OAK RIDGE ASSOCIATED UNIVERSITIES INC: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- OAK RIDGE ASSOCIATED UNIVERSITIES INC (EIN 62-0476816)
- Tax period
- 2010-10-01 to 2011-09-30
- Filed
- 2012-08-09
- IRS object ID
- 201202229349300800
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule K
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-09T08:32:02-05:00 | Timestamp |
| Tax Period End Date | 2011-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LATTIMORE BLACK MORGAN & CAIN PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10024 INVESTMENT DRIVE STE 200 | AddressLine1 |
| City | KNOXVILLE | City |
| State | TN | State |
| ZIP Code | 37932 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 620476816 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OAK RIDGE ASSOCIATED UNIVERSITIES INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OAKR | NameControl |
| Phone | 8652411286 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 117 | AddressLine1 |
| City | OAK RIDGE | City |
| State | TN | State |
| ZIP Code | 378310117 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | J PHIL ANDREWS | Name |
| Title | VICE PRESIDENT/CFO | Title |
| Phone | 8652411286 | Phone |
| Date Signed | 2012-08-06 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LEIGH ANNE JOSEPH CPA | Name |
| Phone | 8656919000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | WAYNE HAMILTON | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 117 | AddressLine1 |
| City | KNOXVILLE | City |
| State | TN | State |
| ZIP Code | 378310117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 69763879 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.ORAU.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1946 | YearFormation |
| State Legal Domicile | TN | StateLegalDomicile |
| Activity Or Mission Description | OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 102 COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 23 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 20 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1509 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 108150 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 107500 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 78487149 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 69654098 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 2279 | InvestmentIncomePriorYear |
| Investment Income Current Year | 2281 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 78597578 | TotalRevenuePriorYear |
| Total Revenue Current Year | 69763879 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 100000 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 100000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 16694816 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 14850969 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 60702567 | OtherExpensePriorYear |
| Other Expenses Current Year | 52817562 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 77497383 | TotalExpensesPriorYear |
| Total Expenses Current Year | 67768531 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 1100195 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1995348 | RevenuesLessExpensesCY |
| Total Assets BOY | 43770373 | TotalAssetsBOY |
| Total Assets EOY | 43236398 | TotalAssetsEOY |
| Total Liabilities BOY | 34205843 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 32752551 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 9564530 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 10483847 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | ORAU FOCUSES ON THE ADVANCEMENT OF SCIENTIFIC RESEARCH AND EDUCATION WHILE PROVIDING INNOVATIVE SOLUTIONS TO STRENGTHEN AND SECURE AMERICA. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 38045475 | Expense |
| Revenue | 38710954 | Revenue |
| Description | OCCUPATIONAL EXPOSURE & WORKER HEALTH: ORAU POSSESSES EXPERIENCE IN EPIDEMIOLOGY AND WORKER STUDIES. EXPERTISE LIES IN THE AREAS OF STUDYING EXPOSURE HISTORIES OF WORKER POPULATIONS TO DETERMINE POSSIBLE CORRELATION BETWEEN OCCUPATIONAL EXPOSURE AND ILLNESSES. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 21621007 | Expense |
| Grants | 100000 | Grants |
| Revenue | 22052667 | Revenue |
| Description | SCIENCE AND EDUCATION PROGRAMS: SCIENCE AND EDUCATION PROGRAMS ARE THOSE THAT PRIMARILY SUPPORT FELLOWSHIP, INTERNSHIP, MENTOR OR OTHER MEANS TO PLACE UNDERGRADUATES AND POST GRADUATES INTO RESEARCH POSITIONS AT NATIONAL LABORATORIES AND OTHER PLACES THROUGHOUT THE WORLD, TO CONDUCT OR PARTICIPATE IN THE CONDUCT OR RESEARCH WITH THEIR OWN EDUCATION BEING ONE OF THE BENEFICIARIES. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 291573 | Expense |
