GEORGE R KENDALL FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- GEORGE R KENDALL FOUNDATION (EIN 36-6403376)
- Tax period
- 2010-12-01 to 2011-11-30
- Filed
- 2012-04-05
- IRS object ID
- 201210969349100006
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-04-05T10:46:52-05:00 | Timestamp |
| Tax Period End Date | 2011-11-30 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366403376 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE R KENDALL FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | R64203004/301 2610015500/01 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KEND | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTH OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-04-10 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 13593879 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 368 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 368 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 378301 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 378246 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 369183 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 6084786 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 379698 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 6925 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 3603 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 754777 | TotalRevenueAndExpenses |
| Total Net Investment Income | 761915 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 190386 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 142789 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 47597 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 2975 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 2975 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 985 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 985 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 8015 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2815 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 17 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 114 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 202378 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 145718 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 51572 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 706900 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 706900 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 909278 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 145718 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 758472 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -154501 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 616197 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 268038 | CashBOY |
| Cash EOY | 427752 | CashEOY |
| Cash EOYFMV | 427752 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 661738 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 116643 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 116643 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 0 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 943695 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1018334 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6699757 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6969419 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 7161112 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 5684581 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 4703451 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 4870038 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 13314114 | TotalAssetsBOY |
| Total Assets EOY | 13160960 | TotalAssetsEOY |
| Total Assets EOYFMV | 13593879 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 13314114 | CapitalStockBOY |
