NYU LANGONE HOSPITALS: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: NYU LANGONE HOSPITALS (EIN 13-3971298)
Tax period: 2011-09-01 to 2012-08-31
Filed: 2013-07-10
IRS object ID: 201331919349300843
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-07-10T15:28:49-05:00	Timestamp
Tax Period End Date	2012-08-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	346565596	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ERNST & YOUNG US LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	111 MONUMENT CIRCLE SUITE 2600	AddressLine1
City	INDIANAPOLIS	City
State	IN	State
ZIP Code	46204	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-09-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	133971298	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NYU HOSPITALS CENTER	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NYUH	NameControl
Phone	2122633092	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	550 FIRST AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MICHAEL T BURKE	Name
Title	CFO	Title
Phone	2122637092	Phone
Date Signed	2013-07-10	DateSigned
Authorize Third Party	0	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	ANGELA MOORE	Name
PTIN	P00244342	PTIN
Phone	3176817000	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	MICHAEL T BURKE	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	550 FIRST AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	2001930249	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	HTTP://WWW.MED.NYU.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1998	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	THE NYU HOSPITALS CENTER MISSION IS: COMMITTED TO MAKING WORLD-CLASS CONTRIBUTIONS THAT PLACE SERVICE TO HUMAN HEALTH AT THE CENTER OF AN ACADEMIC CULTURE DEVOTED TO EXCELLENCE IN RESEARCH, PATIENT CARE, AND EDUCATION.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	66	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	54	NbrIndependentVotingMembers
Total Nbr Employees	10246	TotalNbrEmployees
Total Nbr Volunteers	829	TotalNbrVolunteers
Total Gross UBI	3526349	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	57969991	ContributionsGrantsPriorYear
Contributions Grants Current Year	26712336	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	1651994693	ProgramServiceRevenuePriorYear
Program Service Revenue CY	1837859112	ProgramServiceRevenueCY
Investment Income Prior Year	6126549	InvestmentIncomePriorYear
Investment Income Current Year	8320553	InvestmentIncomeCurrentYear
Other Revenue Prior Year	39199430	OtherRevenuePriorYear
Other Revenue Current Year	67590049	OtherRevenueCurrentYear
Total Revenue Prior Year	1755290663	TotalRevenuePriorYear
Total Revenue Current Year	1940482050	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	84558186	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	157662272	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	766747264	SalariesEtcPriorYear
Salaries Etc Current Year	876784588	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	2313132	TotalFundrsngExpCurrentYear
Other Expense Prior Year	734154736	OtherExpensePriorYear
Other Expenses Current Year	716705120	OtherExpensesCurrentYear
Total Expenses Prior Year	1585460186	TotalExpensesPriorYear
Total Expenses Current Year	1751151980	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	169830477	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	189330070	RevenuesLessExpensesCY
Total Assets BOY	1928452352	TotalAssetsBOY
Total Assets EOY	2406151798	TotalAssetsEOY
Total Liabilities BOY	1234504514	TotalLiabilitiesBOY
Total Liabilities EOY	1589806037	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	693947838	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	816345761	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	THE BOARD ADOPTED MISSION STATEMENT IS: TO PROVIDE ACCESS TO HEALTH CARE AND IMPROVE HEALTH IN OUR COMMUNITIES, THROUGH CHARITY CARE, AN EMERGENCY ROOM OPEN TO ALL PERSONS REGARDLESS OF ABILITY TO PAY; A MEDICAL STAFF WITH PRIVILEGES AVAILABLE TO ALL QUALIFIED PHYSICIANS; A GOVERNING BODY IN WHICH INDEPENDENT PERSONS REPRESENTATIVE OF THE COMMUNITY COMPRISE A MAJORITY; MEDICAL AND SCIENTIFIC RESEARCH THAT BENEFITS THE COMMUNITY; TRAINING AND EDUCATION OF HEALTH CARE PROFESSIONALS; PARTICIPATION IN MEDICAID, MEDICARE AND OTHER GOVERNMENT-SPONSORED HEALTH CARE PROGRAMS; AND ACTIVITIES DESIGNED TO RESPOND TO COMMUNITY HEALTH NEEDS.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	1391597131	Expense
Grants	157662272	Grants
Revenue	1887183735	Revenue
Description	THE CENTRAL COMPONENT OF THE HOSPITALS CENTER IS TISCH HOSPITAL, A 705 BED ACUTE CARE FACILITY AND A MAJOR CENTER FOR SPECIALIZED PROCEDURES IN CARDIOVASCULAR SERVICES, NEURO-SURGERY, CANCER TREATMENT, RECONSTRUCTIVE SURGERY, AND TRANSPLANTATION. THE RUSK INSTITUTE OF REHABILITATION MEDICINE, A 174 BED UNIT, PROVIDES TREATMENT FOR THE PHYSICALLY CHALLENGED. THE NYU HOSPITAL FOR JOINT DISEASES (HJD) DIVISION IS A 190 BED ACUTE CARE FACILITY SPECIALIZING IN ORTHOPAEDIC SERVICES. TISCH HOSPITAL, THE RUSK INSTITUTE, AND HJD HAD 42,566 DISCHARGES AND PROVIDED 661,289 OUTPATIENT VISITS (CLINIC - 317,141, EMERGENCY ROOM - 50,096, CLINICAL CANCER CENTER VISITS - 214,332, CARDIAC CATHETERIZATIONS & ELECTOPHYSIOLOGY - 4,244, RUSK REHABILITATION CLINIC - 75,476) PLUS 28,042 AMBULATORY SURGERY PROCEDURES.	Description
Total Program Service Expense	1391597131	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	0	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	0	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	0	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	0	MoreThan5000KToOrganizations
More Than5000 K To Individuals	0	MoreThan5000KToIndividuals
Professional Fundraising	0	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	1	Hospital
Financial Stmt Attached	1	FinancialStmtAttached
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	0	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	0	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	0	LoanToOfficerOrDQP
Grant To Related Person	0	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	0	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	0	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Number Forms Transmitted With1096	599	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	10246	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	BD	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	66	NbrVotingGoverningBodyMembers
Number Independent Voting Members	54	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	1	MembersOrStockholders
Election Of Board Members	1	ElectionOfBoardMembers
Decisions Subject To Approval	1	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	FL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	GA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	IL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MN	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ND	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	UT	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WI	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	MICHAEL T BURKE CFO	NamePerson
Telephone Number	2122633092	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	550 FIRST AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (100 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
KENNETH G LANGONE
CHAIR	1.00	X	X	0	0	0
LAURENCE D FINK
CO-CHAIR	1.00	X	X	0	0	0
DWIGHT ANDERSON
TRUSTEE	1.00	X		0	0	0
MARC H BELL
TRUSTEE	1.00	X		0	0	0
WILLIAM R BERKLEY
TRUSTEE	1.00	X		0	0	0
EDGAR M BRONFMAN JR
TRUSTEE	1.00	X		0	0	0
KENNETH I CHENAULT
TRUSTEE	1.00	X		0	0	0
GARY D COHN
TRUSTEE	1.00	X		0	0	0
WILLIAM J CONSTANTINE
TRUSTEE	1.00	X		0	0	0
ELIZABETH B DATER
TRUSTEE	1.00	X		0	0	0
JAMIE DIMON
TRUSTEE	1.00	X		0	0	0
FIONA DRUCKENMILLER
TRUSTEE	1.00	X		0	0	0
JAMES J DUNNE III
TRUSTEE	1.00	X		0	0	0
ALVIN H EINBENDER
TRUSTEE	1.00	X		0	0	0
LORI FINK
TRUSTEE	1.00	X		0	0	0
LOUIS P FRIEDMAN
TRUSTEE	1.00	X		0	0	0
JAY M FURMAN
TRUSTEE	1.00	X		0	0	0
MICHAEL GARDNER
TRUSTEE	1.00	X		0	0	0
STEVEN J GILBERT
TRUSTEE	1.00	X		0	0	0
GEORGE E HALL
TRUSTEE	1.00	X		0	0	0
SYLVIA HASSENFELD
TRUSTEE	1.00	X		0	0	0
JACKIE S HARRIS HOCHBERG
TRUSTEE	1.00	X		0	0	0
HELEN L KIMMEL
TRUSTEE	1.00	X		0	0	0
SIDNEY LAPIDUS
TRUSTEE	1.00	X		0	0	0
THOMAS H LEE
TRUSTEE	1.00	X		0	0	0
LAURENCE C LEEDS JR
TRUSTEE	1.00	X		0	0	0
MARTIN LIPTON ESQ
TRUSTEE	1.00	X		0	0	0
LOUIS MARX JR
TRUSTEE	1.00	X		0	0	0
SIR DERYCK C MAUGHAN
TRUSTEE	1.00	X		0	0	0
EDWARD H MEYER
TRUSTEE	1.00	X		0	0	0
SANDRA MEYER
TRUSTEE	1.00	X		0	0	0
ROBERTO A MIGNONE
TRUSTEE	1.00	X		0	0	0
EDWARD J MINSKOFF
TRUSTEE	1.00	X		0	0	0
THOMAS K MONTAG
TRUSTEE	1.00	X		0	0	0
DARLA MOORE
TRUSTEE	1.00	X		0	0	0
THOMAS S MURPHY
TRUSTEE	1.00	X		0	0	0
THOMAS S MURPHY JR
TRUSTEE	1.00	X		0	0	0
FRANK T NICKELL
TRUSTEE	1.00	X		0	0	0
MICHAEL E NOVOGRATZ
TRUSTEE	1.00	X		0	0	0
DEBRA PERELMAN
TRUSTEE	1.00	X		0	0	0
RONALD O PERELMAN
TRUSTEE	1.00	X		0	0	0
WILLIAM A PERLMUTH
TRUSTEE	1.00	X		0	0	0
LAURA PERLMUTTER
TRUSTEE	1.00	X		0	0	0
DOUGLAS A PHILLIPS
TRUSTEE	1.00	X		0	0	0
ROBERT W PITTMAN
TRUSTEE	1.00	X		0	0	0
ALAN RAPPAPORT
TRUSTEE	1.00	X		0	0	0
LINDA GOSDEN ROBINSON
TRUSTEE	1.00	X		0	0	0
E JOHN ROSENWALD JR
TRUSTEE	1.00	X		0	0	0
ALAN D SCHWARTZ
TRUSTEE	1.00	X		0	0	0
BERNARD L SCHWARTZ
TRUSTEE	1.00	X		0	0	0
STANLEY SHOPKORN
TRUSTEE	1.00	X		0	0	0
HENRY R SILVERMAN
TRUSTEE	1.00	X		0	0	0
LARRY A SILVERSTEIN
TRUSTEE	1.00	X		0	0	0
JOEL E SMILOW
TRUSTEE	1.00	X		0	0	0
NORMA KAPLAN SMITH
TRUSTEE	1.00	X		0	0	0
ROBIN L SMITH MD MBA
TRUSTEE	1.00	X		0	0	0
CARLA SOLOMON PHD
TRUSTEE	1.00	X		0	0	0
WILLIAM C STEERE JR
TRUSTEE	1.00	X		0	0	0
ALICE M TISCH
TRUSTEE	1.00	X		0	0	0
THOMAS J TISCH
TRUSTEE	1.00	X		0	0	0
JAN T VILCEK MD PHD
TRUSTEE	1.00	X		0	59291	19351
BRADLEY J WECHSLER
TRUSTEE	1.00	X		0	0	0
ANTHONY WELTERS
TRUSTEE	1.00	X		0	0	0
MICHAEL C ALFANO DMD PHD
EX-OFFICIO	1.00	X		0	1121019	47021
ROBERT BERNE PHD
EX-OFFICIO	1.00	X		0	1201982	36405
BONNIE BRIER
EX-OFFICIO	1.00	X		0	570972	36405
ROBERT I GROSSMAN MD
EX-OFFICIO, DEAN & CEO	30.00	X	X	1770471	1770471	606226
DAVID W MCLAUGHLIN
EX-OFFICIO	1.00	X		0	592925	36405
JOHN E SEXTON
EX-OFFICIO	1.00	X		0	1301620	172134
STEVEN B ABRAMSON MD
SVP/VICE DEAN FOR EDUCATIO	18.60		X	268275	597129	32930
DAFNA BAR-SAGI PHD
SVP/VICE DEAN,CHIEF SCI OFFCR	30.00		X	0	676202	21058
BERNARD A BIRNBAUM MD
SVP/VICE DEAN,CHIEF OF HOSPITAL	60.00		X	1433721	0	41852
ANDREW W BROTMAN MD
SVP/VICE DEAN,CHIEF CLIN OFFCR	30.00		X	669017	669017	24500
MICHAEL T BURKE
SVP/VICE DEAN,CFO	30.00		X	576918	576918	38040
ANNETTE JOHNSON JD
SVP/VICE DEAN, GNRL COUNSEL	51.00		X	681542	120272	36351
VICKI MATCH SUNA AIA
SVP/VICE DEAN, REAL ESTATE	30.00		X	388300	388300	37778
NADER MHERABI
SVP/VICE DEAN, CIO	30.00		X	298878	298878	29684
NANCY SANCHEZ
SVP/VICE DEAN,HUMAN RSRCS	30.00		X	441637	441637	30018
ANTHONY SHORRIS
SVP/VICE DEAN/CHIEF OF STAFF	30.00		X	502131	502131	35736
KEVIN HANNIFAN
SVP, HOSPITAL OPERATIONS	60.00			608721	0	19600	X
DAVID DIBNER
SVP, NYUHJD HOSPITAL OPERA	60.00			512268	0	32821	X
ROBERT A PRESS MD PHD
CHIEF MEDICAL OFFICER	60.00			541511	0	30167	X
NINA KATHRYN MCCLELLAN
VP EPIC DESIGN AND IMPLEME	60.00			381777	0	24327	X
MAUREEN T FITZPATRICKMSNRN
VP OF PERIOPERATIVE SERVIC	60.00			346649	0	29506	X
DEBRA BERGER
VP, FACILITIES	60.00			238070	0	33109		X
RICHARD COHEN
VP, FACILITIES	30.00			126717	126717	34618		X
RICHARD DONOGHUE
SVP, STRTGC PLNG & BUS DEV	42.00			608593	260826	31387		X
SHEILA EISENBERG
ASSISTANT SECRETARY	60.00			210492	0	23439		X
THOMAS M FEUERSTEIN
VP, FINANCE	30.00			247546	247546	34096		X
KIMBERLY GLASSMAN
VP, NURSING OPERATIONS	60.00			411920	0	34065		X
KARIM HABIBI
VP, MANAGED CARE	60.00			438251	0	39825		X
AMY HORROCKS
VP, HOSPITAL OPERATIONS	60.00			287385	0	19600		X
KEVIN KIRCHEN
VP, HOSPITAL OPERATIONS	60.00			356663	0	28269		X
IRENE KREUSCHER
VP, HOSPITAL OPERATIONS	60.00			292721	0	25787		X
REGINALD A ODOM
VP, HUMAN RESOURCES	30.00			113479	113479	32968		X
WESLEY SMITH
VP, PATIENT FINANCIAL SERV	51.00			436079	76955	36277		X
GILDA VENTRESCA-ECROYD
VP, GOVERNMENTAL AFFAIRS	30.00			146525	146525	36670		X
ROBERT GLICKMAN MD
FORMER DEAN & CEO	0.00			0	204760	29428		X
PAUL CONOCENTI MBA
SVP/VICE DEAN. CIO (FORMER)	30.00			385346	385346	23606		X
VIVIAN S LEE MD PHD MBA
SVP/VICE DEAN,CHIEF SCI OFFCR (FRMR)	30.00			0	512074	21926		X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	13721603	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	12962992	TotalReportableCompFrmRltdOrgs
Total Other Compensation	1903385	TotalOtherCompensation
Number Individuals GT100 K	1335	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
APTIUM E NEW YORK
160 EAST 34TH STREET	NEW YORK	NY	10016	MANAGEMENT SERVICES	23323627
ENNEAD ARCHITECTS LLP
320 WEST 13TH STREET	NEW YORK	NY	10014	ARCHITECTS	17929017
TURNER CONSTRUCTION CO
375 HUDSON STREET 6TH FLOOR	NEW YORK	NY	10014	CONSTRUCTION	16368069
IBM CORPORATION
1 NEW ORCHARD ROAD	ARMONK	NY	105041722	CONSULTING SERVICES	16296748
BARR & BARR INC
460 WEST 34T STREET 10TH FLOOR	NEW YORK	NY	10001	CONSTRUCTION	14968308

