ENOCH FOUNDATION CHARITABLE TR 100892: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ENOCH FOUNDATION CHARITABLE TR 100892 (EIN 13-6989587)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-08-12
- IRS object ID
- 201332249349100868
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-08-12T07:23:40-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136989587 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Enoch Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ENOC | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Robert B Ferguson | Name |
| Title | Trustee | Title |
| Date Signed | 2013-08-12 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-08-12 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 28416289 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 708749 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 708749 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 194036 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5508015 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 443040 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 560 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 560 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 903345 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1152349 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 224882 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 224882 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 4640 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 40 | TaxesNetInvstIncm |
| Trav Conf Meeting Rev And Expnss | 3698 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 54 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 3644 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 836 | PrintingAndPubRevAndExpnss |
| Printing And Pub Dsbrs Chrtbl Prps | 836 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 63840 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 3 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 63837 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 297896 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 224979 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 68317 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1419000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1419000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1716896 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 224979 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1487317 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -813551 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 927370 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 3843183 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3241223 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3241223 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 2438 | AccountsReceivable |
| Accounts Receivable EOY | 2438 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 2438 | AccountsReceivableEOYFMV |
| Investments Govt Oblig BOY | 242973 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 54067 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 59651 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 18213048 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 19086311 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 22513637 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 3149243 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2393567 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2599340 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 142710 | InvestmentsOtherBOY |
| Total Assets BOY | 25591157 | TotalAssetsBOY |
| Total Assets EOY | 24777606 | TotalAssetsEOY |
| Total Assets EOYFMV | 28416289 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 25591157 | RetainedEarningsBOY |
| Retained Earnings EOY | 24777606 | RetainedEarningsEOY |
| Total Net Assets BOY | 25591157 | TotalNetAssetsBOY |