| Capital Stock EOY | 13160960 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 13314114 | TotalNetAssetsBOY |
| Total Net Assets EOY | 13160960 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 13314114 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 13160960 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 13314114 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -154501 | ExcessOfRevenueOverExpenses |
| Other Increases | 2151 | OtherIncreases |
| Subtotal | 13161764 | Subtotal |
| Other Decreases | 804 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 13160960 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 6060596 | 5705088 | 355508 | 355508 | ||
| POWERSHARES DB COMMODITY TRACKING INDEX FD- SEC 1256 GAIN | 10515 | 10515 | 10515 | P | 2010-12-31 | |
| CAPITAL GAINS DIVIDENDS | 13675 | 13675 | 13675 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 379698 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 779667 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 14187671 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.054954 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 788529 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 13383211 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.058919 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 854994 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 16020203 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.053370 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 815348 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 17783249 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.045849 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 797816 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 16857903 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.047326 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.260418 | TotalDistributionRatio |
| Average Distribution Ratio | 0.052084 | AverageDistributionRatio |
| Net Noncharitable Assets | 14548558 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 757747 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 6162 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 763909 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 758472 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 12324 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 12324 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 12324 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 8200 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 8200 | TotalCreditsAndPayments |
| Tax Due | 4124 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IL | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8472666023 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 513 CENTRAL AVENUE | AddressLine1 |
| City | HIGHLAND PARK | City |
| State | IL | State |
| ZIP Code | 600352624 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 95238 | 0 | 0 |
| GEORGE P KENDALL JR | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 31716 | 0 | 0 |
| THOMAS C KENDALL | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 31716 | 0 | 0 |
| HELEN R KENDALL | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 31716 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 13900846 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 869264 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 14770110 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 14770110 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 221552 | CashDeemedCharitable |
| Net Noncharitable Assets | 14548558 | NetNoncharitableAssets |
| Minimum Investment Return | 727428 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 727428 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 12324 | TaxBasedOnInvestmentIncome |
