WEST FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- WEST FAMILY FOUNDATION (EIN 20-0901141)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-14
- IRS object ID
- 201203199349100510
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Applied To Prior Year Election
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
- Tax Under Section511 Statement
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-14T09:00:32-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205556145 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRAZEE IVY DAVIS PLC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5100 POPLAR AVE STE 1400 | AddressLine1 |
| City | MEMPHIS | City |
| State | TN | State |
| ZIP Code | 381371499 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200901141 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WEST FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WEST | NameControl |
| Phone | 9012899383 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6165 CHARTWELL LANE | AddressLine1 |
| City | MEMPHIS | City |
| State | TN | State |
| ZIP Code | 38120 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CAROLE WEST | Name |
| Title | TREASURER | Title |
| Phone | 9012899383 | Phone |
| Date Signed | 2012-10-25 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JERRY J DAVIS CPA | Name |
| PTIN | P00700147 | PTIN |
| Phone | 9016851040 | Phone |
| Date Prepared | 2012-10-24 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1797875 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 93 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 93 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 53617 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 53617 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 100804 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1668422 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 100804 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -8785 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 0 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 145729 | TotalRevenueAndExpenses |
| Total Net Investment Income | 154514 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 589 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 589 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 15626 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 15626 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 16215 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 16215 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 87000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 87000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 103215 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 16215 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 87000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 42514 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 138299 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 46746 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 607537 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 607537 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 956528 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 500270 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 519795 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 761181 | InvestmentsOtherBOY |
| Investments Other EOY | 710575 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 670543 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 11413 | OtherAssetsBOY |
| Other Assets EOY | 0 | OtherAssetsEOY |
| Other Assets EOYFMV | 0 | OtherAssetsEOYFMV |
| Total Assets BOY | 1775868 | TotalAssetsBOY |
| Total Assets EOY | 1818382 | TotalAssetsEOY |
| Total Assets EOYFMV | 1797875 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 2565396 | CapitalStockBOY |
| Capital Stock EOY | 2565396 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | -789528 | RetainedEarningsBOY |
| Retained Earnings EOY | -747014 | RetainedEarningsEOY |
| Total Net Assets BOY | 1775868 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1818382 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1775868 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1818382 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1775868 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 42514 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 1818382 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 1818382 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (275 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| HARBOR BOND I (SHARES 25919.931) | 2008-05-05 | 2011-04-07 | 315445 | 316482 | -1037 | -1037 | |