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	447	NumberOfContractorsGT100K
Fundraising Events	2139969	FundraisingEvents
Government Grants	735999	GovernmentGrants
All Other Contributions	23836368	AllOtherContributions
Noncash Contributions	18474856	NoncashContributions
Total Contributions	26712336	TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Unrelated Business RevenueUnrelatedBusinessRevenue
NET PATIENT SERVICE	622110	1830157955	1830157955
PHARMACY SALES	446110	7701157	4604021	3097136

Field	Value	IRS element (for citing)
Total Program Service Revenue	1837859112	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	8020361	TotalRevenueColumn
Unrelated Business Revenue	429213	UnrelatedBusinessRevenue
Exclusion	$7,591,148	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	505227	TotalRevenueColumn
Exclusion	$505,227	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	242879	TotalRevenueColumn
Exclusion	$242,879	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	4626626	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	807406	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	3819220	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	3819220	TotalRevenueColumn
Exclusion	$3,819,220	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	60087477	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	60292512	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	-205035	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	-205035	TotalRevenueColumn
Exclusion	-$205,035	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	209000	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	2139969	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	348281	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-139281	TotalRevenueColumn
Exclusion	-$139,281	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
MEDICAL CENTER REVENUE	621110	17054006	17054006
AFFILIATION INCOME	621110	15945456	15945456
PROFESSIONAL REVENUE	621110	7451283	7451283

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	23216486	TotalRevenueColumn
Related Or Exempt Function Income	8873878	RelatedOrExemptFunctionIncome
Exclusion	$14,342,608	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	63667231	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	1940482050	TotalRevenueColumn
Related Or Exempt Function Income	1884086599	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	3526349	UnrelatedBusinessRevenue
Exclusion	$26,156,766	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	157662272	Total
Program Services	157662272	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	7359797	Total
Program Services	5770081	ProgramServices
Management And General	1589716	ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	7522577	Total
Program Services	5897700	ProgramServices
Management And General	1624877	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	655159395	Total
Program Services	513644963	ProgramServices
Management And General	140798494	ManagementAndGeneral
Fundraising	715938	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	46037603	Total
Program Services	36093481	ProgramServices
Management And General	9944122	ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	115168250	Total
Program Services	90291908	ProgramServices
Management And General	24697157	ManagementAndGeneral
Fundraising	179185	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	45536966	Total
Program Services	35700981	ProgramServices
Management And General	9835985	ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	1339198	Total
Program Services	1049931	ProgramServices
Management And General	289267	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	872404	Total
Management And General	872404	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	518104	Total
Management And General	518104	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	113663300	Total
Program Services	74841115	ProgramServices
Management And General	38822185	ManagementAndGeneral

Advertising Advertising

Field	Value	IRS element (for citing)
Total	14604678	Total
Program Services	11450068	ProgramServices
Management And General	3154610	ManagementAndGeneral

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	32667955	Total
Program Services	25611677	ProgramServices
Management And General	5638269	ManagementAndGeneral
Fundraising	1418009	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	17130036	Total
Program Services	13429948	ProgramServices
Management And General	3700088	ManagementAndGeneral

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	82631126	Total
Program Services	64782803	ProgramServices
Management And General	17848323	ManagementAndGeneral

Travel Travel

Field	Value	IRS element (for citing)
Total	2356809	Total
Program Services	1847738	ProgramServices
Management And General	509071	ManagementAndGeneral

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	796999	Total
Program Services	624847	ProgramServices
Management And General	172152	ManagementAndGeneral

Interest Interest

Field	Value	IRS element (for citing)
Total	19216647	Total
Program Services	15065851	ProgramServices
Management And General	4150796	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	78131127	Total
Program Services	61254804	ProgramServices
Management And General	16876323	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	25615860	Total
Program Services	20082834	ProgramServices
Management And General	5533026	ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral
MEDICAL SUPPLIES	316800029	248371223	68428806
TAXES & FEES	2940762	2305557	635205
ENVIRONMENTAL SERVICES	2440325	1913215	527110
INDIRECT RATE	1910202	1497598	412604

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	3069559	Total
Program Services	2406536	ProgramServices
Management And General	663023	ManagementAndGeneral

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	1751151980	Total
Program Services	1391597131	ProgramServices
Management And General	357241717	ManagementAndGeneral
Fundraising	2313132	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	184859	BOY
EOY	194689	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	517938836	BOY
EOY	671467017	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	123496236	BOY
EOY	92036831	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	228396341	BOY
EOY	245035509	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	26439061	BOY
EOY	23589141	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	21359053	BOY
EOY	22807093	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1821294817	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	656035447	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	824229356	BOY
EOY	1165259370	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	20845000	BOY
EOY	4130000	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	69797349	BOY
EOY	95851842	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	7256279	BOY
EOY	7256279	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	88509982	BOY
EOY	78524027	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1928452352	BOY
EOY	2406151798	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	230005866	BOY
EOY	224288790	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	3094106	BOY
EOY	318732	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	496226919	BOY
EOY	481451799	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	102650000	BOY
EOY	421821160	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	402527623	BOY
EOY	461925556	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1234504514	BOY
EOY	1589806037	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	486926292	BOY
EOY	611558562	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	198275231	BOY
EOY	191776215	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	8746315	BOY
EOY	13010984	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	693947838	BOY
EOY	816345761	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1928452352	BOY
EOY	2406151798	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	189330070	ReconcilationRevenueExpenses
Reconcilation Other Changes	-66932147	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Hospital170b1 Aiii	X	Hospital170b1Aiii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	Volunteers
Paid Staff Or Management	1	PaidStaffOrManagement
Media Advertisements	0	MediaAdvertisements
Mailings Members	1	MailingsMembers
Mailings Members	$200	MailingsMembersAmount
Publications Or Broadcast	0	PublicationsOrBroadcast
Grants Other Organizations	0	GrantsOtherOrganizations
Direct Contact Legislators	1	DirectContactLegislators
Direct Contact Legislators	$246,721	DirectContactLegislatorsAmount
Rallies Demonstrations	0	RalliesDemonstrations
Other Activities	1	OtherActivities
Other Activities	$271,183	OtherActivitiesAmount
Total Lobbying Expenditures IIB	518104	TotalLobbyingExpendituresIIB
Not Described In501c3	0	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	EXPLANATION OF LOBBYING ACTIVITIES:	Identifier
Return Reference	PART II-B, LINE 1:	ReturnReference
Explanation	SCHEDULE C, PART II, LINE 1D: NYU HOSPITALS CENTER SENT LETTERS TO VARIOUS FEDERAL, STATE AND CITY OFFICIALS WITH RESPECT TO VARIOUS MATTERS THAT WERE REPORTED AS LOBBYING EFFORTS. SCHEDULE C, PART II, LINE 1G: NYU HOSPITALS CENTER PAID CERTAIN EMPLOYEES WHO HAD CONTACT WITH ELECTED OFFICIALS IN A LOBBYING CAPACITY. ADDITIONALLY, THERE ARE SEVERAL LOBBYISTS ON RETAINER AT NYU HOSPITALS CENTER WITH RESPECT TO FEDERAL, STATE AND CITY AFFAIRS. THE LOBBYISTS ENGAGED IN DIRECT CONTACT WITH ELECTED OFFICIALS ON BEHALF OF NYU HOSPITALS CENTER. THE TOTAL AMOUNT OF FEES PAID TO CONSULTANTS FOR LOBBYING PURPOSES WAS $246,721. SCHEDULE C, PART II, LINE 1I: NYU HOSPITALS CENTER PAID DUES TO THE GREATER NEW YORK HOSPITAL ASSOCIATION, HEALTHCARE ASSOCIATION OF NEW YORK STATE, AMERICAN HOSPITAL ASSOCIATION, AND ASSOCIATION OF AMERICAN MEDICAL COLLEGES, A PERCENTAGE OF WHICH WERE ALLOCATED TO LOBBYING FOR A TOTAL OF $271,183.	Explanation

Schedule D IRS990ScheduleD

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	25217266	BeginningOfYearBalance
Contributions	183173	Contributions
Investment Earnings Or Losses	866143	InvestmentEarningsOrLosses
Other Expenditures	1253239	OtherExpenditures
Administrative Expenses	25509	AdministrativeExpenses
End Of Year Balance	24987834	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	23328450	BeginningOfYearBalance
Contributions	168612	Contributions
Investment Earnings Or Losses	3191120	InvestmentEarningsOrLosses
Other Expenditures	1414114	OtherExpenditures
Administrative Expenses	56802	AdministrativeExpenses
End Of Year Balance	25217266	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	20448235	BeginningOfYearBalance
Contributions	2781906	Contributions
Investment Earnings Or Losses	1611726	InvestmentEarningsOrLosses
Other Expenditures	1513417	OtherExpenditures
End Of Year Balance	23328450	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	47558164	BeginningOfYearBalance
Contributions	100	Contributions
Investment Earnings Or Losses	-7976263	InvestmentEarningsOrLosses
Other Expenditures	19095860	OtherExpenditures
Administrative Expenses	37906	AdministrativeExpenses
End Of Year Balance	20448235	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.14760	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.85240	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	0	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	1	EndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule R	1	AreRelatedOrgsListedScheduleR

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	39025156	OtherCostOrOtherBasis
Book Value	39025156	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	937074712	OtherCostOrOtherBasis
Depreciation	450116433	Depreciation
Book Value	486958279	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	395979507	OtherCostOrOtherBasis
Book Value	395979507	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	449215442	OtherCostOrOtherBasis
Depreciation	205919014	Depreciation
Book Value	243296428	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1165259370	TotalOfBookValueLandBuildings

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescription	AmountAmount
ACCRUED PENSION LIABILITIES	$141,840,277
ACCRUED POSTRETIREMENT LIABILITIES	$70,484,000
OTHER PAYABLES & ACCRUED LIABILITIES	$15,250,482
MALPRACTICE RESERVE	$75,776,237
RATE ACCOUNTS	$111,308,821
OTHER RESERVES	$47,265,739

Field	Value	IRS element (for citing)
Total Of Amounts	461925556	TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS:	PART V, LINE 4:	THE ENDOWMENT IS AVAILABLE TO SUPPORT THE CHARITABLE, PATIENT CARE, EDUCATIONAL AND RESEARCH MISSIONS OF THE NYU HOSPITALS CENTER, INCLUDING BUT NOT LIMITED TO CHARITY CARE, COMMUNITY BUILDING, PROGRAM SUPPORT, RESARCH, BUILDINGS AND EQUIPMENT.
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:	PART X:	FIN 48 (ASC 740) FOOTNOTE: FASB'S GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES CLARIFIES THE ACCOUNTING FOR UNCERTANTY OF INCOME TAX POSITIONS. THE GUIDANCE DEFINES THE THRESHOLD FOR RECOGNIZING TAX RETURN POSITIONS IN FINANCIAL STATEMENTS AS "MORE LIKELY THAN NOT" THAT THE POSITION IS SUSTAINABLE, BASED ON ITS TECHNICAL MERITS. THE GUIDANCE ALSO PROVIDES GUIDANCE ON THE MEASUREMENT, CLASSIFICATION AND DISCLOSURE OF TAX RETURN POSITIONS IN THE FINANCIAL STATEMENTS. THERE WAS NO SIGNIFICANT IMPACT ON THE MEDICAL CENTER'S COMBINED FINANCIAL STATEMENTS DURING THE YEAR ENDED AUGUST 31, 2012.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (2 entries)

RegionRegion	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
CENTRAL AMERICA/CARIBBEAN	PROGRAM SERVICES	INSURANCE	25615860
CENTRAL AMERICA/CARIBBEAN	INVESTMENTS	INVESTMENTS	70459532

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	0	SubtotalNumberOfOffices
Subtotal Number Of Employees	0	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	0	ContNumberOfEmployees
Total Number Of Offices	0	TotalNumberOfOffices
Total Number Of Employees	0	TotalNumberOfEmployees
Subtotal Amount Spent	96075392	SubtotalAmountSpent
Cont Amount Spent	0	ContAmountSpent
Total Amount Spent	96075392	TotalAmountSpent
Transfer To Foreign Corp	1	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	0	PassiveForeignInvestCo
Foreign Partnership	0	ForeignPartnership
Boycott Countries	0	BoycottCountries

Schedule G IRS990ScheduleG

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	NYUHJD FNDRS' GALA	NameOfEvent1
Gross Receipts Event1	1642915	GrossReceiptsEvent1
Charitable Contributions Event1	1508915	CharitableContributionsEvent1
Gross Revenue Event1	134000	GrossRevenueEvent1
Food And Beverage Event1	148680	FoodAndBeverageEvent1
Other Direct Expenses Event1	86795	OtherDirectExpensesEvent1
Name Of Event2	HASSENFELD TOYLAND	NameOfEvent2
Gross Receipts Event2	706054	GrossReceiptsEvent2
Charitable Contributions Event2	631054	CharitableContributionsEvent2
Gross Revenue Event2	75000	GrossRevenueEvent2
Food And Beverage Event2	73640	FoodAndBeverageEvent2
Other Direct Expenses Event2	39166	OtherDirectExpensesEvent2
Gross Receipts Total	2348969	GrossReceiptsTotal
Charitable Contributions Total	2139969	CharitableContributionsTotal
Gross Revenue Total Events	209000	GrossRevenueTotalEvents
Food And Beverage Total Events	222320	FoodAndBeverageTotalEvents
Other Direct Expenses Total Events	125961	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	348281	DirectExpenseSummaryEvents
Net Income Summary	-139281	NetIncomeSummary

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	1	CharityCarePolicy
Written Policy	1	WrittenPolicy
Policy Applied To All Hospitals	X	PolicyAppliedToAllHospitals
FPG Reference Free Care	1	FPGReferenceFreeCare

Other Percentage OtherPercentage

Field	Value	IRS element (for citing)
Other	X	Other
Free Other Percentage	600.000000000000	FreeOtherPercentage

Field	Value	IRS element (for citing)
FPG Reference Discounted Care	1	FPGReferenceDiscountedCare

Discounted Other DiscountedOther

Field	Value	IRS element (for citing)
Other	X	Other
Discounted Other Percentage	800.000000000000	DiscountedOtherPercentage

Field	Value	IRS element (for citing)
Free Disc Care Medically Indigent	1	FreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity Care	1	AmountsBudgetedForCharityCare
Expenses Exceeded Budget	0	ExpensesExceededBudget
Annual Community Benefit Report	1	AnnualCommunityBenefitReport
Report Publically Available	1	ReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

Field	Value	IRS element (for citing)
Total Community Benefit Expense	16969770	TotalCommunityBenefitExpense
Direct Offsetting Revenue	4974262	DirectOffsettingRevenue
Net Community Benefit Expense	11995508	NetCommunityBenefitExpense
Percent Of Total Expense	0.00690	PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