| Total Tax | 12324 | TotalTax |
| Distributable Amount Before Adj | 715104 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 715104 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 715104 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 758472 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 758472 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 758472 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 715104 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 544332 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 758472 | QualifyingDistributions |
| Applied To Year1 | 544332 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 214140 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 500964 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JPMORGAN CHASE BANK NA SUSAN BERKUN | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 513 CENTRAL AVENUE | AddressLine1 |
| City | HIGHLAND PARK | City |
| State | IL | State |
| ZIP Code | 600352624 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8472666023 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER ACCOMPANIED BY ORGANIZATIONS REPORT AND EXEMPTION LETTER | FormAndInfoAndMaterials |
| Submission Deadlines | MARCH 1ST OF EACH YEAR | SubmissionDeadlines |
| Restrictions On Awards | TERMS OF THE TRUST AGREEMENT | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| BEREA COLLEGE | |||||||
| LINCOLN HALL 220 | BEREA | KY | 40404 | NONE | PUBLIC | GRANT: SCHOLARSHIPS | $70,000 |
| CHRIST THE KING JESUIT COL PREP SCHOOL | |||||||
| 5088 W JACKSON BLVD | CHICAGO | IL | 60644 | NONE | PUBLIC | GRANT: SUPPORT INTERNSHIP DEPARTMENT POSITIONS | $59,800 |
| FAMILY FOCUS INC | |||||||
| 310 S PEORIA ST SUITE 301 | CHICAGO | IL | 60607 | NONE | PUBLIC | PROGRAM SUPPORT | $15,000 |
| FAMILY MATTERS INC | |||||||
| 7731 N MARSHFIELD AVENUE | CHICAGO | IL | 60626 | NONE | PUBLIC | GRANT: YOUTH DEVELOPEMENT PROGRAM | $35,000 |
| HARDING UNIVERSITY | |||||||
| BOX 10072 | SEARCY | AR | 72149 | NONE | PUBLIC | PROGRAM SUPPORT | $117,000 |
| PROVIDENCE HOSPICE & HOME CARE OF SNOHOMISH COUNTY | |||||||
| 2731 WETMORE AVENUE - SUITE 500 | EVERETT | WA | 98201 | NONE | PUBLIC | GRANT: CAROUSEL PROJECT, CAMP ERIN, PEDIATRIC BEREAVEMENT | $40,000 |
| ROSELAND TRAINING CENTER | |||||||
| 235 EAST 136TH PLACE | CHICAGO | IL | 60827 | NONE | PUBLIC | GRANT: TUTOR STIPENDS | $18,000 |
| SALVATION ARMY METROPOLITAN DIVISION | |||||||
| 5040 N PULASKI ROAD | CHICAGO | IL | 606302788 | NONE | PUBLIC | GRANT; EVANSTON COMMUNITY CENTER OPERATIONS | $54,000 |
| ST MARTIN DE PORRES HIGH SCHOOL | |||||||
| 501 S MARTIN LUTHER KING JR AVE | WAUKEGAN | IL | 60085 | NONE | PUBLIC | GRANT: WORK STUDY PROGRAM | $25,500 |
| ST MARY'S UNIVERSITY OF MINNESOTA | |||||||
| 700 TERRACE HGTS 8 | WINONA | MN | 559871399 | NONE | PUBLIC | GRANT: 4 KENDALL SCHOLARSHIPS FOR UNDERGRADUATES | $137,600 |
| UNITED NEGRO COLLEGE FUND INC | |||||||
| 8260 WILLOW OAKS CORPORATE DR | FAIRFAX | VA | 22031 | NONE | PUBLIC | PROGRAM SUPPORT | $81,000 |
| WINONA VOLUNTEER SERVICES INC | |||||||
| 416 E SECOND ST | WINONA | MN | 55987 | NONE | PUBLIC | PROGRAM SUPPORT | $15,000 |
| YMCA OF SHOHOMISH COUNTY | |||||||
| 2720 ROCKEFELLER AVE | EVERETT | WA | 98201 | NONE | PUBLIC | GRANT: GEORGE KENDALL PLAYGROUND CONSTRUCTION | $39,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 706900 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $368 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $378,301 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,603 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $369,183 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REFUND - EXCISE TAX | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $3,322 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $754,777 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 754777 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $985 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 985 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (144 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BLACKROCK HIGH YIELD BOND - 19182.306 SHS | 143100 | 139839 |
