BANK ADMINISTRATION INSTITUTE: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- BANK ADMINISTRATION INSTITUTE (EIN 36-3330171)
- Tax period
- 2010-10-01 to 2011-09-30
- Filed
- 2012-05-02
- IRS object ID
- 201201239349301025
- Schema version
- 2010v3.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-02T17:07:31-05:00 | Timestamp |
| Tax Period End Date | 2011-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 175 W JACKSON BLVD STE 2000 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363330171 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK ADMINISTRATION INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BANK | NameControl |
| Phone | 3125534600 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 SOUTH LASALLE STREET SUITE 330 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60603 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | THOMAS DUBNICKA | Name |
| Title | CFO | Title |
| Date Signed | 2012-04-23 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAN ROMANO | Name |
| Phone | 3128560200 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
Doing Business As DoingBusinessAs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAI | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Deborah Bianucci | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 S LASALLE ST SUITE 3300 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60603 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 6958263 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.bai.org | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1984 | YearFormation |
| State Legal Domicile | IL | StateLegalDomicile |
| Activity Or Mission Description | BANK ADMINISTRATION INSTITUTE (BAI) IS ESTABLISHED TO ADVANCE EDUCATION IN THE FIELDS OF FINANCIAL SERVICES, BANKING AND RELATED AREAS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 19 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 18 | NbrIndependentVotingMembers |
| Total Nbr Employees | 111 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 321785 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 31968 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 4295223 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 4280671 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 376203 | InvestmentIncomePriorYear |
| Investment Income Current Year | 434565 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1317815 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1457072 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 5989241 | TotalRevenuePriorYear |
| Total Revenue Current Year | 6172308 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 3975438 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 4175232 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 4766794 | OtherExpensePriorYear |
| Other Expenses Current Year | 4820040 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 8742232 | TotalExpensesPriorYear |
| Total Expenses Current Year | 8995272 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -2752991 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -2822964 | RevenuesLessExpensesCY |
| Total Assets BOY | 16028434 | TotalAssetsBOY |
| Total Assets EOY | 15207139 | TotalAssetsEOY |
| Total Liabilities BOY | 14238980 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 13594459 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 1789454 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 1612680 | NetAssetsOrFundBalancesEOY |
| Mission Description | BANK ADMINISTRATION INSTITUTE (BAI) IS ESTABLISHED TO ADVANCE EDUCATION IN THE FIELDS OF FINANCIAL SERVICES, BANKING AND RELATED AREAS. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 7256400 | Expense |
| Revenue | 4191742 | Revenue |
| Description | THERE WERE OVER 9,000 ATTENDEES COVERING OVER 60 BAI EDUCATIONAL TRADE SHOWS, CONFERENCES, SEMINARS AND WEBINARS. THESE ACTIVITIES EDUCATE PARTICIPANTS ABOUT THE FINANCIAL SERVICES INDUSTRY. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 182546 | Expense |
| Revenue | 88929 | Revenue |
| Description | BAI PUBLICATIONS ASSIST IN EDUCATING INDIVIDUALS ON VARIOUS FINANCIAL TOPICS AND FINANCIAL SERVICES STRATEGIES. BAI PUBLICATIONS CONSIST OF BANKING STRATEGIES MAGAZINE AND VARIOUS NEWSLETTERS. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 7438946 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | false | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | false | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | false | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | true | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | false | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | true | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 45 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 111 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 19 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 18 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | THOMAS DUBNICKA | NamePerson |
| Telephone Number | 3126832378 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 S LASALLE STREET SUITE 3300 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60603 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (28 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| John H Freeman | ||||||||
| Chairman of the Board | 1.0 | X | X | 0 | 0 | 0 | ||
| Betty L Cowell | ||||||||
| Vice Chairman | 1.0 | X | X | 0 | 0 | 0 | ||
| Douglas K Freeman | ||||||||
| Counselor to the Board | 1.0 | X | X | 0 | 0 | 0 | ||
