R C SMITH FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- R C SMITH FOUNDATION INC (EIN 20-1893940)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-13
- IRS object ID
- 201203189349100965
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-13T12:59:59-08:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Piaker & Lyons PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 190 5862 County Rd 32 | AddressLine1 |
| City | Norwich | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201893940 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE R C SMITH FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RCSM | NameControl |
| Phone | 6073345492 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 38 HAYES STREET | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICHARD M RUNYON | Name |
| Title | Treasurer | Title |
| Date Signed | 2012-10-23 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ROY E FULLER CPA | Name |
| Phone | 6073368908 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 16514257 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 668004 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 477715 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 477715 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 654435 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 6795964 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 654435 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 1800154 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1132150 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 28000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 14000 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 14000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 4500 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 4500 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 83960 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 83960 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 18041 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 163 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 5171 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 5171 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 139672 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 98123 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 23671 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 746406 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 746406 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 886078 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 98123 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 770077 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 914076 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1034027 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 177885 | CashBOY |
| Cash EOY | 7515 | CashEOY |
| Cash EOYFMV | 7515 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1649937 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1287745 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1287745 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 766012 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1167833 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1167833 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 4619247 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4791662 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4791662 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 900896 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1219256 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1219256 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 8465985 | InvestmentsOtherBOY |