| EATON VANCE MUT FDS TR FLT RT CL I - 65035.259 SHS | 577000 | 571010 |
| JPM HIGH YIELD FD - SEL - 70849.105 SHS | 556511 | 541996 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 10683.761 SHS | 150000 | 146902 |
| JPM STR INC OPP FD - 24597.496 SHS | 275000 | 281887 |
| JPM INTL CURRENCY INCOME FD - 26682.68 SHS | 290000 | 298046 |
| JPM TR I INFL MANAGED BD - SEL - 39643.192 SHS | 422200 | 419425 |
| NORFOLK SOUTHERN CORP NOTES 7.70% MAY 15 2017 - 5000 SHS | 5582 | 6306 |
| ARROW ELECTRONICS INC 6 7/8% JUN 01 2018 - 5000 SHS | 5408 | 5500 |
| DUKE CAPITAL CORP NOTES 6 1/4% FEB 15 2013 - 10000 SHS | 10710 | 10517 |
| UNION PACIFIC CORP NOTES 6 1/2% APR 15 2012 - 3000 SHS | 3106 | 3065 |
| SBC COMMUNICATIONS INC NOTES 5 7/8% AUG 15 2012 - 15000 SHS | 17182 | 15527 |
| WELLPOINT HEALTH NETWORK NTS 6 3/8% JAN 15 2012 - 10000 SHS | 10255 | 10065 |
| WELLS FARGO COMPANY NOTES 5% NOV 15 2014 - 20000 SHS | 18921 | 21195 |
| GOLDMAN SACHS GROUP INC NOTES 5 1/4% APR 1 2013 - 30000 SHS | 30418 | 30282 |
| FANNIE MAE SER 2002-12 CL PG 6% MAR 25 2017 - 18342.74 SHS | 18583 | 19704 |
| DEUTSCHE TELEKOM INT FIN NOTES 5 1/4% JUL 22 2013 - 5000 SHS | 4770 | 5271 |
| AMERICAN EXPRESS NOTES 4 7/8% JUL 15 2013 - 5000 SHS | 4946 | 5230 |
| DAIMLERCHRYSLER NA HOLDINGS NTS 6 1/2% NOV 15 2013 - 10000 SHS | 11116 | 10863 |
| MORGAN STANLEY NOTES 4 3/4% APR 1 2014 - 25000 SHS | 25107 | 23997 |
| U S A NOTES 4.75% MAY 15 2014 - 135000 SHS | 139333 | 149554 |
| U S A NOTES 4 1/4% AUG 15 2014 - 30000 SHS | 28609 | 33134 |
| CREDIT SUISSE FB USA INC NOTES 4 7/8% JAN 15 2015 - 15000 SHS | 15750 | 15467 |
| KIMBERLY-CLARK CORP 7/8% AUG 15 2015 - 5000 SHS | 5026 | 5586 |
| CITIGROUP INC SENIOR NOTES 5.3% JAN 7 2016 - 30000 SHS | 28030 | 31029 |
| CISCO SYSTEMS NOTES 5 1/2% FEB 22 2016 - 10000 SHS | 9986 | 11563 |
| COMCAST CORP 6 1/2% JAN 15 2017 - 10000 SHS | 10801 | 11701 |
| BHP BILLITON FINANCE USA 5 1/4% 5000 SHS | 4886 | 5731 |
| FNMA REMIC TRUST 6% NOV 25 2034 - 35000 SHS | 36040 | 40532 |
| OHIO POWER COMPANY 4.85% JAN 15 2014 - 5000 SHS | 4952 | 5370 |
| BANK OF AMERICA CREDIT CARD TR SER 2007-A8 5.59% NOV 17 2014 - 25000 SHS | 25004 | 25672 |
| SUNTRUST BANKS SR NOTES 6% SEP 11 2017 - 10000 SHS | 9999 | 10991 |
| GENERAL ELEC CAP CORP MED TERM NTS 5 5/8% SEP 15 2017 - 35000 SHS | 33929 | 38428 |
| DIAGEO CAPITAL PLC NOTES 5 3/4% OCT 23 2017 - 5000 SHS | 5156 | 5835 |
| ORACLE CORP 5 3/4% APR 15 2018 - 5000 SHS | 4998 | 5963 |
| JOHN DEERE CAPITAL CORP MED TM NT 5.35% APR 03 2018 - 10000 SHS | 9969 | 11633 |
| ALLSTATE LF GLB FN TRST MED TERM NTS 5 3/8% APR 30 2013 - 5000 SHS | 4934 | 5270 |
| AMERICA MOVIL SAB DE CV 5 5/8% NOV 15 2017 - 5000 SHS | 5667 | 5665 |
| BANK OF AMERICA NA NOTES 4.90% MAY 01 2013 - 10000 SHS | 10155 | 9946 |
| TRAVELERS COS INC SR NOTES 5.8% MAY 15 2018 - 10000 SHS | 9754 | 11585 |
| KEYCORP MEDIUM TERM NOTES 6 1/2% MAY 14 2013 - 10000 SHS | 10993 | 10593 |
| EATON CORP NOTES 5.6% MAY 15 2018 10000 SHS | 10663 | 11724 |
| RIO TINTO FIN USA LTD NOTES 6 1/2% JUL 15 2018 - 5000 SHS | 5892 | 5904 |
| E.I. DU PONT DE NEMOURS SR NOTES 6% JUL 15 2018 - 5000 SHS | 5132 | 6053 |
| FHLMC REMIC SER 2594 CL OL 5% APR 15 2018 - 40000 SHS | 39513 | 43489 |
| FNMA REMIC TRUST SER 2004-101 CL HB 5% JAN 25 2020 - 50000 SHS | 48813 | 54295 |
| FANNIE MAE SER 2004-45 CL ZL 6% OCT 15 2032- 31175.206 SHS | 29776 | 35411 |
| NATIONAL CITY CORP 4.9% JAN 15 2015 - 10000 SHS | 8879 | 10744 |