| Timothy P Moen | ||||||||
| Past Chairman | 1.0 | X | X | 0 | 0 | 0 | ||
| Scott M Peters | ||||||||
| Secretary | 1.0 | X | X | 0 | 0 | 0 | ||
| Lewis C Fischer | ||||||||
| Treasurer | 1.0 | X | X | 0 | 0 | 0 | ||
| Ulderico Calero | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Jon N Couture | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Rilla S Delorier | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Andrew J Harmening | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Mark J Hogan | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Charles G Kim | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Christopher J McComish | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Bruce D Murphy | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| David W Owen | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Harlan C Parish | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Steven S SaLoutos | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Michelle R Trolli | ||||||||
| Director-at-Large | 1.0 | X | 0 | 0 | 0 | |||
| Deborah Bianucci | ||||||||
| President & CEO | 20.0 | X | X | 196268 | 356445 | 36443 | ||
| Thomas Dubnicka | ||||||||
| Chief Financial Officer | 20.0 | X | 114856 | 208590 | 38837 | |||
| Ann Barcroft | ||||||||
| Chief Administrative Officer | 20.0 | 91883 | 166870 | 35010 | X | |||
| Dana Dolan | ||||||||
| Managing Director, Marketing | 40.0 | 230035 | 0 | 32914 | X | |||
| Anne Matsumoto | ||||||||
| Managing Director, Events | 40.0 | 176733 | 0 | 18694 | X | |||
| Eric Bingen | ||||||||
| Director Online Delivery | 20.0 | 50701 | 92079 | 20960 | X | |||
| Keith Harpelund | ||||||||
| National Sales Director | 40.0 | 130090 | 0 | 17476 | X | |||
| James McNeil | ||||||||
| Former Exec. Vice President | 40.0 | 281061 | 0 | 34224 | X | |||
| Clinton Swift | ||||||||
| Director, Content Development | 40.0 | 136095 | 0 | 18220 | X | |||
| Anne Simmons | ||||||||
| Managing Director, IT | 20.0 | 52895 | 96062 | 20010 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1460617 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 920046 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 272788 | TotalOtherCompensation |
| Number Individuals GT100 K | 16 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Total Contributions | 0 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| PROGRAMS AND CONFERENCES | 611600 | 4191742 | 4191742 | |
| PUBLICATIONS | 900004 | 88929 | 19140 | 69789 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 4280671 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 364197 | TotalRevenueColumn |
| Exclusion | $364,197 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 66485 | TotalRevenueColumn |
| Exclusion | $66,485 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 856323 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 785955 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 70368 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 70368 | TotalRevenueColumn |
| Exclusion | $70,368 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Unrelated Business RevenueUnrelatedBusinessRevenue | ExclusionExclusionAmount |
|---|---|---|---|---|
| SPONSORSHIP REVENUE | 541800 | 1214084 | 78650 | $1,135,434 |
| WEBCAST REVENUES | 900004 | 173346 | 173346 | |
| MISCELLANEOUS REVENUE | 900099 | 3157 | $3,157 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1390587 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 6172308 | TotalRevenueColumn |
| Related Or Exempt Function Income | 4210882 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 321785 | UnrelatedBusinessRevenue |
| Exclusion | $1,639,641 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1572070 | Total |
| Program Services | 1168452 | ProgramServices |
| Management And General | 403618 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2211809 | Total |
| Program Services | 1651624 | ProgramServices |
| Management And General | 560185 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | -14590 | Total |
| Program Services | -10248 | ProgramServices |
| Management And General | -4342 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 159266 | Total |
| Program Services | 124571 | ProgramServices |
| Management And General | 34695 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 246677 | Total |
| Program Services | 173261 | ProgramServices |
| Management And General | 73416 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | -22450 | Total |
| Program Services | -15643 | ProgramServices |
| Management And General | -6807 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 87261 | Total |
| Program Services | 73041 | ProgramServices |
| Management And General | 14220 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 26407 | Total |
| Management And General | 26407 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 507121 | Total |
| Program Services | 461379 | ProgramServices |
| Management And General | 45742 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 701321 | Total |
| Program Services | 698815 | ProgramServices |
| Management And General | 2506 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 446605 | Total |
| Program Services | 413820 | ProgramServices |
| Management And General | 32785 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 171524 | Total |
| Program Services | 148737 | ProgramServices |
| Management And General | 22787 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3800 | Total |