| HARBOR BOND I (SHARES 338.32) | 2008-06-27 | 2011-04-07 | 4117 | 4009 | 108 | 108 | |
| HARBOR BOND I (SHARES 459.56) | 2008-09-29 | 2011-04-07 | 5593 | 5221 | 372 | 372 | |
| HARBOR BOND I (SHARES 266.244) | 2008-12-19 | 2011-04-07 | 3240 | 2984 | 256 | 256 | |
| HARBOR BOND I (SHARES 486.598) | 2008-12-19 | 2011-04-07 | 5922 | 5454 | 468 | 468 | |
| HARBOR BOND I (SHARES 629.077) | 2008-12-19 | 2011-04-07 | 7656 | 7052 | 604 | 604 | |
| LOOMIS SAYLES INVESTMENT GRADE BOND Y CLASS (SHARES 17585.931) | 2008-05-05 | 2011-04-26 | 220000 | 207690 | 12310 | 12310 | |
| LOOMIS SAYLES INVESTMENT GRADE BOND Y CLASS (SHARES 399.361) | 2008-05-05 | 2011-08-10 | 5000 | 4716 | 284 | 284 | |
| BOARDWALK PIPELINE PARTNERS LP (SHARES 465) | 2010-07-22 | 2011-09-13 | 11529 | 12820 | -1291 | -1291 | |
| EL PASO PIPELINE PARTNERS LP (SHARES 550) | 2011-04-06 | 2011-09-13 | 20047 | 19002 | 1045 | 1045 | |
| ENERGY TRANSFER EQUITY (SHARES 445) | 2011-04-06 | 2011-09-13 | 16659 | 18581 | -1922 | -1922 | |
| ENTERPRISE PRODUCT PARTNERS LP (SHARES 460) | 2011-04-06 | 2011-09-13 | 18694 | 18414 | 280 | 280 | |
| ENTERPRISE PRODUCT PARTNERS LP (SHARES 420) | 2010-07-22 | 2011-09-13 | 17068 | 13156 | 3912 | 3912 | |
| GENESIS ENERGY LP (SHARES 420) | 2010-07-22 | 2011-09-13 | 10614 | 7242 | 3372 | 3372 | |
| KINDER MORGAN ENERGY PARTNERS LP (SHARES 235) | 2010-07-22 | 2011-09-13 | 16006 | 11871 | 4135 | 4135 | |
| MAGELLAN MIDSTREAM PARTNERS LP (SHARES 300) | 2010-07-22 | 2011-09-13 | 17876 | 13474 | 4402 | 4402 | |
| PLAINS ALL AMERICAN PIPELINE LP (SHARES 240) | 2010-07-22 | 2011-09-13 | 14374 | 13462 | 912 | 912 | |
| REGENCY ENERGY PARTNERS LP (SHARES 340) | 2010-07-22 | 2011-09-13 | 7484 | 6557 | 927 | 927 | |
| SPECTRA ENERGY PARTNERS LP (SHARES 610) | 2011-04-06 | 2011-09-13 | 17263 | 18829 | -1566 | -1566 | |
| SUNOCO LOGISTICS PARTNERS LP (SHARES 195) | 2010-07-22 | 2011-09-13 | 16581 | 13515 | 3066 | 3066 | |
| SPECTRA ENERGY CORP (SHARES 705) | 2010-07-22 | 2011-09-13 | 17702 | 15037 | 2665 | 2665 | |
| WILLIAMS COMPANIES (SHARES 655) | 2011-04-06 | 2011-09-13 | 16873 | 20094 | -3221 | -3221 | |
| AMAZON.COM INC (SHARES 9) | 2011-06-24 | 2011-09-21 | 2117 | 1738 | 379 | 379 | |
| AMAZON.COM INC (SHARES 8) | 2011-08-10 | 2011-09-21 | 1882 | 1570 | 312 | 312 | |
| AMAZON.COM INC (SHARES 8) | 2011-08-30 | 2011-09-21 | 1882 | 1667 | 215 | 215 | |
| AMAZON.COM INC (SHARES 10) | 2011-08-31 | 2011-09-21 | 2353 | 2141 | 212 | 212 | |
| APACHE CORP (SHARES 7) | 2011-01-03 | 2011-09-06 | 664 | 843 | -179 | -179 | |
| APACHE CORP (SHARES 14) | 2011-03-30 | 2011-09-06 | 1328 | 1829 | -501 | -501 | |
| APACHE CORP (SHARES 22) | 2011-01-03 | 2011-09-21 | 2071 | 2650 | -579 | -579 | |
| BAIDU.COM (SHARES 12) | 2011-03-23 | 2011-04-28 | 1780 | 1583 | 197 | 197 | |
| BAIDU.COM (SHARES 2) | 2011-03-23 | 2011-05-13 | 266 | 264 | 2 | 2 | |
| BAIDU.COM (SHARES 9) | 2011-08-30 | 2011-09-21 | 1252 | 1325 | -73 | -73 | |
| BAIDU.COM (SHARES 11) | 2011-09-14 | 2011-09-21 | 1530 | 1630 | -100 | -100 | |
| BHP BILLITON LTD (SHARES 38) | 2011-02-07 | 2011-05-12 | 3560 | 3601 | -41 | -41 | |
| BOEING CO (SHARES 28) | 2011-04-29 | 2011-08-05 | 1766 | 2238 | -472 | -472 | |
| CSX CORPORATION (SHARES 9) | 2011-01-13 | 2011-08-24 | 185 | 206 | -21 | -21 | |
| CSX CORPORATION (SHARES 159) | 2011-01-26 | 2011-08-24 | 3259 | 3772 | -513 | -513 | |
| CSX CORPORATION (SHARES 147) | 2011-01-13 | 2011-09-21 | 2776 | 3373 | -597 | -597 | |
| CVS/CAREMARK CORP (SHARES 93) | 2011-06-02 | 2011-09-21 | 3340 | 3569 | -229 | -229 | |
| CVS/CAREMARK CORP (SHARES 45) | 2011-08-24 | 2011-09-21 | 1616 | 1546 | 70 | 70 | |
| CVS/CAREMARK CORP (SHARES 46) | 2011-09-06 | 2011-09-21 | 1652 | 1647 | 5 | 5 | |
| CVS/CAREMARK CORP (SHARES 39) | 2011-09-15 | 2011-09-21 | 1400 | 1428 | -28 | -28 | |
| CAPITAL ONE FINANCIAL CORP (SHARES 36) | 2011-04-26 | 2011-08-08 | 1434 | 1965 | -531 | -531 | |
| CAPITAL ONE FINANCIAL CORP (SHARES 1) | 2011-04-26 | 2011-09-21 | 43 | 55 | -12 | -12 | |
| CHEVRON CORPORATION (SHARES 17) | 2011-04-18 | 2011-08-08 | 1601 | 1771 | -170 | -170 | |
| CHEVRON CORPORATION (SHARES 17) | 2011-04-18 | 2011-08-09 | 1572 | 1771 | -199 | -199 | |
| CITIGROUP INC (SHARES 0.6) | 2011-01-06 | 2011-05-09 | 26 | 30 | -4 | -4 | |
| CITIGROUP INC (SHARES 10.2) | 2011-01-03 | 2011-06-06 | 394 | 494 | -100 | -100 | |
