WISCONSIN ALUMNI RESEARCH FOUNDATION: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- WISCONSIN ALUMNI RESEARCH FOUNDATION (EIN 39-0833612)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-03-22
- IRS object ID
- 201200829349300115
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-03-22T10:03:08-05:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY & PULLEN LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8040 EXCELSIOR DR STE 300 | AddressLine1 |
| City | MADISON | City |
| State | WI | State |
| ZIP Code | 53717 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 390833612 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WISCONSIN ALUMNI RESEARCH FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WISC | NameControl |
| Phone | 6082632500 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 614 WALNUT STREET 13TH FLOOR | AddressLine1 |
| City | MADISON | City |
| State | WI | State |
| ZIP Code | 53726 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEVEN MIXTACKI | Name |
| Title | CFO/COO | Title |
| Phone | 6082632500 | Phone |
| Date Signed | 2012-03-21 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES G GRAHAM | Name |
| Phone | 6088333361 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | STEVEN MIXTACKI | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 614 WALNUT STREET 13TH FLOOR | AddressLine1 |
| City | MADISON | City |
| State | WI | State |
| ZIP Code | 53726 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 378383880 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.WARF.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1925 | YearFormation |
| State Legal Domicile | WI | StateLegalDomicile |
| Activity Or Mission Description | TO PROVIDE THE MARGIN OF EXCELLENCE THE UNIVERSITY OF WISCONSIN - MADISON NEEDS TO FULFULL ITS ROLE AS A TWENTY-FIRST CENTURY LEADER IN RESEARCH, DISCOVERY AND INNOVATION.ALSO PROMOTE, ENCOURAGE, AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT THE UNIVERSITY OF WISCONSIN - MADISON AND THE MORGRIDGE INSTITUTE FOR RESEARCH BY:-HELPING TO COMMERCIALIZE THE TECHNOLOGY ARISING FROM THAT RESEARCH FOR THE BENEFIT OF HUMANKIND-INVESTING THE PROCEEDS OF THE COMMERCIALIZATION EFFORTS AND USE THE ADDED VALUE FROM OUR INVESTMENTS TO PROMOTE, ENCOURAGE, AND AID FURTHER SCIENTIFIC INVESTATION AND RESEARCH AT AND WITHIN THE UNIVERSITY OF WISCONSIN - MADISON AND THE MORGRIDGE INSTITUTE FOR RESEARCH. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 17 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 16 | NbrIndependentVotingMembers |
| Total Nbr Employees | 114 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -282552 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 2500000 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 50978372 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 164254673 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 56126074 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 329932491 | InvestmentIncomePriorYear |
| Investment Income Current Year | 266202626 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 111160 | OtherRevenuePriorYear |
| Other Revenue Current Year | 5076808 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 496798324 | TotalRevenuePriorYear |
| Total Revenue Current Year | 378383880 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 89227407 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 67754998 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 9560631 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 11323760 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 57364982 | OtherExpensePriorYear |
| Other Expenses Current Year | 39681851 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 156153020 | TotalExpensesPriorYear |
| Total Expenses Current Year | 118760609 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 340645304 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 259623271 | RevenuesLessExpensesCY |
| Total Assets BOY | 2198630744 | TotalAssetsBOY |
| Total Assets EOY | 2516480610 | TotalAssetsEOY |
| Total Liabilities BOY | 547077137 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 481777600 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 1651553607 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 2034703010 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | SEE PART I, LINE 1 | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 87692692 | Expense |
| Grants | 52179966 | Grants |
| Revenue | 56129921 | Revenue |
