COLD SPRING HARBOR LABORATORY: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- COLD SPRING HARBOR LABORATORY (EIN 11-2013303)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-12
- IRS object ID
- 201343169349305179
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-12T16:15:13-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 345 Park Avenue | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 101540102 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112013303 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COLD SPRING HARBOR LABORATORY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % LARI C RUSSO CFO | InCareOfName |
| Name Control | COLD | NameControl |
| Phone | 5163678448 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 100 ONE BUNGTOWN ROAD | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | COLD SPRING HARBOR | City |
| State | NY | State |
| ZIP Code | 11724 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LARI RUSSO | Name |
| Title | CHIEF FINANCIAL OFFICER | Title |
| Phone | 5163678446 | Phone |
| Date Signed | 2013-11-07 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KPMG LLP | Name |
| Phone | 2127589700 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | BRUCE STILLMAN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 100 ONE BUNGTOWN ROAD | AddressLine1 |
| City | CSH | City |
| State | NY | State |
| ZIP Code | 11724 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 196269365 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.CSHL.EDU | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1924 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | THE ORGANIZATION CONDUCTS RESEARCH IN THE BIOLOGICAL SCIENCES WITH A PARTICULAR EMPHASIS ON BASIC RESEARCH IN MOLECULAR BIOLOGY AND GENETICS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 26 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 25 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1256 | TotalNbrEmployees |
| Total Nbr Volunteers | 33 | TotalNbrVolunteers |
| Total Gross UBI | 528895 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -70941 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 179151906 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 119066951 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 21931783 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 24095745 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 5991493 | InvestmentIncomePriorYear |
| Investment Income Current Year | 13026323 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 3745187 | OtherRevenuePriorYear |
| Other Revenue Current Year | 2731736 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 210820369 | TotalRevenuePriorYear |
| Total Revenue Current Year | 158920755 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 5265793 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 3261600 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 67891583 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 68914641 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2108509 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 70688690 | OtherExpensePriorYear |
| Other Expenses Current Year | 71274393 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 143846066 | TotalExpensesPriorYear |
| Total Expenses Current Year | 143450634 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 66974303 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 15470121 | RevenuesLessExpensesCY |
| Total Assets BOY | 660546289 | TotalAssetsBOY |
| Total Assets EOY | 684568803 | TotalAssetsEOY |
| Total Liabilities BOY | 152210328 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 149317700 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 508335961 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 535251103 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE ORGANIZATION CONDUCTS RESEARCH IN THE BIOLOGICAL SCIENCES WITH A PARTICULAR EMPHASIS ON BASIC RESEARCH IN MOLECULAR BIOLOGY AND GENETICS. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 96506134 | Expense |
| Grants | 3261600 | Grants |
| Revenue | 927539 | Revenue |
| Description | SEE SCHEDULE O. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 9579115 | Expense |
| Revenue | 10957863 | Revenue |
| Description | PUBLICATIONS: THE COLD SPRING HARBOR PRESS IS RESPONSIBLE FOR PUBLISHING THE PROCEEDINGS OF THE LABORATORY'S MEETINGS PROGRAM AS WELL AS THE TECHNICAL MANUALS FROM ITS COURSES. IN ADDITION, THE PRESS PUBLISHES CLOSE TO 200 OTHER BOOKS AND ELECTRONIC MEDIA, INCLUDING 11 NEW TITLES IN 2012. THE PRESS ALSO PUBLISHES 6 SCIENTIFIC JOURNALS BOTH IN PRINT AND ONLINE. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 15668977 | Expense |
| Revenue | 9904618 | Revenue |
| Description | SEE SCHEDULE O. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 4694503 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 2305725 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 126448729 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | false | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | true | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | true | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | true | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | true | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 623 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 1256 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | CH | NameOfForeignCountry |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | BD | NameOfForeignCountry |
| Name Of Foreign Country | EI | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 26 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 25 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | LARI C RUSSO CFO | NamePerson |
| Telephone Number | 5163678446 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 100 ONE BUNGTOWN ROAD | AddressLine1 |
| City | COLD SPRING HARBOR | City |
| State | NY | State |
| ZIP Code | 11724 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (41 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Average Hours Per Week RelatedAverageHoursPerWeekRelated | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|---|
| TANIA A BAKER PHD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| DAVID BOIES | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| MICHAEL BOTCHAN PHD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| JACOB GOLDFIELD | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| LEO GUTHART | |||||||||
| TREASURER | 1.0 | X | 1.0 | ||||||
| LAURIE LANDEAU VMD | |||||||||
| TRUSTEE (TO 11/2012) | 1.0 | X | |||||||
| THOMAS LEHRMAN | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| STEPHEN LESSING | |||||||||
| TRUSTEE (TO 11/2012) | 1.0 | X | |||||||
| ROBERT D LINDSAY | |||||||||
| VICE-CHAIRMAN | 1.0 | X | |||||||
| HOWARD MORGAN PHD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| JAMIE C NICHOLLS | |||||||||
| CHAIRMAN | 1.0 | X | 1.0 | ||||||
| LOUISE M PARENT | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| JOHN C PHELAN | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| THOMAS C QUICK | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| WILLIAM S ROBERTSON | |||||||||