Field	Value	IRS element (for citing)
Total Community Benefit Expense	172807881	TotalCommunityBenefitExpense
Direct Offsetting Revenue	110860997	DirectOffsettingRevenue
Net Community Benefit Expense	61946884	NetCommunityBenefitExpense
Percent Of Total Expense	0.03540	PercentOfTotalExpense

Total Charity Care TotalCharityCare

Field	Value	IRS element (for citing)
Total Community Benefit Expense	189777651	TotalCommunityBenefitExpense
Direct Offsetting Revenue	115835259	DirectOffsettingRevenue
Net Community Benefit Expense	73942392	NetCommunityBenefitExpense
Percent Of Total Expense	0.04230	PercentOfTotalExpense

Community Health Services CommunityHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	1049771	TotalCommunityBenefitExpense
Net Community Benefit Expense	1049771	NetCommunityBenefitExpense
Percent Of Total Expense	0.00060	PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

Field	Value	IRS element (for citing)
Total Community Benefit Expense	150113708	TotalCommunityBenefitExpense
Direct Offsetting Revenue	28828700	DirectOffsettingRevenue
Net Community Benefit Expense	121285008	NetCommunityBenefitExpense
Percent Of Total Expense	0.06930	PercentOfTotalExpense

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	39613500	TotalCommunityBenefitExpense
Net Community Benefit Expense	39613500	NetCommunityBenefitExpense
Percent Of Total Expense	0.02260	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	190776979	TotalCommunityBenefitExpense
Direct Offsetting Revenue	28828700	DirectOffsettingRevenue
Net Community Benefit Expense	161948279	NetCommunityBenefitExpense
Percent Of Total Expense	0.09250	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	380554630	TotalCommunityBenefitExpense
Direct Offsetting Revenue	144663959	DirectOffsettingRevenue
Net Community Benefit Expense	235890671	NetCommunityBenefitExpense
Percent Of Total Expense	0.13480	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	1	BadDebtExpenseReported
Bad Debt Expense	$8,715,371	BadDebtExpenseAmount
Amount Reimbursed By Medicare	291019761	AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare	386030342	CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall	-95010581	MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

Field	Value	IRS element (for citing)
Cost To Charge Ratio	X	CostToChargeRatio

Field	Value	IRS element (for citing)
Written Debt Collection Policy	1	WrittenDebtCollectionPolicy
Provision For Charity Care	1	ProvisionForCharityCare
Number Of Hospital Facilities	1	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

Field	Value	IRS element (for citing)
Facility Number	1	FacilityNumber

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NYU HOSPITALS CENTER	BusinessNameLine1

Address Address

Field	Value	IRS element (for citing)
Address Line1	550 FIRST AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Licensed Hospital	X	LicensedHospital
General Medical And Surgical	X	GeneralMedicalAndSurgical
Teaching Hospital	X	TeachingHospital
Er24 Hours	X	Er24Hours

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	NYU HOSPITALS CENTER	BusinessNameLine1

Field	Value	IRS element (for citing)
Hospital Facility Number	1	HospitalFacilityNumber
Eligibility Criteria Explained	1	EligibilityCriteriaExplained
Uses FPG Free	1	UsesFPGFree
FPG Free Percent	600.000000000000	FPGFreePercent
Uses FPG Discounted	1	UsesFPGDiscounted
FPG Discount Percent	800.000000000000	FPGDiscountPercent
Explains Basis	1	ExplainsBasis
Income Level	X	IncomeLevel
Asset Level	X	AssetLevel
Medical Indigency	X	MedicalIndigency
Insurance Status	X	InsuranceStatus
Medicaid Medicare	X	MedicaidMedicare
Other Factors	X	OtherFactors
Explains Application Method	1	ExplainsApplicationMethod
Includes Publicity Measures	1	IncludesPublicityMeasures
Posted On Website	X	PostedOnWebsite
Posted In Emergency Room	X	PostedInEmergencyRoom
Posted In Admission Office	X	PostedInAdmissionOffice
Provided On Admission	X	ProvidedOnAdmission
Available On Request	X	AvailableOnRequest
Other Publicity	X	OtherPublicity
Actions On Nonpayment	1	ActionsOnNonpayment
Collection Activities	0	CollectionActivities
Nondiscrim Emergency Care Policy	1	NondiscrimEmergencyCarePolicy
Used Other Method	X	UsedOtherMethod
Amounts Generally Billed	0	AmountsGenerallyBilled
Gross Charges	0	GrossCharges

Form990 Schedule H Part VI Form990ScheduleHPartVI (12 entries)