| Program Services | 3800 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 384584 | Total |
| Program Services | 270271 | ProgramServices |
| Management And General | 114313 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 264334 | Total |
| Program Services | 183144 | ProgramServices |
| Management And General | 81190 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1781223 | Total |
| Program Services | 1770391 | ProgramServices |
| Management And General | 10832 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 152182 | Total |
| Program Services | 106890 | ProgramServices |
| Management And General | 45292 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 42627 | Total |
| Management And General | 42627 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| EMPLOYEE ACTIVITY EXPENSES | 69968 | 23944 | 46024 |
| LIST RENTAL FEES | 40043 | 40043 | |
| DUES AND SUBSCRIPTIONS | 18608 | 14242 | 4366 |
| VARIABLE RESOURCES | 77395 | 77395 | |
| TAXES, FEES, AND LICENSES | 61379 | 61017 | 362 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6108 | Total |
| Management And General | 6108 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8995272 | Total |
| Program Services | 7438946 | ProgramServices |
| Management And General | 1556326 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 195 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2198137 | BOY |
| EOY | 3523562 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 51069 | BOY |
| EOY | 151712 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1555020 | BOY |
| EOY | 1720093 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1937418 | BOY |
| EOY | 1519775 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 1731451 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1286548 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 544587 | BOY |
| EOY | 444903 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 250041 | BOY |
| EOY | 224809 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9492162 | BOY |
| EOY | 7622090 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16028434 | BOY |
| EOY | 15207139 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2016134 | BOY |
| EOY | 1969081 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3334338 | BOY |
| EOY | 4463057 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7425000 | BOY |
| EOY | 5775000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1463508 | BOY |
| EOY | 1387321 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14238980 | BOY |
| EOY | 13594459 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1789454 | BOY |
| EOY | 1612680 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1789454 | BOY |
| EOY | 1612680 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16028434 | BOY |
| EOY | 15207139 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | -2822964 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 2646190 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 2557520 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2756935 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 2189314 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1131738 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1214084 | CurrentTaxYear |
| Total | 9849591 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 13227365 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 12310135 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7120685 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 4141751 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4211782 | CurrentTaxYear |
| Total | 41011718 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 15784885 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 15067070 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9309999 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 5273489 | CurrentTaxYearMinus1Year |
| Current Tax Year | 5425866 | CurrentTaxYear |
| Total | 50861309 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 50861309 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1673481 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 461194 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 394846 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 391325 | CurrentTaxYearMinus1Year |
| Current Tax Year | 430682 | CurrentTaxYear |
| Total | 3351528 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1673481 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 461194 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 394846 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 391325 | CurrentTaxYearMinus1Year |
| Current Tax Year | 430682 | CurrentTaxYear |
| Total | 3351528 | Total |
Net Income From Other UBI NetIncomeFromOtherUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 39357 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 92527 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 29382 | CurrentTaxYearMinus1Year |
| Current Tax Year | 321785 | CurrentTaxYear |
| Total | 483051 | Total |
Other Income509 OtherIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 101949 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 15885 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 53428 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 93520 | CurrentTaxYearMinus1Year |
| Current Tax Year | 3157 | CurrentTaxYear |
| Total | 267939 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 17560315 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 15583506 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9850800 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 5787716 | CurrentTaxYearMinus1Year |