| PEPSICO INC 7.9% NOV 01 2018 - 10000 SHS | 11547 | 13256 |
| NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 - 10000 SHS | 13380 | 14283 |
| SEMPRA ENERGY 9.8% FEB 15 2019 - 5000 SHS | 5327 | 6734 |
| FANNIE MAE SER G92-66 CL KA 6% DEC 25 2022 - 26062.55 SHS | 26553 | 28504 |
| AMERPRISE FINANCIAL INC 5.65% NOV 15 2015- 5000 SHS | 5733 | 5587 |
| ACE INA HOLDINGS 5.8% MAR 15 2018 - 5000 SHS | 4600 | 5676 |
| 6633 | 6507 | |
| PROGRESS ENERGY CAROLINA 5.3% JAN 15 2019 - 5000 SHS | 4995 | 5776 |
| TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 - 10000 SHS | 10347 | 12558 |
| AMGEN INC SR NOTES 5.7% FEB 01 2019 - 10000 SHS | 10073 | 11114 |
| FANNIE MAE SER 1998-37 CL VZ 6% JUN 17 2028 - 23121.71 SHS | 23584 | 25755 |
| CONOCOPHILLIPS NOTES 5 3/4% FEB 01 2019 - 10000 SHS | 9890 | 11851 |
| NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 - 10000 SHS | 10082 | 11594 |
| CATERPILLAR FINACIAL SE MED TERM NT 7.15% FEB 15 2019 - 10000 SHS | 11776 | 12682 |
| PACCAR INC NOTES 6 7/8% FEB 15 2014 - 10000 SHS | 10330 | 11264 |
| WYETH 5.45% APR 01 17 - 10000 SHS | 10125 | 11759 |
| ATOMS ENERGY CORP 8 1/2% MAR 15 2019 - 5000 SHS | 4991 | 6548 |
| HOSPIRA INC NOTES 6.4% MAY 15 2015 - 5000 SHS | 4990 | 5564 |
| HRPT PROPERTIES TRUST 5 3/4% FEB 15 2014 - 10000 SHS | 9658 | 10251 |
| BANK OF AMERICA CORP SR NOTES 7 5/8% JUN 01 2019 - 25000 SHS | 29267 | 24383 |
| BURLINGTN NORTH SANTA FE 5 3/4% MAR 15 2018 - 10000 SHS | 9883 | 11675 |
| ERP OPERATING LP 5 3/4% JUN 15 2017 - 5000 SHS | 4958 | 5429 |
| JEFFRIES GROUP INC 8 1/2% JUL 15 2019 - 10000 SHS | 10864 | 9300 |
| FEDERAL HOME LN MTG CO MULTICL MTG PARTN CTFS GTD SER 2405 6.00% - 23332.02 | 23700 | 25085 |
| PUBLIC SERVICE EL & GAS MED TRM NT 5 3/8% SEP 01 2013 - 5000 SHS | 5504 | 5385 |
| VIACOM INC NOTES 4 3/8% SEP 15 2014 - 5000 SHS | 4965 | 5363 |
| FANNIE MAE SER 2003-24 CL MZ 5.5% APR 25 2033 - 40223.566 SHS | 36436 | 46455 |
| FHLMC REMIC SER 2977 CL JT 5% MAY 15 2020- 50000 SHS | 52500 | 56846 |
| FED HOME LN MTG CO PARTN CTFS GR 5.50% DUE 10/01/17 - 7502.2 SHS | 7774 | 8123 |
| FEDERAL HOME LN MTG CORP PARTN CTFS GR 5.00% - 26958.02 SHS | 26518 | 28864 |
| FED HOME LN MTG CO PART CTFS GR 5.00% DUE 04/01/2018 - 13569.89 SHS | 14028 | 14481 |
| FED HOME LN MTG CRP PARTN CTFS GR 5.00% DUE 05/01/19 - 19177.56 SHS | 18974 | 20662 |
| FEDERAL HOME LN MTG CRP MULTICL MTG PARTN CTFS GTD SER 1591 6.350% DUE 10/15 | 10540 | 11341 |
| FEDERAL HOME LN MTG CO MULTICL MTG PARTN CTFS GTD SER 1628 6.25% DUE 12/15/ | 26108 | 29070 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU CTF REMIC TR 7.00% DUE 10/25/2022 | 27021 | 30840 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU REMIC TR 1993 6.500% DUE 07/25/202 | 27485 | 29518 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU CTF REMIC TR 1993 6.250% DUE 12/25 | 12742 | 12120 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU TR REMIC TR 2001 6.00% DUE 05/25/2 | 44721 | 50089 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 6.00% DUE NOV 01 2017 - 621 | 6522 | 6738 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 4.50% SEP 01 2023 - 61006.1 | 64533 | 65716 |
| FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 6.50% DUE 04/01/2029 - 8802.63 | 8788 | 10004 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 6.500% DUE 09/01/2032 - 570 | 5960 | 6459 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 5.50% DUE 04/01/2033 - 789 | 8072 | 8618 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU TR 2002 5.50% DUE 09/25/2017 - 12 | 12598 | 13644 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU CTF 2003- 5.50% DUE 04/25/2023 - 6 | 58268 | 67507 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU TR 2003 5.00% DUE 05/25/2018 - 60 | 58106 | 66754 |
