY | 154 | 178 |
| 15 SHRS RLJ LODGING TRUST | 246 | 252 |
| 16 SHRS BNP PARIBAS | 680 | 314 |
| 16 SHRS CORP OFFICE PPTYS TRUST | ||
| 16 SHRS FREEPORT MCMORAN | 851 | 589 |
| 16 SHRS GRAFTECH INTL LTD | ||
| 16 SHRS MACERICH | 348 | 810 |
| 16 SHRS PPL CORP | 436 | 471 |
| 16 SHRS SAIC INC | 289 | 196 |
| 17 SHRS ABBOT LABS | 826 | 956 |
| 17 SHRS ACERGY S A SPON ADR | ||
| 17 SHRS ALLSCRIPTS HEALTHCARE | 294 | 322 |
| 17 SHRS BROADRIDGE FINANCIAL | 347 | 383 |
| 17 SHRS EXTRA SPACE STORAGE INC | 192 | 412 |
| 17 SHRS NVIDIA | 251 | 235 |
| 17 SHRS PSS WORL MEDICAL INC | 372 | 411 |
| 18 SHRS CBS CORP NEW | 318 | 488 |
| 18 SHRS CMS ENERGY CORP | 341 | 397 |
| 18 SHRS DIGITAL RLTY TR | 603 | 270 |
| 18 SHRS LENNAR CORP | 330 | 354 |
| 18 SHRS VODAFONE GROUP PLC | 480 | 505 |
| 19 SHRS CANADIAN NATURAL RES | 513 | 710 |
| 19 SHRS COMPANHIA ENERG | 288 | 338 |
| 19 SHRS DEVON ENERGY CORP | 1117 | 1178 |
| 19 SHRS DUPONT FABROS TECH | 206 | 460 |
| 19 SHRS EZCORP INC NON VTG | 597 | 501 |
| 19 SHRS HCA HOLDINGS INC | 406 | 419 |
| 19 SHRS ICAP PLC SPONS ADR | 208 | 202 |
| 19 SHRS MGM MIRAGE INC | 189 | 198 |
| 19 SHRS NIDEC CORPORATION | 395 | 410 |
| 19 SHRS OMEGA HEALTHCARE INVS | 229 | 368 |
| 19 SHRS STERLITE INDUSTRIES | ||
| 19 SHRS VENTAL INC | 667 | 1047 |
| 2 SHRS CREDICORP LTD | ||
| 2 SHRS ESSEX PPTY TR INC | 225 | 281 |
| 2 SHRS PETROCHINA CO LTD | 211 | 249 |
| 2 SHRS PIONEER NATURAL RES CO | 138 | 179 |
| 2 SHRS POTASH CORP | 96 | 82 |
| 2 SHRS WYNN RESORTS LTD | 146 | 221 |
| 20 SHRS APARTMENT INVT MGMT | 503 | 458 |
| 20 SHRS CROWN HOLDINGS INC | 581 | 671 |
| 20 SHRS FIRST POTOMAC RLTY TR | 260 | 261 |
| 20 SHRS NV ENERGY INC | 296 | 327 |
| 20 SHRS UNILEVER NV NY REG SHS | 604 | 687 |
| 20 SHRSS APOLLO GROUP INC | ||
| 21 SHRS ABB LTD | 386 | 395 |
| 21 SHRS BIOMED REALTY TR | 244 | 380 |
| 21 SHRS FRUPO FIN BANORTE | ||
| 21 SHRS IRIDIUM COMMUNICATIONS | 196 | 162 |
| 21 SHRS NATIONWIDE HLTH PPTYS | ||
| 21 SHRS PACKAGING CORP AMERICA | 480 | 530 |
| 21 SHRS SIMON PROPERTY GROUP DEL | 1114 | 2708 |
| 21 SHRS VESTAS WIND SYTS AS ADR | ||
| 22 SHRS ASSOCIATED BANC CORP | ||
| 22 SHRS EQT CORP | ||
| 22 SHRS EXELON CORP | 987 | 954 |
| 22 SHRS HUMAN GENOME SCIENCES | 427 | 163 |
