THE SHADOW FUNDERS INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE SHADOW FUNDERS INC (EIN 20-2031200)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-30
- IRS object ID
- 201201519349100700
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-30T09:38:54-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202031200 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Shadow Funders Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SHAD | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Michael E Haglund | Name |
| Title | President | Title |
| Date Signed | 2012-05-30 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-05-30 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 813250 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 78 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 78 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 23895 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 23895 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 22372 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 597381 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 22372 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 11 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 11 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 46356 | TotalRevenueAndExpenses |
| Total Net Investment Income | 46356 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 10528 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 10528 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1891 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 500 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 8689 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 170 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 8519 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 21108 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 11198 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 8519 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 119250 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 119250 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 140358 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 11198 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 127769 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -94002 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 35158 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 29376 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 22423 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 22423 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 162781 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 128295 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 129994 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 540431 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 505591 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 574436 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 98478 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 80755 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 86397 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 831066 | TotalAssetsBOY |
| Total Assets EOY | 737064 | TotalAssetsEOY |
| Total Assets EOYFMV | 813250 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 831066 | RetainedEarningsBOY |
| Retained Earnings EOY | 737064 | RetainedEarningsEOY |
| Total Net Assets BOY | 831066 | TotalNetAssetsBOY |
| Total Net Assets EOY | 737064 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 831066 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 737064 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 831066 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -94002 | ExcessOfRevenueOverExpenses |
| Subtotal | 737064 | Subtotal |
| Total Net Assets Fund Balances EOY | 737064 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 597381 | GrossSalesPrice |