| Revenue | 326832 | Revenue |
| Description | NATIONAL SECURITY AND EMERGENCY MANAGEMENT: OUR NATIONAL SECURITY ACTIVITIES IS ENGAGED IN MEETING THE OPERATIONAL, TRAINING, AND READINESS REQUIREMENTS OF THE PROTECTIVE SECURITY DIVISION OF THE DEPARTMENT OF HOMELAND SECURITY BY IDENTIFYING VULNERABILITIES, DEVELOPING PLANS TO IMPROVE PHYSICAL AND OPERATIONAL SECURITY, AND APPLYING PROTECTIVE MEASURES TO PREVENT TERRORIST ATTACKS ON U.S. CRITICAL ASSETS. THESE PROGRAMS ARE ALSO TASKED WITH THE DEVELOPMENT OF TRAINING EXERCISES AND THE DELIVERY OF SUCH. | Description |
Activity Other ActivityOther (4 entries)
| ExpenseExpense | RevenueRevenue | DescriptionDescription |
|---|---|---|
| 752632 | 764678 | ENVIRONMENTAL ASSESSMENT & VERIFICATION (TRAINING PROGRAMS): THESE PROGRAMS UTILIZE THE EXPERTISE OF ORAU IN THE DEVELOPMENT AND DELIVERY OF PROGRAMS TO TEACH GOVERNMENT EMPLOYEES, OTHER GOVERNMENT CONTRACTORS' EMPLOYEES AND TO A SMALLER EXTENT THE PRIVATE SECTOR, APPROPRIATE AND PROPER METHODS TO HANDLE RADIOACTIVE MATERIALS, ACCIDENTS INVOLVING DANGEROUS OR HAZARDOUS MATERIALS AND IN SOME CASES THE APPROPRIATE AND PROPER METHODS OF CLEANUP IN THE EVENT OF A SPILL. |
| 2351246 | 2547890 | SCIENTIFIC & TECHNICAL RESOURCE INTEGRATION (PEER REVIEW): THESE PROGRAMS USE PANELS OF REVIEWERS TO AUDIT OTHER PROGRAMS TO ENSURE THAT THE AWARDEES HAVE PROPERLY FOLLOWED THE TERMS AND CONDITIONS OF THEIR AWARD. THE MAJOR EMPHASIS IN THIS PROGRAM IS MORE OF A REVIEW OF THE SCOPE AND RESULTS OF THE WORK RATHER THAN BEING FINANCIAL IN NATURE. |
| 22152 | 22152 | UNIRIB: ORAU ADMINISTERS THE UNIVERSITY RADIOACTIVE ION BEAM (UNIRIB) PROGRAM FOR APPROXIMATELY EIGHT MEMBER COLLEGES AND UNIVERSITIES. UNIRIB OPERATES A RECOIL MASS SPECTROMETER (RMS) FOR THE HOLIFIELD HEAVY ION RESEARCH FACILITY AT THE OAK RIDGE NATIONAL LABORATORY. UNIRIB WAS STARTED WITH CONTRIBUTIONS AND DONATIONS FROM THE STATE OF TENNESSEE, DOE, AND SEVERAL MEMBER COLLEGES AND UNIVERSITIES. THE ACTIVITIES OF UNIRIB ARE GOVERNED BY AN ADVISORY BOARD. THE NET ASSETS OF UNIRIB HAVE BEEN RECORDED AS A LIABILITY UNDER AN AGENCY ARRANGEMENT. |
| 954535 | 277018 | OTHER SPONSORED PROGRAMS: VARIOUS OTHER TRAINING AND EDUCATION PROGRAMS OPERATED AND MANAGED BY ORAU. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 4080565 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 3611738 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 64038620 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 1055 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1509 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Form8899 Filed | 0 | Form8899Filed |
| Form1098 C Filed | 0 | Form1098CFiled |
| Excess Business Holdings | 0 | ExcessBusinessHoldings |
| Taxable Distributions | 0 | TaxableDistributions |
| Distribution To Donor | 0 | DistributionToDonor |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 23 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 20 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 0 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WAYNE HAMILTON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 8652416541 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 ORAU WAY | AddressLine1 |
| City | OAK RIDGE | City |
| State | TN | State |
| ZIP Code | 37830 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (28 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee |
|---|---|---|---|---|---|---|---|
| MR ANTHONY P DECRAPPEO | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| GENERAL ALICE ASTAFAN | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR W ROSS ELLINGTON | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR KAREN A HOLBROOK | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR GERALD D HOLDER | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR NANCY C MARTIN | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR ROBERT T MCGRATH | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR WINFRED M PHILLIPS | |||||||
| CHAIR | 5.00 | X | 0 | 0 | 0 | ||
