HILDA MULLEN FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: HILDA MULLEN FOUNDATION (EIN 13-7120449)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-03-26
IRS object ID: 201340859349100404
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-03-26T09:41:37-05:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	420714325	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MCGLADREY LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1185 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100362602	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	137120449	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE HILDA MULLEN FOUNDATION	BusinessNameLine1
Business Name Line2	C/O MILBANK TWEED HADLEY & MCCLOY LLP	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	HILD	NameControl
Phone	2128367314	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1 CHASE MANHATTAN PLAZA	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MARTIN J WHITMAN	Name
Title	TRUSTEE	Title
Phone	2128367314	Phone
Date Signed	2013-03-22	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MARTIN GREIF	Name
PTIN	P00029738	PTIN
Phone	2123721000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	10942912	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	50000	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	215512	DividendsRevAndExpnss
Dividends Net Invst Incm	215512	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	1580658	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	6296870	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	1580658	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	1846170	TotalRevenueAndExpenses
Total Net Investment Income	1796170	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	724	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	362	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	362	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	5680	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	2840	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	2840	AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss	11055	TaxesRevAndExpnss
Taxes Net Invst Incm	5775	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	250	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	85	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	85	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	17544	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	9062	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	3452	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1426000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1426000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	1443544	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	9062	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1429452	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	402626	ExcessOfRevenueOverExpenses
Net Investment Income	1787108	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	4370	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	834716	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	834716	SavingsAndTempCashInvstEOYFMV
Investments Other BOY	10336909	InvestmentsOtherBOY
Investments Other EOY	9909186	InvestmentsOtherEOY
Investments Other EOYFMV	10108193	InvestmentsOtherEOYFMV
Other Assets BOY	0	OtherAssetsBOY
Other Assets EOY	3	OtherAssetsEOY
Other Assets EOYFMV	3	OtherAssetsEOYFMV
Total Assets BOY	10341279	TotalAssetsBOY
Total Assets EOY	10743905	TotalAssetsEOY
Total Assets EOYFMV	10942912	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	10341279	CapitalStockBOY
Capital Stock EOY	10743905	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	0	RetainedEarningsBOY
Retained Earnings EOY	0	RetainedEarningsEOY
Total Net Assets BOY	10341279	TotalNetAssetsBOY
Total Net Assets EOY	10743905	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	10341279	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	10743905	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	10341279	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	402626	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	10743905	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	10743905	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (16 entries)

Description Of AssetDescriptionOfAsset	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	How AcquiredHowAcquired
1,048.878 THIRD AVENUE VALUE FUND	1998-01-14	2012-02-21	49995	38483	11512	11512
8,787.346 THIRD AVENUE VALUE FUND	1998-01-14	2012-03-07	399995	322408	77587	77587
1,078.283 THIRD AVENUE VALUE FUND	1998-01-14	2012-03-26	49995	39562	10433	10433
879.894 THIRD AVENUE VALUE FUND	1998-01-14	2012-04-17	39995	32283	7712	7712
1,187.931 THIRD AVENUE VALUE FUND	1998-01-14	2012-05-21	49995	43585	6410	6410
3,186.217 THIRD AVENUE VALUE FUND	1998-01-14	2012-06-11	134995	116902	18093	18093
458.716 THIRD AVENUE VALUE FUND	1998-01-14	2012-06-27	19995	16830	3165	3165
1,217.083 THIRD AVENUE VALUE FUND	1998-01-14	2012-08-02	54995	44655	10340	10340
1,240.182 THIRD AVENUE VALUE FUND	1998-01-14	2012-09-12	59995	45502	14493	14493
8,196.721 THIRD AVENUE VALUE FUND	1998-01-14	2012-10-19	400000	300738	99262	99262
1,019.992 THIRD AVENUE VALUE FUND	1998-01-14	2012-10-25	50000	37424	12576	12576
94,240.716 THIRD AVENUE VALUE FUND	1998-01-14	2012-11-05	4615910	3457696	1158214	1158214
2,968.680 THIRD AVENUE VALUE FUND	1998-12-17	2012-11-05	145406	91109	54297	54297
1,389.160 THIRD AVENUE VALUE FUND	2003-12-19	2012-11-05	68041	56678	11363	11363
1,401.444 THIRD AVENUE VALUE FUND	2004-12-29	2012-11-05	68643	72357	-3714	-3714
CAPITAL GAINS DIVIDENDS			88915		88915	88915	P