| Investments Other EOY | 8040246 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 8040246 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 16579962 | TotalAssetsBOY |
| Total Assets EOY | 16514257 | TotalAssetsEOY |
| Total Assets EOYFMV | 16514257 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 16579962 | UnrestrictedBOY |
| Unrestricted EOY | 16514257 | UnrestrictedEOY |
| Total Net Assets BOY | 16579962 | TotalNetAssetsBOY |
| Total Net Assets EOY | 16514257 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 16579962 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 16514257 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 16579962 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 914076 | ExcessOfRevenueOverExpenses |
| Subtotal | 17494038 | Subtotal |
| Other Decreases | 979781 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 16514257 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Gain Or LossGainOrLoss | Description Of AssetDescriptionOfAsset |
|---|---|
| 45956 | |
| Capital Gain Dividends |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 654435 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 54803 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 678112 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 15281650 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04437 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 620793 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6228727 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.09967 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 331965 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 5900911 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.05626 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 285324 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 5573488 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.05119 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 156000 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 3335237 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.04677 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.29826 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05965 | AverageDistributionRatio |
| Net Noncharitable Assets | 16246765 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 969168 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 10340 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 979508 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 770077 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 20681 | InvestmentIncomeExciseTax |
| Subtotal | 20681 | Subtotal |
| Tax Based On Investment Income | 20681 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 8920 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 11145 | TaxPaidWithExtension |
| Total Credits And Payments | 20065 | TotalCreditsAndPayments |
| Tax Due | 616 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | true | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | false | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | rcsmithfoundation.org | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY R CLARK | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 6073345492 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 38 HAYES STREET | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (11 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| PEGI S LOPRESTI | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| JOHN E TIQUIN | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| WILLIAM TROXELL | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | President | 3.00 | 0 |
| RICHARD M RUNYON | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Treasurer | 3.00 | 0 |