| ADM J PAUL REASON | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR DAVID C LEE | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR CHRISTOPHER D MCKINNEY | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR R LARRY DOOLEY | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR TERRY L HERDMAN | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR ORLANDO L TAYLOR | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR TERRI L LOMAX | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR CURT M PETERSON | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| JAMES H TURNER JR | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR KELVIN K DROEGEMEIER | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| DR JOHN M HORACK | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| MR ZACH WAMP | |||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | ||
| J PHIL ANDREWS | |||||||
| TREASURER | 40.00 | 212573 | 0 | 29766 | X | ||
| MONNIE E CHAMPION | |||||||
| SECRETARY | 40.00 | 123717 | 0 | 18006 | X | ||
| HARRY ANDERSON PAGE | |||||||
| PRESIDENT & CEO | 40.00 | 315071 | 0 | 34639 | X | ||
| WAYNE L STEVENSON | |||||||
| PROGRAM DIRECTOR | 40.00 | 199505 | 0 | 28354 | X | ||
| DONNA CRAGLE | |||||||
| RESEARCH DIRECTOR | 40.00 | 203349 | 0 | 23597 | X | ||
| DAN WAYNE STANDLEY | |||||||
| PROGRAM DIRECTOR | 40.00 | 191021 | 0 | 29167 | X | ||
| ERIC W ABELQUIST | |||||||
| PROGRAM DIRECTOR | 40.00 | 193147 | 0 | 25132 | X | ||
| PERRY LESTER | |||||||
| PROGRAM DIRECTOR | 40.00 | 191752 | 0 | 27766 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1630135 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 216427 | TotalOtherCompensation |
| Number Individuals GT100 K | 163 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| MJW TECHNICAL SERVICES INC | |||||
| 243 ROOT STREET SUITE 100 | OLEAN | NY | 14760 | PROFESSIONAL SERVICES | 10394114 |
| BLUE CROSS-BLUE SHIELD OF TENNESSEE | |||||
| PO BOX 182277 | CHATTANOOGA | TN | 374227277 | HEALTH INSURANCE | 9352402 |
| DADE MOELLER & ASSOCIATES INC | |||||
| 1835 TERMINAL DRIVE SUITE 200 | RICHLAND | WV | 99354 | PROFESSIONAL SERVICES | 8446944 |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATI | |||||
| 211 NORTH BROADWAY SUITE 100 | ST LOUIS | MO | 63102 | RETIREMENT | 7561353 |
| SUNTRUST BANK INC | |||||
| 9950 KINGSTON PIKE | KNOXVILLE | TN | 37922 | PURCHASE CARD PROGRAM | 3019718 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 124 | NumberOfContractorsGT100K |
| Membership Dues | 107500 | MembershipDues |
| Total Contributions | 107500 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| TRAINING PROGRAMS | 541900 | 764678 | 764678 |
| UNIRIB | 541700 | 22152 | 22152 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 68867268 | TotalRevenueColumn |
| Related Or Exempt Function Income | 68867268 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 69654098 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2281 | TotalRevenueColumn |
| Exclusion | $2,281 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 69763879 | TotalRevenueColumn |
| Related Or Exempt Function Income | 69654098 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $2,281 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 100000 | Total |
| Program Services | 100000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1846559 | Total |
| Program Services | 1744776 | ProgramServices |
| Management And General | 101783 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10106998 | Total |
| Program Services | 9549897 | ProgramServices |
| Management And General | 557101 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 622000 | Total |
| Program Services | 587715 | ProgramServices |
| Management And General | 34285 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1354417 | Total |
| Program Services | 1279761 | ProgramServices |
| Management And General | 74656 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 920995 | Total |
| Program Services | 870229 | ProgramServices |
| Management And General | 50766 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 80600 | Total |
| Program Services | 76157 | ProgramServices |
| Management And General | 4443 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 825391 | Total |
| Program Services | 779895 | ProgramServices |
| Management And General | 45496 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 653251 | Total |
| Program Services | 617244 | ProgramServices |
| Management And General | 36007 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2252186 | Total |
| Program Services | 2128045 | ProgramServices |
| Management And General | 124141 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 276762 | Total |
| Program Services | 261507 | ProgramServices |
| Management And General | 15255 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 53045 | Total |
| Program Services | 50121 | ProgramServices |
| Management And General | 2924 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1881289 | Total |