| Cost Or Other Basis | 575009 | CostOrOtherBasis |
| Gain Or Loss | 22372 | GainOrLoss |
| Gains Minus Excess Or Losses | 22372 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 22372 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 36524 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 876206 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.041684 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 63645 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 788414 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.080725 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 25650 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 938298 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.027337 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 76940 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1060832 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.072528 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 23795 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1027102 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.023167 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.245441 | TotalDistributionRatio |
| Average Distribution Ratio | 000.049088 | AverageDistributionRatio |
| Net Noncharitable Assets | 860230 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 42227 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 352 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 42579 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 127769 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 352 | InvestmentIncomeExciseTax |
| Subtotal | 352 | Subtotal |
| Tax Based On Investment Income | 352 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 700 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 700 | TotalCreditsAndPayments |
| Tax Paid Original Return | 700 | TaxPaidOriginalReturn |
| Overpayment | 348 | Overpayment |
| Amount Credited To Next Year | 348 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Christina E Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Erick J Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Melissa Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Michael E Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Molly G Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 842318 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 31012 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 873330 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 873330 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 13100 | CashDeemedCharitable |
| Net Noncharitable Assets | 860230 | NetNoncharitableAssets |
| Minimum Investment Return | 43012 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 43012 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 352 | TaxBasedOnInvestmentIncome |
| Total Tax | 352 | TotalTax |
| Distributable Amount Before Adj | 42660 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 42660 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 42660 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 127769 | ExpensesAndContributions |
| Qualifying Distributions | 127769 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 352 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 127417 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 42660 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 17841 | UndistributedIncomePriorYear |
| Qualifying Distributions | 127769 | QualifyingDistributions |
| Applied To Year1 | 17841 | AppliedToYear1 |
| Applied To Current Year | 42660 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 67268 | RemainingDistriFromCorpus |
| Total Corpus | 67268 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 67268 | ExcessDistriCyovToNextYear |
| Excess From Current Year | 67268 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Melissa Haglund | ContributingManager |