ExplanationExplanation	IdentifierIdentifier	Return ReferenceReturnReference
PART I, LINE 7: THE COST-TO-CHARGES RATIO METHODOLOGY WAS UTILIZED TO CALCULATE THE AMOUNTS INCLUDED ON PART I, LINES 7A AND B. THE CALCULATION OF THE RATIO WAS DERIVED FROM THE OPTIONAL WORKSHEET, RATIO OF PATIENT CARE COST-TO-CHARGES. THE RATIO REPRESENTS THE PERCENTAGE OF NET COMMUNITY BENEFIT EXPENSES AS A PERCENTAGE OF TOTAL HOSPITAL EXPENSES EXCLUDING BAD DEBT EXPENSES.THE AMOUNT REPORTED ON LINE 7F INCLUDES AMOUNTS FROM THE INSTITUTIONAL COST REPORT AND THE ORGANIZATION'S ACTUAL EXPENSE. THE AMOUNT REPORTED ON LINE 7H REPRESENTS THE ORGANIZATION'S ACTUAL EXPENSE.
PART III, LINE 4: FOLLOWING IS THE NYU HOSPITALS CENTER'S AUDITED FINANCIAL STATEMENT, FOOTNOTE ON UNCOMPENSATED CARE: AS A MATTER OF POLICY, THE HOSPITALS CENTER PROVIDES SIGNIFICANT AMOUNTS OF PARTIALLY OR TOTALLY UNCOMPENSATED PATIENT CARE. FOR ACCOUNTING PURPOSES, SUCH UNCOMPENSATED CARE IS TREATED EITHER AS CHARITY CARE OR BAD DEBT EXPENSE.THE HOSPITAL CENTERS' CHARITY CARE POLICY, IN ACCORDANCE WITH NEW YORK STATE DEPARTMENT OF HEALTH'S GUIDELINES, ENSURES THE PROVISION OF QUALITY HEALTH CARE TO THE COMMUNITY SERVED WHILE CAREFULLY CONSIDERING THE ABILITY OF THE PATIENT TO PAY. THE POLICY HAS SLIDING FEE SCHEDULES FOR INPATIENT, AMBULATORY AND EMERGENCY SERVICES PROVIDED TO THE UNINSURED AND UNDER-INSURED PATIENTS THAT QUALIFY. PATIENTS ARE ELIGIBLE FOR THE CHARITY CARE FEE SCHEDULE IF THEY MEET CERTAIN INCOME AND LIQUID ASSET TESTS. FOR ACCOUNTING AND DISCLOSURE PURPOSES, CHARITY CARE IS CONSIDERED TO BE THE DIFFERENCE BETWEEN THE HOSPITALS CENTER'S CUSTOMARY CHARGES AND THE SLIDING CHARITY CARE FEE SCHEDULE RATES. SINCE PAYMENT OF THIS DIFFERENCE IS NOT SOUGHT, CHARITY CARE ALLOWANCES ARE NOT REPORTED AS REVENUE. PATIENTS WHO DO NOT QUALIFY FOR SLIDING SCALE FEES AND ALL UNINSURED INPATIENTS WHO DO NOT QUALIFY FOR MEDICAID ASSISTANCE ARE BILLED AT THE HOSPITALS CENTER'S FULL RATES. UNCOLLECTED BALANCES FOR THESE PATIENTS ARE CATEGORIZED AS BAD DEBTS.THE COST-TO-CHARGES RATIO METHODOLOGY WAS UTILIZED TO CALCULATE THE AMOUNT INCLUDED ON PART III, LINE 2. THE CALCULATION OF THE RATIO WAS DERIVED FROM THE OPTIONAL WORKSHEET, RATIO OF PATIENT CARE COST-TO-CHARGES. THE RATIO REPRESENTS THE PERCENTAGE OF NET COMMUNITY BENEFIT EXPENSES AS A PERCENTAGE OF TOTAL HOSPITAL EXPENSES EXCLUDING BAD DEBT EXPENSES.
PART III, LINE 8: MEDICARE REVENUE AND ALLOWABLE COSTS REPORTED ON PART III, SECTION B, LINES 5 AND 6 ARE DERIVED FROM THE MEDICARE COST REPORT FILED FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011.
PART III, LINE 9B: THE HOSPITAL IS COMMITTED TO FAIR BILLING AND COLLECTION PRACTICES. ACCORDINGLY, THE HOSPITAL AND/OR ITS EMPLOYEES, REPRESENTATIVES, AGENTS AND CONTRACTORS ARE NOT PERMITTED TO TAKE ANY OF THE FOLLOWING ACTIONS WITH RESPECT TO ALL PATIENTS WITHOUT REGARD TO INSURANCE STATUS (E.G., INSURED OR UNINSURED) OR ELIGIBILITY FOR FINANCIAL ASSISTANCE:- SEND AN ACCOUNT TO COLLECTION WHILE AN APPLICATION FOR FINANCIAL ASSISTANCE (WHICH IS COMPLETE AND WITH ALL REQUIRED DOCUMENTATION) IS PENDING;- SEND AN ACCOUNT TO COLLECTION FOR A PATIENT WHO IS DETERMINED TO BE ELIGIBLE FOR MEDICAID AT THE TIME SERVICES WERE RENDERED AND FOR WHICH SERVICES MEDICAID PAYMENT IS AVAILABLE; OR- PURSUE ANY ACTION WHICH WOULD CAUSE OR PREVENT THE PATIENT FROM PAYING HIS/HER NORMAL MONTHLY RENT, UTILITY OR FOOD EXPENSES.ALL COLLECTION AGENTS ENGAGED BY THE HOSPITAL WILL BE REQUIRED TO COMPLY WITH THIS POLICY; SEEK THE HOSPITAL'S WRITTEN CONSENT PRIOR TO INSTITUTING A LEGAL ACTION FOR COLLECTION; AND ADVISE PATIENTS ON HOW TO APPLY FOR FINANCIAL ASSISTANCE. IF A LAWSUIT HAS BEEN INSTITUTED AND DECIDED IN FAVOR OF THE HOSPITAL, THE HOSPITAL WILL NOT SEEK FORECLOSURE OF THE PATIENT'S PRIMARY RESIDENCE (ALTHOUGH IT MAY FILE A LIEN) OR SEEK TO FREEZE A PATIENT'S BANK ACCOUNT OR GARNISH A PATIENT'S WAGES UNLESS EXPRESSLY AUTHORIZED BY SENIOR ADMINISTRATION.
PART V, SECTION B, LINE 11H: DETERMINATION OF ELIGIBILITY FOR FINANCIAL ASSISTANCE IS BASED ON THE FOLLOWING ADDITIONAL CRITERIA:1. THE PATIENT'S STATE OF RESIDENCE2. FOR NON-NEW YORK RESIDENTS, NATURE OF THE ADMISSION (EMERGENCY SERVICES, ELECTIVE, ETC.)3. FAMILY SIZE, WHICH IS CALCULATED FOR ADULT PATIENTS, BY ADDING THE PATIENT, THE PATIENT'S SPOUSE (IF ANY AND IF HE/SHE RESIDES WITH THE PATIENT) AND ANY DEPENDENTS OF THE PATIENT OR THE PATIENT'S SPOUSE, AND FOR MINOR PATIENTS, BY ADDING THE PATIENT, THE PATIENT'S PARENT/S AND/OR LEGAL GUARDIAN/S WITH WHICH THE PATIENT RESIDES, AND ANY DEPENDENTS OF THE PATIENT'S PARENT/S AND/OR LEGAL GUARDIAN/S WITH WHICH THE PATIENT RESIDES (OTHER THAN THE PATIENT).FOR PATIENTS WITH UNPAID BALANCES WHO DO NOT APPLY FOR FINANCIAL ASSISTANCE OR ASSIST IN THE APPLICATION PROCESS, THE HOSPITAL MAY SUBMIT THE PATIENT'S DEMOGRAPHICS TO A CREDIT BUREAU TO UTILIZE CREDIT SCORING SOFTWARE FOR PURPOSES OF ESTABLISHING INCOME ELIGIBILITY. THE SCORING WILL NOT NEGATIVELY IMPACT THE PATIENT'S FICO.	NYU HOSPITALS CENTER
PART V, SECTION B, LINE 13G: ALL HOSPITAL BILLS AND STATEMENTS INCLUDE A STATEMENT THAT IF THE PATIENT IS UNABLE TO PAY THE BILL, HE OR SHE MIGHT BE ELIGIBLE FOR FINANCIAL ASSISTANCE AND HOW TO OBTAIN FURTHER INFORMATION. APPLICATIONS FOR FINANCIAL ASSISTANCE ARE AVAILABLE IN ENGLISH, CHINESE, RUSSIAN AND SPANISH, AND TRANSLATION SERVICES ARE MADE AVAILABLE FOR PATIENTS NEEDING SUCH SERVICES.	NYU HOSPITALS CENTER
PART V, SECTION B, LINE 19D: WITH RESPECT TO FINANCIAL ASSISTANCE POLICY ELIGIBLE INDIVIDUALS OBTAINING EMERGENCY OR OTHER MEDICALLY NECESSARY CARE, NYU HOSPITALS CENTER CHARGES ARE DISCOUNTED BY A PERCENTAGE TO EQUATE TO A PAYMENT EQUAL TO THE AVERAGE PAYMENT OF THE TOP FIVE COMMERCIAL INSURERS. THE DISCSOUNT IS EVALUATED ANNUALLY TO REFLECT CHANGES IN THE MANAGED CARE CONTRACT RATES AND CHARGE MASTER. NYU HOSPITALS CENTER PROVIDES FOR A SLIDING SCALE DISCOUNTED PAYMENT RATE WITH 100% FINANCIAL ASSISTANCE UP TO 600% FPL FOR FAP ELIGIBLE INDIVIDUALS THAT WERE PROVIDED WITH EMERGENCY OR OTHER MEDICALLY NECESSARY CARE.	NYU HOSPITALS CENTER
PART VI, LINE 2: IN JANUARY OF 2012, NYUHC ESTABLISHED THE DEPARTMENT OF POPULATION HEALTH TO BE THE ACADEMIC HOME FOR RESEARCH AND RESEARCH METHODS THAT ADVANCE THE SCIENCE OF IMPROVING HUMAN HEALTH AT THE POPULATION LEVEL. THE NEW DEPARTMENT WILL COMPRISE THE DEPARTMENT OF BIOSTATISTICS AND EPIDEMIOLOGY AND OTHER PROGRAMS AND DIVISIONS FOCUSED ON HEALTHCARE RESEARCH AND POLICY, COMPARATIVE EFFECIVENESS, GLOBAL COMMUNITY HEALTH, DELIVERY SYSTEMS ANALYSIS AND DESIGN, AND RELATED THEMES.EACH OF THE NYUHC COMMUNITY INITIATIVES IDENTIFIED IN THE 2009 COMMUNITY SERVICE PLAN HAS CONTINUED TO ESTABLISH RELATIONSHIPS WITH COMMUNITY PARTNERS AND INCORPORATES COMMUNITY INPUT IN THE IMPLEMENTATION OF THEIR VARIOUS EFFORTS.FOR EXAMPLE, THE EHANCING SELF CARE ADVOCACY PROGRAM EDUCATION IN HEART FAILURE (ESCAPE HF) WORKS CLOSELY WITH SENIOR CENTERS AND NATURALLY OCCURRING RETIREMENT COMMUNITIES ("NORCS")IN THE TARGET AREA; THE HYPERTENSION SCREENING CONTROL PROGRAM WORKS CLOSELY WITH THE NEW YORK CITY DEPARTMENT FOR THE AGING ("DFTA"), THE NEW YORK COMMUNITY TRUST, AND STAFF AT THE NORCS LOCATED SOUTH OF 59TH STREET; THE BANISHING OBESITY AND DIABETES IN YOUTH ("BODY") PROJECT WORKS CLOSELY WITH THE NYC BOARD OF EDUCATION AND THE SCHOOL-BASED HEALTH CENTER AT THE NORMAN THOMAS HIGH SCHOOL LOCATED ON PARK AVENUE AND 33RD STREET IN MANHATTAN AND THE PARENTCORPS PROGRAM CONTINUES TO WORK CLOSELY WITH THE NYC DEPARTMENT OF EDUCATION'S OFFICE OF EARLY CHILDHOOD EDUCATON ON ALL ASPECTS OF DESIGN AND INITIATION OF THE DISSEMINATION MODEL. DURING THE PAST YEAR A PARTNERSHIP WAS INITIATED WITH THE DEPARTMENT OF HEALTH AND MENTAL HEALTH PHYSICAL ACTIVITY AND NUTRITION PROGRAM. AS PART OF OUR EFFORTS TO UNDERSTAND THE NEEDS OF THE ASIAN AND LATINO EARLY CHILDHOOLD COMMUNITIES IN THE CATCHMENT AREA, WE HAVE CONTINUED PARTNERSHIP WITH AGENCIES SERVING ASIAN AND LATINO COMMUNITIES IN LOWER MANHATTAN, INCLUDING CHINATOWN CHILDCARE AND CHARLES B. WANG HEALTH CENTER. NYULMC'S CENTER FOR THE STUDY OF ASIAN AMERICAN HEALTH, IN ITS EFFORT TO PROMOTE HEPATITIS B SCREENING AND PREVENETION PROGRAMS, WORKS CLOSELY WITH THE CHARLES B. WANG HEALTH CENTER, KOREAN COMMUNITY SERVICES, THE AMERICAN CANCER SOCIETY, AFRICAN SERVICES COMMITTEE, THE RUSSIAN AMERICAN FOUNDATION AND THE NYC ORGAN DONOR NETWORK.THE PUBLIC HEALTH PRIORITIES THAT WERE IDENTIFIED IN THE 2009 COMMUNITY SERVICE PLAN SUBMISSION INCLUDED THE FOLLOWING:CHRONIC DISEASEHEART FAILURE - ESCAPE HF - HEART FAILURE PREVALENCE INCREASES WITH INCREASING AGE AND AFFECTS ABOUT 1 IN 6 PEOPLE OVER THE AGE OF 80 YEARS. OUR PROGRAM IS DESIGNED TO IMPLEMENT COMMUNITY BASED EDUCATIONAL PROGRAMS IN ORDER TO INFORM SENIOR CITIZENS ON THE MOST COMMON SYMPTOMS OF HEART FAILURE AND THE STEPS THEY CAN TAKE TO REDUCE THE RISK OF DEVELOPING HEART FAILURE, OR IF HEART FAILURE IS ALREADY PRESENT, STEPS THEY CAN TAKE TO IMPROVE QUALITY OF LIFE. THE EDUCATIONAL SESSIONS OF ESCAPE HF ARE CONDUCTED IN SENIOR CENTERS BELOW 59TH STREET IN MANHATTAN UNDER THE SUPERVISION OF STUART KATZ, MD, DIRECTOR OF HEART FAILURE PROGRAMS AT NYULMC. THE EDUCATION INTERVENTION PROGRAM IS ADMINISTERED IN THE COMMUNITY BY LAURA SARA R'BIBO, NYU HOSPITALS CENTER'S HEART FAILURE COMMUNITY HEALTH CARE WORKER, IN CONJUNCTION WITH NURSING SCHOOL FACULTY VICTORIA DICKSON AND DEBBIE CHYUN, AND WITH THE ASSISTANCE OF NYULMC'S HEART FAILURE STAFF NURSE PRACTITIONERS JUDITH SCHIPPER AND GRACE DOMINGO AND OTHER STAFF WITH RELEVANT EXPERTISE. THE GOALS OF ESCAPE HF ARE TO INCREASE KNOWLEDGE ABOUT HEART FAILURE AND CARDIOVASCULAR WELLNESS IN THE COMMUNITY, IMPROVE QUALITY OF LIFE, AND REDUCE LONG-TERM RISK OF HOSPITALIZATION IN SENIORS LIVING IN NYC SOUTH OF 59TH STREET.PHYSICAL ACTIVITY AND NUTRITIONHYPERTENSION - THE NYULMC'S CENTER FOR HEALTHFUL BEHAVIORAL CHANGE TARGETS IMPROVEMENT IN CONTROL OF BEHAVIORS IN PERSONS DIAGNOSED WITH HYPERTENSION USING A COUNSELING APPROACH THAT TRAINS TEAMS OF OLDER ADULTS LIVING IN NORCS AND AFFILIATED NURSES TO TAKE BLOOD PRESSURE AND DELIVER LIFESTYLE COUNSELING TO NORC RESIDENTS WITH UNCONTROLLED HYPERTENSION. THIS EFFORT FOCUSES ON PROVIDING SUSTAINABLE SKILLS SO THE TRAINED NORC RESIDENTS AND NURSES CAN CONTINUE TO PROVIDE THIS SERVICE TO NORC RESIDENTS. THE PROGRAM EVALUATES THE EFFECT OF BP SCREENING AND LIFESTYLE COUNSELING DELIVERED BY TRAINED TEAMS OF NORC RESIDENTS AND NURSES IN IMPROVING BP, WEIGHT, DIET AND PHYSICAL ACTIVITY HABITS. THREE NORC COMMUNITIES BELOW 59TH STREET IN MANHATTAN ARE PARTICIPATING IN THIS EFFORT. THE PROGRAM IS NOW OFFERED IN SPANISH OR ENGLISH DEPENDING ON THE DEMOGRAPHIC MAKEUP OF THE PARTICIPATING NORC. RESULTS FROM THIS PROGRAM WILL HELP DETERMINE THE FEASIBILITY AND EFFECTIVENESS OF TRAINING TEAMS OF NORC RESIDENTS AND NURSES TO MEASURE BP AND DELIVER LIFESTYLE COUNSELING IN REDUCING BP AND IMPROVING LIFESTYLE BEHAVIORS IN NORC RESIDENTS WITH UNCONTROLLED HYPERTENSION. IF OUR PROGRAM SHOWS PROMISING RESULTS, THE NEXT STEP WILL BE TO EXPAND THIS MODEL WITHIN THE NORC SETTING TO PROVIDE A GREATER IMPACT ON THE LARGER COMMUNITY.CHILDHOOD OBESITY - THE AIM OF THIS INITIATIVE IS TO TARGET BOTH ENDS OF THE CHILDHOOD AGE SPECTRUM. THE NYU CHILD STUDY CENTER'S HARRIS OBESITY PREVENTION EFFORT (HOPE) THROUGH ITS PARENTCORPS PROGRAM TARGETS CHILDREN ENROLLED IN NEW YORK CITY'S UNIVERSAL PRE-KINDERGARTEN PROGRAMS AND DEVELOPS, EVALUATES AND DISSEMINATES EVIDENCE-BASED PRACTICES FOR FAMILIES AND EDUCATORS TO ASSIST YOUNG CHILDREN TO ESTABLISH HEALTHY BEHAVIORS AROUND EATING, PHYSICAL ACTIVITY, AND SLEEP. THE NYULMC BODY PROJECT AIMS TO ADDRESS THE GROWING PROBLEM OF EXCESS WEIGHT AND OBESITY AND TO HALT THE PROGRESSION OF OBESITY-RELATED DISEASE AMONG ADOLESCENTS. IT PARTNERS WITH NEW YORK CITY PUBLIC HIGH SCHOOLS TO PROVIDE FREE MEDICAL SCREENINGS AND REFERRALS TO SCHOOL-BASED HEALTH CENTERS OR OTHER HEALTH CARE. THE GOAL OF THE BODY PROJECT IS TO ASSESS WHETHER THERE IS A POSITIVE IMPACT ON HEALTH WHEN ADOLESCENTS AND THEIR FAMILIES ARE INFORMED ABOUT THESE POTENTIAL MEDICAL RISKS. BY EMPOWERING ADOLESCENTS WITH PERSONAL HEALH INFORMATION, THE BODY PROJECT ATTEMPTS TO ENGAGE AND HELP MINORITY YOUTH WITH EXCESS WEIGHT AND THEIR FAMILIES' CHANGE HOW THEY EAT AND BECOME MORE PHYSICALLY ACTIVE. IN ADDITION THE PROJECT SEEKS TO ASSESS WHETHER IMPROVEMENTS IN OBESITY RELATED METABOLIC FUNCTIONING COULD IMPROVE ACADEMIC PERFORMANCE.INFECTIOUS DISEASEHEPATITIS B - NYULMC'S CENTER FOR THE STUDY OF ASIAN AMERICAN HEALTH HAS ESTABLISHED THE B FREE CENTER OF EXCELLENCE IN THE ELIMINATION OF HEPATITIS B DISPARITIES (B FREE CEED) AND WAS TO WORK CLOSELY WITH ST. VINCENT'S MEDICAL CENTER TO DEVELOP, EVALUATE, AND DISSEMINATE EVIDENCE-BASED PRACTICES TO BE APPLIED TO THE PREDOMINANTLY CHINESE POPULATION THAT UTILIZED ST. VINCENT'S CHINATOWN HEALTH SERVICES, A HEALTH CARE CLINIC LOCATED AT 25 ELIZABETH STREET IN LOWER MANHATTAN. SINCE ST. VINCENT'S MEDICAL CENTER CLOSED, NYULMC'S HEPATITIS B EFFORT WAS MODIFIED TO TARGET THE 5-YEAR CLINICAL, MORBIDITY AND MORTALITY AVERAGE FOLLOW-UP OF CHINESE AMERICANS WHO WERE SCREENED IN 2006-7 AND WERE FOUND TO BE HEPATITIS B POSITIVE. THIS GROUP OF PATIENTS WAS REFERRED FOR CARE TO THREE DIFFERENT AREAS: CHINESE PHYSICIANS IN THE CHINESE COMMUNITY, THE NEWLY-ESTABLISHED HEPATITIS B CLINIC AT BELLEVUE HOSPITAL AND THE CHARLES B. WANG CLINIC ON CANAL STREET IN MANHATTAN.