| NANCY RITZEL | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| THOMAS C EMERSON | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Secretary | 3.00 | 0 |
| MARY W DAVIS | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| GARY BROOKINS | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| BETSY BAIO | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| WILLIAM ACEE | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Vice President | 3.00 | 0 |
| GARY CLARK | ||||||
| 38 HAYES STREET | NORWICH | NY | 13815 | Executive Direc | 12.00 | 28000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 15526071 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 968107 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 16494178 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 16494178 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 247413 | CashDeemedCharitable |
| Net Noncharitable Assets | 16246765 | NetNoncharitableAssets |
| Minimum Investment Return | 812338 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 812338 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 20681 | TaxBasedOnInvestmentIncome |
| Total Tax | 20681 | TotalTax |
| Distributable Amount Before Adj | 791657 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 791657 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 791657 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 770077 | ExpensesAndContributions |
| Qualifying Distributions | 770077 | QualifyingDistributions |
| Adj Qualifying Distributions | 770077 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 791657 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year2 | 305563 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 305563 | TotalExcessDistriCarryover |
| Qualifying Distributions | 770077 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 770077 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 21580 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 21580 | ExcessDistriCyovAppliedCY |
| Total Corpus | 283983 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 283983 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 283983 | ExcessFromYear2 |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | GARY R CLARK | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 38 HAYES ST | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 6073345492 | RecipientPhoneNumber |
| Form And Info And Materials | GRANT APPLICATION OR LETTER INCLUDING FINANCIALS, EXEMPTION, AND PURPOSE OF FUNDS | FormAndInfoAndMaterials |
| Submission Deadlines | QUARTERLY | SubmissionDeadlines |
| Restrictions On Awards | 50% CHENANGO COUNTY, 50% RELIGIOUS | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (32 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| HOSPICE OF CHENANGO COUNTY | |||||||
| 21 HAYES ST | NORWICH | NY | 13815 | NONE | 509A1 | PATIENT MEDICATION SUPPORT | $10,000 |
| VILLAGE OF SHERBURNE STREETSCAPE | |||||||
| 15 W STATE ST | SHERBURNE | NY | 13840 | NONE | EXEMPT | STREETSCAPE IMPROVEMENTS | $10,000 |
| THE SHERBURNE PUBLIC LIBRARY | |||||||
| 2 E STATE ST | SHERBURNE | NY | 13480 | NONE | 509A1 | LIBARAY HISTORICAL RENOVATIONS | $10,000 |
| THE PLACE | |||||||
| 20 E MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR ANNUAL CHRISTMAS CLOTHING GIFT PROGRAM | $1,500 |
| CHENANGO MEMORIAL HOSPITAL | |||||||
| 179 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | EQUIPMENT AND INTERIOR RENOVATIONS | $101,155 |
| CHENANGO COUNTY AGRICULTURAL SOCIET | |||||||
| PO BOX 622 | NORWICH | NY | 13815 | NONE | 509A1 | WATER AND SEWER INFRASTRUCTURE IMPROVEMENTS | $20,000 |
| THE PLACE | |||||||