| Total Net Assets EOY | 24777606 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 25591157 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 24777606 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 25591157 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -813551 | ExcessOfRevenueOverExpenses |
| Subtotal | 24777606 | Subtotal |
| Total Net Assets Fund Balances EOY | 24777606 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 5508015 | GrossSalesPrice |
| Cost Or Other Basis | 5313979 | CostOrOtherBasis |
| Gain Or Loss | 443040 | GainOrLoss |
| Gains Minus Excess Or Losses | 443040 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 443040 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1338641 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 28897294 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.046324 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 769277 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 27307543 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.028171 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 676168 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 24276316 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.027853 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 891254 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 20636431 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.043188 | DistributionRatioYear4 |
| Noncharitable Assets Year5 | 1655372 | NoncharitableAssetsYear5 |
| Total Distribution Ratio | 000.145536 | TotalDistributionRatio |
| Average Distribution Ratio | 000.029107 | AverageDistributionRatio |
| Net Noncharitable Assets | 28479329 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 828948 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 9274 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 838222 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1487317 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 9274 | InvestmentIncomeExciseTax |
| Subtotal | 9274 | Subtotal |
| Tax Based On Investment Income | 9274 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 9237 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 37 | TaxPaidWithExtension |
| Total Credits And Payments | 9274 | TotalCreditsAndPayments |
| Tax Paid Original Return | 9274 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Robert B Ferguson | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| Robert B Ferguson & Co Inc | |||||
| 102 Hidden Oak Lane | Vero Beach | FL | 32963 | Investment Management | 202197 |
| Foundation Source | |||||
| 55 Walls Drive suite 302 | Fairfield | CT | 06824 | Administrative | 63087 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 25491993 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 3421031 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 28913024 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 28913024 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 433695 | CashDeemedCharitable |
| Net Noncharitable Assets | 28479329 | NetNoncharitableAssets |
| Minimum Investment Return | 1423966 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1423966 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 9274 | TaxBasedOnInvestmentIncome |
| Total Tax | 9274 | TotalTax |
| Distributable Amount Before Adj | 1414692 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1414692 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1414692 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1487317 | ExpensesAndContributions |
| Qualifying Distributions | 1487317 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 9274 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1478043 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1414692 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1429055 | UndistributedIncomePriorYear |
| Qualifying Distributions | 1487317 | QualifyingDistributions |
| Applied To Year1 | 1429055 | AppliedToYear1 |
