GLADYS AND FRANKLIN CLARK FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- GLADYS AND FRANKLIN CLARK FOUNDATION (EIN 54-1640751)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-15
- IRS object ID
- 201333199349101063
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-15T10:54:04-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 540737372 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PBMARES LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 434 MCLAWS CIRCLE SUITE 201 | AddressLine1 |
| City | WILLIAMSBURG | City |
| State | VA | State |
| ZIP Code | 23185 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 541640751 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE GLADYS AND FRANKLIN CLARK FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | GLAD | NameControl |
| Phone | 7572293063 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 809 RICHMOND ROAD | AddressLine1 |
| City | WILLIAMSBURG | City |
| State | VA | State |
| ZIP Code | 23185 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | GILBERT BARTLETT | Name |
| Title | PRESIDENT | Title |
| Phone | 7572293063 | Phone |
| Date Signed | 2013-11-08 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICHARD G SMITH | Name |
| PTIN | P00182660 | PTIN |
| Phone | 7572297180 | Phone |
| Date Prepared | 2013-11-08 | DatePrepared |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 6317366 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 159745 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 159745 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 152336 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1479956 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 152336 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 7400 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 7400 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 319481 | TotalRevenueAndExpenses |
| Total Net Investment Income | 319481 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 36000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 9000 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 27000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 12855 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4285 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 8570 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 59653 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 59653 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 237 | InterestRevAndExpnss |
| Interest Net Invst Incm | 237 | InterestNetInvstIncm |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4780 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3286 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 12 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 29935 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 26901 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 972 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 143460 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 103362 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 36554 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 360000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 360000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 503460 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 103362 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 396554 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -183979 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 216119 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 80366 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 97614 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 97614 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 626 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 499 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 499 | PrepaidExpensesEOYFMV |