| 20 E MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | MATCHING GRANT FOR TECHNOLOGICAL IMPROVEMENTS | $5,000 |
| SAINT PAUL'S EPISCOPAL CHURCH | |||||||
| 36 MAIN ST | OXFORD | NY | 13830 | NONE | 509A1 | FOOD PROVISIONS FOR THE NEEDY | $1,500 |
| CHENANGO COUNTY BLUES FEST | |||||||
| 54 BORDEN AVE B22 | NORWICH | NY | 13815 | NONE | 509A1 | EXPANSION OF THE ARTIST PROGRAM IN THE FESTIVAL | $5,000 |
| UNITED CHURCH OF CHRIST | |||||||
| 11 W MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | PROJECT SLEEP SAFE | $3,650 |
| NORWICH BID PARKS PROJECT | |||||||
| 1 CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | PARKS PROJECT | $20,000 |
| CHENANGO COUNTY HISTORICAL SOCIETY | |||||||
| 45 REXFORD STREET | NORWICH | NY | 13815 | NONE | 509A1 | BUILDING EXPANSION, RENOVATION & FURNISHINGS | $30,000 |
| CHENANGO COUNTY HISTORICAL SOCIETY | |||||||
| 45 REXFORD STREET | NORWICH | NY | 13815 | NONE | 509A1 | BALLROOM DANCE EXHIBIT AND SHOW FOR SENIORS | $2,000 |
| DISPUTE RESOLUTION CENTER | |||||||
| 27 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | TREATMENT COURT GRADUATION & VICTIM IMPACT PANAL | $1,700 |
| ST BARTHOLOMEW CHURCH | |||||||
| 81 EAST MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | CHURCH ROOF AND IMPROVEMENTS | $20,990 |
| ST THERESA'S CHURCH | |||||||
| 24 N MAIN STREET | NEW BERLIN | NY | 13411 | NONE | 509A1 | EDUCATIONS PROGRAMS AND RENOVATIONS FOR HANDICAPPED ACCESSIBILITY | $13,057 |
| NORWICH YMCA | |||||||
| 68 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR ANNUAL GUS MACKER TOURNAMENT | $850 |
| NORWICH BID PUMPKIN FEST | |||||||
| 1 CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 PUMPKIN FESTIVAL" | $7,500 |
| CITY OF NORWICH YOUTH BOARD | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | REPLACE FLOORING IN SKATEHOUSE | $3,500 |
| COLORSCAPE CHENANGO ARTS FESTIVAL | |||||||
| PO BOX 624 | NORWICH | NY | 13815 | NONE | 509A1 | TO ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 COLORSCAPE WEEKEND" | $7,000 |
| CITY OF NORWICH YOUTH BOARD | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | EDUCATIONAL YOUTH TRIPS | $1,300 |
| STMALACHY'S CHURCH | |||||||
| 31 EAST STATE ST | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR SEMINARIANS & SISTERS WITH EDUCATION NEEDS | $3,000 |
| CITY OF NORWICH CITY BAND | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR MUSIC IN THE PARKS | $1,170 |
| CHRIST EVANGELICAL LUTHERN CHURCH | |||||||
| 94 N BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | RENOVATIONS FOR HANDICAP ACCESSIBILITY | $5,834 |
| THE CHENANGO FOUNDATION INC | |||||||
| 19 EATON CENTER | NORWICH | NY | 13815 | NONE | 509A1 | SCHOLARSHIPS | $3,000 |
| EMMANUAL EPISCOPAL CHURCH | |||||||
| 37 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR NEEDY EMERGENCY HEAT ASSISTANCE | $20,000 |
| EMMANUAL EPSICOPAL CHURCH | |||||||
| 37 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR FOOD PANTRY AND MILK COUPONS | $21,000 |
| CATHOLIC CHARITIES OF CHENANGO COUN | |||||||
| 3 OHARA DRIVE | NORWICH | NY | 13815 | NONE | 509A1 | OUTREACH AND SUPPORT FOR LOW INCOME FAMILIES | $35,000 |
| SAINT MALACHYS CHURCH | |||||||
| 31 E STATE STREET | SHERBURNE | NY | 13460 | NONE | 509A1 | COPIER PRINTER REPLACEMENT, REPLACE CARPET AND TILE FLOORING, ROOF REPAIRS | $17,700 |
| MORRISVLLE COLLEGE NORWICH BRANCH | |||||||
| 22 CONKEY AVE | NORWICH | NY | 13815 | NONE | 509A1 | SCHOLARSHIPS HONORING RC SMITHS PARENTS | $4,000 |
| HOLY FAMILY CATHOLIC CHURCH | |||||||
| 17 PROSPECT ST | NORWICH | NY | 13815 | NONE | 509A1 | STUDENT SCHOLARSHIPS, RELIGIOUS EDUCATION INSTRUCTION AND FACILITY NEEDS | $180,000 |
| ST PAULS CHURCH | |||||||