| CITIGROUP INC (SHARES 33.8) | 2011-01-06 | 2011-06-06 | 1306 | 1704 | -398 | -398 | |
| CITIGROUP INC (SHARES 63.8) | 2011-01-03 | 2011-09-21 | 1741 | 3088 | -1347 | -1347 | |
| CITIGROUP INC (SHARES 46.2) | 2011-03-09 | 2011-09-21 | 1261 | 2144 | -883 | -883 | |
| CONOCOPHILLIPS (SHARES 5) | 2011-02-07 | 2011-05-03 | 373 | 362 | 11 | 11 | |
| CONOCOPHILLIPS (SHARES 38) | 2011-03-23 | 2011-05-03 | 2836 | 2940 | -104 | -104 | |
| CONOCOPHILLIPS (SHARES 2) | 2011-01-05 | 2011-05-12 | 144 | 135 | 9 | 9 | |
| CONOCOPHILLIPS (SHARES 19) | 2011-02-07 | 2011-05-12 | 1365 | 1376 | -11 | -11 | |
| CONOCOPHILLIPS (SHARES 26) | 2011-01-05 | 2011-08-08 | 1680 | 1760 | -80 | -80 | |
| CONOCOPHILLIPS (SHARES 24) | 2011-01-05 | 2011-08-09 | 1530 | 1625 | -95 | -95 | |
| DISNEY WALT CO (SHARES 46) | 2011-03-01 | 2011-08-04 | 1639 | 1984 | -345 | -345 | |
| EMC CORPORATION (SHARES 124) | 2011-04-20 | 2011-08-18 | 2501 | 3447 | -946 | -946 | |
| EXXON MOBIL (SHARES 42) | 2011-02-23 | 2011-09-21 | 3096 | 3665 | -569 | -569 | |
| EXXON MOBIL (SHARES 45) | 2011-04-04 | 2011-09-21 | 3317 | 3805 | -488 | -488 | |
| EXXON MOBIL (SHARES 42) | 2011-04-05 | 2011-09-21 | 3096 | 3583 | -487 | -487 | |
| GENERAL MOTORS COMPANY (SHARES 91) | 2011-01-11 | 2011-06-02 | 2718 | 3564 | -846 | -846 | |
| GENERAL MOTORS COMPANY (SHARES 56) | 2011-04-01 | 2011-06-02 | 1673 | 1817 | -144 | -144 | |
| BF GOODRICH CO (SHARES 39) | 2011-02-03 | 2011-04-11 | 3311 | 3566 | -255 | -255 | |
| HALLIBURTON CO (SHARES 76) | 2011-04-21 | 2011-09-21 | 2832 | 3818 | -986 | -986 | |
| HALLIBURTON CO (SHARES 46) | 2011-08-15 | 2011-09-21 | 1714 | 2183 | -469 | -469 | |
| HALLIBURTON CO (SHARES 34) | 2011-08-30 | 2011-09-21 | 1267 | 1446 | -179 | -179 | |
| INTL BUSINESS MACHINES CORP (SHARES 4) | 2011-09-14 | 2011-09-21 | 707 | 672 | 35 | 35 | |
| JP MORGAN CHASE & CO. (SHARES 82) | 2011-08-15 | 2011-09-21 | 2607 | 2995 | -388 | -388 | |
| JOHNSON & JOHNSON (SHARES 84) | 2011-05-02 | 2011-09-21 | 5408 | 5551 | -143 | -143 | |
| JOHNSON & JOHNSON (SHARES 25) | 2011-05-12 | 2011-09-21 | 1610 | 1679 | -69 | -69 | |
| JOHNSON & JOHNSON (SHARES 29) | 2011-06-29 | 2011-09-21 | 1867 | 1926 | -59 | -59 | |
| JUNIPER NETWORKS INC. (SHARES 94) | 2011-05-13 | 2011-09-21 | 1907 | 3757 | -1850 | -1850 | |
| KRAFT FOODS INC. (SHARES 91) | 2011-09-07 | 2011-09-21 | 3159 | 3130 | 29 | 29 | |
| MASTERCARD INC. (SHARES 9) | 2011-09-16 | 2011-09-21 | 3159 | 3151 | 8 | 8 | |
| MCDONALDS CORP (SHARES 17) | 2011-08-10 | 2011-09-21 | 1513 | 1438 | 75 | 75 | |
| METLIFE, INC (SHARES 38) | 2011-01-06 | 2011-09-06 | 1124 | 1761 | -637 | -637 | |
| METLIFE, INC (SHARES 10) | 2011-03-02 | 2011-09-06 | 296 | 437 | -141 | -141 | |
| METLIFE, INC (SHARES 36) | 2011-03-02 | 2011-09-21 | 1112 | 1573 | -461 | -461 | |
| METLIFE, INC (SHARES 51) | 2011-06-29 | 2011-09-21 | 1575 | 2209 | -634 | -634 | |
| MICROSOFT CORP (SHARES 136) | 2011-07-08 | 2011-09-21 | 3605 | 3637 | -32 | -32 | |
| MICROSOFT CORP (SHARES 129) | 2011-07-19 | 2011-09-21 | 3420 | 3514 | -94 | -94 | |
| MICROSOFT CORP (SHARES 63) | 2011-08-04 | 2011-09-21 | 1670 | 1669 | 1 | 1 | |
| MICROSOFT CORP (SHARES 162) | 2011-08-31 | 2011-09-21 | 4295 | 4322 | -27 | -27 | |
| NETAPP, INC (SHARES 36) | 2011-04-25 | 2011-08-18 | 1220 | 1893 | -673 | -673 | |
| NEWS CORP (SHARES 224) | 2011-07-21 | 2011-09-21 | 3721 | 3694 | 27 | 27 | |
| NEWS CORP (SHARES 195) | 2011-08-12 | 2011-09-21 | 3239 | 3155 | 84 | 84 | |
| NEWS CORP (SHARES 98) | 2011-08-24 | 2011-09-21 | 1628 | 1618 | 10 | 10 | |
| PFIZER INC (SHARES 177) | 2011-03-15 | 2011-09-21 | 3195 | 3498 | -303 | -303 | |
| PFIZER INC (SHARES 88) | 2011-05-03 | 2011-09-21 | 1588 | 1769 | -181 | -181 | |
| PHILLIP MORRIS INTL (SHARES 43) | 2011-08-23 | 2011-09-21 | 2928 | 3019 | -91 | -91 | |
| PROCTER & GAMBLE CO (SHARES 55) | 2011-05-13 | 2011-09-21 | 3525 | 3677 | -152 | -152 | |
| RIO TINTO PLC (SHARES 49) | 2011-02-08 | 2011-05-03 | 3456 | 3739 | -283 | -283 | |
| ST JUDE MEDICAL INC (SHARES 71) | 2011-04-04 | 2011-09-21 | 3009 | 3692 | -683 | -683 | |
| ST JUDE MEDICAL INC (SHARES 31) | 2011-05-03 | 2011-09-21 | 1314 | 1663 | -349 | -349 | |
| SCHLUMBERGER (SHARES 21) | 2011-06-03 | 2011-09-21 | 1424 | 1777 | -353 | -353 | |
| SCHLUMBERGER (SHARES 27) | 2011-08-04 | 2011-09-21 | 1831 | 2220 | -389 | -389 | |
| STARWOOD HOTELS AND RESORTS WORLDWIDE (SHARES 29) | 2011-02-04 | 2011-08-03 | 1454 | 1768 | -314 | -314 | |
