JESSE & HERTHA ADAMS CHARITABLE TR: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- JESSE & HERTHA ADAMS CHARITABLE TR (EIN 25-6821173)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-10-29
- IRS object ID
- 201333029349100003
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-10-29T08:33:42-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 256821173 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ADAMS JESSE AND HERTHA CHARITABLE TR | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ADAM | NameControl |
| Phone | 4105375562 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 901 SOUTH BOND STREET | AddressLine1 |
| City | BALTIMORE | City |
| State | MD | State |
| ZIP Code | 21231 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | BROWN INVESTMENT ADVISORY TRUST | Name |
| Title | TRUSTEE | Title |
| Phone | 4105375562 | Phone |
| Date Signed | 2013-10-14 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 16379747 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | 410971 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 408278 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 268809 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 9219198 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 268809 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 39132 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 33975 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 718912 | TotalRevenueAndExpenses |
| Total Net Investment Income | 711062 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 22471 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 22471 | CompOfcrDirTrstNetInvstIncm |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 94559 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 94559 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 9464 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 503 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Tot Opr Expenses Rev And Expnss | 126494 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 117533 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 785480 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 785480 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 911974 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 117533 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 785480 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -193062 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 593529 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 323976 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 304695 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 304695 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Govt Oblig BOY | 4502990 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 2733618 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 2804519 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6344775 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 7517736 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 10540269 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2212689 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2602730 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2727064 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 6092 | InvestmentsOtherBOY |
| Investments Other EOY | 6092 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 3200 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 13390522 | TotalAssetsBOY |
| Total Assets EOY | 13164871 | TotalAssetsEOY |
| Total Assets EOYFMV | 16379747 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 13390522 | CapitalStockBOY |
| Capital Stock EOY | 13164871 | CapitalStockEOY |
| Total Net Assets BOY | 13390522 | TotalNetAssetsBOY |
| Total Net Assets EOY | 13164871 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 13390522 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 13164871 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 13390522 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -193062 | ExcessOfRevenueOverExpenses |
| Other Increases | 5340 | OtherIncreases |
| Subtotal | 13202800 | Subtotal |