| 30 PLEASANT ST | NORWICH | NY | 13815 | NONE | 509A1 | CHURCH NEEDS AND PROGRAMS | $180,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 746406 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $477,715 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $654,435 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,132,150 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1132150 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | R C SMITH ESTATE | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 SOUTH BROAD STREET | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 668004 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & TAX PREP FEES | Category |
| Amount | $4,500 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4500 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (21 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 30000 MCDONALDS CORP 3.5 7-20 | 32356 | 32356 |
| 40000 JPMORGAN CHASE & CO 2.6 1-16 | 39414 | 39414 |
| 30000 JOHN DEERE CAP 2.8 9-17 | 31473 | 31473 |
| 50000 GOLDMAN SACHS GP 5.0 6-23 | 48412 | 48412 |
| 50000 GOLDMAN SACH MTN 3.5 11-22 | 49492 | 49492 |
| 30000 GOLDMAN SACHS GROUP 3.625 2-16 | 28987 | 28987 |
| 2500 GENERAL ELECTRIC CAP 6.1 | 64300 | 64300 |
| 50000 EBAY 1.625 10-15 | 50343 | 50343 |
| 30000 DELL INC 3.1 4-16 | 31727 | 31727 |
| 30000 CISCO SYSTEMS 4.45 1-20 | 34108 | 34108 |
| 100000 BANK OF AMER MTN 3.0 5-20 | 98750 | 98750 |
| 50000 BANK OF AMER MTN 5.0 6-31 | 41148 | 41148 |
| 30000 AMGEN INC 3.45 10-20 | 29305 | 29305 |
| 125,000 BARCLAYS PLC M/T FLTG 3.75 07-20 | 113910 | 113910 |
| 48406.7 BANC OF AM MTG SEC 5.50 6-33 | 49518 | 49518 |
| 125,000 MORGAN STANLEY M/T FLT 10.0 9-25 | 107500 | 107500 |
| 125,000 JPMORGAN CHASE & CO M/T 2.625 | 108625 | 108625 |
| 125,000 INTL BK RECON 3.50 07-02-25 | 125000 | 125000 |
| 23854.6 CITICORP MRG SEC 2003 5.25 10-33 | 23864 | 23864 |
| 5624.8 COUNTRYWIDE HOME LN 2003 5.5 7-33 | 5634 | 5634 |
| 100,000 GENL ELEC CAP CORP MED 5.5 11-21 | 105390 | 105390 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (100 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 893 XYLEM INC | 22941 | 22941 |
| 2000 WASTE MANAGEMENT | 65420 | 65420 |
| 866 WALMART STORES INC | 51752 | 51752 |
| 1000 WALMART STORES INC | 59760 | 59760 |
| 3000 VALLEY NATIONAL BANCORP | 37110 | 37110 |
| 236 VF CORP | 29970 | 29970 |
| 413 UNION PAC CORP | 43753 | 43753 |
| 707 THE MOSAIC COMPANY | 35654 | 35654 |
| 713 TEVA PHARMACEUTICAL INDS | 28777 | 28777 |
| 1014 TEVA PHARMACEUTICAL INDS | 40925 | 40925 |
| 2000 SUNCOR ENERGY INC | 57660 | 57660 |
| 863 SOUTHERN COMPANY | 39948 | 39948 |
| 751 QUALCOMM INC | 41080 | 41080 |
| 751 PROCTOR & GAMBLE CO | 50099 | 50099 |
| 3000 PFIZER INC | 64920 | 64920 |
| 1238 ORACLE CORPORATION | 31755 | 31755 |
| 3000 NBT BANCORP INC | 66390 | 66390 |
| 1000 KELLOGG | 50570 | 50570 |
| 617 KELLOGG | 31202 | 31202 |
| 446 ITT CORP | 8621 | 8621 |
| 1653 INTEL CORP | 40085 | 40085 |
| 5000 GAMCO GLOBAL | 70550 | 70550 |
| 2000 FINANCIAL ENGINES INC | 44660 | 44660 |
| 4000 FIDELITY NATIONAL FINANCIAL INC | 63720 | 63720 |
| 580 ENERGY SELECT SECTOR | 40095 | 40095 |
| 1640 EMC CORP MASS | 35326 | 35326 |
| 7467 CRM MID CAP VALUE FD | 197651 | 197651 |
| 889 COVIDIEN PLC | 40014 | 40014 |
| 5000 CAPITAL FEDERAL FINANCIAL INC | 57700 | 57700 |
| 627 BAXTER INTL INC | 31024 | 31024 |
| 654 BED BATH & BEYOND | 37912 | 37912 |
| 618 ACCENTURE PLC | 32896 | 32896 |
| 2605 PFIZER INC | 56372 | 56372 |
| 600 NEXTERA ENERGY INC | 36528 | 36528 |
| 2500 MICROSOFT CORP | 64900 | 64900 |
| 423 EXXON MOBIL CORP | 35853 | 35853 |
| 638 EMERSON ELEC CO | 29724 | 29724 |
| 3000 DREAMWORKS ANIMATION SKG - A | 49785 | 49785 |
| 1622 CITIGROUP INC | 42675 | 42675 |
| 334 CHEVRON CORP | 35538 | 35538 |
| 2,800 SATURN GS 2004-2 PFD | 65055 | 65055 |