| UNITED TECHNOLOGIES CORP (SHARES 25) | 2011-08-12 | 2011-09-21 | 1928 | 1754 | 174 | 174 | |
| UNITED HEALTH CARE GROUP (SHARES 74) | 2011-05-04 | 2011-09-21 | 3651 | 3651 | 0 | 0 | |
| UNITED HEALTH CARE GROUP (SHARES 37) | 2011-06-02 | 2011-09-21 | 1826 | 1820 | 6 | 6 | |
| UNITED HEALTH CARE GROUP (SHARES 32) | 2011-06-20 | 2011-09-21 | 1579 | 1646 | -67 | -67 | |
| VIACOM (SHARES 72) | 2011-05-05 | 2011-09-21 | 3398 | 3632 | -234 | -234 | |
| VIACOM (SHARES 33) | 2011-07-08 | 2011-09-21 | 1558 | 1705 | -147 | -147 | |
| WELLPOINT (SHARES 52) | 2011-03-16 | 2011-09-21 | 3459 | 3479 | -20 | -20 | |
| WELLPOINT (SHARES 25) | 2011-04-13 | 2011-09-21 | 1663 | 1718 | -55 | -55 | |
| WELLPOINT (SHARES 23) | 2011-04-26 | 2011-09-21 | 1530 | 1678 | -148 | -148 | |
| WELLS FARGO & COMPANY (SHARES 54) | 2011-02-09 | 2011-04-14 | 1628 | 1798 | -170 | -170 | |
| AT & T (SHARES 45) | 2010-09-09 | 2011-01-07 | 1299 | 1248 | 51 | 51 | |
| AT & T (SHARES 122) | 2010-09-09 | 2011-01-11 | 3416 | 3384 | 32 | 32 | |
| AMAZON.COM INC (SHARES 21) | 2010-09-21 | 2011-09-21 | 4941 | 3213 | 1728 | 1728 | |
| AMAZON.COM INC (SHARES 10) | 2010-09-22 | 2011-09-21 | 2353 | 1520 | 833 | 833 | |
| AMAZON.COM INC (SHARES 10) | 2010-10-05 | 2011-09-21 | 2353 | 1595 | 758 | 758 | |
| AMERICAN TOWER SYSTEMS CORP (SHARES 34) | 2010-09-08 | 2011-04-05 | 1744 | 1674 | 70 | 70 | |
| BAIDU.COM (SHARES 11) | 2010-11-10 | 2011-05-13 | 1462 | 1204 | 258 | 258 | |
| BAIDU.COM (SHARES 31) | 2010-11-02 | 2011-09-21 | 4313 | 3347 | 966 | 966 | |
| BAIDU.COM (SHARES 5) | 2010-11-10 | 2011-09-21 | 696 | 547 | 149 | 149 | |
| DEERE & CO (SHARES 44) | 2010-11-12 | 2011-02-23 | 3903 | 3424 | 479 | 479 | |
| DU PONT (SHARES 28) | 2010-04-26 | 2011-02-23 | 1520 | 1136 | 384 | 384 | |
| DU PONT (SHARES 40) | 2010-09-16 | 2011-02-23 | 2172 | 1725 | 447 | 447 | |
| EXPRESS SCRIPTS INC (SHARES 23) | 2010-07-09 | 2011-04-01 | 1294 | 1076 | 218 | 218 | |
| EXPRESS SCRIPTS INC (SHARES 33) | 2010-07-13 | 2011-04-01 | 1856 | 1601 | 255 | 255 | |
| FORD MOTOR COMPANY (SHARES 5) | 2010-04-21 | 2011-04-12 | 73 | 70 | 3 | 3 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 12) | 2010-10-14 | 2011-01-25 | 1266 | 1190 | 76 | 76 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 16) | 2010-12-02 | 2011-01-25 | 1688 | 1724 | -36 | -36 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 9) | 2010-12-07 | 2011-01-25 | 949 | 1002 | -53 | -53 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 37) | 2010-10-13 | 2011-04-15 | 1887 | 1833 | 54 | 54 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 8) | 2010-10-14 | 2011-04-15 | 408 | 397 | 11 | 11 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 31) | 2010-10-13 | 2011-06-15 | 1535 | 1536 | -1 | -1 | |
| FREEPORT MCMORAN COPPER AND GOLD (SHARES 38) | 2010-10-21 | 2011-06-15 | 1881 | 1832 | 49 | 49 | |
| GOLDMAN SACHS GROUP, INC (SHARES 10) | 2010-12-09 | 2011-02-09 | 1654 | 1668 | -14 | -14 | |
| GOLDMAN SACHS GROUP, INC (SHARES 9) | 2010-12-21 | 2011-02-09 | 1488 | 1513 | -25 | -25 | |
| GOLDMAN SACHS GROUP, INC (SHARES 1) | 2010-10-20 | 2011-05-13 | 140 | 158 | -18 | -18 | |
| GOLDMAN SACHS GROUP, INC (SHARES 12) | 2010-12-07 | 2011-05-13 | 1683 | 1962 | -279 | -279 | |
| GOLDMAN SACHS GROUP, INC (SHARES 1) | 2010-12-09 | 2011-05-13 | 140 | 167 | -27 | -27 | |
| GOLDMAN SACHS GROUP, INC (SHARES 10) | 2010-10-20 | 2011-08-08 | 1189 | 1577 | -388 | -388 | |
| GOLDMAN SACHS GROUP, INC (SHARES 10) | 2010-09-09 | 2011-09-02 | 1075 | 1493 | -418 | -418 | |
| GOOGLE INC (SHARES 3) | 2010-06-03 | 2011-04-05 | 1724 | 1515 | 209 | 209 | |
| GOOGLE INC (SHARES 4) | 2010-09-20 | 2011-04-05 | 2299 | 2034 | 265 | 265 | |
| GOOGLE INC (SHARES 3) | 2010-06-03 | 2011-04-15 | 1601 | 1515 | 86 | 86 | |
| GOOGLE INC (SHARES 2) | 2010-07-23 | 2011-04-15 | 1068 | 973 | 95 | 95 | |
| GOOGLE INC (SHARES 4) | 2010-07-13 | 2011-06-20 | 1926 | 1930 | -4 | -4 | |
| HALLIBURTON CO (SHARES 87) | 2010-12-21 | 2011-09-21 | 3242 | 3496 | -254 | -254 | |
| LAS VEGAS SANDS CORP (SHARES 27) | 2010-10-28 | 2011-02-04 | 1250 | 1198 | 52 | 52 | |
| LAS VEGAS SANDS CORP (SHARES 21) | 2010-09-22 | 2011-03-01 | 908 | 692 | 216 | 216 | |
| LAS VEGAS SANDS CORP (SHARES 16) | 2010-10-28 | 2011-03-01 | 692 | 710 | -18 | -18 | |
| LAS VEGAS SANDS CORP (SHARES 78) | 2010-09-22 | 2011-03-08 | 3292 | 2571 | 721 | 721 | |
| MCDONALDS CORP (SHARES 12) | 2010-09-07 | 2011-02-07 | 886 | 909 | -23 | -23 | |
| MCDONALDS CORP (SHARES 26) | 2010-12-07 | 2011-02-07 | 1919 | 2100 | -181 | -181 | |