| TRUSTEE | 1.0 | X | 1.0 | ||||||
| GEORGE SARD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| ALAN SELIGSON | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| CHARLES L SAWYERS MD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| MARILYN SIMONS PHD | |||||||||
| VICE-CHAIRMAN | 1.0 | X | |||||||
| DINAKAR SINGH | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| ANDREW SOLOMON | |||||||||
| TRUSTEE (TO 11/2012) | 1.0 | X | |||||||
| SAMUEL STANLEY JR MD | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| BRUCE STILLMAN PHD | |||||||||
| CHIEF EXE. OFFICER/PRESIDENT | 39.0 | X | 529064 | 0 | 228714 | 1.0 | X | ||
| JEROME SWARTZ PHD | |||||||||
| TRUSTEE (TO 11/2012) | 1.0 | X | |||||||
| PAUL TAUBMAN | |||||||||
| SECRETARY | 1.0 | X | |||||||
| EDWARD TRAVAGLIANTI | |||||||||
| SECRETARY (TO 11/2012) | 1.0 | X | |||||||
| SANDRA TYTEL | |||||||||
| TRUSTEE | 1.0 | X | |||||||
| ROY J ZUCKERBERG | |||||||||
| TRUSTEE (FROM 11/2012) | 1.0 | X | |||||||
| CHARLES I COGUT FROM 32012 | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JAMES M STONE PHD | |||||||||
| TRUSTEE (FROM 11/2012) | 1.0 | X | 0 | 0 | 0 | ||||
| DAVID BOTSTEIN PHD | |||||||||
| TRUSTEE (FROM 11/2012) | 1.0 | X | 0 | 0 | 0 | ||||
| W DILLAWAY AYRES | |||||||||
| CHIEF OPERATING OFFICER | 39.0 | 409565 | 0 | 200499 | 1.0 | X | |||
| LARI C RUSSO | |||||||||
| CHIEF FINANCIAL OFFICER | 39.0 | 271602 | 0 | 34210 | 1.0 | X | |||
| ARTHUR BRINGS | |||||||||
| V.P.,CHIEF FACILITIES OFFICER | 40.0 | 219756 | 0 | 64812 | X | ||||
| WALTER GOLDSCHMIDTS | |||||||||
| EXEC. DIRECTOR SPONSORED PGMS | 39.0 | 272475 | 0 | 56760 | 1.0 | X | |||
| DAVID SPECTOR | |||||||||
| DIRECTOR OF RESEARCH | 40.0 | 355434 | 0 | 62077 | X | ||||
| THOMAS GINGERAS | |||||||||
| SCIENTIST | 40.0 | 292822 | 0 | 37224 | X | ||||
| ADRIAN KRAINER | |||||||||
| SCIENTIST | 40.0 | 267504 | 0 | 55782 | X | ||||
| DR JAMES D WATSON | |||||||||
| CHANCELLOR EMERITUS | 40.0 | 384238 | 0 | 184622 | X | ||||
| MICHAEL WIGLER | |||||||||
| SCIENTIST | 40.0 | 338628 | 0 | 59688 | X | ||||
| DAVID STEWART | |||||||||
| EXEC. DIR, MEETING & COURSES | 40.0 | 300443 | 0 | 45364 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3641531 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1029752 | TotalOtherCompensation |
| Number Individuals GT100 K | 84 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| CENTERBROOK ARCHITECTS | |||||
| PO BOX 955 | CENTERBROOK | CT | 06409 | ARCHITECTURAL | 473402 |
| SCULLY SCOTT MURPHY PRESSER | |||||
| 400 GARDEN CITY PLAZA SUITE 300 | GARDEN CITY | NY | 11530 | LEGAL | 369297 |
| KPMG | |||||
| ROUTE 100 | MELVILLE | NY | 11375 | ACCOUNTING | 371916 |
| WILMER CUTLERPICKERINGHALE | |||||
| PO BOX 7247-8760 | PHILADELPHIA | PA | 19170 | LEGAL-PATENT | 341613 |
| EXECUTIVE CLEANING SERVICES | |||||
| 460 NEW YORK AVENUE | HUNTINGTON | NY | 11743 | HOUSEKEEPING | 306738 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 6 | NumberOfContractorsGT100K |
| Fundraising Events | 3821589 | FundraisingEvents |
| Related Organizations | 4886461 | RelatedOrganizations |
| Government Grants | 46833174 | GovernmentGrants |
| All Other Contributions | 63525727 | AllOtherContributions |
| Noncash Contributions | 468468 | NoncashContributions |
| Total Contributions | 119066951 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| MEETINGS AND COURSES | 611600 | 5168920 | 5168920 | |
| CO-PARTICIPANT PROJECTS | 541700 | 927539 | 927539 | |
| PUBLICATIONS | 713110 | 10957863 | 10370127 | 587736 |
| DINING | 611710 | 4277100 | 4277100 | |
| HOUSING | 611710 | 2764323 | 2764323 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 24095745 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3462691 | TotalRevenueColumn |
| Unrelated Business Revenue | -58841 | UnrelatedBusinessRevenue |
| Exclusion | $3,521,532 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1252447 | TotalRevenueColumn |
| Exclusion | $1,252,447 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 164641 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 60774 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 103867 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 103867 | TotalRevenueColumn |
| Exclusion | $103,867 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 46468669 | Securities |
| Other | 63583 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 36923326 | Securities |
| Other | 45294 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 9545343 | Securities |
| Other | 18289 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 9563632 | TotalRevenueColumn |
| Exclusion | $9,563,632 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 223200 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 3821589 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 319216 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -96016 | TotalRevenueColumn |
| Exclusion | -$96,016 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount |
|---|---|---|---|
| EMPLOYEE DINING | 611710 | 337591 | $337,591 |
| YEAR ROUND HOUSING | 611710 | 1006150 | $1,006,150 |
| MISCELLANEOUS | 541900 | 127697 | $127,697 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1471438 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 158920755 | TotalRevenueColumn |
| Related Or Exempt Function Income | 23508009 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 528895 | UnrelatedBusinessRevenue |
| Exclusion | $15,816,900 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2437808 | Total |
| Program Services | 2437808 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 823792 | Total |
| Program Services | 823792 | ProgramServices |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2684968 | Total |
| Program Services | 1125635 | ProgramServices |
| Management And General | 1559333 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 50587246 | Total |
| Program Services | 45036905 | ProgramServices |
| Management And General | 4325585 | ManagementAndGeneral |
| Fundraising | 1224756 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3522613 | Total |
| Program Services | 3151671 | ProgramServices |
| Management And General | 310036 | ManagementAndGeneral |
| Fundraising | 60906 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8797782 | Total |
| Program Services | 7981709 | ProgramServices |
| Management And General | 471727 | ManagementAndGeneral |
| Fundraising | 344346 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3322032 | Total |
| Program Services | 2908545 | ProgramServices |
| Management And General | 359455 | ManagementAndGeneral |
| Fundraising | 54032 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1295355 | Total |
| Program Services | 1116890 | ProgramServices |
| Management And General | 173465 | ManagementAndGeneral |
| Fundraising | 5000 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 380841 | Total |
| Management And General | 380841 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 716116 | Total |
| Management And General | 716116 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 712488 | Total |