| 22 SHRS JSC MMC NORILSK NCKL ADR | 398 | 337 |
| 22 SHRS MARVELL TECHNOLOGY CORP | 345 | 305 |
| 22 SHRS NOVARTIS ADR | 1091 | 1258 |
| 22 SHRS PARAMETRIC TECH | 501 | 401 |
| 23 SHRS FIFTH THIRD BANCORP | ||
| 23 SHRS HCP INC | 556 | 953 |
| 23 SHRS SYSCO CORP | 635 | 675 |
| 23 SHRS VALE SA PFD | 406 | 474 |
| 23 SHRS WAL-MART STORES | 1187 | 1374 |
| 24 SHRS FANUC LTD | 539 | 607 |
| 24 SHRS GREAT PLAINS ENERGY | 441 | 523 |
| 24 SHRS MARUI GROUP CO LTD ADR | ||
| 24 SHRS USIMINAS SP ADR REG S | ||
| 24 SHRS XL CAPITAL LTD | 363 | 474 |
| 25 SHRS DDR CORP | 272 | 304 |
| 25 SHRS DEVELPERS DVSFC RLTY CP | ||
| 25 SHRS MOLYCORP INC | 847 | 600 |
| 25 SHRS PING AN INS GROUP | 439 | 328 |
| 25 SHRS STATE STREET CORP | 972 | 1008 |
| 25 SHS MARATHON OIL CORP | ||
| 26 SHRS KIMCO REALTY CORP MD COM | 411 | 406 |
| 26 SHRS MCMORAN EXPLORATIONS | 447 | 378 |
| 27 SHRS EQUITY RESIDENTIAL | 852 | 1539 |
| 27 SHRS ERICSSON LM TEL CL B | ||
| 27 SHRS VALERO ENERGY CORP | ||
| 28 SHRS CVS CAREMARK CORP | 886 | 1142 |
| 28 SHRS MTN GROUP LTD-SPONS ADR | 539 | 496 |
| 28 SHRS SBERBANK SPONSORED ADR | 373 | 278 |
| 28 SHRS WARNER CHILCOTT PLC | 616 | 424 |
| 29 SHRS ALLSTATE CORP | ||
| 29 SHRS ARES CAPITAL | 406 | 448 |
| 29 SHRS BARRICK GOLD CORP | 1190 | 1312 |
| 29 SHRS METLIFE INC | 1207 | 904 |
| 29 SHRS OAO GAZPROM SPON | 304 | 310 |
| 29 SHRS SE INVT CO PA PV .01 | 593 | 503 |
| 29 SHRS SUNOCO INC PV1 PA | 1007 | 1189 |
| 29SHRS INDUSTRIAL AND COMMERCIAL BNK | 429 | 346 |
| 3 SHRS BELLE INTERNATIONAL | 272 | 260 |
| 3 SHRS CONCHO RESOURCES INC | ||
| 3 SHRS COOPER INDUSTRIES PLC | 134 | 162 |
| 3 SHRS EATON CORP | ||
| 3 SHRS FLOWERSERVE CORP | 287 | 297 |
| 3 SHRS HEALTHCARE REALTY TR | 143 | 163 |
| 3 SHRS JOHNSON & JOHNSON | 166 | 197 |
| 3 SHRS LABORATORY CP AMER HLDGS | 248 | 258 |
| 3 SHRS SIRONA DENTAL SYSTEMS | 124 | 132 |
| 3 SHRS WALTER ENERGY INC | ||
| 30 SHRS KINROSS GOLD CORP | 437 | 342 |
| 30 SHRS TESCO PLC SPNRD ADR | 671 | 565 |
| 20 SHRS BANCO BRADESCO SA ADR | 227 | 334 |
| 31 SHRS BANCO SANTANDER SA ADR | 497 | 233 |
| 31 SHRS BARCLAYS PLC | 497 | 340 |
| 31 SHRS ESPRIT HOLDING LTD | ||
| 31 SHRS SANDVIK AB SHS | 380 | 378 |
| 31 SHRS TIME WARNER INC NEW | 981 | 1120 |
| 32 SHRS ATP OIL AND GAS | 502 | 235 |
