HARRIS AND ELIZA KEMPNER FUND: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- HARRIS AND ELIZA KEMPNER FUND (EIN 76-0680130)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-10-17
- IRS object ID
- 201202919349100400
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-10-17T07:44:23-07:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J B Schmidt IV CPA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2200 Market Suite 400 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501532 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760680130 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Harris & Eliza Kempner Fund Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARR | NameControl |
| Phone | 4097621603 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANNE BRASIER | Name |
| Title | Executive Direc | Title |
| Date Signed | 2012-09-21 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James B Schmidt IV | Name |
| Phone | 4097655569 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 40611452 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 200280 | ContriReceivedRevAndExpnss |
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 277126 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 277126 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 754933 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 754933 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 981755 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 9305048 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 981755 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 118329 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 13188 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 2332423 | TotalRevenueAndExpenses |
| Total Net Investment Income | 2027002 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 97200 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 97200 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 66950 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 66950 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 6500 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 6500 | PensionEmplBnftDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 48140 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 48140 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 190093 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 188768 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 1325 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 61138 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 12130 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 24484 | TaxesDsbrsChrtblPrps |
| Occupancy Rev And Expnss | 11673 | OccupancyRevAndExpnss |
| Occupancy Dsbrs Chrtbl Prps | 11673 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 17333 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 17333 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 417 | PrintingAndPubRevAndExpnss |
| Printing And Pub Dsbrs Chrtbl Prps | 417 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 129491 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 53521 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 75970 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 628935 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 254419 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 349992 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1663973 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1663973 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2292908 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 254419 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2013965 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 39515 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1772583 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 457397 | CashBOY |
| Cash EOY | 519043 | CashEOY |
| Cash EOYFMV | 519043 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 2334246 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3377355 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3377355 | SavingsAndTempCashInvstEOYFMV |
| Other Notes And Loans Receivable | 236849 | OtherNotesAndLoansReceivable |
| Other Notes And Loans Rcvbl BOY | 373528 | OtherNotesAndLoansRcvblBOY |
| Other Notes And Loans Rcvbl EOY | 236849 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 236849 | OtherNotesAndLoansRcvblEOYFMV |
| Prepaid Expenses BOY | 28948 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 3254 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 35555 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 5546085 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 4183639 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 4938434 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 22330349 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 22940459 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 22531434 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 6200467 | InvestmentsOtherBOY |
| Investments Other EOY | 6496775 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 8952272 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 467349 | OtherAssetsBOY |
| Other Assets EOY | 20510 | OtherAssetsEOY |
| Other Assets EOYFMV | 20510 | OtherAssetsEOYFMV |
| Total Assets BOY | 37738369 | TotalAssetsBOY |
| Total Assets EOY | 37777884 | TotalAssetsEOY |
| Total Assets EOYFMV | 40611452 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 37738369 | RetainedEarningsBOY |
| Retained Earnings EOY | 37777884 | RetainedEarningsEOY |
| Total Net Assets BOY | 37738369 | TotalNetAssetsBOY |