| Applied To Current Year | 58262 | AppliedToCurrentYear |
| Undistributed Income CY | 1356430 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (36 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| THE WEIZMANN INSTITUTE OF SCIENCE INC | |||||||
| 633 3RD AVE FL 20 | NEW YORK | NY | 10017 | N/A | 509a1 | General Unrestricted | $175,000 |
| AMERICAN THEATRE WORKS INC | |||||||
| PO BOX 510 | DORSET | VT | 05251 | N/A | 509a2 | General Unrestricted | $16,000 |
| ART IN GENERAL INC | |||||||
| 79 WALKER ST | NEW YORK | NY | 10013 | N/A | 509a1 | General Unrestricted | $15,000 |
| BARYSHNIKOV ARTS CENTER INC | |||||||
| 450 W 37TH ST STE 501 | NEW YORK | NY | 10018 | N/A | 509a1 | General Unrestricted | $35,000 |
| BETH MORRISON PROJECTS | |||||||
| 305 E 93RD ST 4B | NEW YORK | NY | 10128 | N/A | 509a1 | General Unrestricted | $5,000 |
| CARNEGIE HALL CORPORATION | |||||||
| 881 7TH AVE | NEW YORK | NY | 10019 | N/A | 509a2 | General Unrestricted | $90,000 |
| CHOATE ROSEMARY HALL FOUNDATION INC | |||||||
| 333 CHRISTIAN ST | WALLINGFORD | CT | 06492 | N/A | 509a1 | Enoch Scholar Program | $50,000 |
| CHOATE ROSEMARY HALL FOUNDATION INC | |||||||
| 333 CHRISTIAN ST | WALLINGFORD | CT | 06492 | N/A | 509a1 | Enoch Scholarship | $50,000 |
| FRENCH INSTITUTE-ALLIANCE FRANCAISE | |||||||
| 22 E 60TH ST | NEW YORK | NY | 10022 | N/A | 509a1 | General Unrestricted | $7,500 |
| GREEN MTN ACDMY FOR LIFE LONG LEARNING | |||||||
| PO BOX 1820 | MANCHESTER CENTER | VT | 05255 | N/A | 509a2 | General Unrestricted | $19,000 |
| JEWISH MUSEUM | |||||||
| 1109 5TH AVE | NEW YORK | NY | 10128 | N/A | 509a2 | General Unrestricted | $25,000 |
| JOSE LIMON DANCE FOUNDATION | |||||||
| 307 W 38TH ST RM 1105 | NEW YORK | NY | 10018 | N/A | 509a2 | General Unrestricted | $5,000 |
| LIGHTHOUSE INTERNATIONAL | |||||||
| 111 E 59TH ST-13TH FL | NEW YORK | NY | 10022 | N/A | 509a1 | General Unrestricted | $45,000 |
| MANCHESTER MUSIC FESTIVAL INC | |||||||
| PO BOX 33 | MANCHESTER | VT | 05254 | N/A | 509a1 | General Unrestricted | $20,000 |
| MANHATTAN SCHOOL OF MUSIC | |||||||
| 120 CLAREMONT AVE | NEW YORK | NY | 10027 | N/A | 509a1 | General Unrestricted | $10,000 |
| MAVERICK CONCERTS INC | |||||||
| PO BOX 9 | WOODSTOCK | NY | 12498 | N/A | 509a2 | General Unrestricted | $10,000 |
| METROPOLITAN OPERA ASSOCIATION INC | |||||||
| LINCOLN CENTER | NEW YORK | NY | 10023 | N/A | 509a1 | General Unrestricted | $120,000 |
| MUSEUM OF MODERN ART | |||||||
| 11 W 53RD ST | NEW YORK | NY | 10019 | N/A | 509a1 | General Unrestricted | $70,000 |
| NATURAL HISTORY MUSEUM OF THE ADIRONDACKS | |||||||
| 45 MUSEUM DR | TUPPER LAKE | NY | 12986 | N/A | 509a1 | General Unrestricted | $55,000 |
| NEW YORK CITY CENTER INC | |||||||
| 130 W 56TH ST | NEW YORK | NY | 10019 | N/A | 509a2 | General Unrestricted | $35,000 |
| NEW YORK CITY OPERA INC | |||||||
| 75 BROAD ST | NEW YORK | NY | 10004 | N/A | 509a2 | General Unrestricted | $40,000 |
| NEW YORK PUBLIC RADIO | |||||||
| 160 VARICK ST | NEW YORK | NY | 10013 | N/A | 509a1 | General Unrestricted | $20,000 |
| NEW YORK UNIVERSITY SCHOOL OF MEDICINE | |||||||
| 530 1ST AVE HCC-6D | NEW YORK | NY | 10016 | N/A | 509a1 | General Unrestricted | $20,000 |
| NEW YORK UNIVERSITY SCHOOL OF MEDICINE | |||||||
| 530 1ST AVE HCC-6D | NEW YORK | NY | 10016 | N/A | 509a1 | Department of Neurology | $10,000 |
| NEW YORK UNIVERSITY SCHOOL OF MEDICINE | |||||||
| 530 1ST AVE HCC-6D | NEW YORK | NY | 10016 | N/A | 509a1 | Neurogenetics Laboratory Research Fund | $100,000 |
| PHILHARMONIC-SYMPHONY SOCIETY OF NEW YORK INC | |||||||
| 10 LINCOLN CENTER PLZ | NEW YORK | NY | 10023 | N/A | 509a1 | General Unrestricted | $85,000 |
| SOCIETY OF ILLUSTRATORS INC | |||||||
| 128 E 63RD ST | NEW YORK | NY | 10065 | N/A | 509a2 | General Unrestricted | $7,500 |
| SOUTHERN VERMONT ARTS CENTER INCORPORATED | |||||||
| PO BOX 617 | MANCHESTER | VT | 05254 | N/A | 509a2 | General Unrestricted | $15,000 |