| Investments Corp Stock BOY | 4409228 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4258634 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4964111 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 827883 | InvestmentsOtherBOY |
| Investments Other EOY | 1247634 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1255142 | InvestmentsOtherEOYFMV |
| Land Building And Equipment Basis | 8257 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 8257 | AccumDeprecLandBldgAndEquip |
| Other Assets BOY | 450000 | OtherAssetsBOY |
| Other Assets EOY | 0 | OtherAssetsEOY |
| Other Assets EOYFMV | 0 | OtherAssetsEOYFMV |
| Total Assets BOY | 5768103 | TotalAssetsBOY |
| Total Assets EOY | 5604381 | TotalAssetsEOY |
| Total Assets EOYFMV | 6317366 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 5768103 | CapitalStockBOY |
| Capital Stock EOY | 5604381 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 5768103 | TotalNetAssetsBOY |
| Total Net Assets EOY | 5604381 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5768103 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 5604381 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5768103 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -183979 | ExcessOfRevenueOverExpenses |
| Other Increases | 38106 | OtherIncreases |
| Subtotal | 5622230 | Subtotal |
| Other Decreases | 17849 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 5604381 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 1479286 | 1327620 | 151666 | 151666 | |
| CAPITAL GAINS DIVIDENDS | 670 | 670 | 670 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 152336 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 446468 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 6627266 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.067368 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 425656 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6628077 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.064220 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 514807 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 6089841 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.084535 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 358400 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 7352253 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.048747 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 364898 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 8603462 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.042413 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.307283 | TotalDistributionRatio |
| Average Distribution Ratio | 0.061457 | AverageDistributionRatio |
| Net Noncharitable Assets | 6387659 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 392566 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2161 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 394727 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 396554 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2161 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2161 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2161 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1960 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 700 | TaxPaidWithExtension |