| 2,200 GOLDMAN SACHS GROUP INC PFD | 54494 | 54494 |
| 2,000 ENTERGY LOUISANA LLC PFD | 54640 | 54640 |
| 2,200 CORTS-BOEING TR CTFS PFD | 57684 | 57684 |
| 2,800 CORTS GOLDMAN SACHS CAPL PFD | 60004 | 60004 |
| 4,000 AMERIPRISE FINANCIAL INC PFD | 113400 | 113400 |
| 1239 MARKET VECTORS ETF AGRIBUSINESS | 58419 | 58419 |
| 1162 WALGREEN CO | 38416 | 38416 |
| 401 UNITED TECHNOLOGIES CORP | 29309 | 29309 |
| 727 TARGET CORP | 37237 | 37237 |
| 754 PRUDENTIAL FINL INC | 37790 | 37790 |
| 528 PROCTER & GAMBLE CO | 35223 | 35223 |
| 494 PEPSICO INC | 32777 | 32777 |
| 1805 MICROSOFT CORP | 46858 | 46858 |
| 548 MCDONALDS CORP | 54981 | 54981 |
| 1814 LOWES COS INC | 46039 | 46039 |
| 780 JOHNSON & JOHNSON | 51152 | 51152 |
| 1473 JPMORGAN CHASE & CO | 48977 | 48977 |
| 275 INTL BUSINESS MACHINES CORP | 50567 | 50567 |
| 1570 INTEL CORP | 38073 | 38073 |
| 100 GOOGLE INC CL A | 64590 | 64590 |
| 484 GOLDMAN SACHS GROUP INC | 43768 | 43768 |
| 2934 GENERAL ELEC CO | 52548 | 52548 |
| 620 EXXON MOBIL CORP | 52551 | 52551 |
| 1154 DISNEY WALT CO COM DISNEY | 43275 | 43275 |
| 862 DANAHER CORP DEL | 40548 | 40548 |
| 2271 CISCO SYS INC | 41060 | 41060 |
| 643 BERKSHIRE HATHAWAY INC DEL CL B | 49061 | 49061 |
| 198 APPLE INC | 80190 | 80190 |
| 650 ABBOTT LABS | 36550 | 36550 |
| 638 WAL MART STORES INC | 38127 | 38127 |
| 526 UNITED TECHNOLOGY CORP | 38445 | 38445 |
| 365 3M COMPANY | 29832 | 29832 |
| 709 TARGET CORP | 36315 | 36315 |
| 495 SIGMA ALDRICH CORP | 30918 | 30918 |
| 872 SCANA CORP NEW | 39292 | 39292 |
| 1000 PROCTER & GAMBLE CO | 66710 | 66710 |
| 465 NORFOLK SOUTHERN CORP | 33880 | 33880 |
| 408 MCDONALDS CORP | 40935 | 40935 |
| 893 JOHNSON CTLS INC | 27915 | 27915 |
| 203 INTL BUSINESS MACHINES CORP | 37328 | 37328 |
| 621 ILLINOIS TOOL WKS INC | 29007 | 29007 |
| 759 HARRIS CORP DEL | 27354 | 27354 |
| 189 GRAINGER W W INC | 35379 | 35379 |
| 887 GENERAL MILLS INC | 35844 | 35844 |
| 468 GENERAL DYNAMICS CORP | 31080 | 31080 |
| 464 CONOCOPHILLIPS | 33812 | 33812 |
| 472 CHEVRON CORP | 50221 | 50221 |
| 647 AUTOMATIC DATA PROCESSING | 34944 | 34944 |
| 914 ANALOG DEVICES INC | 32703 | 32703 |
| 370 AIR PRODS & CHEMS INC | 31520 | 31520 |
| 1095 AT&T INC | 33113 | 33113 |
| 742 AFLAC INC | 32099 | 32099 |
| 4,000 CORP-BACKED TRUST CERTS PFD 6.05 | 103200 | 103200 |
| 4,000 ALLIANZ SE PFD 8.375%# | 102124 | 102124 |
| 3,800 SCHWAB CHARLES CORP NEW | 42788 | 42788 |
| 3000 PAYCHEX INC | 90330 | 90330 |
| 7,000 ONEIDA FINL CORP | 66500 | 66500 |
| 556 CONOCOPHILLIPS | 40516 | 40516 |
| 4000 GENL ELEC CAPTIAL CORP 6.1% PFD | 102880 | 102880 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 302145 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 302145 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 865688 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 865688 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (64 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 3145 CENTRAL FUND CANADA CL A | FMV | 61673 | 61673 |
| 11792.453 OPPENHEIMER INTL BOND FD | FMV | 73113 | 73113 |
| 18337.408 OPPENHEIMER GLOBAL STRATEGIC | FMV | 74450 | 74450 |
| 2000 SANOFI SPONS ADR | FMV | 73080 | 73080 |
| 2000 PETROLEO BRASILEIRO SA SPONS ADR | FMV | 49700 | 49700 |
| 6270.707 PEAR TREE EMERGIN MKTS INS | FMV | 124724 | 124724 |
| 8734.623 FIDELITY ADV GLOB CAP APP | FMV | 80184 | 80184 |
| 1414 SENIOR HOUSING PROPERTIES | FMV | 31730 | 31730 |
| 5679.368 PIMCO LOW DURATION FUND INST | FMV | 58441 | 58441 |
| 100000 NATL BK COMM CD 2.8 4-18 | FMV | 100639 | 100639 |
| 10204.943 FIDELITY ADV FLO | FMV | 98274 | 98274 |
| 7379 DODGE & COX INTL STOCK FUND | FMV | 215762 | 215762 |
| 30000 BANK OF AMERICA 5.25 12-15 | FMV | 27711 | 27711 |