| Description | DIRECT FISCAL 2010-11 GRANTS OF $52,179,966 WERE MADE TO THE UNIVERSITY OF WISCONSIN - MADISON. THE DIRECT GRANTS SUPPORTED 52 NAMED PROFESSORSHIPS, 8 NEW KELLETT MID-CAREER FELLOWSHIPS AND 6 NEW ROMNES FACULTY FELLOWSHIPS BRINGING THE TOTAL OF SUCH FELLOWSHIPS TO 157 DURING THE YEAR. FOUNDATION FUNDS SUPPORTED 1,500 RESEARCH PROJECTS AT THE UNIVERSITY DURING THE YEAR. IN ADDITION, 145 WARF GRADUATE FELLOWSHIPS WERE WHOLLY OR PARTIALLY FUNDED BY THE FOUNDATION DURING 2010-11. THE FOUNDATION THROUGH THE ENDOWMENT FOR EXCELLENCE FUNDED 47 INTERDISCIPLINARY FACULTY MEMBERS IN THE FOLLOWING AREAS; AGROECOLOGY, AFRICAN DISPORA, CHEMICAL BIOLOGY, CHEMISTRY, COGNITIVE SCIENCE, COMPUTATIONAL SCIENCES, COMPUTER ENGINEERING, COSMOLOGY, DISABILITY STUDIES, ENERGY SOURCES/POLICY, FOOD SAFETY, FUNCTIONAL ORGANIC MATERIALS, LAND USE, MATERIALS DESIGN, MATHEMATICAL PHYSICS, MINIMALLY INVASIVE MEDICAL TECHNIQUES, MOLECULAR BIOMETRY, NEURODEGENERATIVE DISEASES, STEM CELL AND REGENERATIVE MEDICINE, STRUCTURAL BIOLOGY, SYMBIOSIS, SYSTEMS BIOLOGY, VITAMIN D AND WOMEN'S HEALTH.THE PATENT AND LICENSING FUNCTION PRODUCED THE FOLLOWING RESULTS DURING THE YEAR: THE UNIVERSITY OF MADISON DISCLOSED 309 INVENTIONS TO THE WISCONSIN ALUMNI RESEARCH FOUNDATION. THE FOUNDATION FILED 214 U.S. PATENTS AND 250 FOREIGN PATENT APPLICATIONS ON BEHALF OF THE UNIVERSITY OF WISCONSIN. DURING THE 2010-11 FISCAL YEAR 151 U.S. PATENTS AND 183 FOREIGN PATENTS WERE GRANTED TO THE FOUNDATION BY THE RESPECTIVE PATENT OFFICES.UNDER FEDERAL LAW (I.E. THE BAYH DOLE ACT) UNIVERSITIES OR THEIR 501(C)(3) PATENT MANAGEMENT ORGANIZATIONS HAVE THE RIGHT TO TAKE TITLE TO INVENTIONS MADE IN THE COURSE OF UNIVERSITY RESEARCH FUNDED IN WHOLE OR IN PART BY AN AGENCY OF THE FEDERAL GOVERNMENT. THE UNIVERSITY OF WISCONSIN - MADISON HAS DELEGATED THIS RIGHT TO WARF. WARF IS THE DESIGNATED PATENT MANAGEMENT ORGANIZATION FOR THE UNIVERSITY OF WISCONSIN- MADISON AND IN THAT ROLE WARF EXERCISES THE UNIVERSITY'S RIGHTS AND OBLIGATIONS UNDER THE BAYH DOLE ACT. DURING FISCAL YEAR 2010-11, 56 LICENSES AND OPTIONS AGREEMENTS WERE CONCLUDED WITH INDUSTRIAL FIRMS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 15575032 | Expense |
| Grants | 15575032 | Grants |
| Description | THE MORGRIDGE INSTITUTE FOR RESEARCH WAS ESTABLISHED ON NOVEMBER 24, 2006 TO SUPPORT MEDICAL RESEARCH AND EDUCATION AT THE UNIVERSITY OF WISCONSIN-MADISON IN CONJUNCTION WITH THE UNIVERSITY OF WISCONSIN HOSPITALS AND CLINICS AUTHORITY. THE PRIMARY PURPOSES FOR THE INSTITUTE ARE AS FOLLOWS:1) COLLABORATION - SPARK RESEARCH COLLABORATIONS ACROSS THE SCIENCES AND THE UW-HOSPITAL THAT ACCELERATE BREAKTHROUGH DISCOVERIES TO IMPROVE HUMAN HEALTH.2) INTERACTION - FOSTER INTERACTION BETWEEN PUBLIC AND PRIVATE RESEARCH THAT BREAKS DOWN BARRIERS BETWEEN RESEARCHERS, LABS AND SCIENTIFIC DISCIPLINES.3) COMMUNITY - DEVELOP VIBRANT PUBLIC SPACE ON THE CAMPUS OF THE UNIVERSITY OF WISCONSIN- MADISON THAT BUILDS COMMUNITY AND ENGAGES THE PUBLIC IN THE SCIENCES AND HUMANITIES.DURING FISCAL 2010-11, THE MORGRIDGE INSTITUTE FOR RESEARCH MAINTAINED THE FOLLOWING PROGRAMS:REGENERATIVE BIOLOGY:- TO UNDERSTAND AND IDENTIFY THE GENOMICS OF THE HUMAN EMBRYONIC STEM CELL- TO CREATE PHYSIOLOGICALLY STABLE, SAFE, AND FUNCTIONAL CELLS TO REPAIR OR REPLACE DISEASED CELLS IN HUMANSEDUCATION RESEARCH:- SEEK TO IMPROVE PUBLIC UNDERSTANDING OF KEY CONCEPTS IN SCIENCE, BIOMEDICINE, AND HEALTHCARE BY BECOMING A "GO-TO" PLACE FOR GAMES AND SIMULATION-BASED LEARNING RESOURCES IN THE BIOMEDICAL AND HEALTH SCIENCESMEDICAL DEVICE:- DEVELOP AN UNDERSTANDING OF MEDICAL PROBLEMS THAT CAN POTENTIALLY BE HELPED WITH MEDICAL DEVICES- INVENT, DESIGN, BUILD, ENHANCE, AND TEST MEDICAL DEVICES- MAKE THE TRANSLATION OF MEDICAL DEVICES TO THE CLINIC MORE EFFICIENT, EFFECTIVE, AND SAFEVIROLOGY:- ADVANCE PRACTICAL UNDERSTANDING, PREVENTION, AND TREATMENT OF VIRUSES AND THEIR DISEASES- ENHANCE UNDERSTANDING OF THE BIOLOGY OF HEALTHY CELLS AND TISSUES- DEVELOP NEW TOOLS DERIVED FROM VIRUSES FOR USE IN BIOTECHNOLOGY, NANOTECHNOLOGY, AND MEDICINE PHARMACEUTICAL INFORMATICS:- DEVELOP A NETWORK OF FUNDAMENTAL RESEARCH PROJECTS IN COMPUTATIONAL CHEMISTRY AND COMPUTATIONAL BIOLOGY- DEVELOP COMPOUNDS THAT ARE SAFE AND VIABLE THAT SOLVE DISEASE MODELS- EXPAND THE CHEMICAL LIBRARY THROUGH PETASCALE COMPUTATIONAL CHEMISTRY- DEVELOP NEW ECONOMIC MODELS FOR ALLIANCES BETWEEN INDUSTRY AND UNIVERSITIESOUTREACH EXPERIENCES:- MAKE THE SCIENCE TAKING PLACE AT THE MORGRIDGE INSTITUTE ACCESSIBLE, EXCITING AND RELEVANT TO STUDENTS OF ALL AGES AND ALL WALKS OF LIFE- ASSIST THE MORGRIDGE EDUCATION RESEARCH CHALLENGE AREA IN DEVELOPING CONTENT FOR ITS DIGITAL LEARNING PLATFORMS- CREATE MATERIAL AND HANDS-ON INTERFACES RELATED TO MORGRIDGE RESEARCH FOR THE INFORMAL LEARNING ENVIRONMENT IN THE TOWN CENTER AT THE WISCONSIN INSTITUTES FOR DISCOVERY | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | WICELL'S PRIMARY PURPOSE IS TO SUPPORT HUMAN EMBRYONIC STEM CELL RESEARCH AT THE UNIVERSITY OF WISCONSIN - MADISON; PROVIDE SCIENTIFIC RESEARCH AND INVESTIGATION INTO THE CULTURE, DEVELOPMENT AND DIFFERENTIATION OF HUMAN AND ANIMAL EMBRYONIC STEM CELLS; DISTRIBUTE CELLS; TEACH SCIENTISTS HOW TO SUCCESSFULLY CULTURE THE CELLS; EDUCATE THE GENERAL PUBLIC ABOUT THE SCIENCE; LICENSE THE TECHNOLOGY TO OTHER QUALIFIED RESEARCH ORGANIZATIONS TO PROMOTE ADDITIONAL SCIENTIFIC RESEARCH IN THIS AREA. WICELL DISTRIBUTES HUMAN AND ANIMAL EMBRYONIC STEM CELLS AND LICENSES THE RELATED TECHNOLOGY ONLY TO QUALIFIED RESEARCH ORGANIZATIONS WHICH COMMIT TO CARRY ON SUCH RESEARCH IN AN ETHICAL MANNER.THE SCIENTIFIC RESEARCH CARRIED OUT BY WICELL AND OTHERS WHO ACQUIRE CELLS AND THE RIGHT TO USE THE RELATED TECHNOLOGY HAVE AS THEIR OBJECTIVE THE EVENTUAL, USE OF CELLS TO TREAT OR PREVENT DISEASE AND TO ENABLE DEFECTIVE OR INJURED BODY PARTS OR SYSTEMS TO BE REPAIRED OR REPLACED, AS WELL AS TO UNDERSTAND EARLY HUMAN DEVELOPMENT.WICELL LABORATORY OPERATIONS ARE LOCATED IN THREE SEPARATE FACILITIES: 1) THE SPRING STREET LABORATORY LOCATED NEAR THE UW-MADISON CAMPUS PROVIDES CORE SUPPORT TO NUMEROUS STEM CELL RESEARCH ACTIVITIES. 