| Total Credits And Payments | 2660 | TotalCreditsAndPayments |
| Overpayment | 499 | Overpayment |
| Amount Credited To Next Year | 499 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | VA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | GILBERT BARTLETT PRESIDENT | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 7572291910 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 809 RICHMOND ROAD | AddressLine1 |
| City | WILLIAMSBURG | City |
| State | VA | State |
| ZIP Code | 23185 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| GILBERT A BARTLETT | ||||||||
| 809 RICHMOND ROAD | WILLIAMSBURG | VA | 23185 | PRESIDENT/DIRECTOR | 3.75 | 12000 | 0 | 0 |
| JOSEPH W MONTGOMERY | ||||||||
| 809 RICHMOND ROAD | WILLIAMSBURG | VA | 23185 | TREASURER/DIRECTOR | 3.75 | 12000 | 0 | 0 |
| L ALVIN GARRISON | ||||||||
| 809 RICHMOND ROAD | WILLIAMSBURG | VA | 23185 | SECERTARY/DIRECTOR | 3.75 | 12000 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE GLADYS AND FRANKLIN CLARK FOUNDATION MAKES GRANTS TO QUALIFYING CHARITABLE ORGANIZATIONS AND DOES NOT CARRY ON CHARITABLE ACTIVITIES DIRECTLY | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 6378455 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 106478 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 6484933 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 6484933 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 97274 | CashDeemedCharitable |
| Net Noncharitable Assets | 6387659 | NetNoncharitableAssets |
| Minimum Investment Return | 319383 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 319383 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2161 | TaxBasedOnInvestmentIncome |
| Total Tax | 2161 | TotalTax |
| Distributable Amount Before Adj | 317222 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 317222 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 317222 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 396554 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 396554 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2161 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 394393 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 317222 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year4 | 627 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 211389 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 99324 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 118981 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 430321 | TotalExcessDistriCarryover |
| Qualifying Distributions | 396554 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 317222 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 79332 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 509653 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 509653 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 627 | ExcessFromYear4 |
| Excess From Year3 | 211389 | ExcessFromYear3 |
| Excess From Year2 | 99324 | ExcessFromYear2 |
| Excess From Year1 | 118981 | ExcessFromYear1 |
| Excess From Current Year | 79332 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| COLONIAL WILLIAMSBURG FOUNDATION | |||||||