| Program Services | 512882 | ProgramServices |
| Management And General | 138093 | ManagementAndGeneral |
| Fundraising | 61513 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 272780 | Total |
| Program Services | 263460 | ProgramServices |
| Fundraising | 9320 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 21341101 | Total |
| Program Services | 20197512 | ProgramServices |
| Management And General | 1111074 | ManagementAndGeneral |
| Fundraising | 32515 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1477006 | Total |
| Program Services | 1445334 | ProgramServices |
| Management And General | 31308 | ManagementAndGeneral |
| Fundraising | 364 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1076671 | Total |
| Program Services | 1076671 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7783963 | Total |
| Program Services | 6765587 | ProgramServices |
| Management And General | 1018376 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1887288 | Total |
| Program Services | 1834231 | ProgramServices |
| Management And General | 37586 | ManagementAndGeneral |
| Fundraising | 15471 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3791257 | Total |
| Program Services | 3790561 | ProgramServices |
| Management And General | 696 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4706496 | Total |
| Program Services | 4162721 | ProgramServices |
| Management And General | 543775 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15409809 | Total |
| Program Services | 13451003 | ProgramServices |
| Management And General | 1930396 | ManagementAndGeneral |
| Fundraising | 28410 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 757900 | Total |
| Management And General | 757900 | ManagementAndGeneral |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| PRINTING AND PUBLICATIONS | 5255252 | 4966770 | 281945 | 6537 |
| SERVICE CONTRACTS & REPAIRS | 3224271 | 2941963 | 282308 | |
| MISCELLANEOUS | 1185799 | 457079 | 463381 | 265339 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 143450634 | Total |
| Program Services | 126448729 | ProgramServices |
| Management And General | 14893396 | ManagementAndGeneral |
| Fundraising | 2108509 | Fundraising |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part X | X | InfoInScheduleOPartX |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7110 | BOY |
| EOY | 9110 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56193478 | BOY |
| EOY | 74405102 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 168877749 | BOY |
| EOY | 155302027 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4695170 | BOY |
| EOY | 5430196 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3292898 | BOY |
| EOY | 2767427 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6132791 | BOY |
| EOY | 6236128 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 363676221 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 123101342 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 241766496 | BOY |
| EOY | 240574879 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 81811151 | BOY |
| EOY | 79185947 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90539920 | BOY |
| EOY | 112761984 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7229526 | BOY |
| EOY | 7896003 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 660546289 | BOY |
| EOY | 684568803 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11129291 | BOY |
| EOY | 10342935 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4575848 | BOY |
| EOY | 4701413 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 97200000 | BOY |
| EOY | 97200000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39305189 | BOY |
| EOY | 37073352 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 152210328 | BOY |
| EOY | 149317700 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 205927703 | BOY |
| EOY | 243241685 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 208696203 | BOY |
| EOY | 197149769 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 93712055 | BOY |
| EOY | 94859649 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 508335961 | BOY |
| EOY | 535251103 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 660546289 | BOY |
| EOY | 684568803 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 15470121 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 9274674 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 2170350 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 158856060 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 123621810 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 112619962 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 179151906 | CurrentTaxYearMinus1Year |
| Current Tax Year | 119066951 | CurrentTaxYear |
| Total | 693316689 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 158856060 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 123621810 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 112619962 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 179151906 | CurrentTaxYearMinus1Year |
| Current Tax Year | 119066951 | CurrentTaxYear |
| Total | 693316689 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 86404083 | AmountsSubstContributorsTotal |
| Public Support Total170 | 606912606 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 9077401 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 5798391 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 4282361 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7018139 | CurrentTaxYearMinus1Year |
| Current Tax Year | 5885929 | CurrentTaxYear |
| Total | 32062221 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 131102 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 156192 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Current Tax Year | 0 | CurrentTaxYear |
| Total | 287294 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 149154 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 124453 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 168383 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 135538 | CurrentTaxYearMinus1Year |
| Current Tax Year | 127694 | CurrentTaxYear |
| Total | 705222 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 726371426 | TotalSupport |
| Gross Receipts From Admissions Etc | 112434594 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.83554 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.85464 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Historic Land Area | X | HistoricLandArea |
| Historic Structure | X | HistoricStructure |
| Total Number Of Easements | 3 | TotalNumberOfEasements |
| Total Acreage | 125.00 | TotalAcreage |
| Nmbr Hist Struct Easements | 1 | NmbrHistStructEasements |
| Nmbr Hist Struct Easements After | 0 | NmbrHistStructEasementsAfter |
| Nmbr Easements Modified | 0 | NmbrEasementsModified |
| Nmbr States In Which Easements Held | 1 | NmbrStatesInWhichEasementsHeld |
| Written Policy Monitoring | false | WrittenPolicyMonitoring |
| Staff Hours Spent On Enforcement | 100.00 | StaffHoursSpentOnEnforcement |