2) A LABORATORY LOCATED AT THE UW RESEARCH PARK IN MADISON, WISCONSIN IS USED FOR CELL DISTRIBUTION AND TEACHING ACTIVITIES INVOLVING FEDERALLY APPROVED LINES. 3) ANOTHER LABORATORY, ALSO LOCATED AT THE UW RESEARCH PARK IS USED TO DERIVE AND CHARACTERIZE NEW, NON-FEDERALLY APPROVED, CELL LINES.DURING FISCAL YEAR 2010-11 WICELL DISTRIBUTED 341 HUMAN CELL LINES TO COMMERCIAL AND ACADEMIC RESEARCH LABORATORIES BRINGING THE TOTAL CELL LINES DISTRIBUTED TO DATE TO 2,195.WICELL OPERATES ITS RESEARCH FACILITIES WITH 25 SCIENTISTS AND RESEARCH TECHNICIANS. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | THE WISYS TECHNOLOGY FOUNDATION WAS ESTABLISHED IN MARCH 2000 TO PROVIDE TECHNOLOGY TRANSFER SERVICE FOR THE UNIVERSITY OF WISCONSIN CAMPUSES EXCLUDING THE UNIVERSITY OF WISCONSIN-MADISON. THE MISSION OF WISYS IS TO PROVIDE PROTECTION FOR TECHNOLOGY THROUGH PATENTS OR OTHER METHODS, FOR THE UW SYSTEM FACULTY'S DISCOVERIES AND TO NEGOTIATE LICENSE AGREEMENTS THAT ENABLE INDUSTRY TO COMMERCIALIZE INVENTIONS FROM UW SYSTEMS' INSTITUTIONS.DURING FISCAL YEAR 2010-11 WISYS REVIEWED 32 NEW INVENTION DISCLOSURES RECEIVED FROM UW-SYSTEM FACULTY AND ACCEPTED 5 OF THE DISCLOSURES FOR FURTHER STUDY AND PATENTING. DURING FISCAL 2010-11, WISYS APPLIED FOR 21 U.S. PATENTS AND DERIVATIVES. IN ADDITION, WISYS RECEIVED 5 U.S. ISSUED PATENTS AND 4 FOREIGN ISSUED PATENTS. WISYS COMPLETED 3 NEW LICENSE AND OPTIONS AGREEMENTS AND 4 NEW MATERIAL TRANSFER AGREEMENTS. WISYS OPERATES ITS OFFICES LOCATED AT 614 WALNUT STREET, MADISON, WISCONSIN WITH 5 EMPLOYEES. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 103267724 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 772 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 114 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 17 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 16 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEVEN MIXTACKI | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6082611954 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 614 WALNUT STREET 13TH FLOOR | AddressLine1 |
| City | MADISON | City |
| State | WI | State |
| ZIP Code | 53726 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (26 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| CARL E GULBRANDSEN | |||||||||
| MANAGING DIRECTOR | 40.00 | X | X | 662771 | 25000 | 150271 | |||
| CAROL N SKORNICKA | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 0 | 0 | ||||
| CAROLYN MARTIN | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 0 | 0 | ||||
| DORIS MEISSNER | |||||||||
| TRUSTEE | 10.00 | X | 10000 | 0 | 0 | ||||
| ERNEST A MICEK | |||||||||
| TREASURER | 10.00 | X | X | 15000 | 5000 | 0 | |||
| GORDON F BRUNNER | |||||||||
| TRUSTEE | 10.00 | X | 20000 | 10000 | 0 | ||||
| JAN K VER HAGEN | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 10000 | 0 | ||||
| JOAN E SPERO | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 5000 | 0 | ||||
| JOHN P MORGRIDGE | |||||||||
| TRUSTEE | 10.00 | X | 0 | 0 | 0 | ||||
| JOHN ROWE | |||||||||
| PRESIDENT | 10.00 | X | X | 15000 | 5000 | 0 | |||
| KEITH R LOBO | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 0 | 0 | ||||
| LEE RAYMOND | |||||||||
| TRUSTEE | 10.00 | X | 0 | 0 | 0 | ||||
| NORMAN BOBINS | |||||||||
| TRUSTEE | 10.00 | X | 5000 | 0 | 0 | ||||
| PATRICIA LIPTON | |||||||||
| SECRETARY | 10.00 | X | X | 15000 | 5000 | 0 | |||
| PETER P TONG | |||||||||
| TRUSTEE | 10.00 | X | 17000 | 0 | 0 | ||||
| THOMAS F PYLE | |||||||||
| TRUSTEE | 10.00 | X | 15000 | 10000 | 0 | ||||
| WINSLOW L SARGRANT | |||||||||
| TRUSTEE | 10.00 | X | 10000 | 0 | 0 | ||||
| STEVE MIXTACKI | |||||||||
| CHIEF FINANCIAL OFFICER | 40.00 | X | 230356 | 0 | 82894 | ||||
| CARRIE THOME | |||||||||
| DIRECTOR OF INVESTMENTS | 40.00 | 419942 | 0 | 56931 | X | ||||
| MICHAEL FALK | |||||||||
| GENERAL COUNSEL/CHIEF OF STAFF | 40.00 | 284033 | 0 | 64870 | X | ||||
| ALAIN HUNG | |||||||||
| ASSOC DIR OF INVESTMENTS | 40.00 | 382831 | 0 | 80932 | X | ||||
| KATHI STANEK | |||||||||
| CONTROLLER MIR | 40.00 | 209881 | 0 | 56163 | X | ||||
| KENNETH LUTZ | |||||||||
| CONTROLLER WARF | 40.00 | 225388 | 0 | 231468 | X | ||||
| LAURA HEISLER | |||||||||
| DIRECT PROG DEVELOP'T | 40.00 | 154881 | 0 | 41506 | X | ||||
| STEPHANIE ADAMANY | |||||||||
| ASSOC GENERAL COUNSEL | 40.00 | 179798 | 0 | 43736 | X | ||||
| HOWARD BREMER | |||||||||
| PATENT CONSULTANT-FORMER | 10.00 | 112789 | 0 | 8257 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3059670 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 75000 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 817028 | TotalOtherCompensation |
| Number Individuals GT100 K | 29 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation | Address Line1AddressOfContractor/AddressForeign/AddressLine1 | CityAddressOfContractor/AddressForeign/City | Province Or StateAddressOfContractor/AddressForeign/ProvinceOrState | CountryAddressOfContractor/AddressForeign/Country |