| Current Tax Year | 6181490 | CurrentTaxYear |
| Total | 54963827 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.92536 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.92327 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.06098 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.07038 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
| General Explanation | The amounts reported on Schedule A, Part III, Line 1 represent qualified sponsorship payments received by BAI. | GeneralExplanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Land | Land | |
| Buildings | Buildings |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 104793 | OtherCostOrOtherBasis |
| Depreciation | 24257 | Depreciation |
| Book Value | 80536 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1626658 | OtherCostOrOtherBasis |
| Depreciation | 1262291 | Depreciation |
| Book Value | 364367 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Land Buildings | OtherLandBuildings | |
| Total Of Book Value Land Buildings | 444903 | TotalOfBookValueLandBuildings |
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DUE FROM BAI CENTER | Description |
| Book Value | 7622090 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 7622090 | TotalBookValueOtherAssets |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| RETIREMENT LIABILITIES | $426,964 |
| DEFERRED COMPENSATION | $224,809 |
| SWAP AGREEMENT | $224,407 |
| LEASE LIABILITY | $511,141 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 1387321 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | FORM 990, SCHEDULE D - PART X | Identifier |
| Return Reference | ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 | ReturnReference |
| Explanation | The organization implemented FIN-48 in a prior tax year and the footnote in the audited financial statements for the first year of implementation was as follows: The Institute adopted the provisions of ASC 740-10-25-6, "Accounting for Uncertainty in Income Taxes" as of October 1, 2009. ASC 740-10-25-6 clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. It also states that the tax benefits from an uncertain tax position can be recognized in the financial statements only if the position is more likely than not to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The tax years ending 2008, 2009 and 2010 are still open to audit for both Federal and state purposes. The adoption of ASC 740-10-25-6 did not have any impact on the Institute's financial statements. BAI and BAI Center have received favorable determination letters from the Internal Revenue Service as exempt organizations under Sections 501(c)(3) and (6), respectively, of the Internal Revenue Code of 1986. Certain income derived from BAI's publications and webcasts are considered to be unrelated business income and is, therefore, subject to Federal and state taxes. As unrelated business income exceeded unrelated business expense, taxes are payable for the year ended September 30, 2011. For the year ended September 30, 2010 unrelated business expenses exceeded business income, and therefore, no taxes were payable. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | true | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | true | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | true | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | true | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (9 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Deborah Bianucci | |||||||||||||
| 118925 | 215981 | 66920 | 121535 | 10423 | 18929 | 7830 | 14220 | 5111 | 9282 | 209209 | 379947 | 0 | 0 |
| Thomas Dubnicka | |||||||||||||
| 80158 | 145575 | 33776 | 61341 | 922 | 1674 | 7830 | 14220 | 5961 | 10826 | 128647 | 233636 | 0 | 0 |
| Ann Barcroft | |||||||||||||
| 67755 | 123051 | 23328 | 42366 | 800 | 1453 | 7830 | 14220 | 4602 | 8358 | 104315 | 189448 | 0 | 0 |
| Dana Dolan | |||||||||||||
| 193113 | 0 | 34678 | 0 | 2244 | 0 | 18458 | 0 | 14456 | 0 | 262949 | 0 | 0 | 0 |
| Anne Matsumoto | |||||||||||||
| 154270 | 0 | 19889 | 0 | 2574 | 0 | 11944 | 0 | 6750 | 0 | 195427 | 0 | 0 | 0 |
| Eric Bingen | |||||||||||||
| 45805 | 83187 | 4284 | 7780 | 612 | 1112 | 4530 | 8227 | 2913 | 5290 | 58144 | 105596 | 0 | 0 |
| James McNeil | |||||||||||||
| 176226 | 0 | 26932 | 0 | 77903 | 0 | 11250 | 0 | 22974 | 0 | 315285 | 0 | 0 | 0 |
| Clinton Swift | |||||||||||||
| 122970 | 0 | 7514 | 0 | 5611 | 0 | 11258 | 0 | 6962 | 0 | 154315 | 0 | 0 | 0 |
| Anne Simmons | |||||||||||||
| 46079 | 83684 | 5798 | 10530 | 1018 | 1848 | 4499 | 8171 | 2606 | 4734 | 60000 | 108967 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| FORM 990, SCHEDULE J, PART 1, LINE 1A | Executive Management Team Members -- first-class travel only -- on business travel flights of two (2) hours or more in duration, executive team management members may purchase and be reimbursed for airline upgrade coupons to be used in conjunction with an existing coach class ticket. BOD Members -- first-class travel or companion travel -- will reimburse first class airfare to and from Board Meetings for each member. Alternatively, BAI will reimburse the cost for two round trip coach class tickets for the Board member and companion, provided that the total cost of the two coach tickets does not exceed the cost of one round trip first class ticket. BAI issues a 1099 to each Board member where BAI pays for or reimburses more than $599 in a calendar year for companion expenses. |
