The Geoffrey and Lynne Picard Family: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- The Geoffrey and Lynne Picard Family (EIN 77-0472664)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-10-04
- IRS object ID
- 201342779349100009
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-10-04T03:40:38-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770472664 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Geoffrey and Lynne Picard Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | GEOF | NameControl |
| Phone | 2063254444 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1105 Shenandoah Drive East | AddressLine1 |
| City | Seattle | City |
| State | WA | State |
| ZIP Code | 98112 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Caroline Picard | Name |
| Title | Secretary | Title |
| Date Signed | 2013-10-04 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-10-04 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3570553 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 85014 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 85014 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 117352 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1335151 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 117352 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 202366 | TotalRevenueAndExpenses |
| Total Net Investment Income | 202366 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 36188 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 36188 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 8108 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1827 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 18309 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 860 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 17449 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 62605 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 38875 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 17449 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 105000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 105000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 167605 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 38875 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 122449 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 34761 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 163491 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 129937 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 154550 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 154550 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 592918 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 560713 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 602724 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 2131745 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2017684 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2325760 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 291895 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 298309 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 335425 | InvestmentsCorpBondsEOYFMV |
| Investments Other EOY | 150000 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 152094 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 3146495 | TotalAssetsBOY |
| Total Assets EOY | 3181256 | TotalAssetsEOY |
| Total Assets EOYFMV | 3570553 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 3146495 | RetainedEarningsBOY |
| Retained Earnings EOY | 3181256 | RetainedEarningsEOY |
| Total Net Assets BOY | 3146495 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3181256 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3146495 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3181256 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3146495 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 34761 | ExcessOfRevenueOverExpenses |