|---|---|---|---|---|---|---|---|---|---|
| FINDORFFMORTENSON A JOINT VENTURE | |||||||||
| 300 S BEDFORD ST | MADISON | WI | 53703 | BUILDING CONSTRUCTION | 44974635 | ||||
| FINDORFF INC | |||||||||
| PO BOX 575 | MADISON | WI | 537010575 | BUILDING CONSTRUCTION | 6135301 | ||||
| QUARLES & BRADY LLP | |||||||||
| 411 E WISCONSIN AVE 2550 | MILWAUKEE | WI | 53202 | LEGAL SERVICES | 2748756 | ||||
| UIHLEIN & WILSON ARCHITECTS | |||||||||
| 322 E MICHIGAN ST STE 400 | MILWAUKEE | WI | 53202 | BUILDING DESIGN | 1725662 | ||||
| CPA GLOBAL LTD | |||||||||
| PATENT LEGAL/ANNUITY SERVICE | 1601516 | CASTLE ST | ST HEILER | CHANNEL ISLANDS | JE | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 37 | NumberOfContractorsGT100K |
| All Other Contributions | 50978372 | AllOtherContributions |
| Noncash Contributions | 507909 | NoncashContributions |
| Total Contributions | 50978372 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ROYALTIES | 900099 | 53210597 | 53210597 |
| LICENSING | 900099 | 2915477 | 2915477 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 56126074 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 15256289 | TotalRevenueColumn |
| Exclusion | $15,256,289 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1672961 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1672961 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1672961 | TotalRevenueColumn |
| Exclusion | $1,672,961 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 250946337 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 250946337 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 250946337 | TotalRevenueColumn |
| Exclusion | $250,946,337 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|---|
| MIR BLDG COSTS REIMBUR | 900099 | 1800000 | $1,800,000 | |
| MIR ADMIN REIMBURSEMEN | 900099 | 1600000 | $1,600,000 | |
| OTHER INCOME | 900099 | 3847 | 3847 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 3403847 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 378383880 | TotalRevenueColumn |
| Related Or Exempt Function Income | 56129921 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $271,275,587 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 67754998 | Total |
| Program Services | 67754998 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2437207 | Total |
| Program Services | 573974 | ProgramServices |
| Management And General | 1863233 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6583554 | Total |
| Program Services | 3169013 | ProgramServices |
| Management And General | 3414541 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1032560 | Total |
| Program Services | 503108 | ProgramServices |
| Management And General | 529452 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 830912 | Total |
| Program Services | 426583 | ProgramServices |
| Management And General | 404329 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 439527 | Total |
| Program Services | 238252 | ProgramServices |
| Management And General | 201275 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 198277 | Total |
| Management And General | 198277 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 896450 | Total |
| Program Services | 896450 | ProgramServices |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 221734 | Total |
| Program Services | 33634 | ProgramServices |
| Management And General | 188100 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 351485 | Total |
| Management And General | 351485 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5580917 | Total |
| Management And General | 5580917 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1611265 | Total |
| Program Services | 1378400 | ProgramServices |
| Management And General | 232865 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 351770 | Total |
| Program Services | 3680 | ProgramServices |
| Management And General | 348090 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 270250 | Total |
| Program Services | 116952 | ProgramServices |
| Management And General | 153298 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 623782 | Total |
| Program Services | 111826 | ProgramServices |
| Management And General | 511956 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11324369 | Total |
| Program Services | 11324369 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1243894 | Total |
| Program Services | 740679 | ProgramServices |
| Management And General | 503215 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 145211 | Total |
| Program Services | 73493 | ProgramServices |
| Management And General | 71718 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 200 | Total |
| Management And General | 200 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 96341 | Total |
| Program Services | 63746 | ProgramServices |
| Management And General | 32595 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3405189 | Total |
| Program Services | 3347488 | ProgramServices |
| Management And General | 57701 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3186656 | Total |
| Program Services | 2964326 | ProgramServices |
| Management And General | 222330 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 295463 | Total |