| Other Decreases | 37929 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 13164871 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (220 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| 65000. HOME DEPOT INC 4.400% 4/01/21 | 2011-03-29 | 2012-01-06 | 73430 | 64990 | 8440 | 8440 | |
| 163000. U S TREASURY NT 3.125% 5/15/21 | 2011-08-08 | 2012-01-11 | 181637 | 171691 | 9946 | 9946 | |
| 10950.97 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-01-15 | 10951 | 11210 | -259 | -259 | |
| 7713.64 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-01-15 | 7714 | 8096 | -382 | -382 | |
| 10359.26 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-01-15 | 10359 | 10921 | -562 | -562 | |
| 45000. CALIFORNIA ST STWD 5.000% 8/15/22 | 2011-12-08 | 2012-01-17 | 53894 | 51272 | 2622 | 2622 | |
| 25000. NEW JERSEY ST HLTH 5.000% 7/01/21 | 2011-12-08 | 2012-01-20 | 28773 | 27652 | 1121 | 1121 | |
| 3827.91 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-01-25 | 3828 | 3815 | 13 | 13 | |
| 3047.77 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-01-25 | 3048 | 3156 | -108 | -108 | |
| 1404.15 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-01-25 | 1404 | 1439 | -35 | -35 | |
| 7310.72 F N M A #MA0073 4.500% 5/01/29 | 2011-03-28 | 2012-01-25 | 7311 | 7525 | -214 | -214 | |
| 11271.58 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-01-25 | 11272 | 11789 | -517 | -517 | |
| 5672.56 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-01-25 | 5673 | 5804 | -131 | -131 | |
| 60000. ONEOK PARTNERS 6.150% 10/01/16 | 2011-02-08 | 2012-01-25 | 69477 | 66525 | 2952 | 2952 | |
| 2000. CALL ON AVB 1/21/12 @ 130.00 | 2011-09-27 | 2012-01-26 | 10627 | 10627 | 10627 | ||
| 2600. CALL ON BRKB 1/21/12 @ 80.00 | 2011-10-10 | 2012-01-26 | 4861 | 4861 | 4861 | ||
| 60000. JP MORGAN CHASE MTN 1.053% 1/24/14 | 2011-03-16 | 2012-01-30 | 59830 | 60198 | -368 | -368 | |
| 100000. DUPONT EI NEMOUR 3.250% 1/15/15 | 2010-02-22 | 2012-02-01 | 107345 | 100394 | 6951 | 6951 | |
| 100000. U S TREASURY NT 4.750% 5/15/14 | 2006-05-16 | 2012-02-01 | 110250 | 98416 | 11834 | 11834 | |
| 200000. U S TREASURY NT 4.250% 11/15/14 | 2005-03-15 | 2012-02-01 | 221992 | 196106 | 25886 | 25886 | |
| 325000. U S TREASURY NT 2.000% 4/30/16 | 2011-05-23 | 2012-02-01 | 344754 | 328297 | 16457 | 16457 | |
| 162000. U S TREASURY NT 3.125% 5/15/21 | 2011-05-23 | 2012-02-01 | 181402 | 162281 | 19121 | 19121 | |
| 5000. CALL ON SWN 03/17/12 @ 37.000 | 2011-12-21 | 2012-02-13 | 3699 | 4178 | -479 | -479 | |
| 885.74 BROWN ADVISORY INTERMED XXX-XX-XXXX | 2011-12-08 | 2012-02-13 | 10000 | 9810 | 190 | 190 | |
| 7022.35 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-02-15 | 7022 | 7183 | -161 | -161 | |
| 1380.26 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-02-15 | 1380 | 1446 | -66 | -66 | |
| 11722.19 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-02-15 | 11722 | 12335 | -613 | -613 | |
| 60000. GEN ELEC CAP CRP MTN 2.500% 8/11/15 | 2011-04-05 | 2012-02-15 | 58899 | 59850 | -951 | -951 | |
| 5000. CALL ON INT 2/18/12 @ 45.00 | 2011-11-28 | 2012-02-17 | 6618 | 11148 | -4530 | -4530 | |
| 3000. CALL ON SLB 2/18/12 @ 80.00 | 2011-11-29 | 2012-02-22 | 6389 | 6389 | 6389 | ||
| 2500. CALL ON MJN 2/18/12 @ 80.00 | 2011-11-28 | 2012-02-23 | 4049 | 4049 | 4049 | ||
| 3764.27 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-02-25 | 3764 | 3751 | 13 | 13 | |
| 3443.44 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-02-25 | 3443 | 3562 | -119 | -119 | |
| 1440.21 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-02-25 | 1440 | 1474 | -34 | -34 | |
| 6042.83 F N M A #MA0073 4.500% 5/01/29 | 2011-03-28 | 2012-02-25 | 6043 | 6213 | -170 | -170 | |
| 5305.4 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-02-25 | 5305 | 5541 | -236 | -236 | |
| 3853.14 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-02-25 | 3853 | 3941 | -88 | -88 | |
| 500. COMCAST CORP 7.0% PFD | 2010-07-20 | 2012-02-27 | 12500 | 12850 | -350 | -350 | |
| 123535.36 F N M A #MA0073 4.500% 5/01/29 | 2011-03-28 | 2012-02-28 | 131835 | 126954 | 4881 | 4881 | |
| 100000. F H L B DEB 4.500% 11/15/12 | 2003-12-28 | 2012-02-29 | 103026 | 99281 | 3745 | 3745 | |
| 10000. FRONTIER COMMUNICATIONS CORP | 2011-10-05 | 2012-03-02 | 45099 | 58300 | -13201 | -13201 | |
| 7000. UBS AG JERSEY E TRACS BLOOMBERG CMCI | 2011-12-27 | 2012-03-02 | 162530 | 152465 | 10065 | 10065 | |