| 32 SHRS MARSH AND MCLENNAN COS INC | 895 | 1012 |
| 32 SHRS MORGAN STANLEY | ||
| 32 SHRS NCR CORP | 622 | 527 |
| 32 SHRS PROLOGIS INC | 776 | 915 |
| 32 SHRS TAIWAN S MANUFACTRING ADR | 296 | 413 |
| 33 SHRS ADVANCED MICRO D INC | ||
| 34 SHRS SANOFI CORP | 1264 | 1242 |
| 34 SHRS TEXAS INSTRUMENTS | 891 | 990 |
| 35 SHRS SUNCOR ENERGY INC | 971 | 1009 |
| 36 SHRS ASAHI GLASS JAPAN | 421 | 297 |
| 36 SHRS LIFE TECHNOLOGIES | 1571 | 1401 |
| 37 SHRS STMICROELECTRONICS NY SH | ||
| 38 SHRS COMCAST CORP | 730 | 901 |
| 38 SHRS GAFISA SA SPON ADR | 512 | 175 |
| 38 SHRS LOWES INC | 737 | 964 |
| 38 SHRS MICROSOFT CORP | 998 | 986 |
| 38 SHRS SUMITOMO CORP SP ADR | 416 | 513 |
| 39 SHRS DANONE-SPONS | ||
| 39 SHRS DOLE FOOD COMPANY | 539 | 337 |
| 4 SHRS CELGENE CORP | 253 | 270 |
| 4 SHRS CIT GROUP INC | 189 | 139 |
| 4 SHRS DARDEN RESTAURANTS | 175 | 182 |
| 4 SHRS EQUITY LIFESTYLES PPTYS | 187 | 267 |
| 4 SHRS LORILLARD INC | 368 | 456 |
| 4 SHRS MONSANTO CO | 282 | 280 |
| 4 SHRS MURPHY OIL CORP | ||
| 4 SHRS PVH CORP | 230 | 282 |
| 41 SHRS OWENS ILL INC | 1054 | 794 |
| 42 SHRS CREDIT SUISSE GP | 1578 | 986 |
| 42 SHRS DCT INDUSTRIAL TRUST | ||
| 42 SHRS KITE REALTY GROUP | 152 | 189 |
| 44 SHRS GENERAL MOTORS | 1396 | 892 |
| 44 SHRS PFIZER INC DEL | 752 | 952 |
| 44 SHRS SUNPOWER CORP | 624 | 274 |
| 46 SHRS APOLLO INVESTMENT INC | 448 | 296 |
| 47 SHRS FIRST NIAGARA FINL GROUP | 416 | 405 |
| 47SHRS INTL GAME TECHNOLOGY | ||
| 48 SHRS CIE FIANNCIERE RICHEMONT | 256 | 241 |
| 48 SHRS SYMANTEC CORP | 754 | 751 |
| 4SHRS HUBBELL INC CL | ||
| 5 SHRS AUTOLIV | 298 | 267 |
| 5 SHRS BAYER AG | 377 | 319 |
| 5 SHRS CORN PRODUCTS | 226 | 263 |
| 5 SHRS FMC CORP COM NEW | 369 | 430 |
| 5 SHRS INTL BUSINESS MACHINES | 791 | 919 |
| 5 SHRS RALCORP HLDGS INC NEW | 299 | 427 |
| 5 SHRS SIEMENS AG | 474 | 478 |
| 5 SHRS SNAP ON INC | 266 | 253 |
| 5 SHRS TENNECO INC DEL | 125 | 149 |
| 5 SHRS UNITED HEALTHCARE | 249 | 253 |
| 5 SHRS VF CORPORATION | ||
| 7 SHRS WABCO HOLDINGS INC | 327 | 304 |
| 51 SHRS INVESCO LTD | 1110 | 1024 |
| 55 SHRS CITIGROUP | 2000 | 1447 |
| 57 SHRS KINGFISHER PLC | 395 | 438 |
| 58 SHRS WEATHERFORD INTL\ | 876 | 849 |
| 5SHRS HUDSON PAC PPTYS | ||
| 6 SHRS AFFILIATED MANAGERS GRP | ||