| SPHINX ORGANIZATION INC | |||||||
| 400 RENAISSANCE CTR | DETROIT | MI | 48243 | N/A | 509a1 | General Unrestricted | $22,000 |
| ST LUKES CHAMBER ENSEMBLE INC | |||||||
| 450 W 37TH ST STE 502 | NEW YORK | NY | 10018 | N/A | 509a1 | General Unrestricted | $70,000 |
| ST LUKES CHAMBER ENSEMBLE INC | |||||||
| 450 W 37TH ST STE 502 | NEW YORK | NY | 10018 | N/A | 509a1 | Orchestra of St. Lukes -NYC Music for Soul Change Program | $15,000 |
| THE METROPOLITAN MUSEUM OF ART | |||||||
| 1000 5TH AVE | NEW YORK | NY | 10028 | N/A | 509a1 | General Unrestricted | $70,000 |
| THINKDANCE INC | |||||||
| 235 W 102ND ST | NEW YORK | NY | 10025 | N/A | 509a1 | General Unrestricted | $7,000 |
| THOMAS COLE HISTORIC HOUSE | |||||||
| PO BOX 426 | CATSKILL | NY | 12414 | N/A | 509a1 | General Unrestricted | $10,000 |
| WATERSIDE SCHOOL INC | |||||||
| 770 PACIFIC ST | STAMFORD | CT | 06902 | N/A | 509a1 | General Unrestricted | $60,000 |
| WOODSTOCK CHAMBER ORCHESTRA INC | |||||||
| PO BOX 711 | WOODSTOCK | NY | 12498 | N/A | 509a2 | General Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1419000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $708,749 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $194,036 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss | Description |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $560 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $903,345 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 903345 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 5508015 | GrossSalesPrice |
| Basis | 5313979 | Basis |
| Total Net | 194036 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (20 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMERICAN EXPRESS - 3.000 - 12/15/2013 | 100000 | 101654 |
| ATT INC BD - 5.500 - 02/01/2018 | 149315 | 178694 |
| BANK AMER CORP - 5.250 - 09/15/2015 | 100000 | 107382 |
| BRISTOL MYERS SQUIBB - 5.250 - 08/15/2013 | 99738 | 102997 |
| CARDINAL HEALTH - 5.500 - 09/12/2011 | 100570 | 102083 |
| CARDINAL HEALTH INC - 5.850 - 12/15/2017 | 100249 | 116031 |
| CVS CAREMARK - 5.750 - 06/01/2017 | 100861 | 119557 |
| E I DU PONT DE - 4.875 - 04/30/2014 | 98970 | 105645 |
| FORD MOTOR CREDIT - 3.000 - 06/20/2013 | 100000 | 100534 |
| HEWLETT-PACKARD CO NT - 4.500 - 03/01/2013 | 294102 | 301598 |
| HOME DEPOT INC - 5.400 - 03/01/2016 | 195523 | 228484 |
| HSBC FIN CORP - 4.000 - 01/15/2015 | 100000 | 103835 |
| MORGAN STANLEY - 5.375 - 10/15/2015 | 101877 | 108718 |
| MORGAN STANLEY GLBL NT - 5.300 - 03/01/2013 | 101098 | 100677 |
| PPL ENERGY SUPPLY - 5.700 - 10/15/2035 | 50750 | 55196 |
| PPL ENERGY SUPPLY LLC - 6.300 - 07/15/2013 | 150980 | 154466 |
| TRANSOCEAN SEDCO FOREX - 5.250 - 03/15/2013 | 100428 | 100878 |
| WELLPOINT - 5.250 - 01/15/2016 | 98864 | 111439 |
| XEROX - 6.350 - 05/15/2018 | 101500 | 115330 |
| XTO ENERGY - 5.500 - 06/15/2018 | 148742 | 184142 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (72 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 4700 shares of AIR PRODS CHEM INC. | 393475 | 394894 |
| 6000 shares of ALTRIA GROUP INC | 128545 | 188640 |
| 6500 shares of AMERICAN ELECTRIC POWER INC. | 259068 | 277420 |
| 7500 shares of AMERICAN EXPRESS CO | 338459 | 431100 |
| 950 shares of APPLE INC. | 218756 | 505564 |
| 7000 shares of ATT CORP COM NEW | 296905 | 235970 |
| 14000 shares of BANK OF AMERICA CORP | 254508 | 162540 |
| 5000 shares of BARCLAYS BANK PLC PRFD C | 119190 | 125900 |
| 6000 shares of BERKSHIRE HATHAWAY INC. CLASS B | 404306 | 538200 |
| 3300 shares of CHEVRON CORP | 251355 | 356862 |
| 3000 shares of CHUBB CORP | 213401 | 225960 |
| 5200 shares of COACH INC | 277073 | 288652 |
| 12000 shares of COCA-COLA CO | 258630 | 435000 |
| 27233 shares of COLUMBIA FDS INSTI TR CMG ULTRA SHORT TERM BOND F | 250000 | 245370 |
| 31120 shares of COLUMBIA FDS SRS TR, COLUMBIA S SHORT-TERM BOND FU | 300000 | 311203 |
| 8000 shares of CVS CAREMARK CORP. | 292319 | 386800 |