| 100000 BANK BARODA NY 1.6 9-12 | FMV | 100855 | 100855 |
| 2000 ASSURED GUARANTY MUNU | FMV | 47640 | 47640 |
| 2405 WISDOMTREE INDIA EARNINGS | FMV | 37518 | 37518 |
| 2392 VANGUARD SMALL CAP VALUE | FMV | 149907 | 149907 |
| 1985 VANGUARD SMALL CAP GROWTH | FMV | 151575 | 151575 |
| 4412 VANGUARD MSCI EMERGING MARKETS | FMV | 168583 | 168583 |
| 2949 VANGUARD MIDCAP VALUE | FMV | 152375 | 152375 |
| 2495 VANGUARD MIDCAP GROWTH | FMV | 148552 | 148552 |
| 4500 ROYCE VALUE TR INC | FMV | 55215 | 55215 |
| 19775 ROYCE PENNSYLVANIA MUT FUND | FMV | 212779 | 212779 |
| 749 MARKET VECTORS GOLD MINERS | FMV | 38521 | 38521 |
| 2193 KBW REGIONAL BANKING ETF | FMV | 53531 | 53531 |
| 869 ISHARES MSCI SOUTH KOREA | FMV | 45414 | 45414 |
| 3998 ISHARES MSCI SINGAPORE INDEX | FMV | 43298 | 43298 |
| 2993 ISHARES MSCI HONG KONG | FMV | 46302 | 46302 |
| 1907 ISHARES MSCI CANADA INDEX | FMV | 50726 | 50726 |
| 879 ISHARES MSCI BRAZIL INDEX | FMV | 50446 | 50446 |
| 2280 ISHARES MSCI AUSTRALIA INDEX | FMV | 48883 | 48883 |
| 1306 ISHARES FTSE CHINA 25 | FMV | 45540 | 45540 |
| 611 ISHARES NASDAQ BIOTECH | FMV | 63758 | 63758 |
| 9041 HARTFORD MIDCAP FUND | FMV | 176480 | 176480 |
| 1606 FIRST TRUST ISE GLOBAL ENGIN | FMV | 57864 | 57864 |
| 12554.458 LAZARD EMERGING MARKET | FMV | 210915 | 210915 |
| 21,613.833 PIONEER FUNDAMENTAL GROWTH | FMV | 252882 | 252882 |
| 1323 SUNCOR ENERGY INC NEW | FMV | 38142 | 38142 |
| 484 ROYAL DUTCH SHELL PLC | FMV | 35376 | 35376 |
| 11,002.431 MFS DIVERSIFIED TARGET | FMV | 99132 | 99132 |
| 100,000 TOWER BK & TR CO CTF | FMV | 104252 | 104252 |
| 100,000 FIRST NATL BK CTF OF DEP 3 1-15 | FMV | 104024 | 104024 |
| 100,000 GE CAPITAL FINL UT 1.35 | FMV | 100528 | 100528 |
| 718 SCHLUMBERGER LTD | FMV | 49047 | 49047 |
| 15,060.96 VANGUARD FIXED INCOME INTERME | FMV | 176213 | 176213 |
| 54,764.843 VANGUARD GNMA FUND ADMIRAL SH | FMV | 606247 | 606247 |
| 53,990.511 FEDERATED TOTAL RETURN BOND F | FMV | 609013 | 609013 |
| 45,344.481 DODGE & COX INCOME FUND | FMV | 603082 | 603082 |
| 560 NOVARTIS A G SPONSORED ADR | FMV | 32015 | 32015 |
| 125,000 DISCOVER BANK DE CTF 2.35 11-12 | FMV | 126800 | 126800 |
| 100,000 CITIBANK NA NV CTF 3.05 11-14 | FMV | 104067 | 104067 |
| 10,273.60 VIRTUS FOREIGN OPPORTUNITY FUN | FMV | 226122 | 226122 |
| 3193.586 HARDING LOEVNER EMERGING MRKT | FMV | 135312 | 135312 |
| 17384.341 WESTCORE SMALL CAP VALUE FUND | FMV | 205483 | 205483 |
| 7,675.144 HUSSMAN STRATEGIC GROWTH FUND | FMV | 95402 | 95402 |
| 17497.943 CAUSEWAY INTL VALUE FUND | FMV | 188803 | 188803 |
| 673 NOVARTIS A G SPONSORED ADR | FMV | 38475 | 38475 |
| 12922.427 PIMCO TOTAL RETURN FUND | FMV | 140467 | 140467 |
| 16,142.06 MFS LIMITED MATURITY FUND R4 | FMV | 98144 | 98144 |
| 28,370.296 LEIGH BALDWIN TOTAL RETURN BD | FMV | 230934 | 230934 |
| 100,000 REPUBLIC BANK UT CTF 3.7 3-16 | FMV | 106408 | 106408 |
| 100,000 DISCOVER BANK DE CTF 2.15 5-12 | FMV | 100544 | 100544 |
| 100,000 BARCLAYS BANK DE CTF 3.15 11-14 | FMV | 104345 | 104345 |
| 100,000 BMW KN NO AMER UT CTF 2.7 12-13 | FMV | 102829 | 102829 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED LOSS ON INVESTMENTS | Description |
| Amount | $979,781 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (6 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| WEBSITE | 164 | 164 |
| POSTAGE AND OFFICE EXPENSE | 2252 | 2252 |
| NYS FEE | 750 | 750 |
| MISCELLANEOUS | 560 | 560 |
| MEMBERSHIPS | 695 | 695 |
| INSURANCE | 750 | 750 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ADVISORY FEES | Category |
| Amount | $83,960 | Amount |
| Net Investment Income | 83960 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN TAXES | $163 | 163 |
| FEDERAL TAXES | $17,878 |
Comments