Field	Value	IRS element (for citing)
Capital Gain Net Income	1580658	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	978238	QualifyingDistributionsYear1
Noncharitable Assets Year1	10852643	NoncharitableAssetsYear1
Distribution Ratio Year1	0.090138	DistributionRatioYear1
Qualifying Distributions Year2	1548685	QualifyingDistributionsYear2
Noncharitable Assets Year2	11461123	NoncharitableAssetsYear2
Distribution Ratio Year2	0.135125	DistributionRatioYear2
Qualifying Distributions Year3	1193001	QualifyingDistributionsYear3
Noncharitable Assets Year3	10337922	NoncharitableAssetsYear3
Distribution Ratio Year3	0.115400	DistributionRatioYear3
Qualifying Distributions Year4	1840785	QualifyingDistributionsYear4
Noncharitable Assets Year4	14603980	NoncharitableAssetsYear4
Distribution Ratio Year4	0.126047	DistributionRatioYear4
Qualifying Distributions Year5	886761	QualifyingDistributionsYear5
Noncharitable Assets Year5	13710332	NoncharitableAssetsYear5
Distribution Ratio Year5	0.064678	DistributionRatioYear5
Total Distribution Ratio	0.531388	TotalDistributionRatio
Average Distribution Ratio	0.106278	AverageDistributionRatio
Net Noncharitable Assets	9781477	NetNoncharitableAssets
Adjusted Noncharitable Assets	1039556	AdjustedNoncharitableAssets
One Percent Net Investment Income	17871	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1057427	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1429452	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	17871	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	17871	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	17871	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	4640	EstTaxPaymentsAndOverpayment
Total Credits And Payments	4640	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Tax Due	13231	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	MILBANKTWEEDHADLEY MCCLOY LLP	BooksInCareOfPersonName
Books In Care Of Phone Number	2129060269	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1 CHASE MANHATTAN PLAZA	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
MARTIN J WHITMAN
C/O MILBANKTWEEDHADLEY MCCLOY LLP	CHASE MANHATTAN PLAZA	NY	10005	TRUSTEE	1.00	0	0	0
LOIS Q WHITMAN
C/O MILBANKTWEEDHADLEY MCCLOY LLP	CHASE MANHATTAN PLAZA	NY	10005	TRUSTEE	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	9765425	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	165008	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	9930433	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	9930433	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	148956	CashDeemedCharitable
Net Noncharitable Assets	9781477	NetNoncharitableAssets
Minimum Investment Return	489074	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	489074	MinimumInvestmentReturn
Tax Based On Investment Income	17871	TaxBasedOnInvestmentIncome
Total Tax	17871	TotalTax
Distributable Amount Before Adj	471203	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	471203	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	471203	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1429452	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	1429452	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	17871	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1411581	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	471203	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	229459	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	1123072	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	686524	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	981075	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	440211	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	3460341	TotalExcessDistriCarryover
Qualifying Distributions	1429452	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	471203	AppliedToCurrentYear
Remaining Distri From Corpus	958249	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	4418590	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	229459	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	4189131	ExcessDistriCyovToNextYear
Excess From Year4	1123072	ExcessFromYear4
Excess From Year3	686524	ExcessFromYear3
Excess From Year2	981075	ExcessFromYear2
Excess From Year1	440211	ExcessFromYear1
Excess From Current Year	958249	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	MARTIN J WHITMAN	ContributingManager
Contributing Manager	LOIS Q WHITMAN	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (36 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
AMERICAN CIVIL LIBERTIES UNION FOUNDATION
125 BROAD STREET 18TH FL	NEW YORK	NY	100042400	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$400,000
AMERICAN FRIENDS OF THE PERES INSTITUTE FOR PEACE INC
200 SOUTH FINANCIAL CENTER 200	MIAMI	FL	33131	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000	SOUTH BISCAYNE BLVD SUITE 1680
AMERICAN IRELAND FUND
211 CONGRESS STREET	BOSTON	MA	02110	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$40,000
AMERICAN JEWISH WORLD SERVICE
45 WEST 36TH STREET	NEW YORK	NY	10018	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000
BARD HIGH SCHOOL EARLY COLLEGE
PO BOX 5000	ANNANDALEONHUDSON	NY	125045000	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000
BECK INSTITUTE
ONE BELMONT AVENUE SUITE 700	BALA CYNWYD	PA	190041610	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$100,000
CENTER FOR REPRODUCTIVE RIGHTS