| Total Net Assets EOY | 37777884 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 37738369 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 37777884 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 37738369 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 39515 | ExcessOfRevenueOverExpenses |
| Subtotal | 37777884 | Subtotal |
| Total Net Assets Fund Balances EOY | 37777884 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| SEE SCHEDULE D-2 PAGE 21 ATTACHED | P | 2009-01-01 | 2011-12-31 | 6209806 | 5007376 | 1202430 | 1202430 |
| SEE SCHEDULE D-1 PAGE 20 ATTACHED | P | 2011-01-01 | 2011-12-31 | 3095242 | 3315917 | -220675 | -220675 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 981755 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -220675 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1632460 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 37485728 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04355 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1786297 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 34174278 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.05227 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2629945 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 43030666 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.06112 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2212611 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 45855203 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.04825 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 2025456 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 41931433 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.04830 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.25349 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05070 | AverageDistributionRatio |
| Net Noncharitable Assets | 40602323 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2058497 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 17726 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2076223 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2013965 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 35452 | InvestmentIncomeExciseTax |
| Subtotal | 35452 | Subtotal |
| Tax Based On Investment Income | 35452 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 37408 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 37408 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 1956 | Overpayment |
| Amount Credited To Next Year | 1956 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | kempnerfund.org | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Anne Brasier | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4097621603 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (15 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc |
|---|---|---|---|---|---|---|---|
| ELIZA K QUIGLEY | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Secretary | 4.00 | 0 | |
| ANNE BRASIER | |||||||
| 2424 SYDNOR LANE | GALVESTON | TX | 77551 | Executive Direc | 40.00 | 92700 | 4500 |
| ELIZABETH K MCFARLAND | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 | |
| PATRICIA GRAY | |||||||
| 1816 CHURCH | GALVESTON | TX | 77550 | Director | 4.00 | 0 | |
| DANIEL W HAMILTON | |||||||
| 2001 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 | |
| RANDALL T KEMPNER | |||||||
| 1503A SWANN ST NW | WASHINGTON | DC | 200093995 | Director | 4.00 | 0 | |
| DANIEL K THORNE | |||||||
| 35 PINELAWN RD SUITE 212W | MELVILLE | NY | 11747 | Treasurer | 4.00 | 0 | |
| RHODA T EZELL | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 | |
| BARBARA W SASSER | |||||||
| 7221 BROADWAY | GALVESTON | TX | 77554 | HON DIRECTOR | 10.00 | 0 | |
| HETTA T KEMPNER | |||||||
| 1507 DRIFTWOOD | GALVESTON | TX | 77551 | Director | 4.00 | 0 | |
| JOHN T CURRIE | |||||||
| 6218 CEDAR CREEK | HOUSTON | TX | 77052 | HON DIRECTOR | 4.00 | 0 | |
| ARTHUR M ALPERT | |||||||
| 2982 BAYSIDE WALK | SAN DIEGO | CA | 92109 | HON DIRECTOR | 4.00 | 0 | |
| ROBERT L K LYNCH | |||||||
| 44 CEDAR LAWN | GALVESTON | TX | 77551 | Vice President | 4.00 | 0 | |
| JOHN H CAMPBELL | |||||||
| 2200 MARKET SUITE 804 | GALVESTON | TX | 77550 | Director | 4.00 | 0 | |
| LYDA ANN Q THOMAS | |||||||
| PO BOX 2010 | GALVESTON | TX | 77553 | President | 10.00 | 0 | |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HARRETTE M HOWARD | Name |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1810 VALERO | AddressLine1 |
| City | FRIENDSWOOD | City |
| State | TX | State |
| ZIP Code | 77546 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | GRANTS MANAGER | Title |
| Average Hours Per Week | 40.00 | AverageHoursPerWeek |
| Compensation | 66950 | Compensation |
| Employee Benefits | 6500 | EmployeeBenefits |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET 12TH FLOOR | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | PORTFOLIO MANAGEMENT | TypeOfService |
| Compensation | 75663 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 37667391 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 3553241 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 41220632 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 41220632 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 618309 | CashDeemedCharitable |
| Net Noncharitable Assets | 40602323 | NetNoncharitableAssets |
| Minimum Investment Return | 2030116 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 2030116 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 35452 | TaxBasedOnInvestmentIncome |
| Total Tax | 35452 | TotalTax |