| Program Services | 80421 | ProgramServices |
| Management And General | 215042 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| DOMESTIC LEGAL/PATENTS | 3168857 | 3168857 |
| FOREIGN LEGAL/PATENTS | 2834504 | 2834504 |
| TECH COMMERCIAL ACCEL | 1400173 | 1400173 |
| FOREIGN PATENT MTC FEES | 1147687 | 1147687 |
| UW MADISON EVENT & PROG | 314801 | 314801 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1012576 | Total |
| Program Services | 600310 | ProgramServices |
| Management And General | 412266 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 118760609 | Total |
| Program Services | 103267724 | ProgramServices |
| Management And General | 15492885 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3634758 | BOY |
| EOY | 11815079 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8859464 | BOY |
| EOY | 732583 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1500000 | BOY |
| EOY | 50989417 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4429608 | BOY |
| EOY | 2763067 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 49445 | BOY |
| EOY | 225177 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 189588805 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 6037372 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 142681802 | BOY |
| EOY | 183551433 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 284453084 | BOY |
| EOY | 322047292 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1599138267 | BOY |
| EOY | 1847638058 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 153884316 | BOY |
| EOY | 96718504 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2198630744 | BOY |
| EOY | 2516480610 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13904581 | BOY |
| EOY | 5452485 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 244430347 | BOY |
| EOY | 245272446 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1147110 | BOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 160877563 | BOY |
| EOY | 160301655 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 126717536 | BOY |
| EOY | 70751014 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 547077137 | BOY |
| EOY | 481777600 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1568720607 | BOY |
| EOY | 1887069010 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 82833000 | BOY |
| EOY | 147634000 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1651553607 | BOY |
| EOY | 2034703010 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2198630744 | BOY |
| EOY | 2516480610 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 259623271 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 123526132 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Both | X | FinancialStatementBoth |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type3 Func Int | X | SupportingOrg509a3Type3FuncInt |
| Contrib By Controlling Individual | 0 | ContribByControllingIndividual |
| Contribution By Related Party | 0 | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | 0 | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF WISCONSIN-MADISON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 396006492 | EIN |
| Type Of Organization | 2 | TypeOfOrganization |
| Listed In Governing Doc | 1 | ListedInGoverningDoc |
| Supported Organization Notified | 1 | SupportedOrganizationNotified |
| Organized In US | 1 | OrganizedInUS |
| Amount | $52,179,966 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 1 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 52179966 | SumOfAmounts |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Limited Control Provisions Apply | X | LimitedControlProvisionsApply |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 351485 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 351485 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 99867724 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 100219209 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 386682 | CurrentYearMinus3 |
| Current Year Minus2 | 340584 | CurrentYearMinus2 |
| Current Year Minus1 | 235428 | CurrentYearMinus1 |
| Current Year | 351485 | CurrentYear |
| Total | 1314179 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 15340740 | OtherCostOrOtherBasis |
| Book Value | 15340740 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 148265775 | OtherCostOrOtherBasis |
| Depreciation | 1853307 | Depreciation |
| Book Value | 146412468 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 924429 | OtherCostOrOtherBasis |
| Depreciation | 683073 | Depreciation |
| Book Value | 241356 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 25028083 | OtherCostOrOtherBasis |
| Depreciation | 3500992 | Depreciation |
| Book Value | 21527091 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 29778 | OtherCostOrOtherBasis |
| Book Value | 29778 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 183551433 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (10 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| MONEY MARKET FUNDS | 311115744 | F |
| HEDGE FUNDS | 686431653 | F |
| INVESTMENT IN WICELL | 1997535 | F |
| INVESTMENT IN WISYS | 1011767 | F |
