THE RAINTREE FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE RAINTREE FOUNDATION (EIN 77-0359291)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-10-01
- IRS object ID
- 201342749349100009
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-10-01T13:08:41-07:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Walpole & Co LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 70 Santa Felicia Drive | AddressLine1 |
| City | Goleta | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770359291 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAINTREE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RAIN | NameControl |
| Phone | 8059677964 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES A FRANK | Name |
| Title | President | Title |
| Date Signed | 2013-10-01 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CONLEY PORTER EA | Name |
| PTIN | P00229963 | PTIN |
| Phone | 8055699864 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 14566526 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Interest On Savings Rev And Expnss | 241 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 241 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 241 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 345729 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 345729 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 345729 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 746097 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5171402 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 747105 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 107663 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 4065 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 1096132 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1093075 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 453633 | TotalAdjustedNetIncome |
| Legal Fees Rev And Expnss | 875 | LegalFeesRevAndExpnss |
| Accounting Fees Rev And Expnss | 4835 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4000 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 835 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 109016 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 109016 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 31247 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 31247 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 286 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 126 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 160 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 146259 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 144389 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 995 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1184000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1184000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1330259 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 144389 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1184995 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -234127 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 948686 | NetInvestmentIncome |
| Adjusted Net Income | 453633 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 253812 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 279706 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 279706 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 10024361 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 9840737 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 11729320 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 513523 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 559692 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 616263 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1319514 | InvestmentsOtherBOY |
| Investments Other EOY | 1627787 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1941237 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 12111210 | TotalAssetsBOY |
| Total Assets EOY | 12307922 | TotalAssetsEOY |
| Total Assets EOYFMV | 14566526 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 12111210 | CapitalStockBOY |
| Capital Stock EOY | 12307922 | CapitalStockEOY |
| Total Net Assets BOY | 12111210 | TotalNetAssetsBOY |
| Total Net Assets EOY | 12307922 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 12111210 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 12307922 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 12111210 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -234127 | ExcessOfRevenueOverExpenses |
| Other Increases | 430839 | OtherIncreases |
| Subtotal | 12307922 | Subtotal |
| Total Net Assets Fund Balances EOY | 12307922 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Gain Or LossGainOrLoss | Description Of AssetDescriptionOfAsset |
|---|---|
| 122 | |
| Capital Gain Dividends |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 747105 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 107663 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 965777 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 13994495 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.06901 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1036750 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 13938877 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.07438 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1433846 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 22895148 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.06263 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 710326 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 15680285 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.04530 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1343563 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 17199612 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.07812 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.32943 | TotalDistributionRatio |
| Average Distribution Ratio | 0.06589 | AverageDistributionRatio |
| Net Noncharitable Assets | 13253481 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 873232 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 9487 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 882719 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1184995 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 9487 | InvestmentIncomeExciseTax |
| Subtotal | 9487 | Subtotal |
| Tax Based On Investment Income | 9487 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 15200 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 15200 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 5713 | Overpayment |
| Amount Credited To Next Year | 5713 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELLICOTT MILLION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8059677964 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 931171784 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JAMES A FRANK | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 931171784 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President/CFO | Title |
| Avg Hours Per Wk Devoted To Position | 0.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | Direct cash contributions to various charitable, educational, cultural and social exempt organizations. No additional organized activity. | Description1 |
| Expenses1 | 0 | Expenses1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 12974189 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 481122 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 13455311 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 13455311 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 201830 | CashDeemedCharitable |
| Net Noncharitable Assets | 13253481 | NetNoncharitableAssets |