| Distributable Amount Before Adj | 1994664 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1994664 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1994664 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2013965 | ExpensesAndContributions |
| Qualifying Distributions | 2013965 | QualifyingDistributions |
| Adj Qualifying Distributions | 2013965 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1994664 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 372593 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 90447 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 463040 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2013965 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 1994664 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 19301 | RemainingDistriFromCorpus |
| Total Corpus | 482341 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 482341 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 372593 | ExcessFromYear3 |
| Excess From Year2 | 90447 | ExcessFromYear2 |
| Excess From Current Year | 19301 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | HARRIS ELIZA KEMPNER FUND | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET STREET SUITE 1250 | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 4097621603 | RecipientPhoneNumber |
| Form And Info And Materials | SEE APPLICATION GUIDELINES ATTACHED | FormAndInfoAndMaterials |
| Submission Deadlines | SEE APPLICATION GUIDELINES ATTACHED | SubmissionDeadlines |
| Restrictions On Awards | SEE APPLICATION GUIDELINES ATTACHED | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person Name | SEE SCHEDULE 1 ATTACHED | RecipientPersonName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ALL RECIPIENTS 501c3 ORG | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Recipient Foundation Status | 501(c) (3 | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | SEE SCHEDULE 1 ATTACHED | PurposeOfGrantOrContribution |
| Amount | $1,663,973 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1663973 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $277,126 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $754,933 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 981755 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed (5 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount |
|---|---|---|---|---|
| PORTFOLIO INCOME/LOSS | 14 | $13,188 | ||
| Oil & Gas Royalties | 15 | $96,127 | ||
| KEMPNER SECURITIES LP | 211110 | -$570 | ||
| BLACK STONE RESOURCES K-1 | 211110 | $171 | ||
| BLACK STONE MINERALS K-1 | 211110 | $9,413 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $9,014 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,141,374 | ExclusionAmount |
| Related Or Exempt Function Income | 981755 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 2132143 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| J. B. SCHMIDT IV CPA-ACCOUT. & TAX PREP | $44,640 | 0 | 0 | 44640 |
| DRDA, PC- ANNUAL AUDIT | $3,500 | 0 | 0 | 3500 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Explanation ContractorCompExplanation
Contractor Name Business ContractorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | SEE SCHEDULE 2, PAGE 16, ATTACHED | NameOfStock |
| EOY Book Value | 22940459 | EOYBookValue |
| EOYFMV | 22531434 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 4183639 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 4938434 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE SCHEDULE 2, PAGE 16, ATTACHED | CategoryOrItem |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMV |
| Book Value | 6496775 | BookValue |
| EOYFMV | 8952272 | EOYFMV |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PARTNERSHIP DISTRIBUTION RECEIVABLE | Description |
| BOY Book Value | 16255 | BOYBookValue |
| EOY Book Value | 20510 | EOYBookValue |
| EOYFMV | 20510 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (13 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| UTILITIES | 720 | 720 | |
| TELEPHONE | 4803 | 4803 | |
| REPAIRS AND MAINTENANCE | 6212 | 6212 | |
| REGISTRATION FEES | 9401 | 9401 | |
| POSTAGE | 1889 | 1889 | |
| PARKING | 1584 | 1584 | |
| OTHER INVESTMENT EXPENSE FROM K-1'S | 53521 | 53521 | |
| OFFICE SUPPLIES | 994 | 994 | |
| OFFICE EQUIPMENT/FURNITURE | 3189 | 3189 | |
| MISCELLANEOUS | 1616 | 1616 | |
| MEMBERSHIP FEES | 5676 | 5676 | |
| INSURANCE | 38611 | 38611 | |
| ENTERTAINMENT | 1275 | 1275 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (5 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| PORTFOLIO INCOME/LOSS | 13188 | 13188 |
| Oil & Gas Royalties | 96127 | |
| KEMPNER SECURITIES LP | -570 | |
| BLACK STONE RESOURCES K-1 | 171 | |
| BLACK STONE MINERALS K-1 | 9413 |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShort
Name Of501c3 Organization NameOf501c3Organization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE 2 PG 1 ATTACHED | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Balance Due | 236849 | BalanceDue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (8 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| WESTEND ADVISORS-PORTFOLIO MGN | $41,844 | 41844 | 0 | 0 |
| WENTWORTH INTERNATIONAL-PORTFOLIO MGN | $6,319 | 6319 | 0 | 0 |
| NEUBERGER BERMAN-PORTFOLIO MGN | $34,561 | 34561 | 0 | 0 |
| KEMPNER CAPITAL MANAGEMENT-PORTFOLIO MGN | $75,663 | 75663 | 0 | 0 |
| FROST BANK- CUSTODIAL FEES | $4,340 | 4340 | 0 | 0 |
| FAYEZ, SAROFIM & CO-PORTFOLIO MGN | $15,098 | 15098 | 0 | 0 |
| DELAWARE INTERNATIONAL-PORTFOLIO MGN | $10,943 | 10943 | 0 | 0 |
| Carley & McCaw-Pension Administrator | $1,325 | 0 | 0 | 1325 |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| UBIT TAXES | $1,202 | ||
| PAYROLL TAXES | $12,354 | 12354 | |
| FOREIGN TAX ON SECURITIES | $12,130 | 12130 | 12130 |
| EXCISE TAXES | $35,452 |
Comments