| Contributing Manager | Michael E Haglund | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (8 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509(a)(1) | General Unrestricted | $26,500 |
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509(a)(1) | All Saints School Program | $5,000 |
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509(a)(1) | All Saints School Scholarship Program | $3,000 |
| BLANCHET HOUSE OF HOSPITALITY | |||||||
| 1500 NE IRVING ST STE 440 | PORTLAND | OR | 97232 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| CATHOLIC CHARITIES OF THE ARCHDIOCE | |||||||
| 2740 SE POWELL BLVD STE 5 | PORTLAND | OR | 97202 | N/A | 509(a)(1) | General Unrestricted | $11,250 |
| CENTRAL CATHOLIC HIGH SCHOOL | |||||||
| 2401 SE STARK ST | PORTLAND | OR | 97214 | N/A | 509(a)(1) | 75th Anniversary Capital Campaign | $50,000 |
| COLUMBIA RIVER MARITIME MUSEUM INC | |||||||
| 1792 MARINE DR | ASTORIA | OR | 97103 | N/A | 509(a)(2) | General Unrestricted | $16,500 |
| ST ANDREW NATIVITY SCHOOL | |||||||
| 4925 NE 9TH AVE | PORTLAND | OR | 97211 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 119250 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $78 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $23,895 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $22,372 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $11 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $46,356 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 46356 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (28 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIE - 5.875 - 05/15/2016 002824AT7 300000.00% | 3096 | 3529 |
| ASTRAZENECA PLC NT - 5.900 - 09/15/2017 046353AB4 300000.00% | 3024 | 3632 |
| BP CAPITAL MARKETS PLC NT - 1.700 - 12/05/2014 05565QBX5 200000.00% | 2016 | 2019 |
| CANADIAN NAT RES LTD NT - 5.700 - 05/15/2017 136385AK7 300000.00% | 2947 | 3547 |
| CATERPILLAR FINL SVCS MTNS - 7.150 - 02/15/2019 14912L4E8 200000.00% | 2536 | 2562 |
| CITIGROUP INC SUB NT - 5.000 - 09/15/2014 172967CQ2 400000.00% | 3913 | 3976 |
| COMCAST CORP NT - 6.300 - 11/15/2017 20030NAU5 200000.00% | 2025 | 2366 |
| CONCOPHILLIPS NOTES 04.75000 02/01/2014 20825CAS3 200000.00% | 2098 | 2162 |
| CVS CAREMARK - 5.750 - 06/01/2017 126650BH2 300000.00% | 2905 | 3503 |
| DAIMLERCHRYSLER N. AMER - 6.500 - 11/15/2013 233835AW7 500000.00% | 5278 | 5442 |
| DIRECTV HLDGS LLC / DIRECTV - 3.500 - 03/01/2016 25459HAY1 300000.00% | 3045 | 3093 |
| ENTERPRISE PRODUCTS BD - 5.200 - 09/01/2020 29379VAP8 200000.00% | 2088 | 2214 |
| EXELON CORP NT - 4.900 - 06/15/2015 30161NAD3 200000.00% | 1881 | 2163 |
| GENERAL ELEC - 5.250 - 10/19/2012 36962G3K8 300000.00% | 3099 | 3116 |
| GLAXOSMITHKLINE CAP INC 05.65000 05/15/2018 377372AD9 200000.00% | 2027 | 2450 |
| GOLDMAN SACHS GROUP INC - 5.375 - 03/15/2020 38141EA58 200000.00% | 2087 | 1974 |
| IBM - 4.750 - 11/29/2012 459200BA8 400000.00% | 4004 | 4162 |
| JOHN DEERE CAPITAL CORP - 7.000 - 03/15/2012 244217BG9 300000.00% | 3301 | 3041 |
| JPMORGAN CHASE CO GLBL - 4.750 - 03/01/2015 46625HCE8 500000.00% | 5460 | 5316 |
| KRAFT FOODS INC NT 5.37500 02/10/2020 50075NBA1 300000.00% | 3039 | 3462 |
| METLIFE INC SR NT - 5.375 - 12/15/2012 59156RAD0 200000.00% | 1954 | 2084 |
| MORGAN STANLEY - 4.750 - 04/01/2014 61748AAE6 200000.00% | 1898 | 1991 |
| PFIZER INC - 6.200 - 03/15/2019 717081DB6 300000.00% | 3659 | 3709 |
| TELEFONICA EMISIONESSAU - 3.992 - 02/16/2016 87938WAN3 300000.00% | 2976 | 2923 |
| TIME WARNER CABLE INC - 8.750 - 02/14/2019 88732JAP3 200000.00% | 2012 | 2554 |
| TIME WARNER INC DTD 3/11/2010 4.875 3/15/2020 887317AF2 200000.00% | 2151 | 2167 |
| UNITED PARCEL SRVC NT - 5.500 - 01/15/2018 911312AH9 300000.00% | 3052 | 3573 |
| WAL MART STORES INC NT - 5.800 - 02/15/2018 931142CJ0 300000.00% | 3184 | 3667 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (124 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 208 shares of AFLAC INC. AFL | 7419 | 8998 |