| Expenses Incurred For Enforcement | 3500 | ExpensesIncurredForEnforcement |
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 193020551 | BeginningOfYearBalance |
| Contributions | 20323673 | Contributions |
| Investment Earnings Or Losses | 22271068 | InvestmentEarningsOrLosses |
| Other Expenditures | 18463775 | OtherExpenditures |
| Administrative Expenses | 716116 | AdministrativeExpenses |
| End Of Year Balance | 216435401 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 204749076 | BeginningOfYearBalance |
| Contributions | 5325021 | Contributions |
| Investment Earnings Or Losses | 491507 | InvestmentEarningsOrLosses |
| Other Expenditures | 16793937 | OtherExpenditures |
| Administrative Expenses | 751116 | AdministrativeExpenses |
| End Of Year Balance | 193020551 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 183810446 | BeginningOfYearBalance |
| Contributions | 16281808 | Contributions |
| Investment Earnings Or Losses | 17839551 | InvestmentEarningsOrLosses |
| Other Expenditures | 12440512 | OtherExpenditures |
| Administrative Expenses | 742217 | AdministrativeExpenses |
| End Of Year Balance | 204749076 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 158727484 | BeginningOfYearBalance |
| Contributions | 11528721 | Contributions |
| Investment Earnings Or Losses | 26263315 | InvestmentEarningsOrLosses |
| Other Expenditures | 12215524 | OtherExpenditures |
| Administrative Expenses | 493550 | AdministrativeExpenses |
| End Of Year Balance | 183810446 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 189938403 | BeginningOfYearBalance |
| Contributions | 21951641 | Contributions |
| Investment Earnings Or Losses | -42369674 | InvestmentEarningsOrLosses |
| Other Expenditures | 10061971 | OtherExpenditures |
| Administrative Expenses | 730915 | AdministrativeExpenses |
| End Of Year Balance | 158727484 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.42000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.44000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.14000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 16418584 | OtherCostOrOtherBasis |
| Book Value | 16418584 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 262499829 | OtherCostOrOtherBasis |
| Depreciation | 67977298 | Depreciation |
| Book Value | 194522531 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 584843 | OtherCostOrOtherBasis |
| Depreciation | 316619 | Depreciation |
| Book Value | 268224 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 82667585 | OtherCostOrOtherBasis |
| Depreciation | 54441795 | Depreciation |
| Book Value | 28225790 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1505380 | OtherCostOrOtherBasis |
| Depreciation | 365630 | Depreciation |
| Book Value | 1139750 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 240574879 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ALTERNATIVE INVESTMENTS | Description |
| Book Value | 112761984 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 112761984 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ACCRUED SWAP FMV | $35,556,347 |
| OTHER NOTES PAYABLE | $1,517,005 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 37073352 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| CONSERVATION EASEMENTS | SCHEDULE D, PART II, LINE 9 | THE LABORATORY INCLUDES ANY EXPENSES FROM THE CONSERVATION EASEMENTS IN ITS GENERAL EXPENSES. THE EASEMENTS DO NOT GENERATE ANY OTHER MATERIAL EXPENSES OR LIABILITIES AND ARE THEREFORE NOT SEPARATELY DISCLOSED IN THE NOTES TO THE FINANCIAL STATEMENTS. |
| ENDOWMENT FUNDS | SCHEDULE D, PART V, LINE 4 | THE LABORATORY'S ENDOWMENT CONSISTS OF APPROXIMATELY 130 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING PRIMARY PROGRAM SERVICES FOR BOTH RESEARCH AND EDUCATION, OPERATIONS AND FACILITIES COSTS. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. |
| OTHER LIABILITIES | SCHEDULE D, PART X | NOTE PAYABLE - REPRESENTS A NOTE BETWEEN COLD SPRING HARBOR LABORATORY AND THE ROBERTSON RESEARCH FUND, INC, A RELATED 501 (C)(3) ORGANIZATION OF THE LABORATORY, WHICH WAS ORIGINATED IN 1996. THE NOTE IS PAYABLE IN 30 ANNUAL INSTALLMENTS AND BEARS INTEREST AT A RATE OF 6% PER ANNUM. ACCRUED SWAP FAIR MARKET VALUE - IN APRIL 2006, THE LABORATORY ENTERED INTO AN INTEREST RATE SWAP AGREEMENT TO MITIGATE THE RISK OF INTEREST RATES ASSOCIATED WITH THE SERIES 1999 AND SERIES 2006 BOND ISSUES. UNDER THE TERMS OF THE AGREEMENT, THE LABORATORY PAYS INTEREST AT A PREDETERMINED FIXED RATE OF 3.802% AND RECEIVES 68% OF 3-MONTH LIBOR ON THE NOTIONAL PRINCIPAL AMOUNT OF $97.2 MILLION. THE SWAP AGREEMENT HAS AN EFFECTIVE DATE OF OCTOBER 1, 2006 AND A TERMINATION DATE OF JANUARY 1,2042. THE FAIR VALUE OF THE INTEREST RATE SWAP WAS A LIABILITY OF $35,556,347 AT DECEMBER 31, 2012. |
| FIN 48 | SCHEDULE D, PART X | The Laboratory and Robertson are exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code. Accordingly, they are not subject to income taxes except to the extent there is taxable income from activities that are not related to the exempt purposes. The Laboratory recognizes the effects of income tax positions only if those positions are more likely than not of being sustained. CSH Asia was established as a taxable organization where the Laboratory has begun efforts to convert the organization to a not-for-profit organization in China. Provisions for unrelated business income taxes are included in accounts payable and accrued expenses in the 2012 and 2011 consolidated balance sheets. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | true | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (5 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Specific Services ProvidedSpecificServicesProvided |
|---|---|---|---|---|---|
| Central America and the Caribbean | Investments | 26436660 | |||
| Europe (Including Iceland and Greenland) | Investments | 6835103 | |||
| East Asia and the Pacific | Grantmaking | 343420 | |||
| Europe (Including Iceland and Greenland) | Grantmaking | 480372 | |||
| East Asia and the Pacific | Program Services | 2936472 | 1 | 1 | RESEARCH |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 1 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 1 | SubtotalNumberOfEmployees |
| Total Number Of Offices | 1 | TotalNumberOfOffices |
| Total Number Of Employees | 1 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 37032027 | SubtotalAmountSpent |
| Total Amount Spent | 37032027 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (2 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|
| East Asia and the Pacific | Research | 343420 | CHECK |
| Europe (Including Iceland and Greenland) | Research | 480372 | CHECK |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 6 | TotalNumberOf501c3Orgs |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES | SCHEDULE F, PART I, LINE 2 | SEE SCHEDULE O FOR SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES DISCLOSURE. |
| ACCOUNTING METHOD | PART I, SECTION 3, COLUMN (F) AND PART II, SECTION 1 | ACCOUNTING METHOD FOR INVESTMENTS: FMV ACCOUNTING METHOD FOR GRANTS: ACCRUAL |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | AWARD DINNER | NameOfEvent1 |