| FEDERAL HOME LN MTG CORP MULTICL MTG PARTN CTFS GTD5.00% DUE 06/15/2033 - 25 | 23258 | 28230 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU TR 2003 4.50% DUE 09/25/2018 - 250 | 24891 | 27217 |
| FEDERAL HOME LN MTG CORP MULTICLA MTG PARTN CTFS GTD SER 26875.00% DUE 11/15 | 28744 | 32094 |
| FEDERAL NATL MTG ASSN GTD REMIC PASS THRU CTF REMIC TR 2006 4.50% DUE 08/25/ | 26117 | 27318 |
| FHMLC MULTICLS MTG PARTN CTFS GTD SER 2867 5.50% DUE 05/15/2033 - 24230.5 SH | 23943 | 25613 |
| FEDERAL HOME LN MTG CO MULTICL MTG PARTN CTFS GTD SER 2930 5.00% DUE 07/15/2 | 14883 | 15563 |
| FEDERAL HOME LN MTG CO MULTICL MTG PARTN CTFS GTD 5.00% DUE 03/15/2019 - 71 | 7034 | 7185 |
| FEDERAL HOME LN MTG CO MULTICL MTG PARTN CTFS GTD 6.50% DUE 07/15/2036 - 23 | 24873 | 26729 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 4.50% DUE 01/01/2019 - 191 | 19569 | 20721 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 5.00% DUE 10/01/2019 - 1534 | 15377 | 16625 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 5.50% DUE 01/01/2020 - 2314 | 23026 | 25280 |
| FEDERAL NATL MTG ASSN GTD MTG PASS THRU CTF POOL 6.50% DUE 04/01/2025 - 1927 | 19855 | 21322 |
| GNMA GTD PASS THRU CTF POOL 6.00% DUE 01/15/2032 - 10242.08 SHS | 10703 | 11591 |
| GNMA GTD PASS THRU CTF POOL 6.00% DUE 11/15/2016 - 6628.4 SHS | 6811 | 7221 |
| GNMA GTD PASS THRU CTF POOL 6.00% DUE 06/15/2018 - 20363.16 SHS | 20974 | 22203 |
| GNMA GTD PASS THRU CTF POOL NBR 401174 8.50% DUE 10/15/2024 - 37928.1 SHS | 40346 | 45419 |
| GNMA GTD PASS THRU CTF POOL 6.50% DUE 03/15/2029 - 15402.42 SHS | 15390 | 17838 |
| LB UBS COML MTG TR 2002-C4 MTG 4.853% DUE 09/15/2031 - 25000 SHS | 24298 | 25411 |
| NATIONAL SEMICONDUCTOR CO SR NT 2017 6.60% DUE 06/15/17 -10000 SHS | 11904 | 12160 |
| TEXTRON INC NT DTD 12/04/2007 5.60% DUE 12/01/2017 - 10000 SHS | 10471 | 10436 |
| WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 - 14000 SHS | 13990 | 14556 |
| BLACKROCK INC 5% DEC 10 2019 - 10000 SHS | 9949 | 10722 |
| BANK OF NOVA SCOTIA 3.4% JAN 22 2015 - 4000 SHS | 3995 | 4196 |
| CBS CORP 5 3/4% APR 15 2020 - 2000 SHS | 1998 | 2194 |
| TOYOTA MOTOR CREDIT CO MED TERM NTS 3.2% JUN 17 15 - 5000 SHS | 5009 | 5243 |
| SHELL INTERNATIONAL FIN 3.1% JUN 28 2015 - 6000 SHS | 5996 | 6381 |
| CNA FINANCIAL CORP 5 7/8% AUG 15 2020- 2000 SHS | 1994 | 2007 |
| AON CORP SR NOTES 3 1/2% SEP 30 2015- 2000 SHS | 1990 | 2043 |
| TOTAL CAPITAL SA 2.3% MAR 15 2016 - 10000 SHS | 10108 | 10241 |
| WAL MART STORES INC SR NOTES 3 1/4% OCT 25 2020- 5000 SHS | 5205 | 5192 |
| FREDDIE MAC GOLD PARTIC CTF5% MAY 01 29 NO G30459 - 28038.463 SHS | 29511 | 30362 |
| DIRECTV HLDG FIN INC 5% MAR 01 2021 - 10000 SHS | 10013 | 10374 |
| BP CAPITAL MARKETS PLC 4.742% MAR 11 2021 - 10000 SHS | 10000 | 11042 |
| TIME WARNER INC 4 3/4% MAR 29 2021 - 5000 SHS | 5330 | 5277 |
| FHLMC SER 3634 CL BC 4.25% AUG 15 2027 DTD 02/01/2010 - 34081.11 SHS | 35593 | 35426 |
| FNMA 5% MAR 01 2023 POOL NO 889235 - 43681.016 SHS | 47230 | 47082 |
| INTEL CORP 3.3% OCT 01 2021 - 5000 SHS | 5158 | 5075 |
| TEVA PHARMACEUT FIN BV 2.4% NOV 10 2016- 5000 SHS | 5006 | 5015 |
| FANNIE MAE 5 3/8% JUL 15 2016 - 35000 SHS | 35430 | 41553 |
| CAPITAL ONE FINANCIAL CO SUB NOTES 6.15% SEP 1 2016 - 5000 SHS | 5000 | 5133 |
| INTUIT INC 5 3/4% MAR 15 2017 - 10000 SHS | 11342 | 11175 |
| FANNIE MAE NOTES 5 3/8% JUN 12 2017 - 15000 SHS | 18196 | 18048 |
| HEWLETT-PACKARD CO NOTES 5 1/2% MAR 01 2018 - 10000 SHS | 9851 | 11195 |
| DOW CHEMICAL COMPANY 5.7% MAY 15 2018 - 10000 SHS | 11039 | 10975 |
| SIMON PROPERTY GROUP LP SR NOTES 10.35% APR 01 19- 15000 SHS | 20917 | 20353 |
| DELL INC 5.65% APR 15 2018 - 10000 SHS | 10446 | 11418 |
| AFLAC INC SR NOTES 8 1/2% MAY 15 2019 - 5000 SHS | 6384 | 6028 |
| VODAFONE GROUP PLC 4.15% JUN 10 2014 - 5000 SHS | 4997 | 5334 |
| BUNGE LIMITED FINANCE CO 8 1/2% JUN 15 2019 - 10000 SHS | 10254 | 11999 |