PART VI, LINE 3: PATIENTS ARE INFORMED OF THE HOSPITAL'S CHARITY CARE AND FINANCIAL ASSISTANCE POLICY BY APPROPRIATE SIGNAGE IN THE REGISTRATION AND INTAKE AREAS; INFORMATION DISTRIBUTED IN THE ADMISSION PACKAGE; AND RESPONSES TO DIRECT INQUIRIES. ALL HOSPITAL BILLS AND STATEMENTS WILL INCLUDE A STATEMENT THAT IF THE PATIENT WAS UNABLE TO PAY THE BILL, HE OR SHE MIGHT BE ELIGIBLE FOR FINANCIAL ASSISTANCE AND HOW TO OBTAIN FURTHER INFORMATION. APPLICATIONS FOR FINANCIAL ASSISTANCE WILL BE AVAILABLE IN ENGLISH, CHINESE, RUSSIAN, AND SPANISH, AND TRANSLATION SERVICES WILL BE MADE AVAILABLE FOR PATIENTS NEEDING SUCH SERVICES.
PART VI, LINE 4: IN ITS 2009 COMMUNITY SERVICE PLAN SUBMISSION, NYU HOSPITALS CENTER FOCUSED ITS COMMUNITY HEALTH AGENDA ON THE POPULATION RESIDING SOUTH OF 42ND STREET IN MANHATTAN AS DEFINED BY RESPECTIVE ZIP CODES. RESIDENTS OF THIS AREA ACCOUNTED FOR 18% OF NYU HOSPITALS CENTER'S DISCHARGES AND NYU HOSPITALS CENTER WAS THE ONLY MAJOR ACADEMIC MEDICAL CENTER LOCATED WITHIN THIS AREA.THE CLOSING OF SAINT VINCENT'S MEDICAL CENTER CAUSED NYU HOSPITALS CENTER TO REEVALUATE THE DEFINITION OF ITS LOCAL COMMUNITY. AS A RESULT, WE HAVE EXPANDED OUR COMMUNITY TO INCLUDE ALL OF LOWER MANHATTAN TO 59TH STREET AS THE NORTHERN BOUNDARY. NYU HOSPITALS CENTER'S LOCAL COMMUNITY NOW INCLUDES BOTH THE RESIDENTIAL POPULATION AND THOSE WHOSE PLACE OF EMPLOYMENT ARE LOCATED WITHIN THIS AREA. RESIDENTS OF THESE ZIP CODES ACCOUNTED FOR 19% OF NYU HOSPITALS CENTER'S DISCHARGES DURING 2011.THE 2010 CENSUS INDICATED THAT OVER HALF A MILLION PEOPLE RESIDED SOUTH OF 59TH STREET. 10.5% WERE CHILDREN AGED LESS THAN 18 YEARS AND 12.3% WERE AGED 65 YEARS AND OLDER. THE MEDIAN HOUSEHOLD INCOME FOR THIS POPULATION WAS OVER $90,000. THE RESIDENTS OF THIS AREA ARE A HETEROGENEOUS MIX INCLUDING ETHNIC NEIGHBORHOODS SUCH AS CHINATOWN, NATURALLY OCCURRING RETIREMENT COMMUNITIES ("NORCSS"), AND RECENT IMMIGRANTS, AND POCKETS OF POVERTY.
PART VI, LINE 5: SINCE NYUHC'S COMMUNITY SERVICE PLAN WAS SUBMITTED IN 2009, MUCH PROGRESS HAS BEEN MADE ON EACH OF THE INITIATIVES INCLUDED IN THE PLAN WITH THE EXCEPTION OF THE HEPATITIS B PROGRAM WHICH WAS TO BE CONDUCTED IN CONJUNCTION WITH ST. VINCENT'S MEDICAL CENTER. THE FOLLOWING SUMMARIZES THE ACTIVITIES TO DATE:HEART FAILURE - IN COLLABORATION WITH THE NYU COLLEGE OF NURSING, ESCAPE HF HAS BEEN ESTABLISHED AT THE SIROVICH SENIOR CENTER LOCATED ON 12TH STREET IN THE EAST VILLAGE. PARTICIPANTS ARE INVITED TO ATTEND TWICE WEEKLY SESSIONS WHERE THEY RECEIVE A GROUP SKILL-BUILDING INTERVENTION ON HEART FAILURE SELF-CARE CONDUCTED BY A COMMUNITY HEALTH WORKER. FEEDBACK FROM THE PARTICIPANTS HAS BEEN POSITIVE AND PARTICIPATION IN THE COMMUNITY SETTING HAS BEEN WELL RECEIVED. ESCAPE HF WAS EXPANDED TO TWO ADDITIONAL SETTINGS - THE WHITTAKER NORC LOCATED AT EAST BROADWAY AND GRAND STREET, AND THE VILLAGE VIEW NORC LOCATED ON EAST 4TH STREET. BOTH OF THESE LOCATIONS ARE INCLUDED IN NYULMC'S SERVICE AREA AND COLLECTIVELY HAVE MORE THAN 3,000 OLDER ADULTS (AGED 60+) RESIDING IN THEM. THEY ALSO HAVE ONSITE NURSING PERSONNEL THAT COLLABORATE WITH NYULMC STAFF TO IDENTIFY PARTICIPANTS FOR THE INTERVENTION. ADDITIONAL COLLABORATION WITH NYULMC'S NURSING ADMINISTRATION AND THE VISITING NURSE SERVICE HAVE RESULTED IN THE ADDITION OF 51 NEW PATIENTS INTO THE EDUCATIONAL PROGRAMS. ADDITIONAL PATIENTS ARE BEING ACTIVELY RECRUITED FROM NYUHC, BELLEVUE HOSPITAL'S HEART FAILURE CLINIC AND THREE SENIOR CENTERS IN NEW YORK CITY. 14 GROUPS HAVE BEEN HELD AT SENIOR CENTERS AND ADDITIONAL SESSIONS HAVE BEEN HELD AT BELLEVUE AMBULATORY CLINICS. FOCUS GROUPS WERE CONDUCTED WITH RESPECT TO IMPLEMENTATION FEASIBILITY AND PROGRAM ACCEPTABILITY. OF THE 5 COMPLETED FOCUS GROUPS USING AN INDEPENDENT FOCUS GROUP LEADER, PROGRAM PARTICIPANTS PROVIDED GENERALLY POSITIVE FEEDBACK, THE BARRIERS TO THE COMMUNITY BASED APPROACH INCLUDED WEATHER AND THE NEED FOR ADDITIONAL SESSION TIMES DUE TO SCHEDULING CONFLICTS. THE QUALITATIVE DATA ALSO PROVIDED INSIGHT INTO THE MECHANISM OF THE INTERVENTION AS A PROCESS OF SKILL-BUILDING IN WHICH INDIVIDUALS INCREASED KNOWLEDGE AND RECOGNIZED THE ADDITIONAL INFORMATION NEEDED IN ORDER TO DEVELOP SKILLS AS WELL AS DEVELOPED INCREASED CONFIDENCE IN THEIR ABILITIES DURING DIFFICULT SITUATIONS. PARTICIPANTS HAVE COLLABORATED WITH A MEDICAL GRAPHICAL ARTIST TO DEVELOP NOVEL EDUCATIONAL TOOLS FOR THE HEART FAILURE POPULATION THAT ARE LARGELY INDEPENDENT OF LANGUAGE AND RELY ON GRAPHICAL REPRESENTATION OF THE KEY CONCEPTS OF SELF-CARE. HEART FAILURE INTERVENTION MATERIALS WERE TRANSLATED INTO SPANISH FOR DELIVERY BY A BILINGUAL EDUCATION TO HISPANIC ELDERS WITH HEART FAILURE. HYPERTENSION - DURING THE PAST YEAR NYULMC'S CENTER FOR HEALTHFUL BEHAVIORAL CHANGE COMPLETED IMPLEMENTATION OF THE PROGRAM'S INTERVENTION COMPONENT AS WELL AS DATA COLLECTION PERTAINING TO THE 3-MONTH FOLLOW-UP VISIT AT THE PHIPPS NORC IN SEPTEMBER 2011. 13 RESIDENTS WITH HYPERTENSION WERE ENROLLED AT THE PHIPPS NORC TO RECEIVE 4-WEEK GROUP LIFESTYLE COUNSELING SESSIONS DELIVERED BY THE TRAINED NORC RESIDENTS. THE CLASSES HAD AN OVERALL ATTENDANCE RATE OF 73% AND WERE OFFERED IN BOTH ENGLISH AND SPANISH. A NEW NORC SITE WAS ADDED IN LOWER MANHATTAN IN JANUARY 2012. FOUR RESIDENTS WERE TRAINED TO DELIVER LIFESTYLE COUNSELING SESSIONS AND 12 PARTICIPANTS WERE RECRUITED TO RECIEVE THE FIRST ROUND OF GROUP SESSIONS WITH A SECOND GROUP OF 10 TO FOLLOW.CHILDHOOD OBESITY - DURING THE PAST YEAR, PARENTCORPS SERVICES WERE IMPLEMENTED SUCCESSFULLY IN THEIR 12 PARTNER SCHOOLS. OF THE 12 SCHOOLS, 2 SCHOOLS RECEIVED THE WRITTEN MATERIALS; 4 RECEIVED THE PARENT WORKSHOPS; 3 RECEIVED THE PARENT GROUP DISCUSSIONS; 4 RECEIVED THE STUDENT HEALTH FAIRS; AND 1 SCHOOL RECEIVED THE FULL 14-WEEK PROGRAM AS DESCRIBED IN MORE DETAIL BELOW. ONE SCHOOL RECEIVED BOTH THE 14-WEEK PROGRAM AND PARENT WORKSHOPS, AND ONE SCHOOL RECEIVED THE HEALTH FAIR AND PARTICIPATED IN THE PARENT GROUP DISCUSSIONS. IN TOTAL, THEY SUCCESSFULLY ENGAGED 452 PARENTS AND 511 STUDENTS FROM 12 SCHOOLS IN THEIR EARLY CHILDHOOD EVIDENCED-BASED SERVICES. THEY ALSO SUCCESSFULLY ENGAGED IN A COLLABORATIVE PROCESS WITH 14 SCHOOL COMMUNITY MEMBERS WHO GAVE INFORMED AND CRITICAL FEEDBACK OF THEIR SERVICES. ALL OF THE PARENTCORPS SERVICES WERE MET WITH GREAT ENTHUSIASM BY SCHOOL STAFF AND FAMILIES. THE COMMUNITY ADVISORY GROUP MEMBERS, WHO OBSERVED WORKSHOPS, HEALTH FAIRS AND THE AFTERSCHOOL PROGRAM, SIMILARLY RATED PARENTCORPS SERVICES AS HIGHLY EFFECTIVE, ENGAGING AND RELEVANT TO THE NEEDS OF THEIR COMMUNITIES. BARRIERS TO IMPLEMENTATION WERE MOSTLY RELATED TO LACK OF PARENT ENGAGEMENT IN ONE SCHOOL WHERE THERE WAS A LACK OF INFRASTRUCTURE FOR PARENT RECRUITMENT AS WELL AS IN ANOTHER SCHOOL WHICH SERVED A HIGHLY TRANSIENT POPULATION. INCREASING PARENT ENGAGEMENT IS A FOCUS OF THEIR ONGOING EFFORTS.BODY PROJECT - NYULMC'S BODY PROJECT IS IN ITS FIFTH YEAR OF OPERATION AND HAS CONTINUED TO BE EXTREMELY SUCCESSFUL IN CONDUCTING LARGE NUMBERS OF MEDICAL SCREENINGS OF OVERWEIGHT AND OBESE INNER CITY HIGH SCHOOL YOUTH WITH THE GOAL OF IDENTIFYING STUDENTS AT RISK FOR CARDIO-METABOLIC DISEASE FROM EXCESS BODY WEIGHT. THE NYULMC BODY PROJECT HAS EXPERIENCED TREMENDOUS COMMITMENT FROM PUBLIC HIGH SCHOOL ADMINISTRATORS AND TERRIFIC YOUTH REPRESENTATION. MOST IMPORTANT, PARTICIPANTS' PARENTS/CAREGIVERS HAVE DEMONSTRATED REMARKABLE RESPONSE TO THE PERSONALIZED, EASY-TO-UNDERSTAND REPORT OF THE MEDICAL RESULTS OF THEIR CHILDREN. THEY ARE MAKING SIGNIFICANT INROADS WITH FAMILIES BY EDUCATING THEM ABOUT THE MEDICAL RISKS ASSOCIATED WITH OBESITY, BY OFFERING ALTERNATIVES TO REDUCE SUCH RISKS, AND BY CONNECTING AT-RISK YOUTH TO HEALTHCARE PRACTITIONERS.DURING THE 2011-2012 ACADEMIC YEAR, THE BODY PROJECT PARTNERED WITH FOUR HIGH SCHOOLS IN MANHATTAN AND BROOKLYN. THESE SCHOOLS REPRESENTED ADOLESCENTS FROM ALL FIVE BOROUGHS AND A WIDE RANGE OF ETHNIC AND RACIAL BACKGROUNDS. THE PROJECT COLLECTED HEIGHT, WEIGHT AND WAIST CIRCUMFERENCE MEASUREMENTS ON 3,478 HIGH SCHOOL STUDENTS TO CALCULATE BODY MASS INDEX (BMI). ALL OVERWEIGHT AND OBESE STUDENTS AND RANDOMLY SELECTED HEALTHY WEIGHT STUDENTS WERE APPROACHED FOR PARTICIPATION. THIS PARTICIPATION INCLUDED OBTAINING A FASTING BLOOD SAMPLE (TO MEASURE GLUCOSE, INSULIN, HEMOGLOBIN A1C, CHOLESTEROL PROFILE, AND CRP), BLOOD PRESSURE, AND QUESTIONNAIRES TO ACCESS EATING HABITS, PHYSICAL ACTIVITY, AND PSYCHOSOCIAL FUNCTIONING. THE BODY PROJECT, BY OPERATING IN THE SCHOOLS AND PROVIDING FREE EVALUATIONS, HAS BEEN SUCCESSFUL IN IDENTIFYING AND REPORTING UNHEALTHY MEDICAL CONDITIONS TO ADOLESCENTS AND THEIR FAMILIES, WHO WOULD OTHERWISE NOT KNOW THAT THEY NEEDED SCREENING OR HAVE THE FINANCIAL RESOURCES TO GET THOSE MEDICAL EVALUATIONS.INFECTIOUS DISEASESHEPATITIS B - AS DEVELOPED IN THE PRIOR COMMUNITY SERVICE PLAN, THE NYU SCHOOL OF MEDICINE'S CENTER FOR IMMIGRANT HEALTH'S CENTER FOR ASIAN AMERICAN HEALTH IN CONJUNCTION WITH THE NYU HOSPITALS CENTER AND ST. VINCENT'S MEDICAL CENTER WAS TO DEVELOP, EVALUATE AND DISSEMINATE EVIDENCE-BASED PRACTICES IN PROVIDING THE PREDOMINANTLY CHINESE POPULATION UTILIZING ST. VINCENT'S CHINATOWN HEALTH SERVICES WITH HEPATITIS B SCREENING, TREATMENT, AND A VACCINATION PROGRAM. AS CONCEIVED, THIS PROGRAM DID NOT OCCUR OWING TO ST. VINCENT'S MEDICAL CENTER'S SERIOUS FINANCIAL TROUBLES AND EVENTUAL CLOSING. DURING THE PAST YEAR, IT HAD BEEN HOPED TO CONTINUE THE FOLLOW-UP OF THE ORIGINAL COHORT OF PATIENTS WHO WERE SCREENED FOR HEPATITIS B, COMPARING THAT GROUP TO A "LATER REFERRAL" GROUP AND THAT AN ADDITIONAL COMPARISON COULD BE MADE BETWEEN THE TWO GROUPS AT THE CHARLES B. WANG CENTER AND THAT A FURTHER COMPARISON COULD BE MADE BETWEEN THE CHARLES B. WANG HEP B POPULATIONS AND THE BELLEVUE HEP B POPULATIONS. THIS WAS NOT POSSIBLE DUE TO THE FACT THAT THE NUMBER OF "ORIGINAL COHORT" PATIENTS AT BELLEVUE HAD DECLINED WHILE THE NUMBER OF "LATER REFERRAL" PATIENTS HAS INCREASED RESULTING IN AN UNEQUAL PATIENT DISTRIBUTION THAT COULD NOT BE COMPARED STATISTICALLY. IN ADDITION, ANOTHER DIFFICULTY RESULTED FROM PROBLEMS AT THE COMMUNITY-BASED ENTITY, WHEREBY THERE WAS NO DIFFERENTIATION OF "ORIGINAL COHORT" VS. "LATER REFERRAL". NYULMC REMAINS ACTIVELY CONCERNED AND INVOLVED WITH THE IMPORTANT ISSUE OF HEPATITIS B IN ASIAN AMERICANS AND WAS AWARDED A CENTERS FOR DISEASE CONTROL (CDC) GRANT ESTABLISHING 25 SEPARATE SATELLITE PROGRAMS IN 25 DIFFERENT SITES WITH LARGE CHINESE AMERICAN POPULATIONS THROUGHOUT THE COUNTRY, INCLUDING NEW YORK CITY WHERE IT HELPED CREATE THE HEPATITIS B COALITION EXPANDING THE PARTICIPATION OF COMMUNITIES THAT WERE NOT PREVIOUSLY INVOLVED IN HEPATITIS PREVENTION AND TREATMENT EFFORTS.
NY	REPORTS FILED WITH STATES	PART VI, LINE 7