| Gross Receipts Event1 | 3713369 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 3597869 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 115500 | GrossRevenueEvent1 |
| Cash Prizes Event1 | 0 | CashPrizesEvent1 |
| Non Cash Prizes Event1 | 0 | NonCashPrizesEvent1 |
| Rent Facility Costs Event1 | 23822 | RentFacilityCostsEvent1 |
| Food And Beverage Event1 | 102977 | FoodAndBeverageEvent1 |
| Entertainment Event1 | 32612 | EntertainmentEvent1 |
| Other Direct Expenses Event1 | 64118 | OtherDirectExpensesEvent1 |
| Name Of Event2 | GOLF OUTING | NameOfEvent2 |
| Gross Receipts Event2 | 183095 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 90290 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 92805 | GrossRevenueEvent2 |
| Cash Prizes Event2 | 0 | CashPrizesEvent2 |
| Non Cash Prizes Event2 | 0 | NonCashPrizesEvent2 |
| Rent Facility Costs Event2 | 44220 | RentFacilityCostsEvent2 |
| Food And Beverage Event2 | 22110 | FoodAndBeverageEvent2 |
| Entertainment Event2 | 0 | EntertainmentEvent2 |
| Other Direct Expenses Event2 | 2302 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 1 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 148325 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 133430 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 14895 | GrossRevenueOtherEvents |
| Cash Prizes Other Events | 0 | CashPrizesOtherEvents |
| Non Cash Prizes Other Events | 0 | NonCashPrizesOtherEvents |
| Rent Facility Costs Other Events | 0 | RentFacilityCostsOtherEvents |
| Food And Beverage Other Events | 20486 | FoodAndBeverageOtherEvents |
| Entertainment Other Events | 0 | EntertainmentOtherEvents |
| Other Direct Expenses Other Events | 6569 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 4044789 | GrossReceiptsTotal |
| Charitable Contributions Total | 3821589 | CharitableContributionsTotal |
| Gross Revenue Total Events | 223200 | GrossRevenueTotalEvents |
| Cash Prizes Total Events | 0 | CashPrizesTotalEvents |
| Non Cash Prizes Total Events | 0 | NonCashPrizesTotalEvents |
| Rent Facility Costs Total Events | 68042 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 145573 | FoodAndBeverageTotalEvents |
| Entertainment Total Events | 32612 | EntertainmentTotalEvents |
| Other Direct Expenses Total Events | 72989 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 319216 | DirectExpenseSummaryEvents |
| Net Income Summary | -96016 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable (16 entries)
| Address Line1AddressUS/AddressLine1 | Address Line2AddressUS/AddressLine2 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Method Of ValuationMethodOfValuation | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|---|---|
| ALBERT EINSTEIN COLLEGE OF MEDICINE | |||||||||
| JACK PEARL RESNICK CAMPUS | BELFER BLDG RM 1108 1300 MORRIS P | BRONX | NY | 10461 | 131624225 | 501(C)(3) | 47923 | BOOK VALUE | RESEARCH |
| BRIGHAM AND WOMEN'S HOSPITAL | |||||||||
| 75 FRANCIS ST | BOSTON | MA | 02115 | 042312909 | 501(C)(3) | 266685 | BOOK VALUE | RESEARCH | |
| CORNELL UNIVERSITY MEDICAL COLLEGE | |||||||||
| PO BOX 22 | ITHACA | NY | 14851 | 150532082 | 501(C)(3) | 421275 | BOOK VALUE | RESEARCH | |
| COLUMBIA UNIVERSITY | |||||||||
| PO BOX 29789 | NEW YORK | NY | 10087 | 135598093 | 501(C)(3) | 144343 | BOOK VALUE | RESEARCH | |
| BOSTON UNIVERSITY | |||||||||
| 25 BUICK ST | BOSTON | MA | 02215 | 042103547 | 501(C)(3) | 5330 | BOOK VALUE | RESEARCH | |
| MEMORIAL SLOAN-KETTERING | |||||||||
| GENERAL POST OFFICE PO BOX 26338 | NEW YORK | NY | 10087 | 912154267 | 501(C)(3) | 430795 | BOOK VALUE | RESEARCH | |
| OREGON STATE UNIVERSITY | |||||||||
| OFFICE OF POST AWARD ADMIN PO B | CORVALLIS | OR | 973391086 | 936022772 | 501(C)(3) | 196172 | BOOK VALUE | RESEARCH | |
| RESEARCH FOUNDATION OF SUNY | |||||||||
| W-5510 MELVILLE LIBRARY | STONY BROOK | NY | 117943366 | 141368361 | 501(C)(3) | 160797 | BOOK VALUE | RESEARCH | |
| UNIVERITY OF CALIFORNIA SAN DIEGO | |||||||||
| 9500 GILMAN DRIVE | LAJOLLA | CA | 92093 | 943067788 | 501(C)(3) | 51732 | BOOK VALUE | RESEARCH | |
| JCRAIG VENTER INSTITUTE INC | |||||||||
| 9704 MEDICAL CTR DR | ROCKVILLE | MD | 20850 | 521842938 | 501(C)(3) | 116722 | BOOK VALUE | RESEARCH | |
| UNIVERSITY OF SOUTHERN CALIFORNIA | |||||||||
| 3500 S FIGUEROA ST102 | LA | CA | 900898001 | 951642394 | 501(C)(3) | 9446 | BOOK VALUE | RESEARCH | |
| UNIVERSITY OF TEXAS AT DALLAS | |||||||||
| 800W CAMPBELL RD AD37 | RICHARDSON | TX | 75080 | 751305566 | 501(C)(3) | 63765 | BOOK VALUE | RESEARCH | |
| UNIVERSITY OF WYOMING | |||||||||
| 1000 EAST UNIVERSITY AVENUE | LARAMIE | WY | 82071 | 836000331 | 501(C)(3) | 320587 | BOOK VALUE | RESEARCH | |
| VANDERBILT UNIVERSITY MEDICAL CENTER | |||||||||
| SEPT OF FIN DEPT 40303 | ATLANTA | GA | 311920303 | 620476822 | 501(C)(3) | 16189 | BOOK VALUE | RESEARCH | |
| WEILL CORNELL MEDICAL COLLEGE | |||||||||
| 100 BROADWAY 8TH FL | NEW YORK | NY | 10005 | 133376695 | 501(C)(3) | 100343 | BOOK VALUE | RESEARCH | |
| RESEARCH CORPORATION OF LI | |||||||||
| PO BOX 350 | KING PARK | NY | 11754 | 113065035 | 501 (C)(3) | 85704 | BOOK VALUE | RESEARCH | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 16 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES | Identifier |
| Return Reference | SCHEDULE F, PART I, LINE 2 | ReturnReference |
| Explanation | SEE SCHEDULE O FOR SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES DISCLOSURE. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (11 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BRUCE STILLMAN PHD | ||||||||||||||
| CHIEF EXE. OFFICER/PRESIDENT | 514107 | 0 | 0 | 0 | 14957 | 0 | 113520 | 0 | 115194 | 0 | 757778 | 0 | 0 | 0 |
| W DILLAWAY AYRES | ||||||||||||||
| CHIEF OPERATING OFFICER | 401887 | 0 | 0 | 0 | 7678 | 0 | 176450 | 0 | 24049 | 0 | 610064 | 0 | 0 | 0 |
| LARI C RUSSO | ||||||||||||||
| CHIEF FINANCIAL OFFICER | 252500 | 0 | 0 | 0 | 19102 | 0 | 31975 | 0 | 2235 | 0 | 305812 | 0 | 0 | 0 |
| ARTHUR BRINGS | ||||||||||||||
| V.P.,CHIEF FACILITIES OFFICER | 216465 | 0 | 0 | 0 | 3291 | 0 | 26194 | 0 | 38618 | 0 | 284568 | 0 | 0 | 0 |
| WALTER GOLDSCHMIDTS | ||||||||||||||
| EXEC. DIRECTOR SPONSORED PGMS | 262475 | 0 | 10000 | 0 | 0 | 0 | 34629 | 0 | 22131 | 0 | 329235 | 0 | 0 | 0 |
| DAVID SPECTOR | ||||||||||||||
| DIRECTOR OF RESEARCH | 343103 | 0 | 0 | 0 | 12331 | 0 | 45190 | 0 | 16887 | 0 | 417511 | 0 | 0 | 0 |
| THOMAS GINGERAS | ||||||||||||||
| SCIENTIST | 282812 | 0 | 0 | 0 | 10010 | 0 | 34760 | 0 | 2464 | 0 | 330046 | 0 | 0 | 0 |
| ADRIAN KRAINER | ||||||||||||||
| SCIENTIST | 254500 | 0 | 0 | 0 | 13004 | 0 | 32574 | 0 | 23208 | 0 | 323286 | 0 | 0 | 0 |
| DR JAMES D WATSON | ||||||||||||||
| CHANCELLOR EMERITUS | 375000 | 0 | 0 | 0 | 9238 | 0 | 49974 | 0 | 134648 | 0 | 568860 | 0 | 0 | 0 |
| MICHAEL WIGLER | ||||||||||||||
| SCIENTIST | 327655 | 0 | 0 | 0 | 10973 | 0 | 42873 | 0 | 16815 | 0 | 398316 | 0 | 0 | 0 |
| DAVID STEWART | ||||||||||||||