| 256.758 BROWN ADVISORY INTERMED XXX-XX-XXXX | 2011-02-14 | 2012-03-05 | 2907 | 2842 | 65 | 65 | |
| 9505.34 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-03-15 | 9505 | 9716 | -211 | -211 | |
| 10419.41 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-03-15 | 10419 | 10900 | -481 | -481 | |
| 7193.82 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-03-15 | 7194 | 7557 | -363 | -363 | |
| 358599.5 U S TREASURY I P S 0.125% 4/15/16 | 2012-02-01 | 2012-03-15 | 379807 | 380330 | -523 | -523 | |
| 349716.5 U S TREASURY I P S 0.125% 1/15/22 | 2012-02-01 | 2012-03-15 | 357708 | 363907 | -6199 | -6199 | |
| 5000. CALL ON NTAP 03/17/12 @ 41.000 | 2012-01-03 | 2012-03-16 | 5799 | 12643 | -6844 | -6844 | |
| 5000. HORIZON TECHNOLOGY FIN CORP | 2010-12-14 | 2012-03-19 | 84893 | 76071 | 8822 | 8822 | |
| 7500. HEWLETT PACKARD CORP. | 2003-11-26 | 2012-03-20 | 179971 | 154478 | 25493 | 25493 | |
| 3500. CALL ON EMR 3/17/12 @ 57.50 | 2011-12-07 | 2012-03-20 | 3919 | 3919 | 3919 | ||
| 5409.75 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-03-25 | 5410 | 5391 | 19 | 19 | |
| 5648.8 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-03-25 | 5649 | 5839 | -190 | -190 | |
| 1899.58 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-03-25 | 1900 | 1943 | -43 | -43 | |
| 5516.07 F N M A #MA0073 4.500% 5/01/29 | 2011-03-28 | 2012-03-25 | 5516 | 5666 | -150 | -150 | |
| 1562.08 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-03-25 | 1562 | 1649 | -87 | -87 | |
| 10816.56 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-03-25 | 10817 | 11281 | -464 | -464 | |
| 2486.53 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-03-25 | 2487 | 2542 | -55 | -55 | |
| 5000. SOUTHWESTERN ENERGY CO | 2011-08-08 | 2012-03-29 | 151366 | 177652 | -26286 | -26286 | |
| 11648.76 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-04-15 | 11649 | 11898 | -249 | -249 | |
| 14615.92 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-04-15 | 14616 | 15267 | -651 | -651 | |
| 7201.75 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-04-15 | 7202 | 7553 | -351 | -351 | |
| 4040.32 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-04-15 | 4040 | 4228 | -188 | -188 | |
| 500. COMCAST CORP 7.0% PFD | 2010-07-20 | 2012-04-20 | 12500 | 12850 | -350 | -350 | |
| 3000. CALL ON SLB 05/19/12 @ 87.500 | 2012-02-21 | 2012-04-23 | 3989 | 181 | 3808 | 3808 | |
| 5557.48 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-04-25 | 5557 | 5538 | 19 | 19 | |
| 4893.68 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-04-25 | 4894 | 5054 | -160 | -160 | |
| 1454.71 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-04-25 | 1455 | 1527 | -72 | -72 | |
| 1993.87 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-04-25 | 1994 | 2039 | -45 | -45 | |
| 2254.49 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-04-25 | 2254 | 2376 | -122 | -122 | |
| 9274.42 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-04-25 | 9274 | 9659 | -385 | -385 | |
| 3437.36 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-04-25 | 3437 | 3513 | -76 | -76 | |
| 156. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-03 | 2655 | 2357 | 298 | 298 | |
| 2000. AIR PRODUCTS & CHEMICALS INC. | 2004-05-25 | 2012-05-04 | 170775 | 89469 | 81306 | 81306 | |
| 375. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-04 | 6380 | 5667 | 713 | 713 | |
| 406. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-07 | 6868 | 6135 | 733 | 733 | |
| 404. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-08 | 6831 | 6105 | 726 | 726 | |
| 73. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-09 | 1223 | 1103 | 120 | 120 | |
| 131. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-09 | 2192 | 1980 | 212 | 212 | |
| 260. HORIZON TECHNOLOGY FIN CORP | 2010-12-13 | 2012-05-10 | 4381 | 3922 | 459 | 459 | |
| 695. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-10 | 11683 | 10344 | 1339 | 1339 | |
| 2000. GEN PROBE INC | 2012-01-09 | 2012-05-11 | 162654 | 121238 | 41416 | 41416 | |
| 47. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-11 | 796 | 700 | 96 | 96 | |
| 406. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-11 | 6849 | 6042 | 807 | 807 | |