| MERCK & COMPANY, INC (SHARES 89) | 2010-06-15 | 2011-01-03 | 3270 | 3197 | 73 | 73 | |
| MERCK & COMPANY, INC (SHARES 43) | 2010-07-12 | 2011-01-03 | 1580 | 1552 | 28 | 28 | |
| MERCK & COMPANY, INC (SHARES 84) | 2010-07-16 | 2011-01-03 | 3087 | 3078 | 9 | 9 | |
| NETAPP, INC (SHARES 58) | 2010-11-08 | 2011-08-02 | 2637 | 3217 | -580 | -580 | |
| NETAPP, INC (SHARES 5) | 2010-11-08 | 2011-08-18 | 169 | 277 | -108 | -108 | |
| NETAPP, INC (SHARES 33) | 2010-12-02 | 2011-08-18 | 1118 | 1772 | -654 | -654 | |
| PEABODY ENERGY CORP (SHARES 8) | 2010-08-02 | 2011-04-12 | 517 | 374 | 143 | 143 | |
| PEABODY ENERGY CORP (SHARES 28) | 2010-12-02 | 2011-04-12 | 1809 | 1761 | 48 | 48 | |
| PEABODY ENERGY CORP (SHARES 30) | 2010-08-02 | 2011-05-16 | 1804 | 1404 | 400 | 400 | |
| PEABODY ENERGY CORP (SHARES 23) | 2010-08-02 | 2011-06-06 | 1357 | 1076 | 281 | 281 | |
| PEABODY ENERGY CORP (SHARES 6) | 2010-09-02 | 2011-06-06 | 354 | 267 | 87 | 87 | |
| PEABODY ENERGY CORP (SHARES 15) | 2010-06-23 | 2011-06-10 | 839 | 632 | 207 | 207 | |
| PEABODY ENERGY CORP (SHARES 27) | 2010-09-02 | 2011-06-10 | 1511 | 1202 | 309 | 309 | |
| PHILLIP MORRIS INTL (SHARES 7) | 2010-09-20 | 2011-01-05 | 410 | 387 | 23 | 23 | |
| PHILLIP MORRIS INTL (SHARES 30) | 2010-10-14 | 2011-01-05 | 1755 | 1727 | 28 | 28 | |
| PHILLIP MORRIS INTL (SHARES 16) | 2010-09-20 | 2011-01-10 | 900 | 885 | 15 | 15 | |
| PHILLIP MORRIS INTL (SHARES 60) | 2010-08-10 | 2011-01-12 | 3374 | 3191 | 183 | 183 | |
| PHILLIP MORRIS INTL (SHARES 2) | 2010-09-20 | 2011-01-12 | 112 | 111 | 1 | 1 | |
| RED HAT INC (SHARES 38) | 2010-12-03 | 2011-06-20 | 1565 | 1780 | -215 | -215 | |
| RED HAT INC (SHARES 27) | 2010-12-09 | 2011-06-20 | 1112 | 1302 | -190 | -190 | |
| RED HAT INC (SHARES 82) | 2010-10-25 | 2011-08-03 | 3305 | 3383 | -78 | -78 | |
| TARGET CORP (SHARES 59) | 2010-12-21 | 2011-02-02 | 3138 | 3510 | -372 | -372 | |
| TEVA PHARMACEUTICAL INDS ADR (SHARES 1) | 2010-02-23 | 2011-02-08 | 52 | 60 | -8 | -8 | |
| TEVA PHARMACEUTICAL INDS ADR (SHARES 35) | 2010-09-08 | 2011-02-08 | 1803 | 1893 | -90 | -90 | |
| TEVA PHARMACEUTICAL INDS ADR (SHARES 31) | 2010-09-22 | 2011-02-08 | 1597 | 1698 | -101 | -101 | |
| UNITED PARCEL SERVICE INC (SHARES 19) | 2010-10-05 | 2011-08-01 | 1279 | 1296 | -17 | -17 | |
| UNITED PARCEL SERVICE INC (SHARES 24) | 2010-10-14 | 2011-08-01 | 1616 | 1658 | -42 | -42 | |
| UNITED PARCEL SERVICE INC (SHARES 21) | 2010-09-22 | 2011-08-08 | 1336 | 1424 | -88 | -88 | |
| UNITED PARCEL SERVICE INC (SHARES 6) | 2010-10-05 | 2011-08-08 | 382 | 409 | -27 | -27 | |
| UNITED PARCEL SERVICE INC (SHARES 23) | 2010-09-22 | 2011-09-21 | 1496 | 1559 | -63 | -63 | |
| UNITED TECHNOLOGIES CORP (SHARES 21) | 2010-10-14 | 2011-09-21 | 1620 | 1550 | 70 | 70 | |
| VALE SA (SHARES 50) | 2010-04-27 | 2011-04-06 | 1685 | 1527 | 158 | 158 | |
| VALE SA (SHARES 74) | 2010-06-21 | 2011-04-06 | 2493 | 2072 | 421 | 421 | |
| WELLS FARGO & COMPANY (SHARES 54) | 2010-12-22 | 2011-04-14 | 1628 | 1686 | -58 | -58 | |
| WELLS FARGO & COMPANY (SHARES 117) | 2010-12-09 | 2011-04-20 | 3362 | 3509 | -147 | -147 | |
| AMERICAN TOWER SYSTEMS CORP (SHARES 15) | 2007-03-02 | 2011-04-05 | 770 | 568 | 202 | 202 | |
| AMERICAN TOWER SYSTEMS CORP (SHARES 70) | 2007-03-02 | 2011-09-21 | 3878 | 2649 | 1229 | 1229 | |
| APPLE INC (SHARES 4) | 2008-12-03 | 2011-01-10 | 1358 | 374 | 984 | 984 | |
| APPLE INC (SHARES 7) | 2008-12-03 | 2011-03-23 | 2369 | 654 | 1715 | 1715 | |
| APPLE INC (SHARES 8) | 2008-12-02 | 2011-04-04 | 2733 | 707 | 2026 | 2026 | |
| APPLE INC (SHARES 7) | 2008-12-03 | 2011-04-04 | 2391 | 654 | 1737 | 1737 | |
| BOEING CO (SHARES 28) | 2010-01-07 | 2011-08-05 | 1766 | 1721 | 45 | 45 | |
| BOEING CO (SHARES 1) | 2010-01-07 | 2011-09-21 | 63 | 61 | 2 | 2 | |
| BOEING CO (SHARES 25) | 2010-01-27 | 2011-09-21 | 1577 | 1521 | 56 | 56 | |
| BOEING CO (SHARES 24) | 2010-02-09 | 2011-09-21 | 1514 | 1436 | 78 | 78 | |
| CAPITAL ONE FINANCIAL CORP (SHARES 82) | 2009-04-13 | 2011-09-21 | 3518 | 1473 | 2045 | 2045 | |
| DISNEY WALT CO (SHARES 10) | 2008-11-24 | 2011-08-04 | 356 | 217 | 139 | 139 | |
| DISNEY WALT CO (SHARES 28) | 2008-12-08 | 2011-08-04 | 998 | 690 | 308 | 308 | |
| DISNEY WALT CO (SHARES 8) | 2009-11-05 | 2011-08-04 | 285 | 231 | 54 | 54 | |
| DISNEY WALT CO (SHARES 70) | 2008-11-24 | 2011-09-21 | 2260 | 1519 | 741 | 741 | |
| DISNEY WALT CO (SHARES 66) | 2009-03-10 | 2011-09-21 | 2131 | 1096 | 1035 | 1035 | |
| DIRECTTV CLASS A (SHARES 11) | 2009-12-04 | 2011-01-05 | 455 | 356 | 99 | 99 | |