| EXEC. DIR, MEETING & COURSES | 200231 | 0 | 0 | 0 | 100212 | 0 | 23759 | 0 | 21605 | 0 | 345807 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| ADDITIONAL DISCLOSURE | SCHEDULE J, PART II, COLUMN D | COLD SPRING HARBOR LABORATORY PROVIDES DR. STILLMAN, CEO/PRESIDENT, DR. WATSON, CHANCELLOR EMERITUS, AND ARTHUR BRINGS, VP CHIEF FACILITIES OFFICER, WITH HOMES ON ITS CAMPUS AND REQUIRES THEM TO BE USED AS A CONDITION OF THEIR EMPLOYMENT FOR THE CONVENIENCE OF THE LABORATORY. THE VALUE OF THE NON-TAXABLE PERSONAL USE OF THE HOMES ALONG WITH OTHER EXPENSES ARE INCLUDED IN COLUMN D. |
| SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN | SCHEDULE J, PART I, LINE 4B | THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: NAME OF PARTICIPANT AMOUNT BRUCE STILLMAN 82,296 DILL AYRES 145,226 DR JAMES D. WATSON 18,750 DAVID SPECTOR 13,965 ADRIAN KRAINER 675 WALTER GOLDSCHMIDTS 3,405 THOMAS GINGERAS 4,922 MIKE WINGLER 11,648 LARI C.RUSSO 375 THE LABORATORY PROVIDES SENIOR STAFF MEETING CERTAIN REQUIREMENTS SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS. AMOUNTS REPORTED REPRESENT PAYMENTS TO THESE PLANS WHICH ARE NOT VESTED AND REMAIN SUBJECT TO SUBSTANTIAL SERVICE REQUIREMENTS AND RISK OF FORFEITURE UPON EARLY TERMINATION. |
| SCHEDULE J, PART I, LINE 7 | A BONUS OF $10,000 WAS PAID TO WALTER GOLDSCHMIDTS, THE EXECUTIVE DIRECTOR OF SPONSORED PROGRAMS FOR PERFORMANCE. ADDITIONAL COMPENSATION OF $20,000 WAS PAID TO LARI C. RUSSO, CFO, AND $100,000 TO DAVID STEWART, EXCECUTIVE DIRECTOR OF MEETING AND COURSES, BY COLD SPRING HARBOR ASIA, A WHOLLY OWNED SUBSIDIARY OF COLD SPRING HARBOR LABORATORY, FOR PARTICIPATION ON THE GOVERNING BODY. | |
| SCHEDULE J, PART II, COLUMN B (III) | OTHER REPORTABLE COMPENSATION OF W. DILLAWAY AYRES, JR AND DR. BRUCE STILLMAN INCLUDES CLUB DUES AND THE TAXABLE PORTION OF A GROUP TERM LIFE POLICY. THE DUES ARE FOR MEMBERSHIP FEES IN CLUBS REQUIRED BY THE ORGANIZATION FOR FURTHERANCE OF BUSINESS RELATIONSHIPS AND MEETINGS. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NASSAU COUNTY IDA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 112559657 | IssuerEIN |
| CUSIP Number | 631657KT9 | CUSIPNumber |
| Date Issued | 2006-06-27 | DateIssued |
| Issue Price | 55000000 | IssuePrice |
| Description Of Purpose | CONTRUCTION OF RESEARCH BUILDINGS | DescriptionOfPurpose |
| Defeased | false | Defeased |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Pool Financing | false | PoolFinancing |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Amount Retired | 0 | AmountRetired |
| Amount Bond Defeased | 0 | AmountBondDefeased |
| Total Proceeds | 55000000 | TotalProceeds |
| Amount In Reserve Fund | 0 | AmountInReserveFund |
| Capitalized Interest | 0 | CapitalizedInterest |
| Refunding Escrow | 0 | RefundingEscrow |
| Issuance Costs From Proceeds | 1743581 | IssuanceCostsFromProceeds |
| Credit Enhancement | 0 | CreditEnhancement |
| Working Capital Expenditures | 547324 | WorkingCapitalExpenditures |
| Capital Expenditures | 52709095 | CapitalExpenditures |
| Other Spent Proceeds | 0 | OtherSpentProceeds |
| Amount Unspent | 0 | AmountUnspent |
| Year Of Subst Completion | 2009 | YearOfSubstCompletion |
| Current Refunding | false | CurrentRefunding |
| Advance Refunding | false | AdvanceRefunding |
| Final Allocation Made | true | FinalAllocationMade |
| Adequate Books And Recds Maintaind | true | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Owning Bond Financed Property | false | OwningBondFinancedProperty |
| Any Lease Arrangements | true | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | false | MngmentCntrctBondFinancdPrprty |
| Any Research Agreements | false | AnyResearchAgreements |
| Prcntge Prvt Business Use By Others | 0.00300 | PrcntgePrvtBusinessUseByOthers |
| Total Private Business Use | 0.00300 | TotalPrivateBusinessUse |
| Bond Iss Meet Prvt Security Pay Test | false | BondIssMeetPrvtSecurityPayTest |
| Change In Use Bond Financed Prop | false | ChangeInUseBondFinancedProp |
| Remedial Action Taken | false | RemedialActionTaken |
| Non Qualified Bond Remed Procdrs | true | NonQualifiedBondRemedProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Form8038 T Filed | true | Form8038TFiled |
| Variable Rate Issue | true | VariableRateIssue |
| Hedge Identified In Books And Recds | true | HedgeIdentifiedInBooksAndRecds |
Name Of Hedge Provider NameOfHedgeProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Term Of Hedge | 35. | TermOfHedge |
| Superintegrated Hedge | false | SuperintegratedHedge |
| Hedge Terminated | false | HedgeTerminated |
| Gross Proceeds Invested In GIC | true | GrossProceedsInvestedInGIC |
Name Of GIC Provider NameOfGICProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PALLAS CAPITAL | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Term Of GIC | 1.8 | TermOfGIC |
| Regulatory Safe Harbor Satisfied | true | RegulatorySafeHarborSatisfied |
| Gross Proceeds Invested | true | GrossProceedsInvested |
| Written Proc To Monitor Reqs | false | WrittenProcToMonitorReqs |
Form990 Schedule K Part V Form990ScheduleKPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Proc To Undertk Corrective Action | false | ProcToUndertkCorrectiveAction |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| DAVID SPECTOR | |||
| SEE PART V | 201566 | JOINT INVESTMENT IN RESIDENCE | false |
| TD BANK | |||
| SEE PART V | 138528 | BANK FEES | false |
Form990 Schedule L Part V Form990ScheduleLPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART IV | Identifier |
| Return Reference | BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS | ReturnReference |
| Explanation | LINE 1: IN 1996 THE LABORATORY JOINTLY INVESTED IN THE PURCHASE OF A PERSONAL RESIDENCE FOR A THEN NON-KEY EMPLOYEE. THE EMPLOYEE WAS SUBSEQUENTLY PROMOTED TO DIRECTOR OF RESEARCH A KEY POSITION. LINE 2: A BOARD COMMITTEE MEMBER IS THE PRESIDENT OF TD BANK, LONG ISLAND ADDITIONAL DISCLOSURE: AN ACTIVE MEMBER OF THE BOARD COMMITTEE'S, INCLUDING THE EXCECUTIVE, AUDIT, INVESTMENT AND FINANCE, EDWARD TRAVAGLIANTI IS EMPLOYED AS THE PRESIDENT OF TD BANK LONG ISLAND. THE LABORATORY'S MAIN OPERATING BANK ACCOUNTS ARE HELD AT BOTH JP MORGAN CHASE AND TD BANK. THE LABORATORY USES STANDBY LETTERS OF CREDIT WHICH SUPPORT ITS MUNICIPAL BOND ISSUES FROM JP MORGAN CHASE AND TD BANK. THE AMOUNT REPORTED ON SCHEDULE L REPRESENTS THE FEES PAID TO TD BANK. MR TRAVAGLIANTI HAS RECUSED HIMSELF FROM ANY DISCUSSIONS, NEGOTIATIONS, APPROVALS, VOTES, ETC WITH REGARD TO THE RELATIONSHIP WITH TD BANK. | Explanation |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty | |
| Securities Publicly Traded | SecuritiesPubliclyTraded | |
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts |
Securities Miscellaneous SecuritiesMiscellaneous
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 31 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 468468 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | MEAN VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | false | ReviewProcessUnusualNCGifts |