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	0	RecordsMaintained

Recipient Table RecipientTable

Recipient Name Business RecipientNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	NEW YORK UNIVERSITY - SCHOOL OF MEDICINE	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	726 BROADWAY 9TH FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10003	ZIPCode

Field	Value	IRS element (for citing)
EIN Of Recipient	135562308	EINOfRecipient
IRC Section	501(C)(3)	IRCSection
Amount Of Cash Grant	157662272	AmountOfCashGrant
Purpose Of Grant	SUPPORT CLINICAL, EDUCATIONAL, AND RESEARCH ACTIVITIES OF NYU SCHOOL OF MEDICINE.	PurposeOfGrant

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	1	TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	PROCEDURE FOR MONITORING GRANTS IN THE U.S.:	Identifier
Return Reference	PART I, LINE 2:	ReturnReference
Explanation	SCHEDULE I, PART I, LINE 2: ORGANIZATION'S PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS TO OTHER 501(C)(3) ORGANIZATIONS IN THE UNITED STATES: ALL GRANTS WERE MADE TO RELATED TAX-EXEMPT 501(C)(3) ORGANIZATIONS, THEREFORE NO MONITORING OF THE USE OF FUNDS IS REQUIRED.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	1	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (37 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
MICHAEL C ALFANO DMD PHD
0	546529	0	574490	0	0	0	35500	0	11521	0	1168040	0	0
ROBERT BERNE PHD
0	1201982	0	0	0	0	0	24500	0	11905	0	1238387	0	0
BONNIE BRIER
0	570972	0	0	0	0	0	24500	0	11905	0	607377	0	0
ROBERT I GROSSMAN MD
1036384	1036384	350000	350000	384087	384087	296688	296688	6425	6425	2073584	2073584	224293	224293
DAVID W MCLAUGHLIN
0	573463	0	0	0	19462	0	24500	0	11905	0	629330	0	0
JOHN E SEXTON
0	1241084	0	0	0	60536	0	101700	0	70434	0	1473754	0	0
STEVEN B ABRAMSON MD
190775	424629	77500	172500	0	0	7595	16905	2613	5817	278483	619851	0	0
DAFNA BAR-SAGI PHD
0	576202	0	100000	0	0	0	21058	0	0	0	697260	0	0
BERNARD A BIRNBAUM MD
1033721	0	400000	0	0	0	24500	0	17352	0	1475573	0	0	0
ANDREW W BROTMAN MD
466512	466512	200000	200000	2505	2505	12250	12250	0	0	681267	681267	0	0
MICHAEL T BURKE
414418	414418	150000	150000	12500	12500	12250	12250	6770	6770	595938	595938	0	0
ANNETTE JOHNSON JD
511542	90272	170000	30000	0	0	20825	3675	10073	1778	712440	125725	0	0
VICKI MATCH SUNA AIA
287649	287649	100000	100000	651	651	12250	12250	6639	6639	407189	407189	0	0
NADER MHERABI
243651	243651	50000	50000	5227	5227	9800	9800	5042	5042	313720	313720	0	0
NANCY SANCHEZ
241637	241637	200000	200000	0	0	12250	12250	2759	2759	456646	456646	0	0
ANTHONY SHORRIS
351031	351031	150000	150000	1100	1100	11229	11229	6639	6639	519999	519999	0	0
KEVIN HANNIFAN
550716	0	0	0	58005	0	19600	0	0	0	628321	0	0	0
DAVID DIBNER
489868	0	0	0	22400	0	19600	0	13221	0	545089	0	0	0
ROBERT A PRESS MD PHD
541511	0	0	0	0	0	24500	0	5667	0	571678	0	0	0
NINA KATHRYN MCCLELLAN
375387	0	0	0	6390	0	19600	0	4727	0	406104	0	0	0
MAUREEN T FITZPATRICKMSNRN
320929	0	0	0	25720	0	19600	0	9906	0	376155	0	0	0
DEBRA BERGER
238070	0	0	0	0	0	19600	0	13509	0	271179	0	0	0
RICHARD COHEN
114872	114872	0	0	11845	11845	9165	9165	8144	8144	144026	144026	0	0
RICHARD DONOGHUE
453847	194506	140000	60000	14746	6320	13720	5880	8251	3536	630564	270242	0	0
SHEILA EISENBERG
210492	0	0	0	0	0	17212	0	6227	0	233931	0	0	0
THOMAS M FEUERSTEIN
220986	220986	16035	16035	10525	10525	9800	9800	7248	7248	264594	264594	0	0
KIMBERLY GLASSMAN
371545	0	25500	0	14875	0	19600	0	14465	0	445985	0	0	0
KARIM HABIBI
428501	0	0	0	9750	0	22000	0	17825	0	478076	0	0	0
AMY HORROCKS
287385	0	0	0	0	0	19600	0	0	0	306985	0	0	0
KEVIN KIRCHEN
349942	0	0	0	6721	0	19600	0	8669	0	384932	0	0	0
IRENE KREUSCHER
201622	0	0	0	91099	0	16333	0	9454	0	318508	0	0	0
REGINALD A ODOM
113479	113479	0	0	0	0	9200	9200	7284	7284	129963	129963	0	0
WESLEY SMITH
424604	74930	0	0	11475	2025	16660	2940	14175	2502	466914	82397	0	0
GILDA VENTRESCA-ECROYD
146525	146525	0	0	0	0	12250	12250	6085	6085	164860	164860	0	0
ROBERT GLICKMAN MD
0	204760	0	0	0	0	0	20577	0	8851	0	234188	0	0
PAUL CONOCENTI MBA
72809	72809	61851	61851	250686	250686	3267	3267	8536	8536	397149	397149	0	0
VIVIAN S LEE MD PHD MBA
0	512074	0	0	0	0	0	12250	0	9676	0	534000	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
PART I, LINE 1A	THREE OFFICERS HAVE A CAR AND DRIVER AT THEIR DISPOSAL. THEY PAY TAXES ON THE IMPUTED VALUE OF THE PERSONAL USE OF THE VEHICLE AND DRIVER. TWO OFFICERS ARE PROVIDED WITH A HOUSING ALLOWANCE, WHICH IS INCLUDED IN THEIR TAXABLE INCOME. ONE OFFICER RECEIVED A TAX GROSS-UP PAYMENT WHICH WAS INCLUDED IN THEIR TAXABLE INCOME. ONE OFFICER USED FIRST-CLASS TRAVEL FOR BUSINESS TRAVEL.
PART I, LINE 4B	DR. GROSSMAN PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN DURING CALENDAR YEAR 2011. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $568,875 FOR CALENDAR YEAR 2011. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYUHC AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. NEW YORK UNIVERSITY PRESIDENT JOHN SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C(II). IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON NEW YORK UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. NEW YORK UNIVERSITY EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C (II).
PART I, LINE 7	TWO OFFICERS RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
PART III	FORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES AMOUNTS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR FORM 990.	SUPPLEMENTAL INFORMATION

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	64983QY86	2006-10-04	97290705	SERIES 2006A/SEE SCHEDULE K, PART VI	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	649903DA6	2007-02-06	169685043	SERIES 2007A/SEE SCHEDULE K, PART VI	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	649903WS6	2007-12-05	91005523	SERIES 2007B/SEE SCHEDULE K, PART VI	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293		2009-09-30	46141845	TELP/SEE SCHEDULE K, PART VI	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Amount In Reserve FundAmountInReserveFund	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Amount RetiredAmountRetired	Capital ExpendituresCapitalExpenditures	Amount UnspentAmountUnspent
99082046	11220556	1941074	85920416	2006	1	1	1	1
173655710	15271874	2620827	25645046	2009	1	0	0	1	16070000	122942945	7175018
100367486	8578244	1776326	519563	2009	0	0	0	1	6550000	81166030	8327323
49142340		142000		2011	0	0	1	1	17858360	49000340

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Any Lease ArrangementsAnyLeaseArrangements	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
0	0.00000	0.00000	1
1	0.01000	0.01000	1
1	0.00400	0.00400	1
0	0.00000	0.00000	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
0	0	0	0	0	0
0	0	0	0	0	0
0	0	0	0	0	0
0	0	0	0	0	0

Form990 Schedule K Part VI Form990ScheduleKPartVI (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
FORM 990, SCHEDULE K, PART I	DESCRIPTION OF PURPOSE	SERIES 2006A - DASNY, NYU HOSPITALS CENTER REVENUE BONDS, 2006A - TO REFINANCE SERIES 2000A (ISSUED ON MAY 18, 2000), CREATE A DEBT SERVICE FUND FOR SERIES 2006A, AND PAY FOR THE SERIES 2006A ISSUANCE COSTS. SERIES 2007A - DASNY, NYU HOSPITALS CENTER REVENUE BONDS, 2007A - TO REFINANCE SERIES 2000B (ISSUED ON NOVEMBER 13, 2002), FINANCE THE: ACQUISITION OF NYUHC'S 34TH STREET CANCER CENTER; REFINANCE A LOAN INCURRED BY NYUHC TO FINANCE TENANT IMPROVEMENTS AT THE CANCER CENTER; REPLACEMENT OF TWO AIR HANDLING UNITS AT TISCH HOSPITAL, INCLUDING RELATED WORK NECESSARY TO REDISTRIBUTE ELECTRICAL LOADS; RENOVATION AND REPLACEMENT OF THE CHILLER PLANT THAT SERVICES TISCH HOSPITAL, INCLUDING THE PURCHASE AND INSTALLATION OF STEAM TURBINES AND PIPING UPGRADES; RENOVATION AND EXPANSION OF THE POST ANESTHESIA CARE UNIT AT TISCH HOSPITAL, INCLUDING RELOCATION OF SERVICES AND MECHANICAL SYSTEMS; CREATE A DEBT SERVICE FUND FOR SERIES 2007A; AND PAY FOR THE SERIES 2007A ISSUANCE COSTS. SERIES 2007B - DASNY, NYU HOSPITALS CENTER REVENUE BONDS, 2007B TO FINANCE THE: ACQUISITION & INSTALLATION OF NEW EMERGENCY GENERATORS AT TISCH HOSPITAL; RELOCATION, CONSTRUCTION, RENOVATION, EXPANSION AND EQUIPPING OF THE INTENSIVE CARE UNITS AT TISCH HOSPITAL; CONSTRUCTION, RENOVATION AND EQUIPPING OF LEASED SPACE IN AN EXISTING FACILITY LOCATED AT 333 EAST 38TH STREET, TO CREATE A NEW AMBULATORY SURGERY CENTER, CONSISTING OF OPERATING SUITES, PRE-OPERATION/RECOVERY BEDS, AND A PATHOLOGY LABORATORY; CONSTRUCTION AND RENOVATION OF A FLOOR OF THE SCHWARTZ HEALTH CARE CENTER, INCLUDING HVAC SYSTEM UPGRADES, TO ACCOMMODATE THE RELOCATION OF A SHORT-STAY UNIT FROM TISCH HOSPITAL AND POST-SURGICAL OBSERVATION BEDS; CONSTRUCTION, RENOVATION, AND EQUIPPING OF A CARDIAC AND VASCULAR CENTER WITHIN THE SCHWARTZ HEALTH CARE CENTER; CREATE A DEBT SERVICE FUND FOR SERIES 2007B; AND PAY FOR THE SERIES 2007B ISSUANCE COSTS. TELP - DASNY - TAX-EXEMPT LEASING PROGRAM TO FINANCE THE ACQUISITION AND IMPLEMENTATION OF EPIC HARDWARE AND SOFTWARE. SERIES 2011A - DASNY - NYU HOSPITALS CENTER REVENUE BONDS, 2011A FOR THE FOLLOWING CAPITAL IMPROVEMENTS: RENOVATION AND EQUIPPING OF THE EMERGENCY DEPARTMENT, INCLUDING RENOVATION OF EXISTING SPACE AND RECONFIGURATION OF SPACE ADJACENT TO THE EXISTING EMERGENCY DEPARTMENT FOR EMERGENCY DEPARTMENT USE; RENOVATION AND EQUIPPING OF A NEW MUSCULOSKELETAL CENTER TO CONSOLIDATE NYUHC'S OUTPATIENT MUSCULOSKELETAL SERVICES; AND ROUTINE CAPITAL IMPROVEMENTS.
FORM 990, SCHEDULE K, PART II, LINE 3	TOTAL PROCEEDS OF ISSUE	THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) DUE TO THE ADDITION OF INVESTMENT EARNINGS.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	DORMITORY AUTHORITY OF THE STATE OF NEW YORK	BusinessNameLine1

Field	Value	IRS element (for citing)
Issuer EIN	146000293	IssuerEIN
CUSIP Number	6499058G4	CUSIPNumber
Date Issued	2011-01-25	DateIssued
Issue Price	130139047	IssuePrice
Description Of Purpose	SERIES 2011A/SEE SCHEDULE K, PART VI	DescriptionOfPurpose
Defeased	0	Defeased
On Behalf Of Issuer	0	OnBehalfOfIssuer
Pool Financing	0	PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

Field	Value	IRS element (for citing)
Amount Retired	2675000	AmountRetired
Total Proceeds	138711419	TotalProceeds
Amount In Reserve Fund	10873563	AmountInReserveFund
Issuance Costs From Proceeds	2043104	IssuanceCostsFromProceeds
Capital Expenditures	61109066	CapitalExpenditures
Amount Unspent	64685686	AmountUnspent
Current Refunding	0	CurrentRefunding
Advance Refunding	0	AdvanceRefunding
Final Allocation Made	0	FinalAllocationMade
Adequate Books And Recds Maintaind	1	AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

Field	Value	IRS element (for citing)
Owning Bond Financed Property	0	OwningBondFinancedProperty
Any Lease Arrangements	0	AnyLeaseArrangements
Mngment Cntrct Bond Financd Prprty	0	MngmentCntrctBondFinancdPrprty
Any Research Agreements	0	AnyResearchAgreements
Prcntge Prvt Business Use By Others	0.00000	PrcntgePrvtBusinessUseByOthers
Percentage Of Prvt Business Re UBI	0.00000	PercentageOfPrvtBusinessReUBI
Total Private Business Use	0.00000	TotalPrivateBusinessUse
Post Issuance Compliance Procdrs	1	PostIssuanceComplianceProcdrs

Form990 Schedule K Part IV Form990ScheduleKPartIV

Field	Value	IRS element (for citing)
Form8038 T Filed	0	Form8038TFiled
Variable Rate Issue	0	VariableRateIssue
Hedge Identified In Books And Recds	0	HedgeIdentifiedInBooksAndRecds
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGIC
Gross Proceeds Invested	0	GrossProceedsInvested
Exception To Rebate	0	ExceptionToRebate

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationship	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues	Amount Of TransactionAmountOfTransaction
AMERICAN EXPRESS COMPANY
TRUSTEE OF NYUHC AND CHAIRMAN & CEO OF AMERICAN EXPRESS COMPANY	KENNETH I. CHENAULT, TRUSTEE, IS CHAIRMAN & CEO OF AMERICAN EXPRESS COMPANY. NYU HOSPITALS CENTER HAS A BUSINESS RELATIONSHIP WITH AMERICAN EXPRESS THAT INCLUDES AN EXTENSION OF CREDIT FROM AMERICAN EXPRESS TO NYU HOSPITALS CENTER FOR THE PURCHASE OF CERTAIN SUPPLIES AND SERVICES. AMERICAN EXPRESS RECEIVES A FEE FOR THE USE OF THE CREDIT EXTENDED TO NYU HOSPITALS CENTER. THE CONTRACT BETWEEN NYU HOSPITALS CENTER AND AMERICAN EXPRESS WAS NEGOTIATED ON AN ARM-LENGTH BASIS.	0
JP MORGAN CHASE COMPANY
TRUSTEE OF NYUHC AND CHAIRMAN & CEO OF JP MORGAN CHASE & COMPANY	JAMIE DIMON, TRUSTEE, IS CHAIRMAN & CHIEF EXECUTIVE OFFICER OF JP MORGAN CHASE & COMPANY. A PORTION OF NYU HOSPITALS CENTER'S ASSET PORTFOLIO IS INVESTED WITH AND MANAGED BY JP MORGAN CHASE & COMPANY. NYU HOSPITALS CENTER HAS A BUSINESS RELATIONSHIP WITH JP MORGAN CHASE & COMPANY THAT INCLUDES AN EXTENSION OF CREDIT FROM JP MORGAN CHASE & COMPANY TO NYU HOSPITALS CENTER FOR THE PURCHASE OF CERTAIN SUPPLIES AND SERVICES AND A LOAN AGREEMENT TO FUND THE HOSPITALS CENTER'S DEFINED BENEFIT PENSION PLAN. JP MORGAN CHASE & COMPANY RECEIVES QUARTERLY PRINCIPAL AND INTEREST PAYMENTS FOR THE LOAN AND FEE FOR THE USE OF THE CREDIT EXTENDED TO NYU HOSPITALS CENTER. THE CONTRACTS BETWEEN NYU HOSPITALS CENTER AND JP MORGAN CHASE & COMPANY WERE NEGOTIATED ON AN ARMS-LENGTH BASIS.	0
UNITEDHEALTH GROUP
TRUSTEE OF NYUHC AND EXECUTIVE VICE PRESIDENT OF UNITEDHEALTH GROUP	ANTHONY WELTERS, TRUSTEE, IS EXECUTIVE VICE PRESIDENT OF UNITEDHEALTH GROUP. NYU HOSPITALS CENTER CONTRACTED WITH UNITED HEALTHCARE, A DIVISION OF UNITEDHEALTH GROUP TO ADMINISTER ONE OF THE FIVE MEDICAL INSURANCE PLANS OFFERED BY NYU HOSPITALS CENTER TO ITS EMPLOYEES. UNITED HEALTHCARE RECEIVES A FEE FOR ADMINISTERING THE PLAN. THE CONTRACT BETWEEN NYU HOSPITALS CENTER AND UNITEDHEALTH GROUP WAS NEGOTIATED ON AN ARMS-LENGTH BASIS.	0	1548312
BANK OF AMERICA
TRUSTEE OF NYUHC AND CO-COO OF BANK OF AMERICA	THOMAS K. MONTAG, TRUSTEE, IS CO-CHIEF OPERATING OFFICER OF BANK OF AMERICA. NYU HOSPITALS CENTER HAS A BUSINESS RELATIONSHIP WITH BANK OF AMERICA THAT INCLUDES BUSINESS BANKING, A LINE OF CREDIT FROM BANK OF AMERICA TO NYU HOSPITALS CENTER AND A LOAN AGREEMENT RELATED TO THE SERIES 2000D BONDS. BANK OF AMERICA RECEIVES QUARTERLY PRINCIPAL AND INTEREST PAYMENTS FOR THE LOAN AND FEES ASSOCIATED WITH THE BUSINESS BANKING AND THE USE OF THE CREDIT EXTENDED TO NYU HOSPITALS CENTER. THE CONTRACTS BETWEEN NYU HOSPITALS CENTER AND BANK OF AMERICA WERE NEGOTIATED ON AN ARMS LENGTH BASIS.	0