120 WALL STREET 14TH FLOOR	NEW YORK	NY	10005	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$65,000
CENTER FOR SCIENCE IN THE PUBLIC INTEREST
1220 L STREET NW SUITE 300	WASHINGTON	DC	200054053	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$20,000
CENTER FOR VICTIMS OF TORTURE
649 DAYTON AVENUE	ST PAUL	MN	55104	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
CHESTER FUND
PO BOX 22	CHESTER	PA	19016	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$60,000
CITY PARKS FOUNDATION
830 FIFTH AVENUE	NEW YORK	NY	100657001	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$15,000
CLIFFORD BEERS CLINIC
93 EDWARDS STREET	NEW HAVEN	CT	06511	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
COLUMBUS CITIZENS FOUNDATION
8 EAST 69TH STREET	NEW YORK	NY	10021	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
HASTINGS COLLEGE FOUNDATION
710 NORTH TURNER AVENUE	HASTINGS	NE	68901	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
HILLEL
800 8TH STREET NW	WASHINGTON	DC	200013724	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
HUMAN RIGHTS WATCH
350 FIFTH AVENUE 34TH FLOOR	NEW YORK	NY	101183299	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$100,000
HUNTER COLLEGE FOUNDATION INC
695 PARK AVENUE EAST 1313	NEW YORK	NY	10065	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
J STREET EDUCATION FUND
PO BOX 66073	WASHINGTON	DC	20035	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$20,000
MUSEUM OF JEWISH HERITAGE
36 BATTERY PLACE	NEW YORK	NY	10280	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES
1875 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20009	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000	650
NATIONAL WOMEN'S HEALTH NETWORK
1413 K STREET NW 4TH FLOOR	WASHINGTON	DC	20005	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
NEW YORK COMMUNITY TRUST
909 THIRD AVENUE	NEW YORK	NY	10022	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$100,000
PHYSICIANS FOR HUMAN RIGHTS
2 ARROW STREET SUITE 301	CAMBRIDGE	MA	02138	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$50,000
PLAY GROUP THEATRE
1 NORTH BROADWAY SUITE 111	WHITE PLAINS	NY	10601	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$50,000
PMC - JIMMY FUND
101 HUNTINGTON AVENUE 10TH FLOOR	BOSTON	MA	02199	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
RAMAPO FOR CHILDREN
PO BOX 266	RHINEBECK	NY	12572	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
RUTGERS UNIVERSITY FOUNDATION
7 COLLEGE AVENUE WINANTS HALL	NEW BRUNSWICK	NJ	089011261	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$75,000
SELF HELP AFRICA
41 UNION SQUARE WEST SUITE 631	NEW YORK	NY	10003	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000
SMITH COLLEGE
33 ELM STREET	NORTHAMPTON	MA	01063	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
TRUSTEES OF UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET	PHILADELPHIA	PA	191046205	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000
UJA FEDERATION OF NEW YORK
130 EAST 59TH STREET	NEW YORK	NY	10022	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$70,000
US HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PLACE SW	WASHINGTON	DC	200242126	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
VERDE VALLEY SANCTUARY
PO BOX 595	SEDONA	AZ	86339	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$20,000
WALL STREET SYNAGOGUE
47 BEEKMAN STREET	NEW YORK	NY	10038	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
WEAVER WAY COMMUNTIY PROGRAMS
6601 GREENE ST	PHILADELPHIA	PA	19119	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
WWO WORLDWIDE ORPHANS FOUNDATION
515 VALLEY STREET SUITE 201	MAPLEWOOD	NJ	07040	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$50,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1426000	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$215,512	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$1,580,658	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$1,796,170	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	1796170	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	MARTIN J WHITMAN	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	C/O MILBANK TWEED HADLEY MCCLOY LLP	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	50000	AggregateContributions
Person Contribution Type	X	PersonContributionType

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	MCGLADREY LLP	Category
Amount	$5,680	Amount
Net Investment Income	2840	NetInvestmentIncome
Disbursements Charitable Prps	2840	DisbursementsCharitablePrps

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (3 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
98,145.21 SHS THIRD AVENUE VALUE FUND	FMV	5620697	4891557
81,537.097 SHS THIRD AVENUE REAL ESTATE FUND	FMV	2169715	2068596
80,000,000 SHS LAI SUN DEVELOPMENT CO. LTD.	FMV	2118774	3148040

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$724	Amount
Net Investment Income	362	NetInvestmentIncome
Disbursements Charitable Prps	362	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	DUE FROM BROKER	Description
EOY Book Value	3	EOYBookValue
EOYFMV	3	EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	BANK CHARGES	Description
Revenue And Expenses Per Books	85	RevenueAndExpensesPerBooks
Net Investment Income	85	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FOREIGN TAXES PAID	$5,775	5775	0
NYS DEPT OF LAW	$250	0	250
FEDERAL EXCISE TAX	$5,030	0	0