| Third Parties Used | false | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| STATEMENT PROGRAM SERVICE ACCOMPLISHMENTS | Form 990, PART III | LINE 4A RESEARCH: COLD SPRING HARBOR LABORATORY (CSHL) IS A WORLD-RENOWNED, PRIVATE RESEARCH AND EDUCATION INSTITUTION WITH RESEARCH PROGRAMS IN CANCER, NEUROSCIENCE, PLANT BIOLOGY, QUANTITATIVE BIOLOGY, BIOINFORMATICS & GENOMICS. THE RESEARCH ENVIRONMENT IS HIGHLY COLLABORATIVE, ALLOWING CSHL SCIENTISTS TO WORK TOGETHER ACROSS DISCIPLINES TO SOLVE BIOLOGY'S MOST CHALLENGING PROBLEMS. THE ULTIMATE GOAL IS TO APPLY THIS RESEARCH ON BASIC BIOLOGICAL MECHANISMS TO IMPROVE THE DIAGNOSIS AND TREATMENT OF CANCER, NEUROLOGICAL DISORDERS AND OTHER DISEASES. RESEARCH AT THE LABORATORY IS ENRICHED BY COLLABORATIONS WITH SCIENTISTS AT OTHER UNIVERSITIES, HOSPITALS AND IN THE BIOTECH AND PHARMACEUTICAL SECTORS. THESE PARTNERINGS HAVE INCLUDED NYU, MEMORIAL SLOAN-KETTERING, WEILL CORNELL, YALE AND DANA-FARBER. THE INNOVATIVE SPIRIT, VISION, AND TALENT OF THE LABORATORY'S OVER 600 SCIENTISTS CONTINUE TO PLACE CSHL AMONG THE TOP 1% OF LIFE SCIENCE INSTITUTIONS MOST CITED IN PUBLISHED RESEARCH. FOR OVER 25 YEARS THE LABORATORY HAS BEEN A NATIONAL CANCER INSTITUTE-DESIGNATED CANCER CENTER WITH AN NCI "OUTSTANDING" RATING. IT HAS BEEN HOME TO OVER EIGHT NOBEL LAUREATES, INCLUDING DR. JAMES WATSON, CO-DISCOVERER OF THE DNA'S DOUBLE HELIX. THE DYNAMIC, COLLABORATIVE ENVIRONMENT AT CSHL ALSO FOSTERS A SUPERB EDUCATIONAL EXPERIENCE FOR AN OUTSTANDING GROUP OF GRADUATE STUDENTS AND POSTDOCTORAL RESEARCHERS. LINE 4C: EDUCATIONAL PROGRAMS: THE LABORATORY OFFERED A SERIES OF MEETINGS (28) IN 2012 WHICH ARE ATTENDED BY OVER 6,000 SCIENTISTS AND FOCUS ON THE DISSEMINATION OF RESEARCH FINDINGS ON TOPICS OF CURRENT INTEREST IN BIOLOGY AND GENETICS. MEETINGS HELD INCLUDED TOPICS SUCH AS NUCLEAR FUNCTION, ORGAN DEVELOPMENT, AGING AND CANCER. IN ADDITION, SCIENTIFIC COURSES (30) FOCUS ON THE NEED FOR TRAINING IN SUBJECTS THAT ARE EITHER SO NEW OR EXTREMELY SPECIALIZED THEY ARE NOT OFFERED IN UNIVERSITIES. THE AIM IS TO PREPARE STUDENTS WHO PLAN TO ENTER INTO RESEARCH IN THESE AREAS. CLOSE TO 1,000 PARTICIPANTS ATTENDED THE COURSES IN 2012. A NEW MEETING VENUE IN CHINA ATTACTS AN ADDITIONAL 2,650 PARTICIPANTS. LINE 4D: WATSON SCHOOL OF BIOLOGICAL SCIENCES: THE WATSON SCHOOL OF BIOLOGICAL SCIENCES (WSBS) TRAINS THE NEXT GENERATION OF BIOLOGISTS, OFFERING THE PH.D. IN BIOLOGY IN AS LITTLE AS 4 YEARS TO A LIMITED NUMBER OF ACCOMPLISHED STUDENTS (APPROXIMATELY 50) DRAWN FROM AROUND THE WORLD. THE CURRICULULM IS DESIGNED TO TRAIN SELF-CONFIDENT, SELF-RELIANT YOUNG SCIENTISTS TO BECOME SCHOLARS AND TO ACQUIRE THE KNOWLEDGE THAT THEIR RESEARCH AND FUTURE CAREERS DEMAND. THE ACCOMPLISHMENTS OF WSBS STUDENTS HAVE BEEN SPECTACULAR, WITH MORE THAN 210 PAPERS PUBLISHED IN THE 13 YEARS SINCE THE SCHOOLS'S LAUNCH. GRADUATES HAVE MOVED SWIFTLY INTO FACULTY POSITIONS AT LEADING ACADEMIC RESEARCH INSTITUTIONS BANBURY CENTER: BANBURY CENTER, LOCATED ON THE GROUNDS OF THE HISTORIC ROBERTSON HOUSE, PROVIDES OPPORTUNITIES FOR SCIENTISTS AND OTHER LEADERS IN SOCIETY TO DISCUSS TOPICS OF COMMON INTEREST. ABOUT TWO DOZEN MEETINGS ARE ORGANIZED EACH YEAR, FOR GROUPS OF UP TO 40 PARTICIPANTS. THESE ARE RECOGNIZED INTERNATIONALLY AS BEING AMONG THE BEST DISCUSSION WORKSHOPS FOR TOPICS IN MOLECULAR BIOLOGY, MOLECULAR GENETICS, HUMAN GENETICS, NEUROSCIENCE AND SCIENCE POLICY. DNA LEARNING CENTER: THE DNA LEARNING CENTER (DNALC) HAS A MAJOR IMPACT NOT ONLY IN THE NEW YORK METROPOLITAN AREA, BUT ALSO GLOBALLY IN PIONEERING PUBLIC SCIENCE EDUCATION FOR THE GENOME AGE. WITH TEACHING FACILITIES ON LONG ISLAND AND NEW YORK CITY, IT BRINGS A HANDS-ON APPROACH TO LEARNING ABOUT BIOLOGY AND GENOMES TO CLASSROOMS AND HOMES OF CHILDREN IN PRIMARY SCHOOLS, MIDDLE SCHOOLS AND HIGH SCHOOLS. RENOWNED FOR DEVISING MEANS FOR YOUNG PEOPLE, TEACHERS AND PARENTS TO CONDUCT SOPHISTICATED EXPERIMENTS WITH DNA, THE DNALC ALSO HAS A ROBUST PRESENCE ON THE INTERNET, POWERED BY A TEAM OF MULTIMEDIA INNOVATORS WHO BRING KNOWLEDGE OF THE LIFE SCIENCES TO COMPUTER, TABLET AND CELL PHONE USERS. |
| CONSOLIDATED FINANCIAL STATEMENTS | Form 990, PART IV, LINE 12 | THE COLD SPRING HARBOR LABORATORY IS AUDITED IN COMBINATION WITH ITS RELATED ORGANIZATION ROBERTSON RESEARCH FUND,INC. [EIN: 23-7224244], ALTHOUGH SEPARATE AUDITED FINANCIAL STATEMENTS ARE NOT ISSUED FOR THE COLD SPRING HARBOR LABORATORY, A CONSOLIDATED AUDITED FINANCIAL STATEMENT WAS ISSUED FOR THE YEAR 2012 WHICH WAS PREPARED IN ACCORDANCE WITH GAAP. |
| 990 REVIEW | FORM 990, PART VI, SECTION B, LINE 11 | THE CONSOLIDATED FINANCIAL STATEMENTS AND THE 990 OF THE ORGANIZATION ARE PREPARED BY THE FINANCE OFFICE OF COLD SPRING HARBOR LABORATORY. THE FINANCE OFFICE USES THE BOOKS AND RECORDS OF THE ORGANIZATION TO PREPARE THE FINANCIAL STATEMENTS AND THE 990. THESE RECORDS ARE LARGELY INCLUDED IN THE AUDITED DOCUMENTS BY AN INDEPENDENT AUDITOR. UPON COMPLETION OF THE AUDITED FINANCIAL STATEMENTS, THE REMAINING DOCUMENTATION NEEDED TO PREPARE THE 990 IS FINALIZED. THE CFO THEN PROCEEDS WITH A DETAILED REVIEW OF THE 990, REQUIRED ADDITIONAL DOCUMENTATION AND SCHEDULES. THESE DOCUMENTS ARE FORWARDED TO KPMG, LLP WHO REVIEWS THE DRAFT RETURN AND SUPPORTING INFORMATION AND PREPARES THE RETURN FOR ELECTRONIC FILING TO THE IRS. COPIES OF THE RETURN ARE REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. COPIES OF THE RETURN ARE REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. |
| CONFLICT OF INTEREST POLICY | Form 990, PART VI, Section B, LINE 12C | THE ORGANIZATION REQUIRES ALL SENIOR STAFF TO FILE AN ANNUAL QUESTIONNAIRE DISCLOSING POSSIBLE SOURCES OF CONFLICT OF INTEREST ACCORDING TO THE CONFLICT OF INTEREST POLICY OF THE ORGANIZATION. THE ORGANIZATION ALSO REQUIRES ALL MEMBERS OF THE BOARD OF TRUSTEES TO FILE AN ANNUAL QUESTIONNAIRE DISCLOSING POSSIBLE SOURCES OF CONFLICT OF INTEREST ACCORDING TO THE CONFLICT OF INTEREST POLICY OF THE ORGANIZATION. THE BOARD OF TRUSTEES IS MADE UP OF A LARGE GROUP OF LEADERS WITHIN THE SCIENTIFIC AND FINANCIAL COMMUNITIES. ANY MEMBER WITH A PERCEIVED OR ACTUAL CONFLICT WITH RESPECT TO A CONTEMPLATED TRANSACTION SHALL RECUSE THEMSELVES FROM ANY DELIBERATION OR DETERMINATION OF THE TRANSACTION CONSIDERED. REPORTING IS MANAGED BY THE OFFICE OF THE CHIEF OPERATING OFFICER FOR MEMBERS OF THE BOARD OF TRUSTEES AND THE OFFICE OF THE VP TECHNOLOGY TRANSFER AND IN-HOUSE LEGAL COUNSEL FOR SENIOR STAFF. |
| COMPENSATION | Form 990, PART VI, Section B, LINE 15 | THE COMPENSATION OF ALL STAFF MEMBERS EARNING WAGES IN EXCESS OF $250,000, INCLUDING THE PRESIDENT AND CHIEF OPERATING OFFICER, IS DETERMINED BY AN EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE VP HUMAN RESOURCES REPORTS DIRECTLY TO THE COMMITTEE WHICH IS MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES. REPORTING INCLUDES COMPARABILITY DATA AND OTHER INFORMATION GATHERED AT THE REQUEST OF THE COMMITTEE. CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DISCUSSION IS MAINTAINED BY THE VP HUMAN RESOURCES. |
| GOVERNING DOCUMENTS | Form 990, PART VI, Section B, LINE 19 | THE ORGANIZATION MAINTAINS ALL DOCUMENTS INCLUDING GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, ANNUAL REPORTS, FINANCIAL STATEMENTS AND TAX RETURNS AT THE FINANCE OFFICE OF COLD SPRING HARBOR LABORATORY, LOCATED AT 1 BUNGTOWN ROAD, COLD SPRING HARBOR, NEW YORK 11724. IN ADDITION MANY OF THESE DOCUMENTS ARE AVAILABLE ONLINE AT WWW.CSHL.EDU. |