| Minimum Investment Return | 662674 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 662674 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 9487 | TaxBasedOnInvestmentIncome |
| Total Tax | 9487 | TotalTax |
| Distributable Amount Before Adj | 653187 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 653187 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 653187 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1184995 | ExpensesAndContributions |
| Qualifying Distributions | 1184995 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 9487 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1175508 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 653187 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 528722 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year3 | 299478 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 345323 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 281095 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 1454618 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1184995 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 653187 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 531808 | RemainingDistriFromCorpus |
| Total Corpus | 1986426 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 528722 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 1457704 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 299478 | ExcessFromYear3 |
| Excess From Year2 | 345323 | ExcessFromYear2 |
| Excess From Year1 | 281095 | ExcessFromYear1 |
| Excess From Current Year | 531808 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JAMES FRANK CEO | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8059677964 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (14 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CASA | |||||||
| 118 E Figueroa St | Santa Barbara | CA | 93101 | NONE | 501C3 | Court appointed special advocates for children | $5,000 |
| The Marjorie Luke Theatre | |||||||
| 721 E Cota Street | Santa Barbara | CA | 93101 | patron | Public | Community youth performing arts center patron | $2,500 |
| Washington State University | |||||||
| 255 E Main Street Suite 301 | Pullman | WA | 99164 | Alumni | School | Scholarship grants | $80,000 |
| Scholarship Foundation of Santa Bar | |||||||
| PO Box 3620 | Santa Barbara | CA | 93130 | NONE | 501C3 | Scholarships to encourage and support higher education. | $200,000 |
| Wilderness Youth Project | |||||||
| 5386 Hollister Ave Suite D | Santa Barbara | CA | 93111 | NONE | 501C3 | Nature-based education and mentoring program for youth | $2,500 |
| Santa Barbara Historical Museum | |||||||
| 136 East De La Guerra St | Santa Barbara | CA | 93101 | NONE | Non-Prof | Local history educational and outreach programs | $1,000 |
| SB Police Activities League | |||||||
| 222 E Anapamu St Ste 24 | Santa Barbara | CA | 93101 | NONE | Non-Prof | Educational, cultural and athletic programs for community and at-risk youth. | $1,000 |
| Direct Relief International | |||||||
| 27 S La Patera Ln | Goleta | CA | 93117 | NONE | 501C3 | Medical assistance to victims of poverty, natural disaster and civil unrest. | $10,000 |
| Project Rescue Flight | |||||||
| PO Box 6602 | Santa Barbara | CA | 93160 | NONE | Public | Purchase new vehicle for search and rescue of lost and injured people in the backcountry. | $30,000 |
| Santa Barbara Zoo | |||||||
| 500 Ninos Drive | Santa Barbara | CA | 93103 | NONE | 501C3 | Preservation of the natural world through education, research and recreation | $1,000 |
| First Presbyterian Church | |||||||
| 21 E Constance Ave | Santa Barbara | CA | 93105 | Church | Capital Campaign | $100,000 | |
| St John's Health Center Foundation | |||||||
| 1328 22nd Street | Santa Monica | CA | 90404 | Hospital | Health Care | $100,000 | |
| Cottage Hospital Foundation | |||||||
| Pueblo at Bath Street | Santa Barbara | CA | 93102 | Prvt | Capital Campaign & Rehab Unit | $51,000 | |
| UCSB Foundation | |||||||
| UC Santa Barbara | Santa Barbara | CA | 93106 | Public | College scholarships | $600,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1184000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $241 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $345,729 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 1 | ExclusionCode |
| Exclusion | $302 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $61 | UnrelatedBusinessIncomeAmount |
| Exclusion | $61 | ExclusionAmount |
| Related Or Exempt Function Income | 745975 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | IRS Refund | Description |
| Exclusion Code | 14 | ExclusionCode |
| Related Or Exempt Function Income | 3763 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $61 | UnrelatedBusinessIncomeAmount |
| Exclusion | $346,333 | ExclusionAmount |
| Related Or Exempt Function Income | 749738 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1096132 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | All | LineNumber |
| Relationship Statement | Foundation "activities" consist of cash contributions to designated non-profit organizations only. There are no separate program or fund-raising activities, although the Foundation underwrites expense for other organizations' fundraising events with cash donations. | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | HR FRANK FAMILY TRUST | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 Franklin Ranch Road | AddressLine1 |
| City | Goleta | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 235709 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Walpole & Co. Tax Prep and Accounting | Category |
| Amount | $4,835 | Amount |
| Net Investment Income | 4000 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 835 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | TCW Emerging Mkts - JPM Bond Index | NameOfBond |
| EOY Book Value | 559692 | EOYBookValue |
| EOYFMV | 616263 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (6 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| TCW Core Fixed - Barclays Capital | 1545691 | 1646961 |
| GS Thornburg: Non U.S. | 667789 | 818761 |
| TCW Concentrated Value | 2751868 | 3195523 |
| TCW Concentrated Core Equity | 2457332 | 3206632 |
| Goldman Sachs Strategic Value | 1386725 | 1509248 |
| Goldman Sachs Concentrated Growth | 1031332 | 1352195 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| TCW Securitized Opportunities LP | AT COST | 1627787 | 1941237 |
| TCW Galileo Growth Equities Fund | AT COST |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Seed Mackell | Category |
| Amount | $875 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Wire Transfer fees | 126 | 126 | |
| Registry for Charitable Trusts | 150 | 150 | |
| California Filing Fees | 10 | 10 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks |
|---|---|
| Other Investment Income | 302 |
| IRS Refund | 3763 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Quicken Cost Basis Errors | Description |
| Amount | $430,839 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (6 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| TCW Securitized Opportunities | $13,380 | 13380 | 0 | 0 |
| TCW Concentrated Value fee | $26,071 | 26071 | 0 | 0 |
| TCW Conc Core Equity fees | $27,341 | 27341 | 0 | 0 |
| GS Thornburg Management Fees 32322 | $12,334 | 12334 | 0 | 0 |
| GS Strategic Value fees 27430 | $14,672 | 14672 | 0 | 0 |
| GS Concentrated Growth fees 27431 | $15,218 | 15218 | 0 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (7 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Reclaimable Tax - GS | $844 | 844 |
| IRS Form 990PF 2011 Balance | $12,365 | 12365 |
| Foreign Tax w/h on Dividends #32322 | $1,663 | 1663 |
| Foreign Tax w/h on Dividends #27431 | $133 | 133 |
| Foreign Tax w/h on Dividends #27430 | $25 | 25 |
| 2012 IRS Estimate | $15,200 | 15200 |
| 2012 Franchise Tax Board Estimates | $1,017 | 1017 |
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