| 2000. BECTON DICKINSON & CO. | 2010-11-12 | 2012-05-14 | 153147 | 154714 | -1567 | -1567 | |
| 160. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-14 | 2693 | 2381 | 312 | 312 | |
| 343. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-14 | 5766 | 5105 | 661 | 661 | |
| 7000. WINDSTREAM CORP | 2010-11-12 | 2012-05-14 | 67549 | 79878 | -12329 | -12329 | |
| 8256.13 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-05-15 | 8256 | 8427 | -171 | -171 | |
| 2673.69 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-05-15 | 2674 | 2789 | -115 | -115 | |
| 4700.84 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-05-15 | 4701 | 4923 | -222 | -222 | |
| 1875.9 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-05-15 | 1876 | 1961 | -85 | -85 | |
| 699. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-15 | 11485 | 10403 | 1082 | 1082 | |
| 150000. F H L B DEB 4.500% 11/15/12 | 2003-12-28 | 2012-05-16 | 153198 | 148922 | 4276 | 4276 | |
| 845. HORIZON TECHNOLOGY FIN CORP | 2010-12-10 | 2012-05-16 | 13904 | 12576 | 1328 | 1328 | |
| 65000. ATT INC 3.875% 8/15/21 | 2011-09-13 | 2012-05-21 | 70286 | 66292 | 3994 | 3994 | |
| 65000. CITIGROUP INC 4.450% 1/10/17 | 2012-01-31 | 2012-05-21 | 66736 | 67478 | -742 | -742 | |
| 100. CALL ON NTAP 06/16/12 @ 52.500 | 2012-03-26 | 2012-05-23 | 96 | 5 | 91 | 91 | |
| 2500. CALL ON MJN 05/19/12 @ 85.000 | 2012-03-07 | 2012-05-23 | 2549 | 2549 | 2549 | ||
| 5000. NETAPP INC | 2011-12-14 | 2012-05-23 | 160785 | 186251 | -25466 | -25466 | |
| 5000. CALL ON INT 05/19/12 @ 55.000 | 2012-02-22 | 2012-05-23 | 3753 | 3753 | 3753 | ||
| 4403.87 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-05-25 | 4404 | 4389 | 15 | 15 | |
| 3339.55 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-05-25 | 3340 | 3446 | -106 | -106 | |
| 1193.24 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-05-25 | 1193 | 1251 | -58 | -58 | |
| 2062.73 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-05-25 | 2063 | 2108 | -45 | -45 | |
| 1199.64 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-05-25 | 1200 | 1263 | -63 | -63 | |
| 6529.58 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-05-25 | 6530 | 6791 | -261 | -261 | |
| 2910.94 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-05-25 | 2911 | 2974 | -63 | -63 | |
| 180000. U S TREASURY NT 2.000% 2/15/22 | 2012-03-15 | 2012-06-01 | 189105 | 175681 | 13424 | 13424 | |
| 150000. F F C B DEB 2.590% 6/08/15 | 2010-05-25 | 2012-06-08 | 150000 | 150000 | |||
| 7605.83 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-06-15 | 7606 | 7758 | -152 | -152 | |
| 7643.47 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-06-15 | 7643 | 7961 | -318 | -318 | |
| 6750.62 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-06-15 | 6751 | 7058 | -307 | -307 | |
| 2382.49 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-06-15 | 2382 | 2487 | -105 | -105 | |
| 3771.78 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-06-25 | 3772 | 3759 | 13 | 13 | |
| 3420.59 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-06-25 | 3421 | 3527 | -106 | -106 | |
| 1111.61 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-06-25 | 1112 | 1164 | -52 | -52 | |
| 2160.37 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-06-25 | 2160 | 2206 | -46 | -46 | |
| 825.6 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-06-25 | 826 | 868 | -42 | -42 | |
| 8553.97 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-06-25 | 8554 | 8885 | -331 | -331 | |
| 5003.26 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-06-25 | 5003 | 5110 | -107 | -107 | |
| 60000. MANUF TRADERS 1.96815% 4/01/13 | 2011-03-10 | 2012-07-01 | 60000 | 59988 | 12 | 12 | |
| 6515.27 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-07-15 | 6515 | 6642 | -127 | -127 | |
| 6433.1 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-07-15 | 6433 | 6691 | -258 | -258 | |
| 5256.46 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-07-15 | 5256 | 5488 | -232 | -232 | |
| 1426.79 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-07-15 | 1427 | 1487 | -60 | -60 | |
| 100000. PROTECTIVE LIFE MTN 5.000% 5/15/13 | 2008-05-21 | 2012-07-19 | 103076 | 100000 | 3076 | 3076 | |
| 2000. CALL ON AVB 07/21/12 @ 155.000 | 2012-05-10 | 2012-07-23 | 3039 | 3039 | 3039 | ||