| Subtotal | 3181256 | Subtotal |
| Total Net Assets Fund Balances EOY | 3181256 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 1335151 | GrossSalesPrice |
| Cost Or Other Basis | 1217799 | CostOrOtherBasis |
| Gain Or Loss | 117352 | GainOrLoss |
| Gains Minus Excess Or Losses | 117352 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 117352 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 107690 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3406339 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.031615 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 144350 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3145331 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.045893 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 125839 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2775621 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.045337 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 185107 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3503908 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.052829 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 347032 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 4118792 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.084256 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.259930 | TotalDistributionRatio |
| Average Distribution Ratio | 000.051986 | AverageDistributionRatio |
| Net Noncharitable Assets | 3418540 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 177716 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1635 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 179351 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 122449 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 3270 | InvestmentIncomeExciseTax |
| Subtotal | 3270 | Subtotal |
| Tax Based On Investment Income | 3270 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3000 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 270 | TaxPaidWithExtension |
| Total Credits And Payments | 3270 | TotalCreditsAndPayments |
| Tax Paid Original Return | 3270 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Geoffrey and Lynne Picard Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2063254444 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1105 Shenandoah Drive East | AddressLine1 |
| City | Seattle | City |
| State | WA | State |
| ZIP Code | 98112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Alexandra Picard | ||||||
| 1105 Shenandoah Drive East | Seattle | WA | 98112 | Pres / Dir | 001.00 | 0 |
| Caroline Picard | ||||||
| 1105 Shenandoah Drive East | Seattle | WA | 98112 | Dir / Sec | 001.00 | 0 |
| Peter Picard | ||||||
| 1105 Shenandoah Drive East | Seattle | WA | 98112 | VP / Dir | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3209630 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 182715 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 78254 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3470599 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3470599 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 52059 | CashDeemedCharitable |
| Net Noncharitable Assets | 3418540 | NetNoncharitableAssets |
| Minimum Investment Return | 170927 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 170927 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3270 | TaxBasedOnInvestmentIncome |
| Total Tax | 3270 | TotalTax |
| Distributable Amount Before Adj | 167657 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 167657 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 167657 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 122449 | ExpensesAndContributions |
