ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE (EIN 20-2028290)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-15
- IRS object ID
- 201203209349102160
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Increases Schedule
- Other Notes Loans Rcvbl Short Sch2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-15T14:52:33-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONKLIN HRUZEK & CO PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 TRAVIS SUITE 2050 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77002 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202028290 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ENDOWMENT FOR REGIONAL | BusinessNameLine1 |
| Business Name Line2 | SUSTAINABILITY SCIENCE | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ENDO | NameControl |
| Phone | 7133775085 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE | AddressLine1 |
| Address Line2 | ROOM/SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN B PLANCHARD | Name |
| Title | VICE PRESIDENT | Title |
| Phone | 7133775085 | Phone |
| Date Signed | 2012-11-12 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES B HRUZEK | Name |
| Phone | 7132242300 | Phone |
| Date Prepared | 2012-11-15 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 29152564 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 11883 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 11883 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 415089 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 415089 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -1039425 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 26640602 | GrossSalesPrice |
| Total Revenue And Expenses | -612453 | TotalRevenueAndExpenses |
| Total Net Investment Income | 426972 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 3629 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 3629 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 11336 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2854 | TaxesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 14965 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 2854 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 3629 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1680000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1680000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1694965 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 2854 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1683629 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -2307418 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 424118 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 7092984 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 4378520 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 4378520 | SavingsAndTempCashInvstEOYFMV |
| Other Notes And Loans Receivable | 1170000 | OtherNotesAndLoansReceivable |
| Other Notes And Loans Rcvbl BOY | 821597 | OtherNotesAndLoansRcvblBOY |
| Other Notes And Loans Rcvbl EOY | 1170000 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 1170000 | OtherNotesAndLoansRcvblEOYFMV |
| Investments Corp Stock BOY | 22170707 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 22241467 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 23583722 | InvestmentsCorpStockEOYFMV |
| Other Assets BOY | 28804 | OtherAssetsBOY |
| Other Assets EOY | 20322 | OtherAssetsEOY |
| Other Assets EOYFMV | 20322 | OtherAssetsEOYFMV |
| Total Assets BOY | 30114092 | TotalAssetsBOY |
| Total Assets EOY | 27810309 | TotalAssetsEOY |
| Total Assets EOYFMV | 29152564 | TotalAssetsEOYFMV |
| Accounts Payable EOY | 3629 | AccountsPayableEOY |
| Total Liabilities EOY | 3629 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 30114092 | RetainedEarningsBOY |
| Retained Earnings EOY | 27806680 | RetainedEarningsEOY |
| Total Net Assets BOY | 30114092 | TotalNetAssetsBOY |
| Total Net Assets EOY | 27806680 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 30114092 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 27810309 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 30114092 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -2307418 | ExcessOfRevenueOverExpenses |
| Other Increases | 6 | OtherIncreases |
| Subtotal | 27806680 | Subtotal |
| Total Net Assets Fund Balances EOY | 27806680 | TotalNetAssetsFundBalancesEOY |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1879984 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 28038810 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.067049 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1118174 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 26965426 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.041467 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1517011 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 31824803 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.047668 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1525459 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 33664080 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.045314 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 3013494 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 33677876 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.089480 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.290978 | TotalDistributionRatio |
| Average Distribution Ratio | 0.058196 | AverageDistributionRatio |