| 4000 shares of DEERE CO | 352983 | 345680 |
| 2650 shares of DIAGEO PLC ADS | 253156 | 308937 |
| 4000 shares of DOLLAR GENERAL CORP | 150940 | 176360 |
| 16000 shares of EMC CORP-MASS | 387451 | 404800 |
| 7500 shares of ENSCO PLC | 424783 | 444600 |
| 6240 shares of EXPRESS SCRIPTS HOLDING CO. | 266546 | 336960 |
| 4000 shares of EXXON MOBIL CORP | 304336 | 346200 |
| 14000 shares of FORD MOTOR COMPANY | 249074 | 181300 |
| 12256 shares of GENERAL ELECTRIC CO | 228291 | 257253 |
| 8000 shares of GOLDMAN SACHS GROUP INC PFD - 6.200 | 187627 | 201200 |
| 700 shares of GOOGLE INC CL A | 436455 | 495166 |
| 6000 shares of HALLIBURTON COMPANY | 149125 | 208140 |
| 2500 shares of INTERNATIONAL BUSINESS MACHINES | 255041 | 478875 |
| 2000 shares of ISHARES BARCLAYS 1-3 YR CD BD FD | 207980 | 210960 |
| 9700 shares of ISHARES MSCI EMERGING MARKETS INDEX FD | 370746 | 430195 |
| 9200 shares of ISHARES MSCI PACIFIC EX-JAPAN | 309808 | 433688 |
| 5500 shares of JOHNSON JOHNSON | 358423 | 385550 |
| 8000 shares of JP MORGAN CHASE CO | 263537 | 351752 |
| 2000 shares of KRAFT FOODS GROUP, INC. | 80798 | 90940 |
| 18558 shares of LOOMIS SAYLES BOND FUND | 271914 | 280596 |
| 600 shares of MARKEL CORP | 268497 | 260052 |
| 9500 shares of MARSH AND MCLENNAN COMPANIES INC | 310687 | 327465 |
| 500 shares of MASTERCARD INC | 240755 | 245640 |
| 15873 shares of MATTHEWS CHINA FD | 356650 | 372548 |
| 4000 shares of MCDONALDS CORP | 230058 | 352840 |
| 9000 shares of METLIFE INC PFD B - 6.500 | 191569 | 226998 |
| 13000 shares of MICROSOFT CORPORATION | 412898 | 347226 |
| 6000 shares of MONDELEZ INTERNATIONAL INC | 149462 | 152719 |
| 5800 shares of NATL OILWELL VARCO | 314256 | 396430 |
| 4700 shares of NESTLE S.A. | 259990 | 306299 |
| 4500 shares of NEXTERA ENERGY - 6.600 - 10/01/2066 | 115317 | 112590 |
| 5700 shares of NORFOLK SOUTHERN CORP | 295055 | 352488 |
| 13000 shares of ORACLE CORP | 245009 | 433160 |
| 5000 shares of PEPSICO INC | 316671 | 342150 |
| 6000 shares of PHILIP MORRIS INTL | 293652 | 501840 |
| 5000 shares of POTASH CORPORATION OF SASKATCHEWAN INC | 227392 | 203450 |
| 7500 shares of POWERSHARES QQQ NASDAQ 100 | 319152 | 488475 |
| 4000 shares of PPL CORPORATION | 105948 | 114520 |
| 5500 shares of PUBLIC SVC ENTERPRISE GROUP INC. | 158835 | 168300 |
| 2500 shares of QUALCOMM INC | 156286 | 154649 |
| 12000 shares of REPUBLIC SVCS INC. | 351630 | 351960 |
| 5000 shares of SCHLUMBERGER LTD | 437176 | 346493 |
| 6000 shares of THERMO FISHER SCIENTIFIC INC | 275237 | 382680 |
| 17000 shares of TORTOISE MLP FD INC | 435159 | 416670 |
| 6500 shares of UNILEVER PLC AMER | 208522 | 251680 |
| 6300 shares of UNION PACIFIC | 412399 | 792037 |
| 4000 shares of UNITED TECHNOLOGIES CORP | 271269 | 328040 |
| 18850 shares of VANGUARD GNMA FUND | 200000 | 205657 |
| 16639 shares of VANGUARD INFL-PROTECTED SECS | 200000 | 241766 |
| 17803 shares of VANGUARD INTERMEDIATE TERM BOND INDEX FUND SIGNAL | 200000 | 212924 |
| 23437 shares of VANGUARD INTERMEDIATE-TERM CORPORATE FUND | 200000 | 241872 |
| 6500 shares of VERIZON COMMUNICATIONS | 211391 | 281255 |
| 2400 shares of VISA INC | 313550 | 363792 |
| 8500 shares of WALT DISNEY HOLDINGS CO. | 311941 | 423215 |
| 3500 shares of WISDOMTREE EMERGING MARKETS DEBT | 177340 | 187110 |
| 6000 shares of BBT CORP SER F PERPETUAL PFD - 5.200 - 12/31/2049 | 147554 | 147420 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 63087 | 63087 | |
| K-1 Exp LAZARD LTD | 3 | 3 | |
| State or Local Filing Fees | 750 | 750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss LAZARD LTD | Description |
| Revenue And Expenses Per Books | 560 | RevenueAndExpensesPerBooks |
| Net Investment Income | 560 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $224,882 | Amount |
| Net Investment Income | 224882 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $4,600 | |
| IRS Miscellaneous Fee | $40 | 40 |
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