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	8	NumberOfContributions
Noncash Contribs Rptd F990	18474856	NoncashContribsRptdF990
Method Of Determining Revenues	MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	0	ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (10 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 2	DESCRIPTION OF RELATIONSHIPS: LORI FINK, TRUSTEE, & LAURENCE D. FINK, CO-CHAIR, HAVE A FAMILY RELATIONSHIP. EDWARD H. MEYER AND SANDRA MEYER HAVE A FAMILY RELATIONSHIP. THOMAS S. MURPHY & THOMAS S. MURPHY JR., TRUSTEES, HAVE A FAMILY RELATIONSHIP. RONALD O. PERELMAN AND DEBRA PERELMAN, TRUSTEES, HAVE A FAMILY RELATIONSHIP. NORMA SMITH AND ROBIN L. SMITH, TRUSTEES, HAVE A FAMILY RELATIONSHIP. ALICE M. TISCH AND THOMAS J. TISCH, TRUSTEES, HAVE A FAMILY RELATIONSHIP. WILLIAM R. BERKLEY AND LARRY A. SILVERSTEIN HAVE A BUSINESS RELATIONSHIP. FRANK T. NICKELL AND LAURENCE D. FINK HAVE A BUSINESS RELATIONSHIP. LINDA ROBINSON AND LAURENCE D. FINK HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 6	DESCRIPTION OF CLASSES OF MEMBERS OR STOCKHOLDERS: THE SOLE MEMBER OF THE NYU HOSPITALS CENTER IS NEW YORK UNIVERSITY.
FORM 990, PART VI, SECTION A, LINE 7A	DESCRIPTION OF CLASSES OF PERSONS AND THE NATURE OF THEIR RIGHTS: WITH RESPECT TO THE ELECTION OF THE BOARD OF TRUSTEES OF NYU HOSPITALS CENTER, NEW YORK UNIVERSITY, AS THE SOLE MEMBER HAS THE POWER AND AUTHORITY: 1. TO ELECT THE TRUSTEES; 2. REMOVE A TRUSTEE; AND 3. FILL ANY VACANCIES IN THE BOARD.
FORM 990, PART VI, SECTION A, LINE 7B	DESCRIPTION OF CLASSES OF PERSONS, DECISIONS REQUIRING APPROVAL AND THE TYPE OF VOTING RIGHTS: WITH RESPECT TO THE DECISIONS OF THE BOARD OF TRUSTEES OF NYU HOSPITALS CENTER, NEW YORK UNIVERSITY AS THE SOLE MEMBER, HAS THE POWER AND AUTHORITY TO: 1. AMEND OR REPEAL THE BY-LAWS OR ADOPTING NEW BY-LAWS; 2. APPROVE THE CORPORATION'S MERGER OR CONSOLIDATION WITH ANOTHER ENTITY; 3. APPROVE THE SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL, OR SUBSTANTIALLY ALL, THE ASSETS OF THE CORPORATION; 4. REVIEW THE VISION, MISSION AND STRATEGIC AND FINANCIAL PLANS OF THE CORPORATION; 5. APPROVE THE BOARD'S APPOINTMENT OF TRUSTEES TO SERVE AS MEMBERS OF THE OPERATING COMMITTEE; 6. REVIEW THE CORPORATION'S ANNUAL OPERATING AND CAPITAL BUDGETS, PROVIDED THAT FINAL APPROVAL OF THE BUDGETS SHALL REMAIN WITH THE CORPORATION; 7. APPROVE: (A) ANY TRANSACTION HAVING A VALUE IN EXCESS OF $25,000,000; (B) ANY TRANSACTION WHICH REQUIRES THE MEMBER'S GRANT OR PLEDGE OF SECURITY INTEREST IN ANY REALTY OR PERSONALTY CONSTITUTING A PART OF OR AFFIXED TO THE NYU MEDICAL CENTER CAMPUS WHICH THE MEMBER OWNS; OR (C) ANY BORROWING BY THE CORPORATION FOR WHICH THE MEMBER IS PROPOSED TO BE GUARANTOR, PROVIDED THAT WITH RESPECT TO ANY TRANSACTION OR BORROWING DESCRIBED IN THIS PARAGRAPH; 8. FINAL APPROVAL OF HOSPITAL DEBT NECESSARY TO FINANCE THE COST OF COMPLIANCE WITH OPERATIONAL OR PHYSICAL PLANT STANDARDS REQUIRED BY LAW, OR TO IMPLEMENT CERTIFICATE OF NEEDS APPLICATIONS, SHALL REMAIN WITH THE CORPORATION; AND 9. APPROVING THE CREATION AND/OR DISSOLUTION OF AN ENTITY IN WHICH THE CORPORATION IS PROPOSED TO BE, OR IS, THE CONTROLLING MEMBER.
FORM 990, PART VI, SECTION B, LINE 11	DESCRIPTION OF THE PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW THE FORM 990: 1. THE FINANCE DEPARTMENT DRAFTS THE FORM 990 AND THE ACCOMPANYING SCHEDULES BASED ON THE FISCAL YEAR'S FINANCIAL ACTIVITY AND PRIOR YEAR REPORTING. 2. THE DRAFT IS PROVIDED TO THE ORGANIZATION'S EXTERNAL TAX ADVISOR FOR REVIEW. 3. THE DRAFT IS THEN REVIEWED BY THE ASSISTANT TREASURER, VICE PRESIDENT OF FINANCE, AND CHIEF FINANCIAL OFFICER FOR COMPLETENESS AND ACCURACY. THIS IS AN ITERATIVE PROCESS WHICH MAY INVOLVE MORE THAN ONE REVIEW BY THE ORGANIZATION'S EXTERNAL TAX ADVISOR. 4. THE REVIEWED DRAFT IS PRESENTED TO THE BOARD OF TRUSTEES' AUDIT COMMITTEE, AS WELL AS CERTAIN OTHER OFFICERS FOR REVIEW. 5. ONCE APPROVED BY THE AUDIT COMMITTEE, THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD AND THEN IT IS FORWARDED TO THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C	DESCRIPTION OF THE PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST: ALL TRUSTEES, EMPLOYEES OF THE CORPORATION, AND MEMBERS OF THE MEDICAL STAFF (VOLUNTARY AND FULL-TIME) HAVE A PRIMARY OBLIGATION TO SERVE THE PURPOSES TO WHICH THE MEDICAL CENTER IS DEDICATED. IN ACCORDANCE WITH THE CONFLICT OF INTEREST POLICY ADOPTED BY THE BOARD OF TRUSTEES AND IN EFFECT FROM TIME TO TIME, THE FOLLOWING MUST SUBMIT TO THE OFFICE OF COMPLIANCE'S CONFLICTS OF INTEREST MANAGEMENT UNIT ("CIMU") ANNUAL DISCLOSURE FORMS UPON APPOINTMENT AND ANNUALLY THEREAFTER: I. CHAIRS, VICE-CHAIRS, DEPARTMENT ADMINISTRATORS, AND ALL EMPLOYEES AND OFFICERS AT THE LEVEL OF VICE PRESIDENT, ASSISTANT DEAN OR DIRECTOR OR ABOVE; II. FACULTY MEMBERS, WHETHER FULL TIME OR PART TIME; III. PERSONS WITH THE ABILITY TO ORDER MEDICAL DEVICES OR PRESCRIBE MEDICATIONS (E.G., NURSE PRACTITIONERS, PHYSICIAN'S ASSISTANTS, AND PHYSICIANS); IV. INVESTIGATORS PARTICIPATING IN THE MEDICAL CENTER'S RESEARCH AND SPONSORED PROGRAMS; V. PERSONS ENGAGED IN PURCHASING DECISIONS ON BEHALF OF THE MEDICAL CENTER; AND VI. MEMBERS OF ANY MEDICAL CENTER COMMITTEES WITH SUPERVSION OR OVERSIGHT RESPONSIBILITIES OVER PATIENT CARE, PURCHASING, RESEARCH OR EDUCATION AT THE MEDICAL CENTER (E.G., THE PHARMACY AND THERAPEUTIC COMMITTEE (P&T) AND THE INSTITUTIONAL REVIEW BOARD (IRB)). THE ANNUAL DISCLOSURE FORM WILL BE PROVIDED TO THE ABOVE LISTED INDIVIDUALS BY THE CIMU AND MUST BE COMPLETED AND RETURNED WITHIN 30 DAYS OF RECEIPT. ADDITIONALLY, THE CIMU MAY REQUEST COMPLETION OF AN ANNUAL DISCLOSURE FORM AT ITS DISCRETION DURING THE YEAR. THE SUBMITTED FORMS ARE REVIEWED AS FOLLOWS: A. DIVISION LEADER/SUPERVISOR INITIAL REVIEW: THE APPROPRIATE DIVISION LEADERS OR SUPERVISORS ARE RESPONSIBLE FOR REVIEWING ANNUAL DISCLOSURES UPON SUBMISSION. THE PRIMARY PURPOSE OF THIS REVIEW IS TO BECOME AWARE OF NYULMC MEMBER INVOLVEMENTS IN THEIR LINE OF AUTHORITY. DIVISION LEADERS/SUPERVISORS SHOULD ALSO VERIFY THE COMPLETENESS OF ANNUAL DISCLOSURES BASED ON NYULMC MEMBER ACTIVITIES KNOWN TO THEM. B. DEPARTMENT CHAIR/LEADER APPROVAL. THE DEPARTMENT CHAIR/LEADER IS RESPONSIBLE FOR REVIEWING DISCLOSURES AND FOR DETERMINING WHETHER A POTENTIAL CONFLICT OF INTEREST EXISTS UNDER THE CIRCUMSTANCES. IN CASES INVOLVING AN NYULMC MEMBER OTHER THAN A CORPORATE OFFICER, WHERE THE DEPARTMENT CHAIR/LEADER BELIEVES THAT A CONFLICT OF INTEREST EXISTS, THE DEPARTMENT CHAIR/LEADER WILL EITHER ISSUE A MANAGEMENT PLAN IN ACCORDANCE WITH EXISTING GUIDELINES OR SUBMIT THE MATTER TO THE CIMU FOR SUBMISSION TO THE BUSINESS CONFLICT OF INTEREST COMMITTEE (BCOIC) FOR REVIEW IN ACCORDANCE WITH THIS POLICY. THE BCOIC WILL ISSUE GUIDELINES FOR MANAGEMENT PLANS. IN CASES INVOLVING A CORPORATE OFFICER WHERE THE DEPARTMENT LEADER (TYPICALLY THE DEAN/CEO) BELIEVES THAT A CONFLICT OF INTEREST EXISTS, THE DEPARTMENT LEADER WILL SUBMIT THE MATTER TO THE AUDIT AND COMPLIANCE COMMITTEE. C. NON-CORPORATE OFFICER CONFLICTS/BCOIC REVIEW. THE BCOIC IS RESPONSIBLE FOR REVIEWING AND EVALUATING EACH POTENTIAL CONFLICT OF INTEREST INVOLVING AN NYULMC MEMBER OTHER THAN A CORPORATE OFFICER SUBMITTED TO IT BY THE CIMU. AS A MATTER OF POLICY, IF THE BCOIC FINDS THAT A CONFLICT OF INTEREST EXISTS, THE MEDICAL CENTER WILL NOT APPROVE THE MATTER UNLESS THE BCOIC DETERMINES, AFTER REVIEWING ALL MATERIAL FACTS, THAT EXTRAORDINARY CIRCUMSTANCES MERIT AN EXCEPTION AND THE BCOIC ADOPTS A PLAN FOR MANAGING AND MONITORING THE CONFLICT OF INTEREST WHICH IS FULLY CONSISTENT WITH THE BEST INTERESTS OF THE MEDICAL CENTER. THE BCOIC MUST REPORT TO THE AUDIT AND COMPLIANCE COMMITTEE ALL FINDINGS IT MAKES ARISING FROM ITS REVIEW AND EVALUATION RESPONSIBILITIES UNDER THIS POLICY. D. CORPORATE OFFICER CONFLICTS/AUDIT AND COMPLIANCE COMMITTEE REVIEW. THE AUDIT AND COMPLIANCE COMMITTEE IS RESPONSIBLE FOR REVIEWING AND EVALUATING EACH POTENTIAL CONFLICT OF INTEREST INVOLVING A CORPORATE OFFICER SUBMITTED TO IT BY THE CIMU. AS A MATTER OF POLICY, IF THE AUDIT AND COMPLIANCE COMMITTEE FINDS THAT A CONFLICT OF INTEREST EXISTS, THE MEDICAL CENTER WILL NOT APPROVE THE MATTER, UNLESS THE AUDIT AND COMPLIANCE COMMITTEE DETERMINES, AFTER REVIEWING ALL MATERIAL FACTS, THAT EXTRAORDINARY CIRCUMSTANCES MERIT AN EXCEPTION AND THE AUDIT AND COMPLIANCE COMMITTEE ADOPTS A PLAN FOR MANAGING AND MONITORING THE CONFLICT OF INTEREST WHICH IS FULLY CONSISTENT WITH THE BEST INTERESTS OF THE MEDICAL CENTER. TRUSTEES MUST SUBMIT A GENERAL DISCLOSURE STATEMENT UPON APPOINTMENT, UPON EACH TRIENNIAL REAPPOINTMENT THEREAFTER, AND UPON REQUEST OF THE OFFICE OF COMPLIANCE. IN THE GENERAL DISCLOSURE STATEMENT, A TRUSTEE MUST CERTIFY COMPLIANCE WITH THIS POLICY AND DISCLOSE ALL ENTITIES IN WHICH HE OR SHE HOLDS A MATERIAL INTEREST WHICH HE OR SHE REASONABLY BELIEVES DOES OR MAY DO BUSINESS WITH THE MEDICAL CENTER OR COMPETES OR MAY COMPETE WITH THE MEDICAL CENTER. ALL DISCLOSURES MUST BE MADE IN SPECIFIC AMOUNTS. THE TRUSTEE MUST DISCLOSE ANY ENTITY IN WHICH THE TRUSTEE AND/OR ANY MEMBER OF HIS OR HER IMMEDIATE FAMILY: I. HAS A DIRECTOR OR TRUSTEE POSITION; II. HAS AN OFFICER OR SENIOR EXECUTIVE POSITION; III. IS A PARTNER; OR IV. OWNS OR CONTROLS MORE THAN 5% OF THE ENTITY'S OUTSTANDING EQUITY. THE GENERAL DISCLOSURE STATEMENT FORM WILL BE PROVIDED TO EACH TRUSTEE BY THE OFFICE OF COMPLIANCE AND MUST BE COMPLETED AND RETURNED WITHIN 30 DAYS OF RECEIPT AND PRIOR TO THE FIRST MEETING OF THE BOARD OF TRUSTEES (OR A COMMITTEE THEREOF) FOLLOWING HIS OR HER APPOINTMENT OR REAPPOINTMENT. THE OFFICE OF COMPLIANCE IS RESPONSIBLE FOR REVIEWING EACH DISCLOSURE RECEIVED FROM ANY TRUSTEE AND FOR DETERMINING WHETHER A POTENTIAL CONFLICT OF INTEREST EXISTS UNDER THE CIRCUMSTANCES. IN CASES WHERE THE OFFICE OF COMPLIANCE BELIEVES THAT A CONFLICT OF INTEREST EXISTS, THE OFFICE OF COMPLIANCE WILL SUBMIT THE MATTER TO THE AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW IN ACCORDANCE WITH THIS POLICY. THE AUDIT AND COMPLIANCE COMMITTEE IS RESPONSIBLE FOR REVIEWING AND EVALUATING EACH POTENTIAL CONFLICT OF INTEREST INVOLVING A TRUSTEE SUBMITTED BY THE OFFICE OF COMPLIANCE. AS A MATTER OF POLICY, IF THE AUDIT AND COMPLIANCE COMMITTEE FINDS THAT A CONFLICT OF INTEREST EXISTS, THE MEDICAL CENTER WILL NOT APPROVE THE MATTER, UNLESS THE AUDIT AND COMPLIANCE COMMITTEE DETERMINES, AFTER REVIEWING ALL MATERIAL FACTS, THAT EXTRAORDINARY CIRCUMSTANCES MERIT AN EXCEPTION AND THE AUDIT AND COMPLIANCE COMMITTEE ADOPTS A PLAN FOR MANAGING AND MONITORING THE CONFLICT OF INTEREST WHICH IS FULLY CONSISTENT WITH THE BEST INTERESTS OF THE MEDICAL CENTER. THE AUDIT AND COMPLIANCE COMMITTEE MUST REPORT TO THE BOARD OF TRUSTEES ALL FINDINGS IT MAKES ARISING FROM ITS REVIEW AND EVALUATION RESPONSIBILITIES UNDER THIS POLICY.
FORM 990, PART VI, SECTION B, LINE 15	AND 15B: OFFICES AND POSITIONS FOR WHICH PROCESS WAS USED AND YEAR PROCESS WAS BEGUN: THE EXECUTIVE COMPENSATION PROCESS AT NYU HOSPITALS CENTER ("NYUHC") IS ADMINISTERED BY A COMMITTEE OF TRUSTEES THAT DID NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS AT ISSUE. THE COMMITTEE FOLLOWS A BOARD APPROVED CHARTER WHICH EMPOWERS THEM TO ADMINISTER THE EXECUTIVE COMPENSATION PROGRAM AND PROCESS ON BEHALF OF THE FULL BOARD OF TRUSTEES OF NYUHC. IN CARRYING OUT ITS RESPONSIBILITIES, THE COMMITTEE WILL: (1) ENSURE THE ADOPTION OF AND MONITOR THE ADHERENCE TO POLICIES AND PROCEDURES FOR DETERMINING AND DOCUMENTING REASONABLE EMPLOYEE COMPENSATION; (2) ENSURE THE MAINTENANCE OF DOCUMENTATION CONFIRMING THAT ALL EMPLOYEE COMPENSATION IS REASONABLE IN NATURE, APPROVED IN ACCORDANCE WITH APPROVED POLICY, IS THE VALUE THAT WOULD ORDINARILY BE PAID FOR LIKE SERVICES BY A LIKE ENTERPRISE UNDER LIKE CIRCUMSTANCES AND GIVEN THE REQUIRED TAX TREATMENT; AND (3) MONITOR EMPLOYEE BENEFIT RETIREMENT PLANS THAT INVOLVE THE ESTABLISHMENT AND MANAGEMENT OF DESIGNATED FUNDS (EXCEPT INVESTMENT MANAGEMENT) FOR THE BENEFIT OF EMPLOYEES GENERALLY OR SPECIFIED GROUPS OF EMPLOYEES. IN REVIEWING AND APPROVING THE COMPENSATION OF HIGHLY COMPENSATED INDIVIDUALS AND OF INDIVIDUALS WHO ARE IN A POSITION TO INFLUENCE THE AFFAIRS OF NYUHC, THE COMMITTEE MAY RELY UPON APPROPRIATE DATA AS TO COMPARABILITY AND SHALL ADEQUATELY AND TIMELY DOCUMENT THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DETERMINATION. THE DOCUMENTATION SHALL INCLUDE THE TERMS OF THE TRANSACTIONS AND THE DATE OF ITS APPROVAL, THE MEMBERS OF THE COMPENSATION AND BENEFITS COMMITTEE PRESENT DURING THE DEBATE AND VOTE ON THE TRANSACTION, THE COMPARABILITY DATA OBTAINED AND RELIED UPON, THE ACTS OF ANY MEMBERS OF THE COMMITTEE HAVING A CONFLICT OF INTEREST AND DOCUMENTATION OF THE BASIS FOR THE DETERMINATION. THE COMMITTEE REVIEW TAKES PLACE ON THE FOLLOWING SCHEDULE: (1) ANNUALLY FOR ALL VICE PRESIDENT, VICE DEANS, CHAIRS AND ABOVE, I.E., KEY EXECUTIVES; (2) AT HIRE AND FOR ADJUSTMENT OF COMPENSATION FOR KEY EXECUTIVES AND COVERED INDIVIDUALS; (3) EVERY 3 YEARS A GLOBAL REVIEW ALL FACULTY SALARIES WILL BE PERFORMED AND SALARIES RELATED TO CHANGES IN RESPONSIBILITIES OR NEW HIRES WILL BE DONE ON A RETROACTIVE REVIEW BASIS.
FORM 990, PART VI, SECTION C, LINE 19	AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS TO THE GENERAL PUBLIC: THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON ITS WEBSITE AT: HTTP://WWW.MED.NYU.EDU/COMPLIANCE/POLICIES/INDEX.HTML. THE ORGANIZATION'S GOVERNING DOCUMENTS ARE NOT MADE PUBLICLY AVAILABLE. THE ORGANIZATION'S FINANCIAL STATEMENT IS MADE AVAILABLE TO THE PUBLIC AS PART OF ITS ANNUAL FILING WITH THE NYS ATTORNEY GENERAL'S OFFICE AND IS AVAILABLE THROUGH THEIR WEBSITE.
FORM 990, PART VII	NAME/TITLE/HOURS JAN T. VILCEK, MD, PHD / TRUSTEE / 60.0 MICHAEL C. ALFANO, DMD, PHD / EX-OFFICIO / 60.0 ROBERT BERNE, PHD / EX-OFFICIO / 60.0 BONNIE BRIER / EX-OFFICIO / 60.0 ROBERT I. GROSSMAN, MD / DEAN & CEO / 30.0 DAVID W. MCLAUGHLIN / EX-OFFICIO / 60.0 JOHN E. SEXTON / EX-OFFICIO / 60.0 STEVEN B. ABRAMSON, MD / SVP/VICE DEAN FOR EDUCATION / 41.4 DAFNA BAR-SAGI, PHD / SVP/VICE DEAN SCIENCE, CHIEF SCIENTIFIC OFFICER / 30.0 ANDREW W. BROTMAN, MD / SVP/VICE DEAN, CHIEF CLINICAL OFFICER / 30.0 MICHAEL T. BURKE / SVP/VICE DEAN, CORPORATE CHIEF FINANCIAL OFFICER / 30.0 ANNETTE JOHNSON, JD / SVP/VICE DEAN, GENERAL COUNSEL / 9.0 VICKI MATCH SUNA, AIA / SVP/VICE DEAN FOR REAL ESTATE DEVELOP. AND FACIL. / 30.0 NADER MHERABI / SVP/VICE DEAN, CHIEF INFORMATION OFFICER / 30.0 NANCY SANCHEZ / SVP/VICE DEAN, HUMAN RESOURCES / 30.0 ANTHONY SHORRIS / SVP/VICE DEAN AND CHIEF OF STAFF / 30.0 RICHARD COHEN / VP, FACILITIES / 30.0 RICHARD DONOGHUE / SVP, STRATEGIC PLANNING & BUSINESS DEVELOPMENT / 18.0 THOMAS M. FEUERSTEIN / VP, FINANCE / 30.0 REGINALD A. ODOM / VP, HUMAN RESOURCES / 30.0 WESLEY SMITH / VP, PATIENT FINANCIAL SERVICES / 9.0 GILDA VENTRESCA-ECROYD / VP, GOVERNMENTAL AFFAIRS / 30.0 ROBERT GLICKMAN, MD / FORMER DEAN& CEO / 35.0 PAUL CONOCENTI, MBA / SVP/VICE DEAN, CHIEF INFORMATION OFFICER (FORMER) / 30.0 VIVIAN S. LEE, MD, PHD, MBA / SVP/VICE DEAN, CHIEF SCIENTIFIC OFFICER (FORMER) / 30.0	ESTIMATED AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATION
FORM 990, PART XI, LINE 5:	NET UNREALIZED GAINS ON INVESTMENTS: 31,442,120. CHANGES IN PENSION & POSTRETIREMENT OBLIGATIONS -88,310,952. TRANSFER OF EQUITY TO SCHOOL OF MEDICINE FOR REAL PROPERTY -10,063,315. TOTAL TO FORM 990, PART XI, LINE 5: -66,932,147.	CHANGES IN NET ASSETS OR FUND BALANCES:

