EARTHWARD BOUND FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- EARTHWARD BOUND FOUNDATION (EIN 23-7429274)
- Tax period
- 2011-11-01 to 2012-10-31
- Filed
- 2013-03-12
- IRS object ID
- 201340719349100204
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-03-12T12:49:41-05:00 | Timestamp |
| Tax Period End Date | 2012-10-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311119890 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARNES DENNIG & CO LTD | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 EAST FOURTH STREET | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-11-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237429274 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EARTHWARD BOUND FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | EART | NameControl |
| Phone | 8005431831 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3551 | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MURRAY SINCLAIRE | Name |
| Title | PRESIDENT | Title |
| Phone | 8005431831 | Phone |
| Date Signed | 2013-03-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PAULA HUME | Name |
| PTIN | P00537516 | PTIN |
| Phone | 5132418313 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2823867 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 155493 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 29835 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 29835 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -107085 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 290356 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 78243 | TotalRevenueAndExpenses |
| Total Net Investment Income | 29835 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 4200 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4200 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 19297 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 19297 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 439 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 214 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 225 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 109 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 109 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 24045 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 23820 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 225 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 178500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 178500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 202545 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 23820 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 178725 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -124302 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 6015 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 62 | CashBOY |
| Cash EOY | 23 | CashEOY |
| Cash EOYFMV | 23 | CashEOYFMV |
| Investments Corp Stock BOY | 2492913 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2723746 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2723746 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 0 | InvestmentsOtherBOY |
| Investments Other EOY | 100098 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 100098 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2492975 | TotalAssetsBOY |
| Total Assets EOY | 2823867 | TotalAssetsEOY |
| Total Assets EOYFMV | 2823867 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 18042 | CapitalStockBOY |
| Capital Stock EOY | 18042 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2474933 | RetainedEarningsBOY |
| Retained Earnings EOY | 2805825 | RetainedEarningsEOY |
| Total Net Assets BOY | 2492975 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2823867 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2492975 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2823867 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2492975 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -124302 | ExcessOfRevenueOverExpenses |
| Other Increases | 455194 | OtherIncreases |
| Subtotal | 2823867 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2823867 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (7 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 3000 SH BRIGHAM EXPL CO | P | 2011-05-04 | 2012-12-06 | 109500 | 100547 | 8953 | 8953 |
| 5000 SH ALNYLAM PHARMACUETICALS | P | 2007-06-08 | 2011-12-20 | 39114 | 79715 | -40601 | -40601 |
| 2000 SH PACIFIC BIOSCIENCES | P | 2011-03-29 | 2011-12-20 | 5140 | 29596 | -24456 | -24456 |
| 1000 SH CREE INC | P | 2011-03-28 | 2012-03-15 | 28624 | 43135 | -14511 | -14511 |
| 4000 SH CORNING INC COM | P | 2006-11-06 | 2012-04-05 | 55274 | 82864 | -27590 | -27590 |
| 2000 SH WESTERN UNION | P | 2007-03-13 | 2012-04-05 | 35136 | 43204 | -8068 | -8068 |
| 1000 SH WESTERN UNION | P | 2006-10-05 | 2012-04-05 | 17568 | 18380 | -812 | -812 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -107085 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 193326 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2559627 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.075529 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 138806 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2128355 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.065218 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 108219 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1772577 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.061052 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 97951 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2527406 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.038756 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 106935 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2552839 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.041889 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.282444 | TotalDistributionRatio |
| Average Distribution Ratio | 0.056489 | AverageDistributionRatio |
| Net Noncharitable Assets | 2695559 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 152269 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 60 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 152329 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 178725 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 60 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 60 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 60 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 659 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 659 | TotalCreditsAndPayments |
| Overpayment | 599 | Overpayment |
| Amount Credited To Next Year | 599 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | OH | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 1 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | MURRAY SINCLAIRE JR | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8005431831 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 700 WALNUT ST SUITE 600 | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| M SINCLAIRE JR | ||||||||