| FIXED INCOME | 566069907 | F |
| PRIVATE EQUITY - LTD PS | 213294446 | F |
| INVESTMENT IN MORGRIDGE | 37660436 | F |
| INVESTMENT IN WARF STARTUP COMPANIES | 17314010 | F |
| REVERSE PURCHASE AGREEMENTS | 5772863 | F |
| VENTURE CAPITAL PARTNERSHIPS | 6969697 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 1847638058 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ROYALTIES PAYABLE | $634,359 |
| DUE TO BROKER | $6,230,354 |
| SECURITIES LENDING CASH COLLATERAL OBLIGATION | $63,886,301 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 70751014 | TotalOfAmounts |
| Total Revenue | 378383880 | TotalRevenue |
| Total Expenses | 118760609 | TotalExpenses |
| Excess Or Deficit For Year | 259623271 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 117322544 | NetUnrealizedGLOnInvestments |
| Other | $6,203,588 | OtherAmount |
| Total Adjustments | 123526132 | TotalAdjustments |
| Excess Or Deficit Per FS | 383149403 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 428353493 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 117322544 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | 117322544 | RevenueNotRptdF990 |
| Revenue Subtotal | 311030949 | RevenueSubtotal |
| Other Revenues Not Included | 67352931 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 67352931 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 378383880 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 102385290 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 102385290 | ExpensesSubtotal |
| Other Expenses Not Included | 16375319 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 16375319 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 118760609 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | THE FOUNDATION, WICELL, WISYS, PROPERTIES, AND MORGRIDGE HAVE BEEN GRANTED AN EXEMPTION FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. UNDER THIS EXEMPTION, INCOME TAX IS PAID ONLY ON NET UNRELATED BUSINESS INCOME. THE ORGANIZATIONS ARE ALSO EXEMPT FROM WISCONSIN INCOME AND REAL ESTATE TAX. THE ORGANIZATION FOLLOWS THE GUIDANCE RELATIVE TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE ORGANIZATION AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE ORGANIZATION FILES FORMS 990 IN THE U.S. FEDERAL JURISDICTION AND THE STATE OF WISCONSIN. WITH FEW EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2008. |
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | ALLOCATION OF INVEST APPREC TO DEPT ROYALTY TRUSTS,UNIVERSITY & DONOR FUNDS -13,298,757. EQUITY GAIN IN SUBSIDIARIES -230,034. APPRECIATION IN DONOR DIRECTED FUNDS 16,091,065. CHANGE IN MINIMUM PENSION OBLIGATION 3,641,314. | |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | SHARED ROYALTIES NETTED AGAINST INCOME IN AUDIT 11,324,369. CONTRIBUTIONS INCLUDED IN TEMPORARILY RESTRICTED NET ASSETS 50,977,612. MISC EXPENSE NETTED AGAINST MISC INCOME 50,950. REIMBURSED EXPENSES FROM AFFILIATE NETTED AGAINST EXPENSES IN AUDIT 5,000,000. | |
| PART XIII, LINE 4B - OTHER ADJUSTMENTS: | SHARED ROYALTIES NETTED AGAINST EXPENSES IN AUDIT 11,324,369. MISC EXPENSE NETTED AGAINST MISC INCOME 50,950. REIMBURSED EXPENSES FROM AFFILIATE NETTED AGAINST EXPENSES IN AUDIT 5,000,000. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| UNIVERSITY OF WISCONSIN - MADISON | |||||||
| 1025 W JOHNSON ST | MADISON | WI | 53706 | 396006492 | 501(C)(3) | 52179966 | SEE PROGRAM SERVICE ACCOMPLISHMENTS; FORM 990, PART III, LINE 4A |
| MORGRIDGE INSTITUTE FOR RESEARCH | |||||||
| 330 N ORCHARD ST | MADISON | WI | 537151119 | 208325570 | 501(C)(3) | 15575032 | SEE PROGRAM SERVICE ACCOMPLISHMENTS; FORM 990, PART III, LINE 4D |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 2 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: 1) UW - THE UNIVERSITY PROVIDES WARF WITH AN ANNUAL SUMMARY OF GRANT EXPENDITURES THAT DETAILS HOW THE GRANT FUNDS WERE SPENT FROM THE PREVIOUS YEAR 2) MIR - WARF HAS ACCESS TO THE FINANCIAL STATEMENTS OF THE ORGANIZATION. ALSO, THE WARF MANAGING DIRECTOR CARL GULBRANDSEN SITS ON THE BOARD OR MIR. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (10 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CARL E GULBRANDSEN | |||||||||||||
| 462671 | 25000 | 200100 | 0 | 0 | 0 | 117911 | 0 | 32360 | 0 | 813042 | 25000 | 726856 | 25000 |
| STEVE MIXTACKI | |||||||||||||
| 214731 | 0 | 15625 | 0 | 0 | 0 | 66852 | 0 | 16042 | 0 | 313250 | 0 | 0 | 0 |
| CARRIE THOME | |||||||||||||
| 281394 | 0 | 138548 | 0 | 0 | 0 | 28092 | 0 | 28839 | 0 | 476873 | 0 | 405819 | 0 |
| MICHAEL FALK | |||||||||||||
| 248254 | 0 | 35779 | 0 | 0 | 0 | 38002 | 0 | 26868 | 0 | 348903 | 0 | 465440 | 0 |
| ALAIN HUNG | |||||||||||||
| 257377 | 0 | 125454 | 0 | 0 | 0 | 52631 | 0 | 28301 | 0 | 463763 | 0 | 183184 | 0 |
| KATHI STANEK | |||||||||||||
| 178631 | 0 | 31250 | 0 | 0 | 0 | 39778 | 0 | 16385 | 0 | 266044 | 0 | 0 | 0 |
| KENNETH LUTZ | |||||||||||||
| 195988 | 0 | 29400 | 0 | 0 | 0 | 205450 | 0 | 26018 | 0 | 456856 | 0 | 506666 | 0 |
| LAURA HEISLER | |||||||||||||
| 137330 | 0 | 17551 | 0 | 0 | 0 | 31187 | 0 | 10319 | 0 | 196387 | 0 | 193397 | 0 |
| STEPHANIE ADAMANY | |||||||||||||
| 158348 | 0 | 21450 | 0 | 0 | 0 | 18871 | 0 | 24865 | 0 | 223534 | 0 | 198516 | 0 |