| PO BOX 1776 | WILLIAMSBURG | VA | 23187 | NONE | PUBLIC | ENCOURAGES AUDIENCES TO LEARN FROM THE PAST THROUGH PRESENTATION OF 18TH-CENTURY WILLIAMSBURG | $100,000 |
| JAMESTOWN YORKTOWN FOUNDATION INC | |||||||
| PO BOX 1607 | WILLIAMSBURG | VA | 23187 | NONE | PUBLIC | OPERATES JAMESTOWN SETTLEMENT & YORKTOWN VICTORY CENTER DEPICTING EARLY U.S. HISTORY & DEVELOPMENT | $200,000 |
| RITA WELCH LEARNING CENTER | |||||||
| PO BOX 8795 | WILLIAMSBURG | VA | 23187 | NONE | PUBLIC | TEACHES ADULTS LITERACY SKILLS FOR SELF-SUFFICIENCY, BETTER HEALTH, AND PARTICIPATION IN SOCIETY | $60,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 360000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $159,745 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $7,400 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $152,336 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $319,481 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 319481 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | Category |
| Amount | $12,855 | Amount |
| Net Investment Income | 4285 | NetInvestmentIncome |
| Disbursements Charitable Prps | 8570 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (276 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| EATON VANCE EMERGING MKT LOCAL INCOME FUND | 144707 | 142344 |
| RS INVT TR EMERGING MKT FUND | 207405 | 268069 |
| PIMCO PAC INVT MGMT SER EMERGING MKTS BOND FUND | 129734 | 140881 |
| TEMPLETON DEVELOPING MKTS TR | 297342 | 298201 |
| AAR CORP | 3021 | 2242 |
| A O SMITH | 2420 | 2901 |
| AARONS INC | 3211 | 5090 |
| ACCRETIVE HEALTH INC | 1733 | 1749 |
| ACORDA THERAPEUTICS INC | 1523 | 1516 |
| ACTUANT CORP | 2549 | 3377 |
| ALASKA AIR GROUP INC | 2602 | 2844 |
| ALIGN TECH INC | 1382 | 1693 |
| ALKERMES PLC | 1367 | 1445 |
| ALLOT COMMUNICATIONS LTD | 1352 | 1372 |
| AMCOL INTL CORP | 5098 | 4541 |
| AMEDISYS INC. | 4306 | 1617 |
| AMERICAN AXLE & MFG HOLDINGS INC | 1512 | 1635 |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP | 1601 | 1532 |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING | 2829 | 2882 |
| ANN INC | 1819 | 2538 |
| APPLIED MICRO CIRCUITS CORP | 960 | 1347 |
| APPROCAH RESOURCES INC | 1194 | 925 |
| ARUBA NETWORKS INC | 1160 | 1286 |
| ASPEN TECHNOLOGY INC | 2825 | 2930 |
| ASTORIA FINACIAL CORP | 2381 | 2677 |
| ATHENAHEALTH INC | 1820 | 1759 |
| AVIS BUDGET GROUP INC | 1607 | 2240 |
| B&G FOODS INC | 2674 | 2633 |
| BARNES GROUP INC | 1413 | 1437 |
| BEACON ROOFING SUPPLY | 2277 | 2529 |
| BERRY PETRO CO | 2606 | 2013 |
| BRISTOW GROUP INC | 6029 | 8532 |
| BROADSOFT INC | 1494 | 1816 |
| BRUKER CORPORATION | 1740 | 2149 |
| BRUNSWICK CORP | 2496 | 3142 |
| CABOT MICROELECTRONICS | 4351 | 3409 |
| CADENCE DESIGN SYSTEMS INC | 2327 | 3810 |
| CANTEL MEDICAL CORP | 1521 | 3359 |
| CASH AMERICA INTERNATIONAL INC. | 4496 | 4721 |
| CAVIUM INC | 1676 | 1717 |
| CENTENE CORP | 1584 | 1517 |
| CEPHEID INC | 2436 | 2304 |
| CHECKPOINT SYSTEMS | 3086 | 1847 |
| CHEESECAKE FACTORY INC | 1767 | 1995 |
| CHEMTURA CORP | 2328 | 2487 |
| CHILDRENS PLACE RETAIL STORES | 1961 | 2082 |
| CIENA CORP | 2057 | 1711 |
| CLEAN HARBORS INC | 1435 | 1925 |
| COGENT COMMUNICATIONS | 1838 | 1970 |
| COGNEX CORP | 3069 | 3054 |
| COHEN & STEERS INC | 1706 | 1920 |
| COMMUVALUT SYSTEMS INC | 2535 | 3483 |
| CORE LABORATORIES INC | 3370 | 9619 |
| CORNERSTONE ONDEMAND INC | 1980 | 2953 |
| COSTAR GROUP INC | 2016 | 2860 |
| COVANCE INC. | 3257 | 4564 |
| CUBIST PHARMACEUTICALS | 1029 | 1346 |