| DIRECTTV CLASS A (SHARES 32) | 2009-12-11 | 2011-01-05 | 1323 | 1058 | 265 | 265 | |
| DIRECTTV CLASS A (SHARES 115) | 2009-11-11 | 2011-09-21 | 4897 | 3426 | 1471 | 1471 | |
| DIRECTTV CLASS A (SHARES 42) | 2009-11-25 | 2011-09-21 | 1788 | 1342 | 446 | 446 | |
| DIRECTTV CLASS A (SHARES 36) | 2009-12-04 | 2011-09-21 | 1533 | 1165 | 368 | 368 | |
| DOW CHEMICAL CO (SHARES 41) | 2009-08-03 | 2011-02-23 | 1461 | 919 | 542 | 542 | |
| DOW CHEMICAL CO (SHARES 48) | 2009-09-09 | 2011-02-23 | 1711 | 1082 | 629 | 629 | |
| DOW CHEMICAL CO (SHARES 48) | 2009-08-03 | 2011-09-06 | 1231 | 1076 | 155 | 155 | |
| DOW CHEMICAL CO (SHARES 49) | 2009-08-03 | 2011-09-21 | 1314 | 1099 | 215 | 215 | |
| DU PONT (SHARES 34) | 2010-04-26 | 2011-05-13 | 1801 | 1379 | 422 | 422 | |
| DU PONT (SHARES 90) | 2010-03-24 | 2011-09-21 | 4103 | 3478 | 625 | 625 | |
| DU PONT (SHARES 25) | 2010-04-26 | 2011-09-21 | 1140 | 1014 | 126 | 126 | |
| EXPRESS SCRIPTS INC (SHARES 11) | 2009-04-30 | 2011-04-01 | 619 | 349 | 270 | 270 | |
| FORD MOTOR COMPANY (SHARES 52) | 2010-03-01 | 2011-04-12 | 759 | 636 | 123 | 123 | |
| FORD MOTOR COMPANY (SHARES 102) | 2010-03-05 | 2011-04-12 | 1489 | 1322 | 167 | 167 | |
| FORD MOTOR COMPANY (SHARES 103) | 2010-03-29 | 2011-04-12 | 1503 | 1393 | 110 | 110 | |
| FORD MOTOR COMPANY (SHARES 277) | 2010-02-25 | 2011-08-04 | 3066 | 3264 | -198 | -198 | |
| FORD MOTOR COMPANY (SHARES 87) | 2010-03-01 | 2011-08-04 | 963 | 1065 | -102 | -102 | |
| GOLDMAN SACHS GROUP, INC (SHARES 2) | 2010-08-02 | 2011-08-08 | 238 | 304 | -66 | -66 | |
| GOLDMAN SACHS GROUP, INC (SHARES 21) | 2010-07-29 | 2011-09-02 | 2257 | 3138 | -881 | -881 | |
| GOLDMAN SACHS GROUP, INC (SHARES 8) | 2010-08-02 | 2011-09-02 | 860 | 1217 | -357 | -357 | |
| HEWLETT-PACKARD CO (SHARES 40) | 2007-03-02 | 2011-01-10 | 1786 | 1552 | 234 | 234 | |
| HEWLETT-PACKARD CO (SHARES 43) | 2007-03-02 | 2011-05-16 | 1716 | 1668 | 48 | 48 | |
| HEWLETT-PACKARD CO (SHARES 76) | 2008-11-26 | 2011-05-16 | 3032 | 2639 | 393 | 393 | |
| INTL BUSINESS MACHINES CORP (SHARES 13) | 2008-10-13 | 2011-09-21 | 2298 | 1181 | 1117 | 1117 | |
| INTL BUSINESS MACHINES CORP (SHARES 29) | 2008-12-26 | 2011-09-21 | 5126 | 2350 | 2776 | 2776 | |
| INTL BUSINESS MACHINES CORP (SHARES 10) | 2009-03-16 | 2011-09-21 | 1768 | 924 | 844 | 844 | |
| INTL BUSINESS MACHINES CORP (SHARES 28) | 2010-06-21 | 2011-09-21 | 4949 | 3669 | 1280 | 1280 | |
| INTL BUSINESS MACHINES CORP (SHARES 11) | 2010-06-23 | 2011-09-21 | 1944 | 1433 | 511 | 511 | |
| J.P. MORGAN CHASE CO (SHARES 22) | 2009-03-12 | 2011-05-16 | 954 | 477 | 477 | 477 | |
| J.P. MORGAN CHASE CO (SHARES 3) | 2009-03-18 | 2011-05-16 | 130 | 75 | 55 | 55 | |
| J.P. MORGAN CHASE CO (SHARES 16) | 2010-04-14 | 2011-05-16 | 694 | 759 | -65 | -65 | |
| J.P. MORGAN CHASE CO (SHARES 16) | 2009-03-11 | 2011-06-06 | 657 | 324 | 333 | 333 | |
| J.P. MORGAN CHASE CO (SHARES 26) | 2009-03-12 | 2011-06-06 | 1067 | 564 | 503 | 503 | |
| J.P. MORGAN CHASE CO (SHARES 95) | 2009-03-11 | 2011-09-21 | 3020 | 1922 | 1098 | 1098 | |
| MCDONALDS CORP (SHARES 45) | 2010-08-13 | 2011-09-21 | 4005 | 3251 | 754 | 754 | |
| MCDONALDS CORP (SHARES 4) | 2010-09-07 | 2011-09-21 | 356 | 303 | 53 | 53 | |
| METLIFE, INC (SHARES 74) | 2010-08-03 | 2011-09-21 | 2285 | 3156 | -871 | -871 | |
| METLIFE, INC (SHARES 81) | 2010-09-02 | 2011-09-21 | 2501 | 3220 | -719 | -719 | |
| OCCIDENTAL PETE CORP (SHARES 29) | 2009-03-27 | 2011-04-04 | 3043 | 1692 | 1351 | 1351 | |
| OCCIDENTAL PETE CORP (SHARES 7) | 2009-04-02 | 2011-04-04 | 735 | 432 | 303 | 303 | |
| OCCIDENTAL PETE CORP (SHARES 12) | 2008-12-10 | 2011-04-05 | 1240 | 682 | 558 | 558 | |
| OCCIDENTAL PETE CORP (SHARES 12) | 2009-03-27 | 2011-04-05 | 1240 | 700 | 540 | 540 | |
| OCCIDENTAL PETE CORP (SHARES 35) | 2008-12-10 | 2011-04-12 | 3420 | 1990 | 1430 | 1430 | |
| ORACLE SYSTEMS CORP (SHARES 2) | 2009-11-16 | 2011-08-18 | 51 | 46 | 5 | 5 | |
| ORACLE SYSTEMS CORP (SHARES 69) | 2010-02-10 | 2011-08-18 | 1746 | 1592 | 154 | 154 | |
| ORACLE SYSTEMS CORP (SHARES 64) | 2010-07-23 | 2011-08-18 | 1620 | 1569 | 51 | 51 | |
| ORACLE SYSTEMS CORP (SHARES 139) | 2009-09-09 | 2011-09-21 | 4195 | 3133 | 1062 | 1062 | |
| ORACLE SYSTEMS CORP (SHARES 79) | 2009-11-16 | 2011-09-21 | 2384 | 1800 | 584 | 584 | |
| ORACLE SYSTEMS CORP (SHARES 72) | 2009-11-25 | 2011-09-21 | 2173 | 1628 | 545 | 545 | |
| PEABODY ENERGY CORP (SHARES 62) | 2010-06-23 | 2011-08-24 | 2664 | 2611 | 53 | 53 | |