| 35000. BANK OF AMER CRP MTN 4.400% 3/15/15 | 2010-02-23 | 2012-07-24 | 36023 | 35000 | 1023 | 1023 | |
| 35000. BERKSHIRE HATHWY 3.200% 2/11/15 | 2010-02-26 | 2012-07-24 | 37287 | 35255 | 2032 | 2032 | |
| 35000. PEPSICO INC 5.000% 6/01/18 | 2008-05-20 | 2012-07-24 | 41552 | 35000 | 6552 | 6552 | |
| 4798.18 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-07-25 | 4798 | 4782 | 16 | 16 | |
| 4166.75 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-07-25 | 4167 | 4293 | -126 | -126 | |
| 1153.1 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-07-25 | 1153 | 1206 | -53 | -53 | |
| 4084.94 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-07-25 | 4085 | 4169 | -84 | -84 | |
| 2575.59 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-07-25 | 2576 | 2704 | -128 | -128 | |
| 7359.38 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-07-25 | 7359 | 7635 | -276 | -276 | |
| 3284.6 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-07-25 | 3285 | 3353 | -68 | -68 | |
| 2000. CARBO CERAMICS INC | 2012-05-15 | 2012-07-31 | 129437 | 166419 | -36982 | -36982 | |
| 4000. MARKEL CORP 7.5% PFD | 2011-06-02 | 2012-08-01 | 100000 | 102757 | -2757 | -2757 | |
| 280879.41 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-08-10 | 300585 | 289250 | 11335 | 11335 | |
| 350000. F N M A M T N 5.125% 1/02/14 | 2004-08-18 | 2012-08-14 | 372015 | 351021 | 20994 | 20994 | |
| 350000. U S TREASURY NT 0.875% 1/31/17 | 2012-03-15 | 2012-08-14 | 353322 | 346582 | 6740 | 6740 | |
| 6681.59 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-08-15 | 6682 | 6807 | -125 | -125 | |
| 10187.42 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-08-15 | 10187 | 10581 | -394 | -394 | |
| 6438.75 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-08-15 | 6439 | 6712 | -273 | -273 | |
| 2544.39 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-08-15 | 2544 | 2649 | -105 | -105 | |
| 2500. CALL ON MJN 08/18/12 @ 90.000 | 2012-05-25 | 2012-08-20 | 3224 | 3224 | 3224 | ||
| 161571.62 F H L M C GD J11196 4.500% 11/01/24 | 2011-07-21 | 2012-08-24 | 173033 | 168318 | 4715 | 4715 | |
| 5730.03 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-08-25 | 5730 | 5710 | 20 | 20 | |
| 5552.82 F N M A #AH6783 4.000% 3/01/41 | 2011-08-24 | 2012-08-25 | 5553 | 5717 | -164 | -164 | |
| 1745.08 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-08-25 | 1745 | 1822 | -77 | -77 | |
| 5433.78 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-08-25 | 5434 | 5542 | -108 | -108 | |
| 3795.78 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-08-25 | 3796 | 3981 | -185 | -185 | |
| 7827.31 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-08-25 | 7827 | 8110 | -283 | -283 | |
| 2905.12 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-08-25 | 2905 | 2965 | -60 | -60 | |
| 204767.42 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-09-11 | 217885 | 208471 | 9414 | 9414 | |
| 138494.77 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-09-11 | 148579 | 143640 | 4939 | 4939 | |
| 7792.76 F H L M C GD G13876 4.000% 7/01/25 | 2011-04-13 | 2012-09-15 | 7793 | 7934 | -141 | -141 | |
| 6005.42 F H L M C GD J09470 4.500% 4/01/24 | 2011-06-28 | 2012-09-15 | 6005 | 6229 | -224 | -224 | |
| 3661.71 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-09-15 | 3662 | 3808 | -146 | -146 | |
| 1834.68 F H L M C GD C03796 3.500% 4/01/42 | 2012-07-18 | 2012-09-15 | 1835 | 1939 | -104 | -104 | |
| 1364.02 F H L M C GD Q08903 3.500% 6/01/42 | 2012-08-10 | 2012-09-15 | 1364 | 1439 | -75 | -75 | |
| 2365. WORLD FUEL SVCS CORP | 2011-03-11 | 2012-09-19 | 87143 | 90347 | -3204 | -3204 | |
| 2635. WORLD FUEL SVCS CORP | 2011-03-11 | 2012-09-20 | 95681 | 100662 | -4981 | -4981 | |
| 188506.37 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-09-24 | 203440 | 197435 | 6005 | 6005 | |
| 6317.82 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-09-25 | 6318 | 6296 | 22 | 22 | |
| 1443.95 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-09-25 | 1444 | 1506 | -62 | -62 | |
| 4945.12 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-09-25 | 4945 | 5041 | -96 | -96 | |
| 3947.7 F N M A #MA0971 4.000% 2/01/42 | 2012-01-31 | 2012-09-25 | 3948 | 4135 | -187 | -187 | |