| 160 shares of AGILENT TECHNOLOGIES INC A | 4377 | 5589 |
| 76 shares of ALASKA AIR GROUP INC ALK | 5269 | 5707 |
| 255 shares of ALTRIA GROUP INC MO | 6088 | 7561 |
| 416 shares of AMERICAN EXPRESS CO AXP | 18885 | 19622 |
| 62 shares of AMERIPRISE FINANCIAL INC AMP | 2246 | 3078 |
| 55 shares of ANHEUSER BUSCH COS INC BUD | 3014 | 3354 |
| 137 shares of APOLLO GROUP INC CL A APOL | 5546 | 7380 |
| 164 shares of ASSA ABLOY UNSP/ADR ASAZY.PK | 1779 | 2043 |
| 141 shares of ATLANTIA SPA ADR ATASY.PK | 1072 | 1115 |
| 45 shares of AXA ADS AXAHY.PK | 796 | 579 |
| 150 shares of BANCO DO BRASIL S A SPONSORED ADR BDORY.PK | 2336 | 1890 |
| 613 shares of BANK NEW YORK MELLON CORP COM BK | 16649 | 12205 |
| 162 shares of BAXTER INTERNATIONAL INC. BAX | 8366 | 8016 |
| 81 shares of BAYERISCHE MOTOREN WERKE BAMXY.PK | 1988 | 1801 |
| 38 shares of BECTON DICKINSON CO BDX | 2553 | 2839 |
| 115 shares of BED BATH BEYOND INC. BBBY | 3964 | 6667 |
| 130 shares of BERKSHIRE HATHAWAY INC. CLASS B BRK-B | 7894 | 9919 |
| 16 shares of BG GROUP PLC ADS BRGYY.PK | 1654 | 1712 |
| 39 shares of BHP BILLITON LIMITED BHP | 3080 | 2755 |
| 46 shares of BNP PARIBAS SPONS ADR BNPQY.PK | 1081 | 904 |
| 32 shares of BRITISH AMERICAN TOBACCO PLC BTI | 2880 | 3036 |
| 16 shares of BRITISH SKY BROADCASTING ADR BSYBY.PK | 736 | 725 |
| 275 shares of CANADIAN NATURAL RESOURCES LTD CNQ | 8133 | 10277 |
| 46 shares of CANON INC. CAJ | 2151 | 2026 |
| 100 shares of CIELO SA ADR CIOXY.PK | 2434 | 2592 |
| 140 shares of COACH INC COH | 6187 | 8546 |
| 166 shares of COCA-COLA CO KO | 10326 | 11615 |
| 223 shares of COSTCO WHOLESALE CORP NEW COST | 11751 | 18579 |
| 372 shares of CVS CAREMARK CORP. CVS | 12065 | 15169 |
| 86 shares of DAITO TRUST CONSTRUC DITFY.PK | 1898 | 1832 |
| 96 shares of DEERE CO DE | 8487 | 7426 |
| 523 shares of DELL INC DELL | 6841 | 7651 |
| 226 shares of DEVON ENERGY CORPORATION DVN | 13857 | 14012 |
| 70 shares of DIAGEO PLC ADS DEO | 4412 | 6119 |
| 112 shares of DIRECTV GROUP DTV | 5826 | 4789 |
| 215 shares of DISCOVER FINL SVCS COM DFS | 5836 | 5160 |
| 146 shares of DU PONT DE NEMOURS DD | 6761 | 6684 |
| 136 shares of EASTMAN CHEMICAL CO. EMN | 5237 | 5312 |
| 139 shares of EOG RESOURCES INC EOG | 8577 | 13693 |
| 110 shares of EXPRESS SCRIPTS INC. ESRX | 4884 | 4916 |
| 88 shares of FANUC LIMITED UNSPONSORED FANUY.PK | 2270 | 2226 |
| 17 shares of GEA GROUP AG ADR GEAGY.PK | 440 | 478 |
| 103 shares of GEN DYNAMICS CP GD | 6773 | 6840 |
| 133 shares of GILEAD SCIENCES INC GILD | 5229 | 5444 |
| 64 shares of GLAXOSMITHKLINE PLC GSK | 2751 | 2920 |
| 10 shares of GOOGLE INC CL A GOOG | 4043 | 6459 |
| 74 shares of GROUPE DANONE ADS DANOY.PK | 1002 | 935 |
| 123 shares of GRUPO TELEVISA ADR TV | 1746 | 2590 |
| 114 shares of H.J. HEINZ COMPANY HNZ | 5521 | 6161 |
| 146 shares of HARLEY DAVIDSON INC. HOG | 6503 | 5675 |
| 1830 shares of HAWAIIAN HOLDINGS INC. HA | 7427 | 10614 |
| 148 shares of HERSHEY FOODS CORP COMMON HSY | 6116 | 9143 |
| 95 shares of HEWLETT PACKARD CO HPQ | 3473 | 2447 |
| 132 shares of INFORMA PLC UNSPONSORED ADR IFPJY.PK | 1459 | 1473 |
| 149 shares of ING GROUP N V SPONSORED ADR ING | 1167 | 1068 |
| 236 shares of IRON MOUNTAIN NEW IRM | 4989 | 7269 |
| 144 shares of JOHNSON JOHNSON JNJ | 8665 | 9444 |
| 29 shares of JS GROUP CORP-UNSPON ADR JSGCF.PK | 1441 | 1102 |
| 68 shares of JULIUS BAER GROUP LTD JBAXY.PK | 467 | 527 |
| 45 shares of KASIKORNBANK PUB CO LTD ADR CMN 485785109 | 726 | 711 |
| 49 shares of KOC HOLDINGS AS UNSP/ADR KHOLY.PK | 877 | 729 |
| 82 shares of KRAFT FOODS INC KFT | 2505 | 3064 |
| 130 shares of LEAR CORP LEA | 4646 | 5174 |
| 33 shares of LOCKHEED MARTIN CORP LMT | 2320 | 2670 |
| 267 shares of LOEWS CORP L | 7158 | 10053 |
| 92 shares of LORILLARD INC COMMON STOCK LO | 7352 | 10488 |