| CYPRESS SEMICONDUCTOR CORP | 1517 | 1398 |
| CYTEC IND INC | 1530 | 2203 |
| DANA HOLDING CORP | 2012 | 2357 |
| DEALERTRACK TECHNOLOGIES | 3216 | 3159 |
| DIGITAL RIVER INC. | 4639 | 2560 |
| DOMINOS PIZZA INC | 2201 | 2918 |
| DRIL-QUIP INC. | 2152 | 2265 |
| DSW INC | 1722 | 2168 |
| DUPONT FABROS TECHNOLOGY INC | 2262 | 2344 |
| EATON VANCE CORP | 3498 | 4300 |
| ENDOLOGIX INC | 1871 | 1922 |
| ENERGY XXI BERMUDA LTD | 2686 | 2574 |
| ENERSYS INC | 3575 | 6096 |
| ENTEGRIS INC | 3393 | 3745 |
| ESTERLINE TECHNOLOGIES | 2667 | 2990 |
| ETHAN ALLEN INTERIORS | 1056 | 1311 |
| EXACTTARGET INC | 3157 | 2700 |
| EXTRA SPACE STORAGE INC | 1809 | 2402 |
| FIFTH & PACIFIC CO INC | 2375 | 2627 |
| FINISAR CORP | 2212 | 2443 |
| FIRST POTOMAC REALTY | 2649 | 2596 |
| FIVE BELOW INC | 2463 | 2531 |
| FLIR SYSTEMS INC. | 3640 | 5066 |
| FRANKLIN ELECTRIC INC | 4610 | 6575 |
| FREESCALE SEMICONDUCTOR LTD | 1430 | 1618 |
| FRESH MARKET INC | 1837 | 2020 |
| FUSION-IO INC | 1704 | 1743 |
| GENESEE & WYOMING INC | 1851 | 3119 |
| GLOBAL PAYMENTS, INC. | 3228 | 5391 |
| GREENWAY MEDICAL TECHNOLOGIES | 1460 | 1413 |
| HARSCO CORPORATION | 3948 | 3877 |
| HEALTHSOUTH CORP | 2513 | 2238 |
| HEALTHWAYS, INC. | 3830 | 1370 |
| HELCA MINING CO | 1193 | 1067 |
| HELEN OF TROY LIMITED | 4835 | 5414 |
| HEXCEL CORP | 5794 | 8277 |
| HMS HLDGS CORP | 2123 | 2048 |
| HORNBECK OFFSHORE SERVICES INC | 1847 | 1580 |
| HUB GROUP INC | 2653 | 2755 |
| IDENIX PHARMACEUTICALS INC | 1407 | 815 |
| INSULET CORP | 1479 | 2440 |
| INTERVAL LEISURE GROUP | 1233 | 1648 |
| INTERXION HOLDING NV | 2092 | 2637 |
| ITRON INC. | 4957 | 4945 |
| JEFFRIES GROUP | 4621 | 5515 |
| JONES LANG LASALLE INC | 2245 | 2602 |
| KODIAK OIL & GAS CORP | 1192 | 1142 |
| LIFE TIME FITNESS INC. | 5821 | 10039 |
| LINDSAY MANUFACTURING CO | 2936 | 3285 |
| LIONS GATE ENTERTAINMENT CORP | 1739 | 1919 |
| LITTELFUSE INC | 3992 | 4567 |
| LUFKIN INDS INC | 5044 | 5232 |
| MARRIOTT VACATIONS WORLDWIDE CORP | 2520 | 3375 |
| MEDICAL PROPERTIES TRUST | 2849 | 4640 |
| MEDNAX INC | 4478 | 6362 |
| MERITAGE HOMES CORP | 4606 | 5677 |
| MICROSEMI CORP | 3208 | 3640 |
| MOLINA HEALTHCARE INC | 1339 | 1299 |
| MOOG INC. | 3216 | 4308 |
| NEWPARK RESOURCES INC | 3213 | 3972 |
| NORTHERN OIL AND GAS INC | 2192 | 1934 |
| NORTHWEST BANCSHARES INC | 1862 | 1821 |
| NXSTAGE MEDICAL INC | 2164 | 1316 |
| ON ASSIGNMENT INC | 2110 | 2150 |
| ONEOK INC. | 2188 | 6583 |
| OPENTABLE INC | 2344 | 2391 |
| OPTIMER PHARMACEUTICALS | 1073 | 760 |
| PAREXEL INTL CORP | 949 | 1450 |
| PHARMACYCLICS INC | 2104 | 2022 |
| PIER 1 IMPORTS INC | 3025 | 3360 |
| POLYONE CORP | 2419 | 3492 |
| PROTECTIVE LIFE CORP | 1266 | 5459 |
| QLIK TECHNOLOGIES INC | 2907 | 2802 |
| QUESTCOR PHARMACEUTICALS | 2437 | 1710 |
| RADWARE LTD | 1373 | 1419 |
| RAYMOND JAMES FINANCIAL | 4397 | 6357 |
| RBC BEARINGS CORP | 1781 | 3204 |
| REINSURANCE GROUP OF AMERICA | 2497 | 4710 |
| ROCKWOOD HOLDINGS INC | 1785 | 2275 |
| ROSETTA RESOURCES INC | 2175 | 2175 |
| RUCKUS WIRELSS INC | 1366 | 2163 |
| RYMAN HOSPITALITY PROPERTIES | 2188 | 2154 |
| SBA COMMUNICATIONS CORP | 1885 | 5749 |
| SCOTTS MIRACLE GRO | 3674 | 3788 |
| SEATTLE GENETICS INC | 623 | 811 |
| SILGAN HOLDINGS, INC. | 2032 | 2451 |
| SILICON GRAPHICS INTERNATIONAL | 1770 | 2036 |
| SILVER BAY REALTY TRUST | 964 | 998 |
| SIX FLAGS ENTERTAINMENT CORP | 2032 | 3427 |
| SNAP-ON INC. | 3920 | 7583 |
| SOTHEBY'S | 1329 | 1345 |
| SOURCEFIRE INC | 1674 | 1842 |