| Net Noncharitable Assets | 29798326 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1734143 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 4241 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1738384 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1683629 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 8482 | InvestmentIncomeExciseTax |
| Subtotal | 8482 | Subtotal |
| Tax Based On Investment Income | 8482 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 28804 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 28804 | TotalCreditsAndPayments |
| Overpayment | 20322 | Overpayment |
| Amount Credited To Next Year | 20322 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JOHN B PLANCHARD | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 7133775017 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE SUITE 300 | AddressLine1 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | Province Or StateForeignAddress/ProvinceOrState | CountryForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BARRY E LEAVITT | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIR/PRES. | 0.00 | 0 | 0 | 0 | ||||
| JOHN B PLANCHARD | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | VP/SEC/TREAS | 0.00 | 0 | 0 | 0 | ||||
| MARILU HESTINGS | ||||||||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| KATHERINE LORENZ | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| JONATHAN ZONIS | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | 29/F JARDINE HOUSE | HONG KONG | HONG KONG | HK | ||||
| DIETRICH SCHEDER-BIESCHIN | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | VORSETZIN 50 20459 | HAMBURG | GERMANY | GM | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 24056580 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 6195528 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 30252108 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 30252108 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 453782 | CashDeemedCharitable |
| Net Noncharitable Assets | 29798326 | NetNoncharitableAssets |
| Minimum Investment Return | 1489916 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1489916 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 8482 | TaxBasedOnInvestmentIncome |
| Total Tax | 8482 | TotalTax |
| Distributable Amount Before Adj | 1481434 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1481434 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1481434 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1683629 | ExpensesAndContributions |
| Qualifying Distributions | 1683629 | QualifyingDistributions |
| Adj Qualifying Distributions | 1683629 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1481434 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 1420762 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year1 | 487195 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 1907957 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1683629 | QualifyingDistributions |
| Applied To Current Year | 1481434 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 202195 | RemainingDistriFromCorpus |
| Total Corpus | 2110152 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 1420762 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 689390 | ExcessDistriCyovToNextYear |
| Excess From Year1 | 487195 | ExcessFromYear1 |
| Excess From Current Year | 202195 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JOHN B PLANCHARD | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVE | AddressLine1 |
| Address Line2 | SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 7133775085 | RecipientPhoneNumber |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| HOUSTON ADVANCED RESEARCH | ||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | 501(C)(3) | IMPROVE HUMAN & ECOSYSTEM WELL-BEING | $750,000 |
| HOUSTON ADVANCED RESEARCH | ||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | 501(C)(3) | IMPROVE HUMAN & ECOSYSTEM WELL-BEING | $930,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1680000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $11,883 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 415089 | RelatedOrExemptFunctionIncome |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | -1039425 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $11,883 | ExclusionAmount |
| Related Or Exempt Function Income | -624336 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -612453 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROF. SERV. - ACCOUNTING | Category |
| Amount | $3,629 | Amount |
| Disbursements Charitable Prps | 3629 | DisbursementsCharitablePrps |
Compensation Explanation CompensationExplanation
Compensation Compensation (6 entries)
| BARRY E LEAVITT |
| JOHN B PLANCHARD |
| MARILU HESTINGS |
| KATHERINE LORENZ |
| JONATHAN ZONIS |
| DIETRICH SCHEDER-BIESCHIN |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (59 entries)
| NameName | Date AcquiredDateAcquired | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|---|---|---|
| 1,500 SHS OF INTERNET HOLDERS "HHH" | 2008-04 | PURCHASE | 2011-01 | 111043 | 86877 | 24166 |
| 20,000 SHS OF POWERSHARES QQQ | 2010-10 | PURCHASE | 2011-01 | 1115231 | 1011323 | 103908 |
| 10,000 SHS OF POWERSHARES QQQ | 2007-11 | PURCHASE | 2011-01 | 558309 | 513508 | 44801 |
| 10,000 SHS OF POWERSHARES QQQ | 2010-10 | PURCHASE | 2011-01 | 558309 | 505700 | 52609 |
| 5,000 SHS OF PROSHARES ULTRAPRO QQQ | 2010-11 | PURCHASE | 2011-01 | 789334 | 658045 | 131289 |