| PO BOX 3551 | CINCINNATI | OH | 45201 | PRESIDENT | 0.50 | 0 | 0 | 0 |
| JR ORTON III | ||||||||
| 434 37TH STREET | OAKLAND | CA | 94609 | VICE PRESIDENT | 0.50 | 0 | 0 | 0 |
| J ROBIN SINCLAIRE | ||||||||
| PO BOX 3551 | CINCINNATI | OH | 45201 | TREAS./SECRETARY | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2727086 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 9522 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2736608 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 2736608 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 41049 | CashDeemedCharitable |
| Net Noncharitable Assets | 2695559 | NetNoncharitableAssets |
| Minimum Investment Return | 134778 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 134778 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 60 | TaxBasedOnInvestmentIncome |
| Total Tax | 60 | TotalTax |
| Distributable Amount Before Adj | 134718 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 134718 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 134718 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 178725 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 178725 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 60 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 178665 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 134718 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 178725 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 134718 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 44007 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 44007 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 44007 | ExcessDistriCyovToNextYear |
| Excess From Current Year | 44007 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | MURRAY SINCLAIRE JR | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3551 | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8005431831 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER REQUESTING SPECIFIC FUNDS AND DETAILS OF SPECIFIC USE OF THE FUNDS | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| AMERICAN JEWISH ARCHIVES | ||||||||
| 3101 CLIFTON AVE | CINCINNATI | OH | 45220 | NONE | 501(C)(3) | JACOB RADER MARCUS CENTER | $2,500 | |
| CAL PERFORMANCES | ||||||||
| 101 ZELLERBACH HALL 4800 UNIVERSITY | BERKELEY | CA | 94720 | NONE | 501(C)(3) | SUPPORT AILEY CAMP | $10,000 | OF CALIFORNIA |
| CHAMBER MUSIC CINCINNATI | ||||||||
| 625 10TH AVENUE | DAYTON | KY | 41074 | NONE | 501(C)(3) | SUPPORT MUSIC NOW FESTIVAL | $5,000 | |
| CINCINNATI ART MUSEUM | ||||||||
| 953 EDEN PARK DR | CINCINNATI | OH | 45202 | NONE | 501(C)(3) | SUPPORT ART ACADEMY | $10,000 | |
| CINCINNATI OPERA | ||||||||
| 1243 ELM STREET | CINCINNATI | OH | 45202 | NONE | 501(C)(3) | SPONSORSHIP PLEDGE | $25,000 | |
| JAZZSCHOOL OF BERKELY | ||||||||
| 2087 ADDISON ST | BERKELEY | CA | 94707 | NONE | 501(C)(3) | SUPPORT MUSIC | $100,000 | |
| THE CARNEGIE | ||||||||
| 1028 SCOTT BLVD | COVINGTON | KY | 41011 | NONE | 501(C)(3) | SUPPORT THE ARTS | $1,000 | |
| UNITED WAY | ||||||||
| 2400 READING RD | CINCINNATI | OH | 45202 | NONE | 501(C)(3) | SUPPORT THE COMMUNITY | $15,000 | |
| WOMEN HELPING WOMEN | ||||||||
| 215 E NINTH ST 7TH FLR | CINCINNATI | OH | 45202 | NONE | 501(C)(3) | SUPPORT LIGHT UP THE NIGHT | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 178500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $29,835 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$107,085 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | -$77,250 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -77250 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | J ROBERT ORTON JR CHARITABLE LEAD A | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3049 RESEARCH DRIVE | AddressLine1 |
| City | RICHMOND | City |
| State | CA | State |
| ZIP Code | 94806 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 154000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | Category |
| Amount | $4,200 | Amount |
| Net Investment Income | 4200 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (35 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BROOKFIELD INFRASTRUCTURE | 68700 | 68700 |
| ADOBE SYSTEMS - 2000 SHRS | 68050 | 68050 |
| AEROVIROMENT, INC. 100 SHRS | 21990 | 21990 |
| AETNA, INC. - 2000 SHRS | 87380 | 87380 |
| APACHE CORP - 500 SHRS | 41360 | 41360 |
| APPLE, INC. - 700 SHRS | 416724 | 416724 |
| AUTODESK, INC. - 2000 SHRS | 63704 | 63704 |
| BAXTER INTL INC. - 1000 SHRS | 62630 | 62630 |
| O REILLY AUTOMOTIVE, INC. - 100 SHRS | 85847 | 85847 |
| PEPSICO, INC. - 1000 SHRS | 69240 | 69240 |
| PHILLIPS 66 COM - 500 SHRS | 23580 | 23580 |
| QUALCOMM, INC. | 117220 | 117220 |
| SCOTTS MIRACLE GO CO - 1000 SHRS | 42810 | 42810 |
| SEABRIDGE GOLD, INC. - 1000 SHRS | 17240 | 17240 |
| TELECOMMUNICATION SYS INC. - 5000 SHRS | 10600 | 10600 |
| TEVA PHARMACEUTICALS INDUSTRIES - 1000 SHRS | 40420 | 40420 |
| TRIMBLE NAV - 4000 SHRS | 188680 | 188680 |
| WILLIAMS CO, INC. | 104970 | 104970 |
| WPX ENERGY, INC. - 1000 SHRS | 16940 | 16940 |
| EXXON MOBIL CORP - 709 SHRS | 64640 | 64640 |
| FLIR SYSTEMS - 200 SHRS | 38860 | 38860 |
| GOOGLE, INC. - 100 SHRS | 68030 | 68030 |
| INTUITIVE SURGICAL, INC. - 500 SHRS | 271110 | 271110 |
| JP MORGAN CHASE - 1000 SHRS | 41680 | 41680 |
| KINDER MORGAN, INC. - 2000 SHRS | 69420 | 69420 |
| MONSANTO CO - 1000 SHRS | 86070 | 86070 |
| NATIONAL OILWELL VARCO - 1000 SHRS | 73700 | 73700 |
| CVD EQUIP CORP - 3000 SHRS | 30660 | 30660 |
| CVS CAREMARK - 1500 SHRS | 69600 | 69600 |
| CHINDEX INTL INC. - 3000 SHRS | 31110 | 31110 |
| CISCO SYSTEMS - 2000 SHRS | 34290 | 34290 |
| CONOCOPHILLIPS, COM - 1000 SHRS | 57850 | 57850 |
| COSTCO WHOLESALE CORP - 1000 SHRS | 98430 | 98430 |
| DEERE & CO - 1000 SHRS | 85440 | 85440 |
| FEDERATED CAPITAL RESERVES | 54771 | 54771 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SPDR GOLD SHRS - 600 | CategoryOrItem |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMV |
| Book Value | 100098 | BookValue |
| EOYFMV | 100098 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| COURIER FEE | 72 | 72 | 0 |
| BANK FEE | 37 | 37 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $404,129 |
| BASIS ADJUSTMENT | $51,065 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | Category |
| Amount | $19,297 | Amount |
| Net Investment Income | 19297 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | ORTON DEVELOPMENT INC | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3049 RESEARCH DRIVE | AddressLine1 |
| City | RICHMOND | City |
| State | CA | State |
| ZIP Code | 94806 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $214 | 214 | 0 |
| STATE OF OHIO FEE | $225 | 0 | 225 |
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