| SOUTH JERSEY IND INC | 4460 | 5335 |
| STATE AUTO FINANCIAL CORP | 3209 | 1599 |
| SWIFT ENERGY CO | 6631 | 3401 |
| SYNAGEVA BIOPHARMA CORP | 1274 | 1111 |
| TEAM HEALTH HOLDINGS INC | 2298 | 2359 |
| TELEDYNE TECHNOLOGIES | 3141 | 4815 |
| TENET HEALTHCARE CORP | 1584 | 2533 |
| TETRA TECH INC | 2573 | 2885 |
| TEXAS CAPITAL BANCSHARES | 3095 | 3048 |
| THE HAIN CELESTRIAL GROUP | 1389 | 2711 |
| THERAVANCE INC | 1028 | 1090 |
| THORATEC CORPORATION | 1248 | 1463 |
| TIMKEN COMPANY | 3709 | 6122 |
| TRUSTMARK CORP | 4384 | 4784 |
| TWO HARBORS INVESTMENT CORP | 2574 | 2759 |
| ULTIMATE SOFTWARE GROUP INC | 1753 | 3021 |
| UNITED BANKSHARES INC. | 4299 | 3797 |
| UNITED FIRE & CASUALTY | 1929 | 2315 |
| UNITED NATURAL FOODS INC | 1589 | 2251 |
| URS CORP | 4585 | 3219 |
| VALSPAR CORP | 3771 | 8861 |
| VIROPHARMA INC | 989 | 1001 |
| VITAMIN SHOPPE INC | 1958 | 3040 |
| VIVUS INC | 1876 | 1208 |
| VOLCANO CORP | 2391 | 1912 |
| WALTER INVESTMENT MANAGEMENT CORP | 1528 | 1549 |
| WATSCO INC | 2213 | 2247 |
| WEX INC | 1686 | 3241 |
| WGL HOLDINGS INC. | 3681 | 4742 |
| WOLVERINE WORLD WIDE INC | 1780 | 1680 |
| WRIGHT MEDICAL GROUP INC | 1388 | 1910 |
| 3D SYS CORP | 1741 | 2561 |
| BLAIR WILLIAM FUNDS | 189851 | 228386 |
| COHEN & STEERS REALTY SHARES INC. | 68981 | 130927 |
| DODGE & COX INTL STK FUND | 228184 | 246779 |
| EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND | 138078 | 136292 |
| JANUS INVT FD MID CAP VALUE FD | 228447 | 229568 |
| JP MORGAN CORE BOND FUND | 461905 | 496257 |
| PRINCIPAL INVST FUNDS HIGH YIELD FD | 131753 | 137388 |
| PIMCO PAC INVT MGMT TOTAL RETURN | 625537 | 671685 |
| T ROWE PRICE MID CAP GROWTH FUND | 203698 | 227498 |
| ABBOTT LABORATORIES | 8723 | 12838 |
| AIR PRODUCTS & CHEMICALS INC | 5236 | 4705 |
| ALTRIA GROUP INC. | 7002 | 13896 |
| AMERICAN EXPRESS COMPANY | 4977 | 5805 |
| APACHE CORP | 5566 | 3454 |
| APPLE INC. | 7354 | 36720 |
| ARCOS DORADOS HOLDINGS INC | 2640 | 1435 |
| AUTOMATIC DATA PROCESSING | 4875 | 6832 |
| BLACKROCK INC | 5090 | 5995 |
| CATERPILLAR INC. | 6121 | 9230 |
| CHEVRON CORPORATION | 12853 | 20655 |
| COCA-COLA COMPANY | 20071 | 25955 |
| CONOCOPHILLIPS | 8270 | 14150 |
| DIAGEO PLC | 5623 | 5712 |
| DISNEY WALT CO | 4260 | 5925 |
| EXXON MOBIL CORP | 17036 | 31071 |
| FRANKLIN RESOURCES INC. | 4115 | 5279 |
| FREEPORT MCMORAN COPPER | 8408 | 6293 |
| GENERAL ELECTRIC COMPANY | 12716 | 8333 |
| HSBC HOLDINGS PLC | 8099 | 5148 |
| INTEL CORP | 10190 | 8104 |
| INTERNATIONAL BUSINESS MACHINE CORP | 12597 | 16665 |
| INTUITIVE SURGICAL INC. | 2473 | 5394 |
| JOHNSON & JOHNSON | 12567 | 16123 |
| JP MORGAN CHASE & CO | 8050 | 10597 |
| KRAFT FOODS INC | 1608 | 2183 |
| LAUDER ESTEE COS INC. | 3174 | 10775 |
| MCDONALDS CORP | 12935 | 18524 |
| MERCK & CO, INC. | 5114 | 5895 |
| MONDELEZ INTERNATIONAL INC | 2996 | 3691 |
| NESTLE S A REG | 9013 | 18117 |
| NEWS CORP INC. | 4382 | 7423 |
| NOVO NORDISK | 5633 | 13546 |
| OCCIDENTAL PETE CORP | 10891 | 11108 |
| ORACLE CORP | 4048 | 4998 |
| PEPSICO INCORPORATED | 8798 | 11770 |
| PHILIP MORRIS INTERNATIONAL INC. | 16443 | 36802 |
| PILLIPS 66 | 2458 | 6478 |
| PRAXAIR INC. | 5518 | 8756 |
| PROCTOR & GAMBLE CO. | 10123 | 13782 |
| QUALCOMM INC. | 5045 | 6928 |
| RIO TINTO PLC | 7296 | 6332 |
| ROCHE HOLDINGS LTD | 6321 | 7221 |
| ROYAL DUTCH SHELL PLC | 9774 | 12894 |
| SABMILLER PLC ADR | 2933 | 3322 |
| TARGET CORP | 9012 | 11597 |
| TEXAS INSTRUMENTS | 7785 | 7537 |