| PRECISION CASTPARTS CORP (SHARES 32) | 2009-11-18 | 2011-09-21 | 5449 | 3349 | 2100 | 2100 | |
| PRECISION CASTPARTS CORP (SHARES 7) | 2009-12-04 | 2011-09-21 | 1192 | 770 | 422 | 422 | |
| SALESFORCE.COM INC (SHARES 31) | 2009-12-30 | 2011-02-22 | 4310 | 2271 | 2039 | 2039 | |
| SCHLUMBERGER (SHARES 48) | 2010-04-30 | 2011-09-21 | 3256 | 3431 | -175 | -175 | |
| SCHLUMBERGER (SHARES 34) | 2010-06-10 | 2011-09-21 | 2306 | 1991 | 315 | 315 | |
| SCHLUMBERGER (SHARES 26) | 2010-06-21 | 2011-09-21 | 1763 | 1594 | 169 | 169 | |
| STARWOOD HOTELS AND RESORTS WORLDWIDE (SHARES 66) | 2010-05-12 | 2011-08-03 | 3309 | 3496 | -187 | -187 | |
| 3-M COMPANY (SHARES 43) | 2009-10-09 | 2011-01-06 | 3706 | 3185 | 521 | 521 | |
| 3-M COMPANY (SHARES 17) | 2009-10-19 | 2011-01-06 | 1465 | 1308 | 157 | 157 | |
| UNION PACIFIC CORP (SHARES 7) | 2008-12-01 | 2011-08-02 | 689 | 334 | 355 | 355 | |
| UNION PACIFIC CORP (SHARES 28) | 2009-03-23 | 2011-08-02 | 2755 | 1160 | 1595 | 1595 | |
| UNION PACIFIC CORP (SHARES 44) | 2009-03-11 | 2011-09-21 | 3766 | 1584 | 2182 | 2182 | |
| UNION PACIFIC CORP (SHARES 29) | 2009-03-23 | 2011-09-21 | 2482 | 1201 | 1281 | 1281 | |
| UNITED PARCEL SERVICE INC (SHARES 25) | 2010-04-28 | 2011-09-21 | 1626 | 1691 | -65 | -65 | |
| UNITED PARCEL SERVICE INC (SHARES 26) | 2010-06-21 | 2011-09-21 | 1692 | 1621 | 71 | 71 | |
| UNITED TECHNOLOGIES CORP (SHARES 18) | 2008-07-18 | 2011-09-21 | 1388 | 1147 | 241 | 241 | |
| UNITED TECHNOLOGIES CORP (SHARES 25) | 2008-10-20 | 2011-09-21 | 1928 | 1254 | 674 | 674 | |
| UNITED TECHNOLOGIES CORP (SHARES 25) | 2008-11-04 | 2011-09-21 | 1928 | 1418 | 510 | 510 | |
| UNITED TECHNOLOGIES CORP (SHARES 26) | 2008-11-10 | 2011-09-21 | 2005 | 1360 | 645 | 645 | |
| ADVISORY RESEARCH ALL CAP VALUE FUND, LP | 403647 | 403647 | 0 | 0 | |||
| ADVISORY RESEARCH ALL CAP VALUE FUND, LP | 35868 | 35868 | |||||
| PASS-THROUGH FROM PUBLICLY TRADED PARTNERSHIPS | 70 | 70 | |||||
| CAPITAL GAINS DIVIDENDS | 3548 | 3548 | 3548 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 100804 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 88845 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1881107 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.047230 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 71000 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1699822 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.041769 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 65000 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1874564 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.034675 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 150000 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2724613 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.055054 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 100103 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2841614 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.035228 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.213956 | TotalDistributionRatio |
| Average Distribution Ratio | 0.042791 | AverageDistributionRatio |
| Net Noncharitable Assets | 1576546 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 67462 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1383 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 68845 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 87000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1383 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1383 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1383 | TaxBasedOnInvestmentIncome |
| Total Credits And Payments | 0 | TotalCreditsAndPayments |
| Penalty For Underpayment | 28 | PenaltyForUnderpayment |
| Tax Due | 1411 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 0 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | TN | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | CAROLE WILSON WEST | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 9012899383 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6165 CHARTWELL LANE | AddressLine1 |
| City | MEMPHIS | City |
| State | TN | State |
| ZIP Code | 38120 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| LEE WEST MORRIS | ||||||||
| 4354 WALNUT GROVE ROAD | MEMPHIS | TN | 38117 | PRESIDENT | 0.00 | 0 | 0 | 0 |
| MARGARET HOATH WEST | ||||||||
| 6165 CHARTWELL LANE | MEMPHIS | TN | 38120 | SECRETARY | 0.00 | 0 | 0 | 0 |
| CAROLE WILSON WEST | ||||||||