| 49 shares of LVMH MOET HENN UNSP LVMUY.PK | 1543 | 1377 |
| 295 shares of MERCK CO INC. MRK | 8238 | 11122 |
| 35 shares of MERCK KGAA U/ADR MKGAY.PK | 1041 | 1163 |
| 121 shares of MICROSOFT CORPORATION MSFT | 3569 | 3141 |
| 80 shares of MITSUBISHI ESTATE CO ADR MITEY.PK | 1254 | 1191 |
| 64 shares of MOBILE TELSYS OJSC MBT | 1000 | 940 |
| 24 shares of MONSANTO CO MON | 1826 | 1682 |
| 47 shares of MR PRICE GROUP LTD UNSPONSORED ADR MRZPY.PK | 943 | 931 |
| 87 shares of MRV ENGENHARIA SPONSORED ADR MRVNY.PK | 1201 | 1025 |
| 59 shares of NOVARTIS AG ADR NVS | 3053 | 3373 |
| 177 shares of OCCIDENTAL PETE CORP OXY | 7747 | 16584 |
| 62 shares of P P G IND PPG | 5274 | 5176 |
| 127 shares of PETROFAC LTD UNSPONS ADR POFCY.PK | 1295 | 1421 |
| 169 shares of PFIZER INC. PFE | 3060 | 3657 |
| 75 shares of PHILIP MORRIS INTL PM | 3221 | 5886 |
| 437 shares of PROGRESSIVE CORP OHIO PGR | 8216 | 8526 |
| 85 shares of PRUDENTIAL PLC SC PUK | 1632 | 1678 |
| 44 shares of PT TELEKOM. IND. TBK ADR TLK | 1521 | 1353 |
| 55 shares of REXAM PLC ADR REXMY.PK | 1543 | 1499 |
| 31 shares of ROGERS COMM CL B RCI | 1166 | 1194 |
| 42 shares of ROYAL DUTCH SHELL PLC RDS-A | 2398 | 3070 |
| 48 shares of RYANAIR HOLDINGS PLC-ADR COM RYAAY.PK | 1243 | 1337 |
| 89 shares of SAMPO OYJ UNSPONSORED ADR SAXPY.PK | 1216 | 1097 |
| 90 shares of SANOFI-AVENTIS SPONSORED ADR SNY | 3321 | 3289 |
| 50 shares of SAP AKTIENGESELL ADS SAP | 2543 | 2648 |
| 171 shares of SBERBANK SPONSORED ADR SBRCY.PK | 1829 | 1700 |
| 287 shares of SEALED AIR CP NEW SEE | 6712 | 4939 |
| 36 shares of STANDARD BANK GP UNSP/ADR SBGOY.PK | 1070 | 885 |
| 266 shares of SUMITOMO MITSUI FINCL GRP SMFG | 3014 | 1466 |
| 91 shares of SWEDBANK AB S/ADR SWDBY.PK | 1156 | 1169 |
| 214 shares of TAIWAN SEMICONDUCTOR MFG CO LTD TSM | 2516 | 2763 |
| 197 shares of TAL INTERNATIONAL GROUP INC TAL | 5235 | 5672 |
| 43 shares of TECHNIP ADS TKPPY.PK | 944 | 1015 |
| 164 shares of TELSTRA CORPORATION TLSYY.PK | 2560 | 2796 |
| 179 shares of TENNECO INC TEN | 5243 | 5331 |
| 213 shares of TEXAS INSTRUMENTS INC. TXN | 5319 | 6200 |
| 124 shares of TIMKEN CO COM TKR | 5222 | 4800 |
| 51 shares of TOTAL FINA ELF S.A. TOT | 2866 | 2607 |
| 75 shares of TRANSATLANTIC HLDS TRH | 4441 | 4105 |
| 32 shares of TRANSOCEAN LTD. RIG | 3037 | 1228 |
| 112 shares of TULLOW OIL PLC ADR UK TUWOY.PK | 877 | 1204 |
| 54 shares of TURKCELL ILET NEW TKC | 559 | 635 |
| 181 shares of TURKIYE GARANTI BANK TKGBY.PK | 624 | 563 |
| 81 shares of UNILEVER PLC AMER UL | 2271 | 2715 |
| 74 shares of UNITED PARCEL SERVICE UPS | 5271 | 5416 |
| 73 shares of VALE SA VALE | 1882 | 1566 |
| 41 shares of VALEO SA SPONS ADR VLEEY.PK | 932 | 811 |
| 118 shares of WAL-MART STORES INC. WMT | 6184 | 7052 |
| 84 shares of WALT DISNEY HOLDINGS CO. DIS | 2738 | 3150 |
| 58 shares of WEICHAI POWER CO LTD WEICY.PK | 1024 | 1128 |
| 95 shares of WELLPOINT INC WLP | 5862 | 6294 |
| 612 shares of WELLS FARGO CO. WFC | 13145 | 16866 |
| 49 shares of WM MORRISON UNSPON ADR MRWSY.PK | 1155 | 1232 |
| 270 shares of WOLSELEY PLC ADR WOSYY.PK | 757 | 878 |
| 668 shares of XSTRATA PLC UNSP/ADR XSRAY.PK | 2115 | 1977 |
| 180 shares of YAHOO JAPAN CORP YAHOY.PK | 1733 | 1913 |
| 176 shares of YUM BRANDS INC YUM | 5833 | 10403 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 128295 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 129994 | USGovtSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 8494 | 8494 | |
| Bank Charges | 170 | 170 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Revenue And Expenses Per Books | 11 | RevenueAndExpensesPerBooks |
| Net Investment Income | 11 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $10,528 | Amount |
| Net Investment Income | 10528 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $700 | 0 | 0 | 0 |
| Excise Tax for 2010 | $691 | 0 | 0 | 0 |
| Foreign Tax Paid | $500 | 500 | 0 | 0 |
Comments