| TIME WARNER CABLE | 2495 | 3693 |
| TOTAL SA SPONS | 13787 | 13315 |
| UNITED TECHNOLOGIES CORP | 8980 | 10005 |
| WAL-MART STORES INC. | 7481 | 10098 |
| WALGREEN COMPANY | 5979 | 6070 |
| XILINX INC | 2170 | 2367 |
| AGILENT TECH | 4972 | 9211 |
| AIR PRODUCTS & CHEMICALS INC | 7275 | 6890 |
| ALLEGHANY CORP | 8883 | 8385 |
| AMERICAN EXPRESS COMPANY | 23821 | 31039 |
| AMERIPRISE FINANCIAL | 3999 | 7140 |
| BANK NEW YORK MELLON CORP | 35442 | 32947 |
| BED BATH & BEYOND INC. | 11598 | 16046 |
| BERKSHIRE HATHAWAY INC. | 17973 | 25654 |
| CANADIAN NATURAL RESOURCES LTD | 16654 | 14320 |
| COCA-COLA COMPANY | 7978 | 10331 |
| COSTCO WHSL COPR | 15723 | 33963 |
| CVS CAREMARK CORP | 22474 | 34764 |
| DEVON ENERGY CORP | 10283 | 14259 |
| DIAGEO PLC | 8555 | 17487 |
| DISNEY WALT CO | 9454 | 13294 |
| EOG RESOURCES INC. | 11593 | 34908 |
| EXPRESS SCRIPTS INC. | 11445 | 12798 |
| GOOGLE INC. | 16679 | 22636 |
| HARLEY DAVIDSON INC. | 15138 | 17530 |
| HEWLETT-PACKARD COMPANY | 5690 | 2366 |
| IRON MTN INC PA | 7405 | 10464 |
| LOEWS CORPORATION | 12012 | 22494 |
| MICROSOFT CORP | 4272 | 4087 |
| MONSANTO CO | 6860 | 10222 |
| OCCIDENTAL PETE CORP | 9883 | 24285 |
| ORACLE CORP | 4247 | 5065 |
| PFIZER INC | 4455 | 6295 |
| PHILIP MORRIS | 3231 | 9619 |
| POTASH CORP OF SASKATCHEWAN INC | 5871 | 5330 |
| PROGRESSIVE CORP | 15532 | 16057 |
| TEXAS INSTRUMENTS INC. | 6871 | 10163 |
| TRANSOCEAN LTD | 5214 | 2948 |
| WELLS FARGO COMPANY | 15996 | 32710 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (6 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| GRAHAM ALTERNATIVE INVESTMENT FUND | AT COST | 184887 | 183588 |
| ASGI MULTI STRATEGY ACCREDITED FUND | AT COST | 136088 | 136365 |
| ASGI CORBIN MULTI STRATEGY FUND | AT COST | 297500 | 297500 |
| ABBEY CAPITAL MULTI-MANAGER FUND LTD | AT COST | 175875 | 175298 |
| ASGI AGILITY INCOME FUND | AT COST | 300000 | 311381 |
| ASGI AURORA OPPORTUNIES FUND | AT COST | 153284 | 151010 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DISTRIBUTION RECEIVABLE ASGI MULTI-STRATEGY | Description |
| BOY Book Value | 450000 | BOYBookValue |
| EOY Book Value | 0 | EOYBookValue |
| EOYFMV | 0 | EOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED LOSS ON GRAHAM ALTERNATIVE INVESTMENT FUND | $17,362 |
| BROKER ADJUSTMENT TO COST | $487 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| MEMBERSHIPS | 695 | 348 | 347 |
| INSURANCE | 1250 | 625 | 625 |
| MULTI-STRATEGY K-1 | 18447 | 16887 | 0 |
| ABBEY CAPITAL K-1 | 5197 | 5197 | 0 |
| AURORA OPPORTUNITIES FUND | 4346 | 3844 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| ASGI MULTI-STRATEGY | 6692 | 6692 | 6692 |
| ABBEY CAPITAL MULTI-MANAGER FUND LTD | 0 | 0 | 0 |
| ASGI AURORA OPPORTUNITIES FUND | 708 | 708 | 708 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN ON ASGI MULTI-STRATEGY | $32,762 |
| UNREALIZED GAIN ON ASGI AURORA | $5,213 |
| UNREALIZED GAIN ON ABBEY CAPTIAL MULTI MANAGER FUND | $83 |
| NONINCLUDABLE, NONDEDUCTIBLE ITEMS ASGI MULTI-STRATEGY | $46 |
| NONINCLUDABLE, NONDEDUCTIBLE ITEMS ASGI AURORA | $2 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MENTOR INVESTMENT ADVISORY FEES | Category |
| Amount | $59,653 | Amount |
| Net Investment Income | 59653 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| TAXES AND LICENSES | $25 | 13 | 12 |
| FOREIGN TAXES PAID | $3,286 | 3273 | 0 |
| 2012 EXCISE TAX | $1,469 | 0 | 0 |
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