| RECONCILIATION OF NET ASSETS FROM 990 TO FINANCIAL STATEMENTS | PART XI, LINE 9 | OTHER CHANGES IN NET ASSETS CONSIST OF: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 2,170,350 =========== |
| SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES. | SCHEDULES F AND I, PARTS I, LINE 2 | A. INTRODUCTION 1. PURPOSE THE PURPOSE OF THIS PROCEDURE IS TO ASSIST PRINCIPAL INVESTIGATORS, RESEARCH ADMINISTRATORS AND OFFICE OF SPONSORED PROGRAMS (OSP) STAFF OF COLD SPRING HARBOR LABORATORY IN MONITORING AND OVERSEEING SUBRECIPIENTS, OR COLLABORATING INSTITUTIONS, AND ENSURING THAT THEIR RESEARCH PROJECTS ARE CONDUCTED IN COMPLIANCE WITH APPLICABLE LAWS AND THE TERMS AND CONDITIONS OF BOTH THE PRIME AWARD AND THE SUBAWARD AGREEMENT. 2. SCOPE APPLIES WHEN COLD SPRING HARBOR LABORATORY (CSHL) IS THE PRIME INSTITUTION, OR THE DIRECT RECIPIENT OF FUNDING FROM A SPONSOR, AND IS ENTERING INTO OR HAS ALREADY ENTERED INTO A SUBAWARD AGREEMENT WITH A SUBRECIPIENT OR COLLABORATING INSTITUTION. B. POLICY 1. GENERAL SUBRECIPIENT MONITORING ENCOMPASSES THE FOLLOWING: - ADVISING SUBRECIPIENTS OF APPLICABLE FEDERAL LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS OF THE PRIME AGREEMENT - THE ROUTINE RECEIPT AND REVIEW OF TECHNICAL PERFORMANCE REPORTS. - THE ROUTINE REVIEW OF EXPENSES-TO-BUDGET. - THE PERIODIC PERFORMANCE OF ON-SITE VISITS, OR REGULAR CONTACT, IF NECESSARY. - THE OPTION TO PERFORM "AUDITS" IF NECESSARY. - REVIEW OF A-133 AUDIT REPORTS FILED BY SUBRECIPIENTS AND ANY AUDIT FINDINGS. - REVIEW OF CORRECTIVE ACTIONS CITED BY SUBRECIPIENTS IN RESPONSE TO THEIR AUDIT FINDINGS CONSIDERATION OF SANCTIONS ON SUBRECIPIENTS IN CASES OF CONTINUED INABILITY OR UNWILLINGNESS TO HAVE REQUIRED AUDITS OR TO CORRECT NON-COMPLIANT ACTIONS. - CSHL ALSO REQUESTS THAT SUBRECIPIENTS ANNUALLY PROVIDE UPDATED EVIDENCE OF COMPLIANCE WITH SPECIAL MANDATED REQUIREMENTS, SUCH AS ASSURANCES RELATED TO LAB ANIMALS, HUMAN SUBJECTS AND BIOHAZARDS, FOR EXAMPLE. 2. RESPONSIBILITIES OSP IS RESPONSIBLE FOR PREPARING AND EXECUTING SUBAWARD AGREEMENTS, REQUESTING AND OBTAINING ASSURANCES, REVIEWING INVOICES, ASCERTAINING COMPLIANCE WITH AGREEMENTS, REGULATIONS AND AUDIT REQUIREMENTS AND TAKING CORRECTIVE ACTIONS, AS NECESSARY. 3. PROCEDURE PRINCIPAL INVESTIGATORS AND RESEARCH ADMINISTRATORS: - MONITOR, WITH THE ASSISTANCE OF OSP STAFF, SUBRECIPIENTS TO ENSURE COMPLIANCE WITH FEDERAL REGULATIONS AND BOTH PRIME AND SUBRECIPIENT AWARD TERMS AND CONDITIONS. - REVIEW AND EVALUATE THE SUBRECIPIENT'S PROGRESS THROUGH TECHNICAL PROGRESS REPORTS AND OTHER PERIODIC COMMUNICATIONS, AS APPROPRIATE. ASSESS THE SUBRECIPIENT'S CONTRIBUTION TO OVERALL PROJECT AIMS. - REVIEW, QUESTION AS NECESSARY AND APPROVE THE COSTS CHARGED BY SUBRECIPIENTS FOR THE WORK PERFORMED UNDER THE SUBAWARD. EXPENSES CHARGED ON INVOICES SHOULD BE CONSISTENT WITH THE ESTABLISHED SCOPE OF WORK. OSP ADMINISTRATOR (POST AWARD SENIOR GRANTS MANAGER AND ACCOUNTING ASSISTANT): - MONITOR WITH THE ASSISTANCE OF PLS, SUBRECIPIENTS TO ENSURE COMPLIANCE WITH FEDERAL REGULATIONS AND BOTH PRIME AND SUBRECIPIENT AWARD TERMS AND CONDITIONS. - THROUGH THE USE OF STANDARD SUBRECIPIENT AGREEMENTS, ENSURE ALL AGREEMENTS INCLUDE THE CFDA TITLE AND NUMBER, AWARD NAME AND NUMBER, AWARD YEAR FOR FEDERAL AWARDS; ADVISE SUBRECIPIENTS OF REQUIREMENTS IMPOSED ON THEM BY FEDERAL LAWS, REGULATIONS AND THE PROVISIONS OF CONTRACTS OR GRANT AGREEMENTS, AS WELL AS SUPPLEMENTAL REQUIREMENTS; INCLUDE PRIME AWARD AS PART OF AGREEMENT; REQUIRE SUBRECIPIENT TO CERTIFY INVOICES AND REQUIRE SUBRECIPIENT TO REPORT PROMPTLY TO CSHL ANY ADVERSE FINDINGS RELATED TO CSHL SUBAWARDS IDENTIFIED IN THEIR ANNUAL A-133 AUDITS. - ACTIVELY ENGAGE AND RECEIVE CONSULTATION FROM THE CSHL OFFICE OF TECHNOLOGY TRANSFER REGARDING INTELLECTUAL PROPERTY ISSUES AS NEEDED. - AT THE SIGNING OF THE SUBAWARD AGREEMENT AND ANNUALLY THEREAFTER REQUEST SUBRECIPIENT PROVIDE UPDATED ASSURANCES RELATED TO LAB ANIMALS AND HUMAN STUDIES, AS NECESSARY. - ON AN ONGOING BASIS MONITOR THE INVOICES OF SUBRECIPIENTS. - PERIODICALLY COMPARE CUMULATIVE COSTS TO PREVIOUSLY ESTABLISHED BUDGETS AND ENSURE THAT EXPENSES INVOICED ARE FOR THE APPROPRIATE BUDGET PERIOD. - MAKE SURE THAT INVOICED COSTS ARE NOT IN EXCESS OF BUDGETED AMOUNTS AND ARE NOT DUPLICATES OF PREVIOUSLY INVOICED COSTS. - UPON REVIEW OF INVOICE, FORWARD TO PRINCIPAL INVESTIGATOR FOR FURTHER REVIEW AND ACCEPTANCE. - AT LEAST ANNUALLY, REQUEST EVIDENCE THAT SUBRECIPIENTS EXPENDING $500,000 OR MORE IN AWARDS DURING THEIR FISCAL YEAR HAVE MET A-133 AUDIT REQUIREMENTS FOR THAT FISCAL YEAR. IDENTIFY ANY MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS THAT RESULT FROM THE A-133 AUDIT OF NONCOMPLIANCE OR REPORTED FINDINGS TO DETERMINE WHETHER ADJUSTMENTS ARE NEEDED TO CSHL'S RECORDS. - FOR SUBRECIPIENTS THAT HAVE REPORTED MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS FROM THE A-133 AUDIT, FOLLOW UP TO MAKE SURE THAT SUBRECIPIENT TAKES APPROPRIATE AND TIMELY CORRECTIVE ACTION. - AT CLOSEOUT OF THE SUBAWARD ENSURE THAT THE FINAL INVOICE HAS BEEN RECEIVED AND REVIEWED. |
| OTHER INFORMATION | BOARD RELATIONSHIPS | THE TREASURER OF THE COLD SPRING HARBOR LABORATORY'S BOARD OF TRUSTEES, LEO GUTHART, IS ALSO THE CHAIRMAN OF THE AUDIT COMMITTEE, A MEMBER OF THE EXECUTIVE COMMITTEE AND INTELLECTUAL PROPERTIES COMMITTEE. IN ADDITION, MR. GUTHART IS THE FOUNDER AND CEO OF TOPSPIN PARTNERS, A FUND WHICH INVESTS IN BUSINESSES WHICH HAVE THEIR BASIS IN PROVEN SCIENTIFIC RESEARCH. TOPSPIN HAS SUPPORTED AND CONTINUES TO SUPPORT THE FOUNDING OF SEVERAL START-UP BIOTECH COMPANIES IN CONJUNCTION WITH CSHL SCIENTISTS. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| ROBERTSON RESEARCH FUND INC | ||||||||||
| PO BOX 100 COLD SPRING HARBOR | NEW YORK | NY | 11724 | 237224244 | SUPPORT | DE | 501(C)(3) | 11 | NA | false |
| COLD SPRING HARBOR LABORATORY ASSN | ||||||||||
| PO BOX 100 | COLD SPRING HARBOR | NY | 11724 | 111631792 | SUPPORT | NY | 501(C)(3) | 11 | NA | false |
Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | Province Or StateAddressForeign/ProvinceOrState | CountryAddressForeign/Country | Postal CodeAddressForeign/PostalCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Controlled OrgControlledOrg | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COLD SPRING HARBOR ASIA (SIP) LTD | ||||||||||||||||||
| 218 XIN HU ST | SUZHOU | CHINA | CH | 215125 | 999999999 | SCIENTIFIC CONFER | CH | NA | C CORP | 2936472 | 743908 | 1.00000 | true | |||||
| MILLER CHARITABLE REMAINDER TRUST | ||||||||||||||||||
| INVESTMENT | CSHL | TRUST | 1.00000 | false | PO BOX 100 | COLD SPRING HARBOR | NY | 11724 | NY | |||||||||
| SYZBALSKI CHARITABLE REMAINDER TRUST | ||||||||||||||||||
| INVESTMENT | CSHL | TRUST | 1.00000 | false | PO BOX 100 | COLD SPRING HARBOR | NY | 11724 | NY | |||||||||
| SAMUEL D AND ANN BPARKINSON UNITRUST | ||||||||||||||||||
| INVESTMENT | CSHL | TRUST | 1.00000 | false | PO BOX 100 | COLD SPRING HARBOR | NY | 11724 | MA | |||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | true | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | true | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
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