| 6165 CHARTWELL LANE | MEMPHIS | TN | 38120 | TREASURER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1427537 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 173017 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1600554 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1600554 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 24008 | CashDeemedCharitable |
| Net Noncharitable Assets | 1576546 | NetNoncharitableAssets |
| Minimum Investment Return | 78827 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 78827 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1383 | TaxBasedOnInvestmentIncome |
| Total Tax | 1383 | TotalTax |
| Distributable Amount Before Adj | 77444 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 77444 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 77444 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 87000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 87000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1383 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 85617 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 77444 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 86991 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 87000 | QualifyingDistributions |
| Applied To Year1 | 86991 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 9 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 77435 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| WESLEY SENIOR MINISTRIES | |||||||
| 1615 APPLING ROAD | CORDOVA | TN | 38016 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $5,000 |
| CHURCH HEALTH CENTER OF MEMPHIS INC | |||||||
| 1210 PEABODY AVENUE | MEMPHIS | TN | 38104 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $25,000 |
| HUTCHISON SCHOOL | |||||||
| 1740 RIDGEWAY ROAD | MEMPHIS | TN | 38119 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $20,000 |
| MEMPHIS POLICE FOUNDATION | |||||||
| 201 POPLAR AVENUE ROOM 12-28 | MEMPHIS | TN | 38103 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $25,000 |
| METHODIST HEALTH CARE FOUNDATION | |||||||
| 1211 UNION AVENUE | MEMPHIS | TN | 38104 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $8,000 |
| WINGS CANCER FOUNDATION INC | |||||||
| 100 N HUMPHREYS | MEMPHIS | TN | 38120 | NONE | 501(C)(3) | GENERAL OPERATING FUND | $4,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 87000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $93 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $53,617 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $100,804 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NET LOSS IN PUBLICLY TRADED PARTNERSHIPS | Description |
| Business Code | 211110 | BusinessCode |
| Unrelated Business Income | -$8,785 | UnrelatedBusinessIncomeAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | -$8,785 | UnrelatedBusinessIncomeAmount |
| Exclusion | $154,514 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 145729 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Applied To Prior Year Election AppliedToPriorYearElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | THE ORGANIZATION IS MAKING AN ELECTION UNDER REGULATIONS SECTION 53.4942(A)-3(D)(2) TO APPLY A PORTION OF THE UNDISTRIBUTED INCOME REMAINING AFTER THE ALLOCATION TO 2009 TO THE 2008 UNDISTRIBUTED INCOME. | Election |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | PUBLICLY TRADED STOCKS | NameOfStock |
| EOY Book Value | 500270 | EOYBookValue |
| EOYFMV | 519795 | EOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | PUBLICLY TRADED MUTUAL FUNDS | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 710575 | BookValue |
| EOYFMV | 670543 | EOYFMV |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DUE FROM BROKER | Description |
| BOY Book Value | 11413 | BOYBookValue |
| EOY Book Value | 0 | EOYBookValue |
| EOYFMV | 0 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 15414 | 15414 | 0 |
| EXPENSES FROM PTP'S | 212 | 212 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NET LOSS IN PUBLICLY TRADED PARTNERSHIPS | Description |
| Revenue And Expenses Per Books | -8785 | RevenueAndExpensesPerBooks |
| Adjusted Net Income | -8785 | AdjustedNetIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | WITHHELD FOREIGN TAXES | Category |
| Amount | $589 | Amount |
| Net Investment Income | 589 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Tax Under Section511 Statement TaxUnderSection511Statement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Statement | UNRELATED BUSINESS TAXABLE INCOME = $-8870. | Statement |
Comments