| 10,000 SHS OF CONSUMER DISCRETIONARY | 2010-11 | PURCHASE | 2011-01 | 374094 | 360540 | 13554 |
| 18,950 SHS OF INT MATERIALS "XLB" | 2007-08 | PURCHASE | 2011-01 | 717634 | 703787 | 13847 |
| 18,250 SHS OF SECTOR SPDR TR INDUSTR | 2007-08 | PURCHASE | 2011-01 | 640564 | 691499 | -50935 |
| 15,000 SHS OF ALTRIA | 2010-04 | PURCHASE | 2011-01 | 359674 | 315880 | 43794 |
| 11,000 SHS OF ALTRIA | 2007-10 | PURCHASE | 2011-01 | 263666 | 252513 | 11153 |
| 12,000 SHS OF INDUSTRIAL SPDR "XLI" | 2010-11 | PURCHASE | 2011-02 | 438352 | 391743 | 46609 |
| 18,000 SHS OF INDUSTRIAL SPDR "XLI" | 2010-12 | PURCHASE | 2011-02 | 657887 | 596220 | 61667 |
| 6,000 SHS OF INDUSTRIAL SPDR "XLI" | 2008-04 | PURCHASE | 2011-02 | 219176 | 229023 | -9847 |
| 10,750 SHS INDEX FUND "EFA" | 2007-11 | PURCHASE | 2011-03 | 607825 | 872892 | -265067 |
| 18,525 SHS EMERG MKTS "EEM" | 2007-11 | PURCHASE | 2011-03 | 837870 | 943136 | -105266 |
| 25,000 SHS POWERSHARES QQQ "QQQQ" | 2010-11 | PURCHASE | 2011-03 | 1385723 | 1309362 | 76361 |
| 20,000 SHS ETF TRUST UNIT 1 "SPY" | 2011-02 | PURCHASE | 2011-03 | 2565159 | 2585879 | -20720 |
| 6,000 SHS SCHLUMBERGER "SLB" | 2011-02 | PURCHASE | 2011-03 | 509642 | 537648 | -28006 |
| 30,000 SHS INT MATER "XLB" | 2010-11 | PURCHASE | 2011-03 | 1122077 | 1065017 | 57060 |
| 6,000 SHS INT MATER "XLB" | 2008-04 | PURCHASE | 2011-03 | 224415 | 258184 | -33769 |
| 10,000 SHS ENERGY SPDR "XLE" | 2011-02 | PURCHASE | 2011-03 | 747251 | 737600 | 9651 |
| 22,750 SHS ENERGY SPDR "XLE" | 2007-08 | PURCHASE | 2011-03 | 952745 | 897536 | 55209 |
| 20,000 SHS CONSUMER DISCRETIONARY " | 2010-11 | PURCHASE | 2011-03 | 763381 | 731805 | 31576 |
| 10,000 SHS SEMICONDUCTOR HOLDERS "S | 2011-02 | PURCHASE | 2011-03 | 333194 | 352444 | -19250 |
| 5,000 SHS ETF TR UNIT SER 1 "DIA" | 2007-11 | PURCHASE | 2011-03 | 591191 | 591191 | |
| 5,000 SHS MIDCAP 400 "MDY" | 2007-11 | PURCHASE | 2011-03 | 853486 | 774208 | 79278 |
| 4,000 SHS TARGET "TGT" | 2010-04 | PURCHASE | 2011-03 | 198038 | 225352 | -27314 |
| 8,000 SHS OF INTEL | 2010-04 | PURCHASE | 2011-04 | 161757 | 187747 | -25990 |
| 6,000 SHS OF BANK OF NY | 2010-04 | PURCHASE | 2011-04 | 181260 | 194397 | -13137 |
| 5,000 SHS OF MONSANTO | 2011-02 | PURCHASE | 2011-04 | 333281 | 379140 | -45859 |
| 10,000 SHS ALCOA | 2011-02 | PURCHASE | 2011-04 | 168636 | 171200 | -2564 |
| 10,000 SHS COCA-COLA | 2007-10 | PURCHASE | 2011-04 | 661489 | 587058 | 74431 |
| 15,000 SHS GE | 2007-12 | PURCHASE | 2011-04 | 303326 | 562049 | -258723 |
| 2,000 SHS GOLDMAN SACHS | 2011-01 | PURCHASE | 2011-04 | 306264 | 347398 | -41134 |
| 4,000 SHS GOLDMAN SACHS | 2010-04 | PURCHASE | 2011-04 | 612669 | 681672 | -69003 |
| 20,000 SHS FINANCIAL SECTOR SPDR | 2011-03 | PURCHASE | 2011-04 | 322443 | 329000 | -6557 |
| 8,000 SHS US BANCORP | 2010-04 | PURCHASE | 2011-04 | 201083 | 220232 | -19149 |
| 7,500 SHS WELLS FARGO | 2010-04 | PURCHASE | 2011-04 | 214090 | 248925 | -34835 |
| 41.859 SHS POWERSHARES QQQ TRUST | 2011-07 | PURCHASE | 2011-10 | 2191 | 2416 | -225 |
| 20,000 SHS POWERSHARES QQQ TRUST | 2011-03 | PURCHASE | 2011-10 | 1046780 | 1139796 | -93016 |
| 48.692 SHS S&P 500 UNIT SER 1 TRUST | 2011-07 | PURCHASE | 2011-10 | 5478 | 6276 | -798 |
| 10,000 SHS S&P 500 UNIT SER 1 TRUST | 2011-03 | PURCHASE | 2011-10 | 1124978 | 1346921 | -221943 |
| 5,000 SHS TR UNIT SER 1 | 2011-03 | PURCHASE | 2011-10 | 542240 | 612698 | -70458 |
| 48.508 SHS TR UNIT SER 1 | 2011-04 | PURCHASE | 2011-10 | 5261 | 5314 | -53 |
| 5,000 SHS TR UNIT SER 1 | 2011-03 | PURCHASE | 2011-10 | 542240 | 683714 | -141474 |
| 10,000 SHS OF MIDCAP 400 SPDR "MDY" | 2011-03 | PURCHASE | 2011-10 | 1404604 | 1769100 | -364496 |
| 27.668 SHS OF MIDCAP 400 SPDR "MDY" | 2011-07 | PURCHASE | 2011-10 | 3886 | 4686 | -800 |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-01 | PURCHASE | 2011-01 | 109 | 109 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-02 | PURCHASE | 2011-02 | 102 | 102 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-03 | PURCHASE | 2011-03 | 90 | 90 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-04 | PURCHASE | 2011-04 | 105 | 105 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-05 | PURCHASE | 2011-05 | 112 | 112 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-06 | PURCHASE | 2011-06 | 111 | 111 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-07 | PURCHASE | 2011-07 | 113 | 113 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-08 | PURCHASE | 2011-08 | 116 | 116 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-09 | PURCHASE | 2011-09 | 130 | 130 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-10 | PURCHASE | 2011-10 | 146 | 146 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-11 | PURCHASE | 2011-11 | 121 | 121 | |
| 2,300 SPDR GOLD TRUST GOLD ETF | 2011-12 | PURCHASE | 2011-12 | 121 | 121 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DEVON STOCK | 745610 | 1240000 |
| OTHER EQUITIES | 21495857 | 22343722 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL TAX DEPOSIT | Description |
| BOY Book Value | 28804 | BOYBookValue |
| EOY Book Value | 20322 | EOYBookValue |
| EOYFMV | 20322 | EOYFMV |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $6 | Amount |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShort (2 entries)
| Balance DueBalanceDue |
|---|
| HARC LINE OF CREDIT |
| 1170000 |
| ACCRUED INTEREST ON HARC LOC |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| SECTION 4940 TAXES | $8,482 | |
| FOREIGN TAXES PAID | $2,854 | 2854 |
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