| 7250.55 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-09-25 | 7251 | 7505 | -254 | -254 | |
| 4148.61 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-09-25 | 4149 | 4233 | -84 | -84 | |
| 65000. CONSTELLATION ENERGY 5.150% 12/01/20 | 2012-01-05 | 2012-10-02 | 76087 | 70680 | 5407 | 5407 | |
| 25000. PARTNERS HEALTHCARE 3.443% 7/01/21 | 2011-12-12 | 2012-10-04 | 26461 | 25054 | 1407 | 1407 | |
| 2649.38 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-10-15 | 2649 | 2752 | -103 | -103 | |
| 3236.42 F H L M C GD C03796 3.500% 4/01/42 | 2012-07-18 | 2012-10-15 | 3236 | 3418 | -182 | -182 | |
| 3135.17 F H L M C GD Q08903 3.500% 6/01/42 | 2012-08-10 | 2012-10-15 | 3135 | 3304 | -169 | -169 | |
| .6667 KRAFT FOODS GROUP INC | 2010-11-12 | 2012-10-19 | 31 | 21 | 10 | 10 | |
| 5750.93 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-10-25 | 5751 | 5731 | 20 | 20 | |
| 1627.84 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-10-25 | 1628 | 1696 | -68 | -68 | |
| 3675.81 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-10-25 | 3676 | 3745 | -69 | -69 | |
| 1379.47 F N M A #AB6278 2.500% 9/01/27 | 2012-09-11 | 2012-10-25 | 1379 | 1433 | -54 | -54 | |
| 9887.87 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-10-25 | 9888 | 10225 | -337 | -337 | |
| 5242.99 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-10-25 | 5243 | 5347 | -104 | -104 | |
| 18000. EXPRESS SCRIPTS INC 7.250% 6/15/19 | 2012-08-28 | 2012-11-07 | 23302 | 23078 | 224 | 224 | |
| 166359.35 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-11-08 | 176172 | 165788 | 10384 | 10384 | |
| 3655.11 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-11-15 | 3655 | 3793 | -138 | -138 | |
| 4000.93 F H L M C GD C03796 3.500% 4/01/42 | 2012-07-18 | 2012-11-15 | 4001 | 4221 | -220 | -220 | |
| 5489.35 F H L M C GD Q08903 3.500% 6/01/42 | 2012-08-10 | 2012-11-15 | 5489 | 5780 | -291 | -291 | |
| 100000. F H L B DEB 4.500% 11/15/12 | 2003-12-28 | 2012-11-15 | 100000 | 99281 | 719 | 719 | |
| 4000. CALL ON FCX 11/17/12 @ 48.000 | 2012-09-14 | 2012-11-20 | 2249 | 2249 | 2249 | ||
| 3500. EMERSON ELECTRIC CO. | 2011-10-27 | 2012-11-21 | 169709 | 171996 | -2287 | -2287 | |
| 5983.12 F N M A #AH3431 3.500% 1/01/26 | 2011-02-04 | 2012-11-25 | 5983 | 5963 | 20 | 20 | |
| 1184.39 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-11-25 | 1184 | 1232 | -48 | -48 | |
| 4527.06 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-11-25 | 4527 | 4610 | -83 | -83 | |
| 1484.85 F N M A #AB6278 2.500% 9/01/27 | 2012-09-11 | 2012-11-25 | 1485 | 1541 | -56 | -56 | |
| 8536.93 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-11-25 | 8537 | 8820 | -283 | -283 | |
| 2495.31 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-11-25 | 2495 | 2544 | -49 | -49 | |
| 2861. WISDOMTREE EMERGING MKTS EQ INCOME | 2012-03-02 | 2012-11-26 | 151513 | 168782 | -17269 | -17269 | |
| 1069. WISDOMTREE EMERGING MKTS EQ INCOME | 2012-07-09 | 2012-11-27 | 56289 | 59709 | -3420 | -3420 | |
| 1070. WISDOMTREE EMERGING MKTS EQ INCOME | 2012-07-09 | 2012-11-28 | 56200 | 54773 | 1427 | 1427 | |
| 4000. FREEPORT-MCMORAN COPPER & GOLD B | 2012-03-29 | 2012-12-11 | 127297 | 150823 | -23526 | -23526 | |
| 1246. CONSOLIDATED EDISON INC | 2010-11-12 | 2012-12-13 | 69575 | 62088 | 7487 | 7487 | |
| 65492.62 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-12-14 | 68798 | 67877 | 921 | 921 | |
| 38445.64 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-12-14 | 40785 | 39970 | 815 | 815 | |
| 3436.48 F H L M C GD J16447 3.500% 8/01/26 | 2012-02-28 | 2012-12-15 | 3436 | 3562 | -126 | -126 | |
| 5430.24 F H L M C GD C03796 3.500% 4/01/42 | 2012-07-18 | 2012-12-15 | 5430 | 5723 | -293 | -293 | |
| 343.95 F H L M C GD C09015 3.000% 10/01/42 | 2012-11-08 | 2012-12-15 | 344 | 361 | -17 | -17 | |
| 6706.5 F H L M C GD Q08903 3.500% 6/01/42 | 2012-08-10 | 2012-12-15 | 6707 | 7055 | -348 | -348 | |
| 60000. CHARLES SCHWAB CORP 4.950% 6/01/14 | 2011-03-25 | 2012-12-21 | 63733 | 62620 | 1113 | 1113 | |
| 81480.8 U S TREASURY I P S 0.125% 4/15/17 | 2012-08-14 | 2012-12-24 | 87184 | 86298 | 886 | 886 | |
| 80476.8 U S TREASURY I P S 0.125% 7/15/22 | 2012-08-14 | 2012-12-24 | 87468 | 85938 | 1530 | 1530 | |
| 1195.13 F N M A #AJ1441 3.500% 9/01/26 | 2012-02-28 | 2012-12-25 | 1195 | 1242 | -47 | -47 | |