| Qualifying Distributions | 122449 | QualifyingDistributions |
| Adj Qualifying Distributions | 122449 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 167657 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 81219 | UndistributedIncomePriorYear |
| Qualifying Distributions | 122449 | QualifyingDistributions |
| Applied To Year1 | 81219 | AppliedToYear1 |
| Applied To Current Year | 41230 | AppliedToCurrentYear |
| Undistributed Income CY | 126427 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Alexandra Picard | ContributingManager |
| Contributing Manager | Caroline Picard | ContributingManager |
| Contributing Manager | Peter Picard | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN INSTITUTE OF MUSICAL STUDIES | |||||||
| 28 E 69TH ST | KANSAS CITY | MO | 64113 | N/A | 509a2 | General Unrestricted | $5,000 |
| DFBRL8R LTD | |||||||
| 1136 N MILWAUKEE AVE STO | CHICAGO | IL | 60642 | N/A | 509a1 | General Unrestricted | $7,000 |
| EXPERIMENTAL SOUND STUDIO | |||||||
| 5925 N RAVENSWOOD AVE | CHICAGO | IL | 60660 | N/A | 509a2 | General Unrestricted | $7,000 |
| GROTON SCHOOL | |||||||
| 282 FARMERS ROW | GROTON | MA | 01450 | N/A | 509a1 | General Unrestricted | $1,000 |
| LABYRINTH INC | |||||||
| 155 BANK ST | NEW YORK | NY | 10014 | N/A | 509a1 | General Unrestricted | $19,000 |
| LABYRINTH INC | |||||||
| 155 BANK ST | NEW YORK | NY | 10014 | N/A | 509a1 | Renew Line of Credit Campaign | $2,500 |
| LAMPO INC | |||||||
| 2637 W CORTEZ ST APT 3 | CHICAGO | IL | 60622 | N/A | 509a1 | General Unrestricted | $3,000 |
| LINKS HALL INCORPORATED | |||||||
| 3435 N SHEFFIELD AVE STE 207 | CHICAGO | IL | 60657 | N/A | 509a2 | General Unrestricted | $7,000 |
| MAKE LITERARY PRODUCTIONS NFP | |||||||
| 2822 W DICKENS AVE 3 | CHICAGO | IL | 60647 | N/A | 509a1 | General Unrestricted | $7,000 |
| NORTHWEST SYMPHONY ORCHESTRA | |||||||
| PO BOX 16231 | SEATTLE | WA | 98116 | N/A | 509a2 | General Unrestricted | $15,000 |
| ROCKHOUSE FOUNDATION | |||||||
| 2 CORNELIA ST PH C | NEW YORK | NY | 10014 | N/A | 509a2 | General Unrestricted | $12,500 |
| ROSE METAL PRESS INC | |||||||
| 170 WESTON ST | WALTHAM | MA | 02453 | N/A | 509a1 | General Unrestricted | $4,000 |
| VILLA ACADEMY | |||||||
| 5001 NE 50TH ST | SEATTLE | WA | 98105 | N/A | 509a1 | General Unrestricted | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 105000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $85,014 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $117,352 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $202,366 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 202366 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 1335151 | GrossSalesPrice |
| Basis | 1217799 | Basis |
| Total Net | 117352 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (28 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ANHEUSER BUSCH COS INC 06.450 09/01/37 | 7035 | 13674 |
| AOL TIME WARNER INC 07.625 04/15/31 | 7904 | 9637 |
| BANK OF AMERICA BOND 5.125 11/15/2014 | 9229 | 9598 |
| CAPITAL ONE FINL CORP - 6.150 - 09/01/2016 | 9804 | 10296 |
| CISCO SYSTEMS INC - 5.000 - 02/22/2016 | 8533 | 9144 |
| CITIGROUP INC SR NT 6.125 05/15/2018 | 9873 | 10786 |
| CONOCPHILLIPS CDA FDG 05.625 10/15/16 | 8820 | 9381 |
| DEERE JOHN CAP CORP - 1.200 - 10/10/2017 | 10061 | 10016 |
| DELL - 2.300 - 9/10/2015 | 9743 | 10276 |
| EMBARQ CORP NT - 7.995 - 06/01/36 | 10708 | 11045 |
| ENERGY TRANSFER PARTNERS 5.950 02/01/15 | 9782 | 10959 |
| EQUITY RESIDENTIAL PPTYS 05.125 03/15/16 | 7900 | 8922 |
| FHLN MTG CRPPOOL J18360 3.000 - 03/01/2027 | 56465 | 56737 |
| GE CAP CORP SR UNSERUES 5.625 9/15/17 | 8649 | 10614 |
| JPMORGAN CHASE CO - 5.150 - 10/01/2015 | 8833 | 9892 |