| HOWARD BREMER | |||||||||||||
| 109149 | 0 | 3640 | 0 | 0 | 0 | 0 | 0 | 8257 | 0 | 121046 | 0 | 123402 | 0 |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY DEVELOPMENT AUTHORITY- CITY OF MADISON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 396006968 | IssuerEIN |
| Date Issued | 2009-12-17 | DateIssued |
| Issue Price | 161453470 | IssuePrice |
| Description Of Purpose | FOR CONSTRUCTING A RESEARCH FACILITY LOCATED ON THE CAMPUS OF UW-MADISON | DescriptionOfPurpose |
| Defeased | 0 | Defeased |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Pool Financing | 0 | PoolFinancing |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Proceeds | 161453470 | TotalProceeds |
| Issuance Costs From Proceeds | 2569756 | IssuanceCostsFromProceeds |
| Capital Expenditures | 151462411 | CapitalExpenditures |
| Amount Unspent | 7421303 | AmountUnspent |
| Year Of Subst Completion | 2010 | YearOfSubstCompletion |
| Current Refunding | 0 | CurrentRefunding |
| Advance Refunding | 0 | AdvanceRefunding |
| Final Allocation Made | 0 | FinalAllocationMade |
| Adequate Books And Recds Maintaind | 1 | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Owning Bond Financed Property | 0 | OwningBondFinancedProperty |
| Any Lease Arrangements | 1 | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | 0 | MngmentCntrctBondFinancdPrprty |
| Any Research Agreements | 1 | AnyResearchAgreements |
| Bond Counsel Routinely Engaged | 1 | BondCounselRoutinelyEngaged |
| Prcntge Prvt Business Use By Others | 0.00000 | PrcntgePrvtBusinessUseByOthers |
| Percentage Of Prvt Business Re UBI | 0.00000 | PercentageOfPrvtBusinessReUBI |
| Total Private Business Use | 0.00000 | TotalPrivateBusinessUse |
| Post Issuance Compliance Procdrs | 1 | PostIssuanceComplianceProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8038 T Filed | 0 | Form8038TFiled |
| Variable Rate Issue | 0 | VariableRateIssue |
| Hedge Identified In Books And Recds | 0 | HedgeIdentifiedInBooksAndRecds |
| Gross Proceeds Invested In GIC | 0 | GrossProceedsInvestedInGIC |
| Gross Proceeds Invested | 0 | GrossProceedsInvested |
| Exception To Rebate | 0 | ExceptionToRebate |
Form990 Schedule K Part V Form990ScheduleKPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCH K, PART III, #2 | Identifier |
| Return Reference | PRIVATE BUSINESS USE | ReturnReference |
| Explanation | ALTHOUGH THERE IS PRESENTLY NO PRIVATE BUSINESS USE OF THE BOND-FINANCED PROPERTY, A SIGNIFICANT PORTION OF THE PROPERTY IS CURRENTLY OCCUPIED BY THE MORGRIDGE INSTITUTE FOR RESEARCH, INC., A 501(C)(3) ORGANIZATION ("MORGRIDGE"). AS A MEDICAL RESEARCH ORGANIZATION THAT COLLABORATES WITH PRIVATE INDUSTRY IT IS POSSIBLE THAT SOME OF THE ACTIVITY ON THE PROPERTY COULD RESULT IN PRIVATE BUSINESS USE. HOWEVER, MORGRIDGE IS AWARE OF THE LIMITATIONS ON PRIVATE USE, AND PROCEDURES HAVE BEEN PUT IN PLACE FOR WARF AND MORGRIDGE TO TRACK PRIVATE USE TO ENSURE COMPLIANCE WITH BOND REQUIREMENTS. | Explanation |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 507909 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: | Identifier |
| Return Reference | PART I, COLUMN (B): | ReturnReference |
| Explanation | NUMBER OF ACTUAL CONTRIBUTORS | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | THE FORM 990 IS INITIALLY REVIEWED AND APPROVED BY THE CFO, CONTROLLER AND OTHER MEMBERS OF THE MANAGEMENT TEAM. AN ELECTRONIC COPY OF THE FINAL VERSION OF THE FORM 990 IS SUBSEQUENTLY PROVIDED TO THE BOARD OF TRUSTEES FOR REVIEW PRIOR TO FILING. | |
| THE WARF MANAGING DIRECTOR REQUIRES THAT THE TRUSTEES REVIEW THE CONFLICT OF INTEREST POLICY AND COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. WARF REVIEWS CONFLICT MATTERS AS DISCLOSED THROUGH THE ANNUAL DISCLOSURE AND ON A ROLLING BASIS AND CONSIDERS THEM IN THE MATTER PROSCRIBED IN ITS CONFLICT POLICY. A CONFLICT OF INTEREST COMMITTEE OF THE BOARD OF TRUSTEES ALSO MEETS AS APPROPRIATE TO CONSIDER CONFLICT SITUATIONS. ALL WARF EMPLOYEES SIGN A CONFLICT OF INTEREST AGREEMENT. THE AGREEMENT REQUIREMENTS ARE REVIEWED ANNUALLY AT AN EMPLOYEE MEETING. | FORM 990, PART VI, SECTION B, LINE 12C | |
| A) WARF RETAINS A MADISON, WISCONSIN-BASED INDEPENDENT HUMAN RESOURCES CONSULTING FIRM SPECIALIZING IN COMPENSATION ACTIVITIES TO REVIEW COMPENSATION FOR THE CEO, TOP MANAGEMENT, OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. THE CONSULTANT IS RETAINED BY AND REPORTS TO THE CHAIR OF THE SALARY AND FRINGE BENEFIT COMMITTEE AND TO THE TRUSTEE PRESIDENT. B) EACH YEAR IN MID AUGUST THE CONSULTANT PROVIDES COMPARATIVE COMPENSATION DATA TO THE TRUSTEE PRESIDENT AND THE SALARY AND FRINGE BENEFITS COMMITTEE. C) THE TRUSTEE PRESIDENT REVIEWS A WRITTEN SUMMARY OF EXECUTIVE ACCOMPLISHMENTS FOR THE FISCAL YEAR. THIS INFORMATION IS SHARED WITH THE SALARY AND FRINGE BENEFITS COMMITTEE AND WITH THE BOARD'S EXECUTIVE COMMITTEE. D) IN LATE AUGUST OR EARLY SEPTEMBER THE SALARY AND FRINGE BENEFITS COMMITTEE HOLDS A TELECONFERENCE TO DISCUSS THE GENERAL DIRECTION AND SCOPE/RANGE OF EXECUTIVE COMPENSATION. THE OUTSIDE CONSULTANT PARTICIPATES IN THE DISCUSSION. E) IN MID SEPTEMBER THE BOARD PRESIDENT AND THE CHAIR OF THE SALARY AND FRINGE BENEFIT COMMITTEE DISCUSS THE EXECUTIVE EVALUATION AND DETERMINE THE COMPENSATION ADJUSTMENT. F) THE SALARY AND FRINGE BENEFITS COMMITTEE REVIEWS THE RECOMMENDATION IN (E) ABOVE AND APPROVES FINAL COMPENSATION ADJUSTMENTS. G) THE CHAIRMAN OF THE SALARY AND FRINGE BENEFITS COMMITTEE REVIEWS THE COMPENSATION ADJUSTMENTS WITH THE FULL BOARD AT THE FALL TRUSTEE. H) THE OUTSIDE CONSULTANT PROVIDES A LETTER TO THE CHAIR OF THE SALARY AND FRINGE BENEFIT COMMITTEE DESCRIBING THE CONSULTANT'S ROLE IN ESTABLISHING THE REBUTTABLE PRESUMPTION OF REASONABLENESS STANDARD UNDER THE INTERMEDIATE SANCTIONS REGULATIONS AND HOW THE CONSULTANT PROVIDED THE ANALYSIS TO DETERMINE THE REASONABLENESS OF THE EXECUTIVE COMPENSATION PACKAGE. | FORM 990, PART VI, SECTION B, LINE 15 | |