| Program Services | 1777592 | ProgramServices |
| Management And General | 103697 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| PROFESSIONAL SERVICES | 29682007 | 28045926 | 1636081 |
| PARTICIPANT COSTS | 14583056 | 13779234 | 803822 |
| SUPPLIES | 971340 | 917799 | 53541 |
| OTHER EXPENSE | 959819 | 906913 | 52906 |
| SITE SERVICES | 573918 | 542283 | 31635 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24898 | Total |
| Program Services | 23526 | ProgramServices |
| Management And General | 1372 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 67768531 | Total |
| Program Services | 64038620 | ProgramServices |
| Management And General | 3729911 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 29677 | BOY |
| EOY | 3576378 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 779459 | BOY |
| EOY | 779567 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8466134 | BOY |
| EOY | 4903902 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 800000 | BOY |
| EOY | 800000 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 121895 | BOY |
| EOY | 190762 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 44223982 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 11392761 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 33418640 | BOY |
| EOY | 32831221 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 154568 | BOY |
| EOY | 154568 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 43770373 | BOY |
| EOY | 43236398 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5239773 | BOY |
| EOY | 5706752 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 616 | BOY |
| EOY | 616 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27220000 | BOY |
| EOY | 25220000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1745454 | BOY |
| EOY | 1825183 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 34205843 | BOY |
| EOY | 32752551 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9564530 | BOY |
| EOY | 10483847 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9564530 | BOY |
| EOY | 10483847 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 43770373 | BOY |
| EOY | 43236398 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 1995348 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -1076031 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1039595 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 104500 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 115500 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 108150 | CurrentTaxYearMinus1Year |
| Current Tax Year | 107500 | CurrentTaxYear |
| Total | 1475245 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 77753678 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 67399836 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 75945467 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 78487149 | CurrentTaxYearMinus1Year |
| Current Tax Year | 69654098 | CurrentTaxYear |
| Total | 369240228 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 78793273 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 67504336 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 76060967 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 78595299 | CurrentTaxYearMinus1Year |
| Current Tax Year | 69761598 | CurrentTaxYear |
| Total | 370715473 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 370715473 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 89474 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 61664 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 515614 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2279 | CurrentTaxYearMinus1Year |
| Current Tax Year | 2281 | CurrentTaxYear |
| Total | 671312 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 89474 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 61664 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 515614 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2279 | CurrentTaxYearMinus1Year |
| Current Tax Year | 2281 | CurrentTaxYear |
| Total | 671312 | Total |
Other Income509 OtherIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 3646 | CurrentTaxYearMinus4Years |
| Total | 3646 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 78886393 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 67566000 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 76576581 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 78597578 | CurrentTaxYearMinus1Year |
| Current Tax Year | 69763879 | CurrentTaxYear |