| MARATHON OIL CORP BOND 6.600 10/01/2037 MAKE WHOL | 8720 | 10690 |
| MCDONALDS CORP NT - 5.000 - 02/01/2019 | 8246 | 9319 |
| MORGAN STANLEY - 4.750 - 04/01/2014 | 7402 | 8284 |
| MURPHY OIL CORP SR NT 2.50000 12/01/2017 | 10066 | 10062 |
| ONEOK PARTNERS CONS BONDS 6.150 10/01/2016 | 8249 | 9313 |
| PACIFIC GAS ELEC CO 1STM BD 4.800 03/01/2014 | 8015 | 8382 |
| PRUDENTIAL INC. - 4.750 - 09/17/2015 | 9634 | 9865 |
| TELECOM ITALIA CAP SR NT-C 6.37500 11/15/2033 | 10032 | 11083 |
| TOTAL CAPITAL GTD-3.0-06/24/2015 | 8998 | 9506 |
| UNITEDHEALTH GROUP INC 05.800 03/15/36 | 9482 | 13271 |
| VIACOM INC NTS 06.875 04/30/36 | 8828 | 13543 |
| VODAFONE GROUP PLC 06.150 02/27/37 | 8957 | 11904 |
| XEROX - 6.350 - 05/15/2018 | 8341 | 9226 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (186 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 208 shares of AARONS INC. | 4635 | 5882 |
| 820 shares of ABB LTD. | 15744 | 17048 |
| 28 shares of ACI WORLDWIDE INC | 1217 | 1223 |
| 235 shares of ACTUANT CORP CL A | 5101 | 6559 |
| 472 shares of ADIDAS AG | 11673 | 21146 |
| 83 shares of ADVANCE AUTO PARTS INC | 6045 | 6005 |
| 571 shares of AIXTRON AG ADR | 14739 | 6823 |
| 83 shares of ALTERA CORPORATION | 3935 | 2854 |
| 160 shares of AMAZON COM | 31200 | 40138 |
| 204 shares of AMER EQ INV LIFE HLD | 2470 | 2491 |
| 441 shares of AMER INTERNATIONAL GROUP INC | 15173 | 15567 |
| 422 shares of AMERICAN EXPRESS CO | 22066 | 24257 |
| 195 shares of AMGEN INC | 11345 | 16809 |
| 99 shares of ANALOG DEVICES INC. | 3952 | 4164 |
| 679 shares of ANGLO AMERICAN PLC ADR | 14607 | 10599 |
| 122 shares of ANHEUSER BUSCH COS INC | 5716 | 10664 |
| 197 shares of APACHE CORPORATION | 14916 | 15465 |
| 1799 shares of APPLIED MATERIALS INC. | 22933 | 20581 |
| 544 shares of ARES CAPITAL CORPORATION - CLOSED END FUND | 8310 | 9520 |
| 897 shares of ARM HOLDINGS PLC | 15404 | 33934 |
| 38 shares of ASPEN INSURANCE HLDG | 1225 | 1219 |
| 468 shares of ASSOCIATED BANC-CORP | 6206 | 6140 |
| 190 shares of ASSOCIATED ESTATES REALTY CORP. | 2792 | 3063 |
| 126 shares of ATLAS AIR WORLDWIDE HOLDINGS | 5766 | 5584 |
| 198 shares of ATMOS ENERGY CORP | 6575 | 6954 |
| 487 shares of AUTODESK, INC. | 16545 | 17215 |
| 217 shares of AUTOLIV INC | 13446 | 14624 |
| 173 shares of AUTOMATIC DATA PROCESSING INC. | 9255 | 9849 |
| 925 shares of AXA ADS | 14127 | 16854 |
| 967 shares of BANCO ITAU HOLDING FINANCIERA | 14860 | 15917 |
| 219 shares of BANK OF NOVA SCOTIA | 10999 | 12676 |
| 147 shares of BAYER A G SPONSORED ADR | 10560 | 14100 |
| 795 shares of BELLE INTL HLDG ADR | 15235 | 17546 |
| 781 shares of BG GROUP PLC ADS | 14676 | 13051 |
| 229 shares of BHP BILLITON LIMITED | 10760 | 17958 |
| 200 shares of BLUE NILE, INC. | 8612 | 7696 |
| 283 shares of BOEING CO | 12293 | 21327 |
| 242 shares of BROADRIDGE FINANCIAL SOLUTIONS | 5264 | 5537 |
| 709 shares of CAMECO CORPORATION | 18754 | 13981 |
| 469 shares of CANON INC. | 19487 | 18389 |
| 203 shares of CAPITAL ONE FINANCIAL CORP | 9269 | 11760 |
| 256 shares of CARMAX INC | 7221 | 9610 |
| 661 shares of CARNIVAL CORP | 23860 | 24305 |
| 106 shares of CATERPILLAR INC. | 9015 | 9499 |
| 1181 shares of CHINA UNICOM HONG KONG LTD | 19800 | 19238 |
| 150 shares of CHOICE HOTELS INTERNATIONAL INC | 4567 | 5043 |
| 1897 shares of CISCO SYSTEMS INC | 30097 | 37274 |
| 128 shares of CLOROX CO | 8707 | 9372 |
| 297 shares of CME GROUP, INC | 16785 | 15049 |
| 651 shares of CNO FINANCIAL GROUP INC. | 3845 | 6074 |
| 438 shares of COCA-COLA CO | 14846 | 15878 |
| 523 shares of COMCAST CORP | 7575 | 18786 |
| 1676 shares of COMPAGNIE FINANCIERE RICHEMONT SA | 8417 | 13056 |
| 215 shares of CORR CP OF AM NEW | 4898 | 7626 |
| 537 shares of CREDIT SUISSE GROUP ADR | 14095 | 13189 |