| 6 SHRS AGCO CORP | 290 | 258 |
| 6 SHRS AIRGAS INC | 385 | 468 |
| 6 SHRS ALEXANDRIA REAL EST EQTS | 410 | 414 |
| 6 SHRS BP PLC | 238 | 256 |
| 6 SHRS CELANESE CORP | 209 | 266 |
| 6 SHRS DIRECTV GROUP HLDGS | 272 | 257 |
| 6 SHRS EMERSON ELECTRIC COMPANY | 233 | 279 |
| 6 SHRS GOLAR LNG LTD | 190 | 267 |
| 6 SHRS HESS CORP | 328 | 341 |
| 6 SHRS INFOSYS TECH LTD ADR | 299 | 308 |
| 6 SHRS INTL FLAVORS & FRAGRNC | 302 | 315 |
| 6 SHRS INTUIT INC | 250 | 315 |
| 6 SHRS JM SMUCKER CO | 351 | 469 |
| 6 SHRS LUKOIL SPONSORED ADR | 315 | 319 |
| 6 SHRS MEDTRONIC INC | 219 | 230 |
| 6 SHRS NATIONAL RETAIL PPTYS | 154 | 158 |
| 6 SHRS POLYCOM INC COM | ||
| 6 SHRS SL GREEN REALTY CORP | 403 | 400 |
| 6 SHRS SOLERA HOLDINGS | 278 | 267 |
| 6 SHRS SPX CORP | ||
| 6 SHRS THE MOSAIC CO | 402 | 302 |
| 6 SHRS TOTAL SA | 385 | 307 |
| 6 SHRS WESTPAC BANKING ARD | 583 | 614 |
| 65 SHRS APPLIED MATERIALS | 796 | 696 |
| 7 SHRS AMERICAN CAMPUS CMNTYS | 229 | 294 |
| 7 SHRS AMERICAN MOVIL SAB DE CV | ||
| 7 SHRS CAMDEN PPTY TR | 320 | 436 |
| 7 SHRS CANADIAN NATL RAILWAY | 412 | 550 |
| 7 SHRS CATERPILLAR INC | 367 | 634 |
| 7 SHRS CIMAREX ENERGY | ||
| 7 SHRS CORESITE REALTY CORP | 115 | 125 |
| 7 SHRS DEERE CO | 404 | 541 |
| 7 SHRS DGF SUEZ ADR | ||
| 7 SHRS FDL R INV TR SBI NEW MD | 379 | 635 |
| 7 SHRS FISERV INC WISC PV | 381 | 411 |
| 7 SHRS HENKEL KGAA SPN ADR | 309 | 405 |
| 7 SHRS KB FINL GROUP | 502 | 219 |
| 7 SHRS MOSAIC CO | ||
| 7 SHRS PHILLIPS VAN HEUSEN | ||
| 7 SHRS SIGNET JEWELERS LTD | 301 | 307 |
| 7 SHRS STARWOOD HOTELS AND | 182 | 336 |
| 7 SHRS UNITED CONTL HLDGS INC | 145 | 132 |
| 7 SHRS VERISK ANALYTICS INC | 222 | 281 |
| 7 SHRS WESCO INTERNATIONAL INC | 253 | 371 |
| 76 SHRS SCHWAB CHARLES CORP | 1119 | 856 |
| 77 SHRS DELTA AIRLINES | 828 | 623 |
| 77 SHRS HOST HOTELS AND RESORTS | 888 | 1137 |
| 8 SHRS AGILENT TECHNOLOGIES | 319 | 279 |
| 8 SHRS BANK OF NOVA SCOTIA | 377 | 398 |
| 8 SHRS BHP BILLITYON LTD | 401 | 565 |
| 8 SHRS DOLLAR GENERAL | ||
| 8 SHRS DR PEPPER SNAPPLE GROUP | ||
| 8 SHRS ENI S P A SPONSORED ADR | 427 | 330 |
| 8 SHRS GDF SUEZ ADR | 384 | 217 |
| 8 SHRS HANSEN NATURAL | ||
| 8 SHRS ICIC BANK LTD | 327 | 211 |
| 8 SHRS MASSEY ENERGY CO | ||
| 8 SHRS PG&E CORP | ||
| 8 SHRS PIEDMONT OFFICE REALTY | 130 | 136 |