| Total | 371390431 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.99820 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.99810 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.00180 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.00190 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 162549 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 162549 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 67605982 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 67768531 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 43362 | CurrentYearMinus3 |
| Current Year Minus2 | 53292 | CurrentYearMinus2 |
| Current Year Minus1 | 92823 | CurrentYearMinus1 |
| Current Year | 162549 | CurrentYear |
| Total | 352026 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 173311 | OtherCostOrOtherBasis |
| Book Value | 173311 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 36872988 | OtherCostOrOtherBasis |
| Depreciation | 9394018 | Depreciation |
| Book Value | 27478970 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 6741799 | OtherCostOrOtherBasis |
| Depreciation | 1998743 | Depreciation |
| Book Value | 4743056 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 435884 | OtherCostOrOtherBasis |
| Book Value | 435884 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 32831221 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| POSTRETIREMENT BENEFITS FUTURE | $574,100 |
| INTEREST RATE SWAP | $1,251,083 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 1825183 | TotalOfAmounts |
| Total Revenue | 69763879 | TotalRevenue |
| Total Expenses | 67768531 | TotalExpenses |
| Excess Or Deficit For Year | 1995348 | ExcessOrDeficitForYear |
| Other | -$1,076,031 | OtherAmount |
| Total Adjustments | -1076031 | TotalAdjustments |
| Excess Or Deficit Per FS | 919317 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 69763879 | TotRevenueEtcAuditedFinclStmt |
| Revenue Not Rptd F990 | 0 | RevenueNotRptdF990 |
| Revenue Subtotal | 69763879 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 69763879 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 67844560 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 76029 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 76029 | ExpensesNotRptdF990 |
| Expenses Subtotal | 67768531 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 67768531 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | ORAU AND ITS SUBSIDIARY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN PRIVATE FOUNDATIONS, AND, ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. AN UNCERTAIN TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE LIKELY THAN NOT TEST, NO TAX BENEFIT IS RECORDED. THE ORGANIZATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF SEPTEMBER 30, 2011, THE ORGANIZATION HAS ACCRUED NO INTEREST AND NO PENALTIES RELATED TO UNCERTAIN TAX POSITIONS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE ORGANIZATION FILES A U.S. FEDERAL INFORMATIONAL TAX RETURN ANNUALLY. THE ORGANIZATION IS CURRENTLY OPEN TO AUDIT UNDER THE STATUTE OF LIMITATIONS BY THE INTERNAL REVENUE SERVICE FOR THE YEARS ENDED SEPTEMBER 30, 2008 THROUGH 2011. |
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | UNREALIZED LOSS ON INTEREST RATE SWAP -38,400. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -37,631. TRANSFER TO THE ORAU FOUNDATION -1,000,000. | |
| PART XIII, LINE 2D - OTHER ADJUSTMENTS: | CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION 38,400. UNREALIZED LOSS ON INTEREST RATE SWAP 37,629. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | JUNIOR FACULTY AWARDS | TypeOfGrant |
| Number Of Recipients | 30 | NumberOfRecipients |
| Amount Of Cash Grant | 100000 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: OAK RIDGE ASSOCIATED UNIVERSITIES, INC. IS A PRIVATE, NOT-FOR-PROFIT ASSOCIATION OF 102 COLLEGES AND UNIVERSITIES. IT IS A CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY, CONDUCTING RESEARCH AND EDUCATIONAL PROGRAMS IN THE AREAS OF ENERGY, HEALTH, AND THE ENVIRONMENT FOR THE DEPARTMENT OF ENERGY, MEMBER INSTITUTIONS, OTHER COLLEGES AND UNIVERSITIES, AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. ORGANIZATIONS RECEIVING AWARDS FROM ORAU MUST DEMONSTRATE THAT THEIR EDUCATIONAL AND SCIENTIFIC PROGRAMS WILL CONTINUE TO ENHANCE THE SPECIFIC AND OVERALL OBJECTIVES AS OUTLINED BY THE ORAU BOARD OF DIRECTORS AND MEMBERS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (7 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| J PHIL ANDREWS | |||||||||||||
| 184505 | 0 | 28068 | 0 | 0 | 0 | 0 | 0 | 29766 | 0 | 242339 | 0 | 234141 | 0 |
| HARRY ANDERSON PAGE | |||||||||||||