| LOWE'S COMPANIES INC 3.8% NOV 15 2021 - 5000 SHS | 5050 | 4996 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (122 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 195 SHS | 8890 | 10637 |
| AMAZON COM INC - 120 SHS | 16402 | 23075 |
| AMERICAN EXPRESS CO - 100 SHS | 4228 | 4804 |
| ANADARKO PETROLEUM CORP - 150 SHS | 11004 | 12191 |
| APPLE INC. - 145 SHS | 30570 | 55419 |
| AUTOZONE INC - 20 SHS | 5727 | 6568 |
| BAKER HUGHES INC - 100 SHS | 5933 | 5461 |
| CVS CAREMARK CORP - 165 SHS | 5087 | 6409 |
| CAMPBELL SOUP COMPANY - 250 SHS | 8942 | 8150 |
| CAPITAL ONE FINANCIAL CORP - 74 SHS | 3197 | 3305 |
| CARDINAL HEALTH INC - 310 SHS | 9554 | 13163 |
| CELGENE CORPORATION - 175 SHS | 9487 | 11039 |
| CISCO SYSTEMS INC - 920 SHS | 10671 | 17149 |
| CITRIX SYSTEMS INC - 70 SHS | 4047 | 4997 |
| COCA-COLA CO - 140 SHS | 9514 | 9412 |
| COLGATE PALMOLIVE CO - 95 SHS | 7486 | 8693 |
| DARDEN RESTAURANTS INC - 100 SHS | 4235 | 4771 |
| E I DU PONT DE NEMOURS & CO - 460 SHS | 17130 | 21951 |
| E M C CORP MASS - 300 SHS | 6121 | 6903 |
| EMERSON ELECTRIC CO - 181 SHS | 9833 | 9457 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 184 SHS | 5632 | 7286 |
| GENERAL ELECTRIC CO - 540 SHS | 8784 | 8591 |
| GENERAL MILLS INC - 250 SHS | 8010 | 9988 |
| HOME DEPOT INC - 200 SHS | 6757 | 7844 |
| HUMANA INC - 170 SHS | 13232 | 15076 |
| JOHNSON & JOHNSON - 285 SHS | 17897 | 18445 |
| JOHNSON CONTROLS INC - 675 SHS | 18507 | 21249 |
| KELLOGG CO - 75 SHS | 0 | 0 |
| LAM RESEARCH CORP - 70 SHS | 3071 | 2854 |
| THE ESTEE LAUDER COS INC CL A - 60 SHS | 6092 | 7079 |
| LENNAR CORP - 290 SHS | 4343 | 5339 |
| LOWES COMPANIES INC - 738 SHS | 15993 | 17719 |
| MICROS SYSTEMS INC - 60 SHS | 2993 | 2830 |
| MICROSOFT CORP - 1494 SHS | 25680 | 38217 |
| NIKE INC B - 125 SHS | 7500 | 12023 |
| NORFOLK SOUTHERN CORP - 360 SHS | 16816 | 27194 |
| NOVELLUS SYSTEMS INC - 90 SHS | 2605 | 3116 |
| OCCIDENTAL PETROLEUM CORP - 299 SHS | 23361 | 29571 |
| ORACLE CORP - 600 SHS | 13842 | 18810 |
| PACCAR INC - 325 SHS | 11919 | 13185 |
| PFIZER INC - 1134 SHS | 19048 | 22759 |
| PIONEER NATURAL RESOURCES CO - 45 SHS | 3349 | 4254 |
| PROCTER & GAMBLE CO - 340 SHS | 18047 | 21954 |
| QUALCOMM INC - 315 SHS | 13949 | 17262 |
| T ROWE PRICE INTL FUNDS INC NEW ASIA FUND - 16187.4 SHS | 242237 | 281337 |
| SPDR S&P 500 ETF TRUST - 2250 SHS | 238676 | 281228 |
| ST JUDE MEDICAL INC - 110 SHS | 5453 | 4228 |
| SCHLUMBERGER LTD - 315 SHS | 26248 | 23729 |
| SOUTHWESTERN ENERGY CO - 85 SHS | 3354 | 3234 |
| UNITED TECHNOLOGIES CORP - 250 SHS | 11745 | 19150 |
| VERTEX PHARMACEUTICALS INC - 100 SHS | 2728 | 2899 |
| WILLIAMS COMPANIES INC - 369 SHS | 11139 | 11911 |
| XILINX CORP - 334 SHS | 9967 | 10925 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 194 SHS | 10151 | 13066 |
| SEMPRA ENERGY - 100 SHS | 5132 | 5319 |
| WELLS FARGO & CO - 1023 SHS | 20973 | 26455 |
| THORNBURG VALUE FUND FD CL I - 8944.032 SHS | 280000 | 271988 |
| JPM REALTY INCOME FD - INSTL - 15282.818 SHS | 143200 | 149619 |
| BANK OF AMERICA CORP - 1100 SHS | 17949 | 5984 |
| GOLDMAN SACHS GROUP INC - 130 SHS | 19160 | 12462 |
| DEVON ENERGY CORP - 65 SHS | 4532 | 4255 |
| EOG RESOURCES INC - 60 SHS | 4470 | 6224 |
| HONEYWELL INTL INC - 237 SHS | 9857 | 12834 |
| DOMINION RESOURCES INC VA - 130 SHS | 6552 | 6711 |
| TARGET CORP - 170 SHS | 8034 | 8959 |
| UNITEDHEALTH GROUP INC - 220 SHS | 9175 | 10729 |
| VERIZON COMMUNICATIONS INC - 410 SHS | 11880 | 15469 |
| GLOBAL PAYMENTS INC - 100 SHS | 4860 | 4423 |
| US BANCORP DEL - 325 SHS | 7243 | 8424 |
| DODGE & COX INTL STOCK - 10365.473 SHS | 493189 | 319360 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 4300 SHS | 267532 | 426087 |
| YUM BRANDS INC - 350 SHS | 12175 | 19614 |
| CENTERPOINT ENERGY INC - 656 SHS | 11322 | 13054 |