| 6491.46 F N M A #AJ5336 3.000% 11/01/26 | 2011-11-10 | 2012-12-25 | 6491 | 6607 | -116 | -116 | |
| 1561.43 F N M A #AB6278 2.500% 9/01/27 | 2012-09-11 | 2012-12-25 | 1561 | 1619 | -58 | -58 | |
| 6588.61 F N M A #AD7079 4.500% 6/01/25 | 2011-05-10 | 2012-12-25 | 6589 | 6801 | -212 | -212 | |
| 2495.98 F N M A #AE0881 3.161% 2/01/41 | 2011-03-09 | 2012-12-25 | 2496 | 2544 | -48 | -48 | |
| 165000. F H L M C M T N 0.375% 2/27/14 | 2012-01-23 | 2012-12-27 | 165285 | 164886 | 399 | 399 | |
| CAPITAL GAIN DIVIDENDS | 1164 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 268809 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 806240 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 15957780 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.050523 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 788679 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 15532504 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.050776 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 714449 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 14460380 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.049407 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 921596 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 16368203 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.056304 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 916427 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 18447663 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.049677 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.256687 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051337 | AverageDistributionRatio |
| Net Noncharitable Assets | 16173947 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 830322 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 5935 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 836257 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 785480 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 11871 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 11871 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 11871 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 10188 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 8411 | TaxPaidWithExtension |
| Total Credits And Payments | 18599 | TotalCreditsAndPayments |
| Penalty For Underpayment | 23 | PenaltyForUnderpayment |
| Overpayment | 6705 | Overpayment |
| Amount Credited To Next Year | 5936 | AmountCreditedToNextYear |
| Amount To Be Refunded | 769 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MD | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BROWN ADVISORY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4105375562 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 901 S BOND STREET SUITE 400 | AddressLine1 |
| City | BALTIMORE | City |
| State | MD | State |
| ZIP Code | 21231 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| BROWN ADVISORY | ||||||
| 901 SOUTH BOND STREET SUITE 400 | BALTIMORE | MD | 21231 | TRUSTEE | 1 | 0 |
| CAROL S BRUDIN | ||||||
| 6571 MINK HOLLOW ROAD | HIGHLAND | MD | 20777 | TRUSTEE | 1 | 22471 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 16118196 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 302055 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 16420251 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 16420251 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 246304 | CashDeemedCharitable |
| Net Noncharitable Assets | 16173947 | NetNoncharitableAssets |
| Minimum Investment Return | 808697 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 808697 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 11871 | TaxBasedOnInvestmentIncome |
| Total Tax | 11871 | TotalTax |
| Distributable Amount Before Adj | 796826 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 796826 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 796826 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 785480 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 785480 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 785480 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 796826 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 8590 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 112726 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 497 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 20047 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 15189 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 157049 | TotalExcessDistriCarryover |