| 144 shares of CUMMINS INC | 13391 | 15602 |
| 461 shares of DELPHI AUTOMOTIVE PLC | 13753 | 17633 |
| 127 shares of DIAGEO PLC ADS | 11475 | 14806 |
| 61 shares of DSW INC. | 3001 | 4007 |
| 168 shares of ENI S.P.A. | 7218 | 8256 |
| 241 shares of EXCEL TR INC COM | 2942 | 3053 |
| 486 shares of EXPEDITORS INTL WASH INC. | 24264 | 19221 |
| 178 shares of EXXON MOBIL CORP | 15229 | 15406 |
| 529 shares of FACEBOOK INC | 16181 | 14082 |
| 175 shares of FACTSET RESH SYST INC. | 18004 | 15411 |
| 253 shares of FEDEX CORPORATION COMMON STOCK | 20274 | 23205 |
| 137 shares of FIRST CASH FINL SERVICES INC | 4014 | 6798 |
| 483 shares of FIRSTMERIT CORPORATION | 7911 | 6854 |
| 253 shares of FRANKLIN RES INC | 28180 | 31802 |
| 601 shares of FRESENIUS SE S ADR | 8680 | 8654 |
| 122 shares of FULTON FIN CORP | 1264 | 1172 |
| 273 shares of GLOBE SPECIALTY METALS INC | 4028 | 3754 |
| 161 shares of GOLDMAN SACHS GROUP | 16319 | 20537 |
| 65 shares of GOOGLE INC CL A | 32732 | 45979 |
| 135 shares of GRAFTECH INTL LTD | 1204 | 1268 |
| 264 shares of GREENHILL COMPANY INC | 11761 | 13725 |
| 452 shares of GRIFOLS SA REP 1/2 CL B | 4207 | 11720 |
| 90 shares of GROUP 1 AUTOMOTIVE INC | 4668 | 5579 |
| 2029 shares of GROUPE DANONE ADS | 27753 | 27168 |
| 151 shares of HANCOCK HOLDING COMPANY | 4863 | 4791 |
| 122 shares of HARMAN INTERNATIONAL INDUSTRIES INC | 5163 | 5446 |
| 180 shares of HCC INS HLDGS INC. | 4903 | 6698 |
| 465 shares of HDFC BANK LTD ADR | 4625 | 18935 |
| 165 shares of HEALTH MGMT ASSOC INC NEW CL A | 1444 | 1538 |
| 463 shares of HERSHA HOSPITALITY TRUST | 2238 | 2315 |
| 196 shares of HIGHWOODS PRPTY INC | 6149 | 6556 |
| 55 shares of HITTITE MICROWAVE CORPORATION | 2930 | 3413 |
| 696 shares of HOLCIM LIMITED ADR | 10030 | 10155 |
| 292 shares of HSBC HLDGS PLC ADS | 14244 | 15496 |
| 84 shares of ICF INTERNATIONAL, INC. | 1608 | 1969 |
| 361 shares of ILLINOIS TOOL WORKS | 13009 | 21952 |
| 1456 shares of INDUSTRIAL COM UNSP/ADR | 18645 | 20663 |
| 1573 shares of INTEL CORP | 33373 | 32435 |
| 60 shares of JACK IN THE BOX INC | 1716 | 1716 |
| 648 shares of JP MORGAN CHASE CO | 20695 | 28492 |
| 346 shares of KAR AUCTION SERVICES INC | 5441 | 7003 |
| 666 shares of KOMATSU LTD. | 20568 | 17123 |
| 152 shares of KRATON PERFORMANCE POLYMERS INCCOM | 3233 | 3653 |
| 327 shares of LAM RESEARCH CORP | 11947 | 11815 |
| 118 shares of LASALLE HOTEL PROP | 2797 | 2996 |
| 385 shares of LEGG MASON INC | 12907 | 9902 |
| 99 shares of LENNOX INTL INC | 4415 | 5199 |
| 76 shares of LIFEPOINT HOSPITALS, INC | 2958 | 2869 |
| 74 shares of LITHIA MOTORS INC CL A | 1821 | 2769 |
| 77 shares of LITTELFUSE, INC. | 4519 | 4752 |
| 676 shares of LOWES COMPANIES INC. | 18193 | 24012 |
| 196 shares of LPL FINANCIAL HOLDINGS INC | 5389 | 5519 |
| 84 shares of MANHATTAN ASSOCIATES INC | 3868 | 5069 |
| 993 shares of MANULIFE FIN CORP | 21951 | 13495 |
| 544 shares of MARRIOTT INTERNATIONAL INC. CL A | 14048 | 20275 |
| 247 shares of MASTEC INC | 4769 | 6158 |
| 59 shares of MASTERCARD INC | 12135 | 28986 |
| 90 shares of MCDONALDS CORP | 6278 | 7939 |
| 165 shares of MCGRATH RENTCORP | 4488 | 4802 |
| 79 shares of MEDTRONIC INC | 2816 | 3241 |
| 289 shares of MERCK CO INC. | 10260 | 11832 |
| 289 shares of MICROSEMI CORP | 5509 | 6081 |
| 565 shares of MICROSOFT CORPORATION | 15380 | 15091 |
| 148 shares of MKS INSTRUMENTS, INC | 3954 | 3815 |
| 196 shares of NATL OILWELL VARCO | 13086 | 13397 |
| 123 shares of NESTLE S.A. | 7950 | 8016 |
| 507 shares of NEWCREST MINING LTD-SPON ADR | 15046 | 11970 |
| 335 shares of NICE SYSTEMS LTD. | 11793 | 11216 |
| 120 shares of NIKE INC-CL B | 4789 | 6192 |
| 363 shares of NOVARTIS AG ADR | 22104 | 22978 |
| 65 shares of NOVO NORDISK A S | 3704 | 10609 |