| FORM 990, SCHEDULE J, PART 1, LINE 5 | The organization offers all employees an opportunity to earn variable incentive compensation. Each fiscal year goals are established for the organization, groups and individuals through strategic and performance planning. Incentive awards are calculated at the close of each fiscal year based on the achievement of approved goals. |
| FORM 990, SCHEDULE J, PART 1, LINE 6 | The organization offers all employees an opportunity to earn variable incentive compensation. Each fiscal year goals are established for the organization, groups and individuals through strategic and performance planning. Incentive awards are calculated at the close of each fiscal year based on the achievement of approved goals. |
Schedule L IRS990ScheduleL
Loan Table LoanTable (2 entries)
| Purpose Of LoanPurposeOfLoan | Loan From OrganizationLoanFromOrganization | Original PrincipalOriginalPrincipalAmount | Balance DueBalanceDue | DefaultDefault | Approved By BoardApprovedByBoard | Written AgreementWrittenAgreement |
|---|---|---|---|---|---|---|
| THOMAS P JOHNSON JR | ||||||
| DEFERRED COMP. PLAN | X | $1,346,597 | 1202818 | false | true | true |
| DONALD F BARTOO | ||||||
| DEFERRED COMP. PLAN | X | $578,954 | 517275 | false | true | true |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 1720093 | TotalBalanceDue |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (11 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | BAI is an educational organization serving the financial services industry. Its Board members are all employees of financial organizations which utilize BAI's educational resources. The employers of its Board members do business with each other on a daily basis in the ordinary course of business (e.g., each bank clears checks from the other banks). | |
| FORM 990, PART VI, SECTION B, LINE 11 | The organization sends the tax return to each voting member of the organization's BOD Executive Committee in electronic form prior to its filing with the IRS. The BOD members will conduct a review of the Form 990 (including required schedules) and will have the opportunity to ask questions and make comments. Any final changes are incorporated into the return before the final draft is filed with the IRS. | |
| FORM 990, PART VI, SECTION B, LINE 12C | BAI's conflict of interest policy covers all Board of Director members and employees. For Board of Director members, an interested person must disclose the existence of the financial interest by giving the opportunity to disclose all material facts to the directors and member of committee with governing board delegated posers considering the proposed transaction or arrangement. The remaining board or committee members shall decide if a conflict of interest exists. For Employees, an interested person must notify Human Resources as soon as such a potential conflict arises. For Board of Director members, after disclosure of the financial interest and all material facts, and after any discussion with the interested person, he/she shall leave the governing board or committee meeting while the determination of a conflict of interest is discussed and voted upon. For Employees, Human Resources reviews the conflicts. | |
| FORM 990, PART VI, SECTION B, LINE 15 | Each year, BAI hires an outside HR consulting firm to benchmark executive compensation using data from a number of published salary surveys. The HR Committee of the BAI Board of Directors considers this benchmarking data, the compensation reported on Form 990 for chief executives of comparable financial services trade organizations, the economic environment and BAI business conditions when making compensation decisions. The HR Committee also receives an annual disclosure of total compensation for all officers, including a three-year compensation history. The HR Committee approves officer compensation and they recommend CEO compensation to the full Board of Directors for their approval. | |
| FORM 990, PART VI, SECTION C, LINE 19 | BANK ADMINISTRATION INSTITUTE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. | |
| FORM 990, PART XI, LINE 5 | OTHER CHANGES IN NET ASSETS OR FUND BALANCES CONSIST OF: UNREALIZED GAIN/LOSS - $2,801,636 PENSION-RELATED CHANGE - ($155,446) | |
| HOURS DEVOTED FOR RELATED ORGANIZATION | NAME:Deborah Bianucci TITLE:President & CEO HOURS:20 | FORM 990 PART VII |
| HOURS DEVOTED FOR RELATED ORGANIZATION | NAME:Thomas Dubnicka TITLE:Chief Financial Officer HOURS:20 | FORM 990 PART VII |
| HOURS DEVOTED FOR RELATED ORGANIZATION | NAME:Ann Barcroft TITLE:Chief Administrative Officer HOURS:20 | FORM 990 PART VII |
| HOURS DEVOTED FOR RELATED ORGANIZATION | NAME:Eric Bingen TITLE:Director Online Delivery HOURS:20 | FORM 990 PART VII |
| HOURS DEVOTED FOR RELATED ORGANIZATION | NAME:Anne Simmons TITLE:Managing Director, IT HOURS:20 | FORM 990 PART VII |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAI Center | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 S LaSalle Street | AddressLine1 |
| City | Chicago | City |
| State | IL | State |
| ZIP Code | 60603 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 362026204 | EIN |
| Primary Activities | MEMBERSHIP | PrimaryActivities |
| Legal Domicile State | IL | LegalDomicileState |
| Exempt Code Section | 501(c)(6) | ExemptCodeSection |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAI | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| BAI Center | |
| R | 5775000 |
| BAI Center | |
| P | 1847090 |
Comments