| Qualifying Distributions | 785480 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 785480 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 11346 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 11346 | ExcessDistriCyovAppliedCY |
| Total Corpus | 145703 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 145703 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 109970 | ExcessFromYear4 |
| Excess From Year3 | 497 | ExcessFromYear3 |
| Excess From Year2 | 20047 | ExcessFromYear2 |
| Excess From Year1 | 15189 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (8 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| SEEING EYE INC | ||||||||
| P O BOX 375 | MORRISTOWN | NJ | 07963 | NONE | PUBLIC CHARITY | CHARITABLE | $78,548 | |
| CHRIST LUTHERAN CHURCH | ||||||||
| 701 SOUTH CHARLES ST | BALTIMORE | MD | 21230 | NONE | PUBLIC CHARITY | GENERAL | $157,096 | |
| THE SCOTTISH RITE FOUNDATION | ||||||||
| 3800 N CHARLES ST | BALTIMORE | MD | 21218 | NONE | PUBLIC CHARITY | CHILDHOOD LANGUAGE | $78,548 | |
| SHRINERS HOSPITAL FOR | ||||||||
| 2900 ROCKY POINT DRIVE | TAMPA | FL | 33607 | NONE | PUBLIC CHARITY | MEDICAL | $157,096 | CHILDREN |
| THE PROVIDENCE CENTER | ||||||||
| 930 POINT PLEASANT RD | GLEN BURNIE | MD | 21060 | NONE | PUBLIC CHARITY | CHARITABLE | $78,548 | |
| JOHNS HOPKINS CHILDREN CENTER | ||||||||
| 1800 ORLEANS STREET | BALTIMORE | MD | 21287 | NONE | PUBLIC CHARITY | MEDICAL | $117,822 | |
| NATIONAL FDN FOR THE BLIND | ||||||||
| 200 EAST WELLS STREET | BALTIMORE | MD | 21230 | NONE | PUBLIC CHARITY | MEDICAL | $78,548 | |
| BELLO MACHRE | ||||||||
| 7765 GREENTOWN ROAD | GLEN BURNIE | MD | 21060 | NONE | PUBLIC CHARITY | CHARITABLE | $39,274 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 785480 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $410,971 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $268,809 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | LP DISTRIBUTIONS | Description |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $39,132 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $718,912 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 718912 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (5 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| CORPORATE BONDS | 1588460 | 1664071 |
| FIXED INCOME MUTUAL FUNDS | 636294 | 668117 |
| FOREIGN BONDS | 62357 | 63706 |
| MUNICIPAL BONDS | 315619 | 331170 |
| NONTAXABLE MUNI BONDS |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (5 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| COMMON STOCKS - DOMESTIC | 5336058 | 7866663 |
| EQUITY MUTUAL FUNDS | 801000 | 912621 |
| FOREIGN STOCKS | 630678 | 1024271 |
| PREFERRED STOCKS | ||
| BALANCED FUNDS | 750000 | 736714 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 2733618 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 2804519 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | WATER FACILITY CHARGES | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 6092 | BookValue |
| EOYFMV | 3200 | EOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| AMORTIZATION NOT OFFSET TO INT | $5,567 |
| CALL OPTION ADJUSTMENTS - 2011 | $10,627 |
| OTHER BOOK VALUE ADJUSTMENTS | $21,735 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MLP K-1 | Description |
| Revenue And Expenses Per Books | 39132 | RevenueAndExpensesPerBooks |
| Net Investment Income | 33975 | NetInvestmentIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | BASIS ADJUSTMENTS ON US TIPS | Description |
| Amount | $5,340 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES-PRIN | Category |
| Amount | $94,559 | Amount |
| Net Investment Income | 94559 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FEDERAL EXCISE TAX | $1,547 | 0 | 0 |
| QUARTERLY TAX DEPOSIT | $7,414 | 0 | 0 |
| FOREIGN TAXES ON QUALIFIED FOR | $270 | 270 | 0 |
| FOREIGN TAXES ON NONQUALIFIED | $233 | 233 | 0 |
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