| 262817 | 0 | 52254 | 0 | 0 | 0 | 0 | 0 | 34639 | 0 | 349710 | 0 | 394243 | 0 |
| WAYNE L STEVENSON | |||||||||||||
| 173306 | 0 | 26199 | 0 | 0 | 0 | 0 | 0 | 28354 | 0 | 227859 | 0 | 219611 | 0 |
| DONNA CRAGLE | |||||||||||||
| 176619 | 0 | 26730 | 0 | 0 | 0 | 0 | 0 | 23597 | 0 | 226946 | 0 | 218694 | 0 |
| DAN WAYNE STANDLEY | |||||||||||||
| 172879 | 0 | 18142 | 0 | 0 | 0 | 0 | 0 | 29167 | 0 | 220188 | 0 | 219150 | 0 |
| ERIC W ABELQUIST | |||||||||||||
| 165428 | 0 | 27719 | 0 | 0 | 0 | 0 | 0 | 25132 | 0 | 218279 | 0 | 205847 | 0 |
| PERRY LESTER | |||||||||||||
| 166530 | 0 | 25222 | 0 | 0 | 0 | 0 | 0 | 27766 | 0 | 219518 | 0 | 210618 | 0 |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IDB OF THE CITY OF OAK RIDGETN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 621786717 | IssuerEIN |
| Date Issued | 2010-06-01 | DateIssued |
| Issue Price | 27700000 | IssuePrice |
| Description Of Purpose | REFINANCE REFUNDED BONDS AND PAY ISSUANCE COSTS | DescriptionOfPurpose |
| Defeased | 0 | Defeased |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Pool Financing | 0 | PoolFinancing |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amount Retired | 2480000 | AmountRetired |
| Total Proceeds | 27700000 | TotalProceeds |
| Issuance Costs From Proceeds | 155000 | IssuanceCostsFromProceeds |
| Other Spent Proceeds | 27545000 | OtherSpentProceeds |
| Current Refunding | 1 | CurrentRefunding |
| Advance Refunding | 0 | AdvanceRefunding |
| Final Allocation Made | 1 | FinalAllocationMade |
| Adequate Books And Recds Maintaind | 1 | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Owning Bond Financed Property | 0 | OwningBondFinancedProperty |
| Any Lease Arrangements | 0 | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | 0 | MngmentCntrctBondFinancdPrprty |
| Any Research Agreements | 0 | AnyResearchAgreements |
| Bond Counsel Routinely Engaged | 1 | BondCounselRoutinelyEngaged |
| Post Issuance Compliance Procdrs | 1 | PostIssuanceComplianceProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8038 T Filed | 0 | Form8038TFiled |
| Variable Rate Issue | 1 | VariableRateIssue |
| Hedge Identified In Books And Recds | 1 | HedgeIdentifiedInBooksAndRecds |
Name Of Hedge Provider NameOfHedgeProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Term Of Hedge | 7.300000000000 | TermOfHedge |
| Superintegrated Hedge | 0 | SuperintegratedHedge |
| Hedge Terminated | 0 | HedgeTerminated |
| Gross Proceeds Invested In GIC | 0 | GrossProceedsInvestedInGIC |
Name Of GIC Provider NameOfGICProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exception To Rebate | 0 | ExceptionToRebate |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S VICE PRESIDENT AND CFO FOR REVIEW BEFORE IT IS FILED. | |
| ORAU MONITORS THE CONFLICT OF INTEREST POLICY. | FORM 990, PART VI, SECTION B, LINE 12C | |
| COMPENSATION FOR THE PRESIDENT IS DETERMINED BY THE BOARD'S EXECUTIVE COMMITTEE BASED ON AN ANNUAL SALARY SURVEY. COMPENSATION FOR OTHER SENIOR STAFF IS RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE BOARD'S COMPENSATION COMMITTEE BASED ON SALARY SURVEYS AND DOE GUIDANCE. | FORM 990, PART VI, SECTION B, LINE 15 | |
| POLICIES ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | UNREALIZED LOSS ON INTEREST RATE SWAP -38,400. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -37,631. TRANSFER TO THE ORAU FOUNDATION -1,000,000. TOTAL TO FORM 990, PART XI, LINE 5: -1,076,031. | FORM 990, PART XI, LINE 5: |
| FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORAU FOUNDATION | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 117 | AddressLine1 |
| City | OAK RIDGE | City |
| State | TN | State |
| ZIP Code | 378310117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 581513615 | EIN |
| Primary Activities | TO PROMOTE HIGHER SCIENTIFIC EDUCATION | PrimaryActivities |
| Legal Domicile State | TN | LegalDomicileState |
| Exempt Code Section | 501(C)(3) | ExemptCodeSection |
| Public Charity Status | 509(A)(3) TYPE II | PublicCharityStatus |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OAK RIDGE ASSOCIATED UNIVERSITIES INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Org | 0 | ControlledOrg |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable
Name Of Other Organization NameOfOtherOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORAU FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | B | TransactionType |
| Amount Involved | 1000000 | AmountInvolved |
| Method Of Amt Determination | FAIR MARKET VALUE | MethodOfAmtDetermination |
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