| 8 SHRS SYNGENTA AG ADR | ||
| 8 SHRS TEJON RANCH CO | 262 | 196 |
| 8 SHRS VOLKSWAGEN A G SPONS ADR | 245 | 213 |
| 80 SHRS NOVAGOLD RESOURCES INC | 631 | 678 |
| 83 SHRS LLYODS BANKING GROUP PLC | ||
| 84 SHRS AES CORP | 816 | 995 |
| 8SHRS KENNAMETAL INC | ||
| 9 SHRS ADIDAS AG SPON ADR | 174 | 293 |
| 9 SHRS ADOBE SYS DEL | ||
| 9 SHRS ALTERA CORP | 261 | 334 |
| 9 SHRS AMERICAN ASSETS TRUST | 190 | 185 |
| 9 SHRS AVALONBAY CMMUN INC | 517 | 1175 |
| 9 SHRS CANADIAN NATURAL RES LTD | ||
| 9 SHRS ENTERTAINMENT PPTYS TR | 248 | 393 |
| 9 SHRS FEDERAL R INV TR SBI | ||
| 9 SHRS FOREST CITY ENTERPRISES | 106 | 106 |
| 9 SHRS MCDONALD CORP | 571 | 903 |
| 9 SHRS NEWMONT MINING CORP | 522 | 540 |
| 9 SHRS NOBLE ENERGY INC | 707 | 849 |
| 9 SHRS PRUDENTIAL | 182 | 178 |
| 9 SHRS PUBLIC STORAGE | 612 | 1210 |
| 9 SHRS SAP AKGSLTT SPONSORD | 386 | 477 |
| 9 SHRS SILVER WHEATON CORP | 127 | 261 |
| 9 SHRS SMITHFIELD FOODS | 205 | 219 |
| 9 SHRS VISA INC CL A | 642 | 914 |
| 9 SHRS WISCONSIN ENERGY CORP | ||
| 90 SHRS HUNTINGTON BANCSHARES | 442 | 494 |
| 91 SHRS OPKO HEALTH INC | 406 | 446 |
| 96 SHRS SOUTHWEST AIRLNES CO | 1033 | 821 |
| 97 SHRS SUMITOMO TR & BKG SPDADR | 339 | 275 |
| ROUNDING | 27 | 21 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 13920 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 15816 | USGovtSecuritiesEOYFMV |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (8 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ACCRUED INTEREST | 626 | 605 | 605 |
| STREETTRACK GOLD TRUST | 385 | ||
| 5079 SHRS LOOMIS SAUYLES MUTUAL FD | 50984 | 51506 | 55674 |
| ISHARES SILVER TRUST | 372 | 230 | 458 |
| ISHARES RUSSELL MIDCAP | 683 | ||
| ISHARES FTSE HK | 538 | 291 | 244 |
| SPDR GOLD TRUST | 215 | 304 | |
| POWERSHARES DB AGRI FD | 337 | 289 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL TAXES PAID | Description |
| Amount | $58 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXPENSES | ||
| INVESTMENT EXPENSE | 28 | 28 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | Category |
| Amount | $5,413 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX | Category |
| Amount | $120 | Amount |
| Net Investment Income | 120 | NetInvestmentIncome |
Comments