| THESE DOCUMENTS ARE NOT MADE AVAILABLE. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED GAINS ON INVESTMENTS: 117,322,544. ALLOCATION OF INVEST APPREC TO DEPT ROYALTY TRUSTS,UNIVERSITY & DONOR FUNDS -13,298,757. EQUITY GAIN IN SUBSIDIARIES -230,034. APPRECIATION IN DONOR DIRECTED FUNDS 16,091,065. CHANGE IN MINIMUM PENSION OBLIGATION 3,641,314. TOTAL TO FORM 990, PART XI, LINE 5: 123,526,132. | FORM 990, PART XI, LINE 5: |
| THE INDEPENDENT ACCOUNTANTS ARE RETAINED AND REPORT DIRECTLY TO THE EIGHT MEMBER AUDIT COMMITTEE. THE COMMITTEE OPERATES UNDER AUDIT COMMITTEE CHARTER THAT IS REVIEWED ANNUALLY. THE COMMITTEE MEETS AS CIRCUMSTANCES DICTATE BUT NO LESS THAN TWICE ANNUALLY. THE SPRING MEETING OF THE AUDIT COMMITTEE IS CONVENED TO PRINCIPALLY PERFORM THE FOLLOWING TASKS: A. REVIEW ACTIONS TAKEN BY MANAGEMENT TO ADDRESS SIGNIFICANT FINDINGS AND RECOMMENDATIONS FROM THE PREVIOUS YEAR'S INDEPENDENT AUDIT. B. EVALUATE THE INDEPENDENT AUDITOR AND APPROVE RETENTION OF SAME FOR THE UPCOMING FISCAL YEAR-END AUDIT. C. REQUEST REVIEW OF THE AUDIT PLAN AND REQUEST REVIEW OF SPECIFIC AREAS OF INTERNAL CONTROL, ACCOUNTING FUNCTIONS AND REPORTING THAT ARE OF CONCERN OF THE COMMITTEE. THE FALL MEETING OF THE AUDIT COMMITTEE IS CONVENED TO REVIEW THE AUDITED FINANCIAL STATEMENTS AND OUTSIDE AUDITOR OPINION WITH RESPECT TO SUCH FINANCIAL STATEMENTS INCLUDING THE RATIONALE BEHIND THOSE ESTIMATES AS WELL AS ALL CRITICAL ACCOUNTING POLICIES IDENTIFIED TO THE COMMITTEE BY THE OUTSIDE AUDITORS. CHANGES FROM THE PRIOR YEAR: THE AUDIT COMMITTEE NOW INCLUDES EIGHT MEMBERS INSTEAD OF SIX. | FORM 990, PART XII, LINE 2C | |
| FILING OF FORM 8621 ON BEHALF OF WISCONSIN ALUMNI RESEARCH ORGANIZATION | WISCONSIN ALUMNI RESEARCH FOUNDATION OWNS A STAKE IN THE FOLLOWING PARTNERSHIPS WHICH HAVE INDIRECT INVESTMENTS IN PASSIVE FOREIGN INVESTMENT COMPANIES (PFICS), AND HAVE FILED FORM 8621 ON BEHALF OF WISCONSIN ALUMNI RESEARCH FOUNDATION: SIGULER GUFF BRIC OPPORTUNITIES FUND, LP SIGULER GUFF BRIC OPPORTUNITIES FUND II, LP | FORM 8621: |
| DISCLOSURE OF REPORTABLE TRANSACTIONS | THE FOLLOWING INVESTMENTS OF WISCONSIN ALUMNI RESEARCH FOUNDATION HAVE FILED FORM 8886 DISCLOSING REPORTABLE TRANSACTIONS. AS A LIMITED PARTNER IN THESE INVESTMENTS, WISCONSIN ALUMNI RESEARCH FOUNDATION'S ALLOCABLE SHARE FROM THE RESPECTIVE PASSTHROUGH ENTITIES DOES NOT EXCEED THE THRESHOLD AMOUNTS. THEREFORE, WISCONSIN ALUMNI RESEARCH FOUNDATION HAS NOT PARTICIPATED IN A LOSS TRANSACTION REPORTABLE ON FORM 8886: PINEBRIDGE GLOBAL EMERGING MARKETS FUND, LLC GROTECH PARTNERS V, L.P. COMMONFUND CAPITAL INTERNATIONAL PARTNERS V, LP COMMONFUND CAPITAL VENTURE PARTNERS VII, LP OAK HILL CAPITAL PARTNERS II (CAYMAN) LP | FORM 8886: |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|
| WARF PROPERTIES LLC | ||||||||
| 614 WALNUT STREET 13TH FLOOR | MADISON | WI | 53726 | 203521556 | HOLDING REAL ESTATE | WI | 507237 | WISCONSIN ALUMNI RESEARCH FOUNDATION |
| TOWN CENTER DINING LLC | ||||||||
| 614 WALNUT STREET 13TH FLOOR | MADISON | WI | 53726 | 272845458 | EVENT COORDINATOR | WI | ||
Form990 Schedule R Part II Form990ScheduleRPartII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Direct Controlling Entity NADirectControllingEntityNA | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| MORGRIDGE INSTITUTE FOR RESEARCH | ||||||||||
| 330 N ORCHARD ST | MADISON | WI | 537151119 | 208325570 | RESEARCH | WI | 501(C)(3) | LINE 4 | N/A | 0 |
| WICELL RESEARCH INSTITUTE INC | ||||||||||
| 614 WALNUT STREET 13TH FLOOR | MADISON | WI | 53726 | 391972235 | RESEARCH | WI | 501(C)(3) | LINE 7 | N/A | 0 |
| WISYS TECHNOLOGY FOUNDATION INC | ||||||||||
| 614 WALNUT STREET 13TH FLOOR | MADISON | WI | 53726 | 391992463 | TECHNOLOGY TRANSFER SERVICE | WI | 501(C)(3) | LINE 11A, I | N/A | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (7 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| WICELL RESEARCH INSTITUTE INC | ||
| N | 273211 | PERCENT ALLOCATION |
| WISYS TECHNOLOGY FOUNDATION INC | ||
| N | 74513 | PERCENT ALLOCATION |
| WISYS TECHNOLOGY FOUNDATION INC | ||
| M | 35910 | PERCENT ALLOCATION |
| MORGRIDGE INSTITUTE FOR RESEARCH INC | ||
| N | 844473 | PERCENT ALLOCATION |
| MORGRIDGE INSTITUTE FOR RESEARCH INC | ||
| M | 359100 | PERCENT ALLOCATION |
| MORGRIDGE INSTITUTE FOR RESEARCH INC | ||
| P | 5000000 | CASH |
| MORGRIDGE INSTITUTE FOR RESEARCH INC | ||
| B | 15575032 | CASH |
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