| 241 shares of OASIS PETROLEUM CORP | 6029 | 7664 |
| 88 shares of OIL STATES INTL INC | 5060 | 6296 |
| 204 shares of OMNICOM GROUP | 9922 | 10192 |
| 1825 shares of ORACLE CORP | 51700 | 60808 |
| 169 shares of PACKAGING CORP AMER | 4291 | 6501 |
| 100 shares of PARKER HANNIFIN CP | 7813 | 8506 |
| 503 shares of PDRDY.PK | 9729 | 11670 |
| 1226 shares of PING AN INSURANCE | 23383 | 21075 |
| 162 shares of POST HOLDINGS INC | 5019 | 5549 |
| 367 shares of PRECISION DRILLING TRUST | 3182 | 3039 |
| 245 shares of PROCTER GAMBLE CO | 15694 | 16633 |
| 145 shares of PROSPERITY BANC SHARES, INC | 5155 | 6090 |
| 612 shares of PRUDENTIAL PLC SC | 12102 | 17473 |
| 518 shares of QUALCOMM INC | 25223 | 32043 |
| 641 shares of RECKITT BENCKISER GRP PLC ADR | 7770 | 8218 |
| 91 shares of RELIANCE STL ALMN | 4942 | 5651 |
| 240 shares of ROCHE HOLDING LTD ADR | 10367 | 12120 |
| 135 shares of ROCKWELL AUTOMAT INC | 5383 | 11339 |
| 216 shares of ROLLS ROYCE GRP PLC S/ADR | 12083 | 15507 |
| 100 shares of RYLAND GROUP INC. | 3282 | 3650 |
| 301 shares of SABMILLER PLC S/ADR | 12191 | 14084 |
| 47 shares of SCANSOURCE INC | 1437 | 1493 |
| 317 shares of SCHLUMBERGER LTD | 26609 | 21968 |
| 1372 shares of SEI INVESTMENTS | 30606 | 32022 |
| 163 shares of SEMTECH CORPORATION | 4248 | 4719 |
| 186 shares of SILGAN HOLDINGS, INC. - COMMON STOCK | 6187 | 7726 |
| 86 shares of SIRONA DENTAL SYSTEMS INC | 4023 | 5544 |
| 146 shares of SKYWORKS SOLUTIONS, INC | 3054 | 2964 |
| 55 shares of SMITH A O CORP DEL COM | 2251 | 3469 |
| 716 shares of SOFTBANK CP UNSP ADR | 13645 | 12995 |
| 189 shares of SSC TECHNOLOGIES INC | 4751 | 4364 |
| 173 shares of STARWOOD HOTELS RESORTS | 8294 | 9923 |
| 1514 shares of STERLITE INDUSTRIES INDIA LTD | 11041 | 13036 |
| 368 shares of SUNCOR ENERGY INC | 10571 | 12137 |
| 108 shares of TELEFLEX INC. | 5419 | 7701 |
| 278 shares of TELENOR ASA S/ADR | 14077 | 16886 |
| 413 shares of TENCENT HOLDINGS LIMITED | 8551 | 13269 |
| 600 shares of TEXAS INSTRUMENTS INC. | 18187 | 18534 |
| 207 shares of TIFFANY CO, | 11943 | 11869 |
| 249 shares of TOWER GROUP INC | 5674 | 4430 |
| 431 shares of TOYOTA MTR CORP | 31852 | 40190 |
| 206 shares of TRW AUTOMOTIVE HOLDINGS CORP | 7207 | 11044 |
| 317 shares of UNITED PARCEL SERVICE | 22560 | 23372 |
| 179 shares of UNITED RENTALS INC | 5650 | 8148 |
| 46 shares of VALMONT INDUSTRIES INC | 3888 | 6281 |
| 170 shares of VARIAN MEDICAL SYSTEMS INC | 11982 | 11941 |
| 181 shares of VERINT SYSTEMS INC. | 5519 | 5314 |
| 357 shares of VISA INC | 31217 | 54113 |
| 66 shares of WALT DISNEY HOLDINGS CO. | 1916 | 3286 |
| 107 shares of WATSON WYATT CO. HOLDINGS | 5364 | 6014 |
| 79 shares of WD-40 COMPANY | 3504 | 3722 |
| 286 shares of WEBSTER FINL CORP | 6400 | 5877 |
| 996 shares of WELLS FARGO CO. | 29934 | 34043 |
| 112 shares of WESCO INTL INC | 4400 | 7552 |
| 25 shares of WEST PHARMA SVCS INC | 1101 | 1369 |
| 86 shares of WOLVERINE WORLDWIDE | 3189 | 3524 |
| 284 shares of WOODSIDE PETROL LTD ADR | 11959 | 10150 |
| 391 shares of WORLEY PARSONS LTD | 11534 | 9509 |
| 2754 shares of XSTRATA PLC UNSP/ADR | 8722 | 9419 |
| 413 shares of ZIMMER HOLDINGS INC | 25079 | 27531 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OCONNOR FUND OF FUNDS MULTI-STRATEGY | CategoryOrItem |
| Book Value | 150000 | BookValue |
| EOYFMV | 152094 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 16449 | 16449 | |
| Bank Charges | 860 | 860 | |
| State or Local Filing Fees | 1000 | 1000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $36,188 | Amount |
| Net Investment Income | 36188 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $3,000 | |
| Foreign Tax Paid | $1,827 | 1827 |
| IRS Excise Tax Payment with 1st ext 990-PF | $3,281 |
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