| COMCAST CORP CL A - 375 SHS | 6813 | 8501 |
| CARNIVAL CORPORATION - 275 SHS | 8937 | 9130 |
| ARBITRAGE FUNDS - I CL I - 11505.625 SHS | 150839 | 153830 |
| JPM LARGE CAP GROWTH FD - SEL - 6678.95 SHS | 145000 | 145534 |
| JPM INTREPID VALUE FD - SEL - 5971.993 SHS | 145000 | 131862 |
| JPM INTL VALUE FD - SEL - 15368.858 SHS | 198102 | 182582 |
| JPM EM MKTS EQU FD - SEL- 6667.855 SHS | 155694 | 139558 |
| JPM ASIA EQU FD - SEL - 11865.139 SHS | 419053 | 358090 |
| MANAGERS AMG FDS-TIMES SQUARE MID CAP GROWTH FD - 21073.241 SHS | 290600 | 291654 |
| VANGUARD MSCI EMERGING MARKETS ETF - 3545 SHS | 167250 | 144707 |
| AT&T INC - 429 SHS | 12099 | 12432 |
| CBS CORP CLASS B W/I - 463 SHS | 12533 | 12057 |
| JPM TR I GROWTH ADVANTAGE FD - SEL- 20151.262 SHS | 135618 | 176928 |
| CAMERON INTERNATIONAL CORPORATION - 85 SHS | 4520 | 4589 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 8100 SHS | 205699 | 223884 |
| HARTFORD CAPITAL APPRECIATION FUND - 9307.955 SHS | 280000 | 274585 |
| MANNING & NAPIER FUND INC WORLD OPPS SERIES FUND - 39331.895 SHS | 313230 | 293809 |
| MANNING & NAPIER FUND INC EQU SERIES - 24325.601 SHS | 446200 | 442726 |
| SPECTRA ENERGY CORPORATION W/I - 260 SHS | 6524 | 7649 |
| T. ROWE PRICE OVERSEAS STOCK FUND - 51690.908 SHS | 442700 | 396469 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 14619.015 SHS | 150897 | 144582 |
| INVESCO LTD - 425 SHS | 8266 | 8606 |
| JPM TR I US LARGE CAP VAL PLUS - SEL- 13260.522 SHS | 141092 | 149711 |
| GATEWAY FUND - Y - 5520.154 SHS | 143800 | 144297 |
| NETAPP INC - 90 SHS | 3208 | 3315 |
| SPDR GOLD TRUST - 1200 SHS | 110816 | 204156 |
| ACE LTD NEW - 150 SHS | 8505 | 10430 |
| TYCO INTERNATIONAL LTD - 250 SHS | 9543 | 11990 |
| TIME WARNER INC NEW - 800 SHS | 22120 | 27856 |
| MERCK AND CO INC - 832 SHS | 27814 | 29744 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 7833.698 SHS | 143200 | 145080 |
| TE CONNECTIVITY LTD - 100 SHS | 3443 | 3171 |
| COVIDIEN PLC NEW - 235 SHS | 10449 | 10704 |
| BARC REN SPX 05/02/12 - 145000 SHS | 143550 | 138069 |
| CITIGROUP INC NEW - 405 SHS | 15129 | 11129 |
| BROADCOM CORP CL A - 115 SHS | 3822 | 3490 |
| JUNIPER NETWORKS INC - 560 SHS | 14295 | 12718 |
| EXXON MOBIL CORP - 350 SHS | 11952 | 28154 |
| METLIFE INC - 480 SHS | 18545 | 15110 |
| MONSANTO CO - 70 SHS | 4848 | 5142 |
| KRAFT FOODS INC CLASS A - 438 SHS | 15119 | 15834 |
| PRUDENTIAL FINANCIAL INC - 204 SHS | 10076 | 10331 |
| CONOCOPHILLIPS - 251 SHS | 12082 | 17901 |
| BIOGEN IDEC INC - 123 SHS | 8074 | 14139 |
| BAIDU INC SPONS ADR - 45 SHS | 4148 | 5895 |
| INTERCONTINENTAL EXCHANGE INC - 29 SHS | 3237 | 3530 |
| TD AMERITRADE HOLDING CORP - 291 SHS | 4824 | 4740 |
| MASTERCARD INC - CLASS A - 20 SHS | 4073 | 7491 |
| GENERAL MOTORS CO - 345 SHS | 11663 | 7345 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 943695 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 1018334 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEE | Category |
| Amount | $2,975 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 2975 | DisbursementsCharitablePrps |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| MUTUAL FUND INCOME TIMING DIFFERENCE | $792 |
| PURCHASE INTEREST CARRYOVER | $12 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ILLINOIS ATTORNEY GENERAL FEE | 15 | 0 | 15 |
| ADR FEE | 2 | 2 | 0 |
| POWERSHARES DB COMMODITY TRACKING INDEX FD- INVT EXP | 0 | 112 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| OID INCOME | 3603 | 3603 | 3603 |
| REFUND - EXCISE TAX | 3322 | 3322 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CARRYING VALUE/BASIS ADJUSTMENT | Description |
| Amount | $2,151 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | $5,200 | 0 | 0 |
| FOREIGN TAXES WITHHELD | $2,815 | 2815 | 0 |
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