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (18 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Direct Controlling Entity NADirectControllingEntityNA	Controlled OrgControlledOrg	Business Name Line1DirectControllingEntityName/BusinessNameLine1
NEW YORK UNIVERSITY
726 BROADWAY	NEW YORK	NY	10003	135562308	UNIVERSITY	NY	501(C)(3)	LINE 2	N/A	0
34TH STREET CANCER CENTER INC
C/O NYUHC 550 FIRST AVENUE	NEW YORK	NY	10016	300262470	CANCER CARE	NY	501(C)(3)	LINE 11C, III-FI		1	NYU HOSPITALS CENTER
HAROLD ACTON TRUST
726 BROADWAY 9TH FLOOR	NEW YORK	NY	10003	137050560	SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALY	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
HORTENSE ACTON TRUST
70 WASHINGTON SQ S	NEW YORK	NY	10013	367110976	SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALY	NY	501(C)(3)	PF		1	NEW YORK UNIVERSITY
INSTITUTE OF FINE ARTS FOUNDATION
1 EAST 78TH STREET	NEW YORK	NY	10021	237184242	SUPP NYU'S INSTITUTE OF FINE ARTS	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD ST 2ND FL	NEW YORK	NY	10012	133954405	STUDY,RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NEW YORK UNIVERSITY IN ABU DHABI CORP
70 WASHINGTON SQ S	NEW YORK	NY	10013	262652713	SUPPORT NYU COLLEGE IN ABU DHABI	NY	501(C)(3)	LINE 2		1	NEW YORK UNIVERSITY
NEW YORK UNIV SCHOOL OF BUSINESS FDN
44 WEST 4TH ST STE 11-160	NEW YORK	NY	10012	134168015	SUPPORTS NYU'S L.N. STERN SCHOOL OF BUSINESS	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NYU IMAGING INC
545 FIRST AVENUE	NEW YORK	NY	10016	134000622	SUPPORT NYU SCHOOL OF MEDICINE	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NYU REAL ESTATE CORPORATION
70 WASHINGTON SQ S 11TH	NEW YORK	NY	10013	134141728	OWNS REAL PROPERTY	NY	501(C)(25)			1	NEW YORK UNIVERSITY
NYU SCHOOL OF LAW FOUNDATION
161 AVE OF THE AMERICAS 504	NEW YORK	NY	10013	136161036	SUPPORT NYU'S SCHOOL OF LAW	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NYU SCHOOL OF LAW HOUSING ASSISTANCE CO
161 AVE OF THE AMERICAS 504	NEW YORK	NY	10013	134043221	SUPPORT NYU'S SCHOOL OF LAW	NY	501(C)(3)	LINE 11A, I		1	NYU'S SCHOOL OF LAW FOUNDATION
NYU SCHOOL OF LAW RECRUITMENT ASSIST CO
161 AVE OF THE AMERICAS 504	NEW YORK	NY	10013	134043182	SUPPORT NYU'S SCHOOL OF LAW	NY	501(C)(3)	LINE 11A, I		1	NYU'S SCHOOL OF LAW FOUNDATION
NYU SCHOOL OF LAW RETENTION ASSIST CORP
161 AVE OF THE AMERICAS 504	NEW YORK	NY	10013	134047911	SUPPORT NYU'S SCHOOL OF LAW	NY	501(C)(3)	LINE 11A, I		1	NYU'S SCHOOL OF LAW FOUNDATION
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
6 METROTECH CENTER	BROOKLYN	NY	11201	111630820	ENGINEERING COLLEGE	NY	501(C)(3)	LINE 2		1	NEW YORK UNIVERSITY
WASHINGTON SQUARE LEGAL SERVICES INC
161 AVE OF THE AMERICAS 504	NEW YORK	NY	10013	237392120	CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
NEW YORK UNIVERSITY MEDICAL CENTER FOUNDATION
550 FIRST AVENUE	NEW YORK	NY	10016	237268635	SUPPORT RESEARCH	NY	501(C)(3)	LINE 11A, I		1	NEW YORK UNIVERSITY
JURODIN FUND
PO BOX 6089	NEWARK	DE	197146089	136169166	SILVER FUNDS	DE	501(C)(3)	PF		1	NEW YORK UNIVERSITY

Form990 Schedule R Part IV Form990ScheduleRPartIV (11 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Direct Controlling Entity NADirectControllingEntityNA	Address Line1AddressForeign/AddressLine1	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode
CCC 550 INSURANCE SCC
550 FIRST AVENUE	NEW YORK	NY	10016	PROF LIAB COVERAGE	BB	NYU HOSPITALS CENTER	C	67206000	333581000	1.00000
INTERNATIONAL ART FUND
C/O NYU 726 BROADWAY	NEW YORK	NY	10003	HOLDS STOCK IN LA PIETRA CORP.	PM		C				N/A
LA PIETRA CORPORATION
				HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUS	IT		C				N/A	VIA BOLOGNESE 120	FLORENCE	IT	50139
NYU IN FRANCE
				SUPPORT NYU'S PROGRAM IN FRANCE	FR		C				N/A	56 RUE DE PASSY	PARIS	FR	75016
NIU DA ED INFOR CONSULTING CO LTD
				SUPPORT NYU'S PROGRAM IN CHINA	CH		C				N/A	3663 ZHONGSHAN RD N	SHANGHAI	CH	200062
NYU IN LONDON
				SUPPORT NYU'S PROGRAM IN LONDON	UK		C				N/A	6 BEDFORD SQUARE	LONDON	UK	WC1B 3RA
NYU IN TEL-AVIV LTD
				SUPPORT NYU'S PROGRAM IN TEL-AVIV	IS		C				N/A	TUVAL 13	TEL AVIV	IS	52522
NYU TISCH INT'L (LONDON) LTD
				SUPPORT NYU'S TSOA'S PROGRAM IN LONDON	UK		C				N/A	SENATE HOUSE SOUTH BLOCK ROOM 26	LONDON	UK	WC1E 7HU
NYU TISCH SCH OF ARTS ASIA LTD
				SUPPORT NYU'S TSOA'S PROGRAM IN SINGAPORE	SN		C				N/A	3 KAY SIANG ROAD		SN	248923
NYU-PRO FRANCE
				SUPPORT NYU'S PROGRAM IN FRANCE	FR		C				N/A	56 RUE DE PASSY	PARIS	FR	75016
CENTER FOR THE FORMATION OF NYU SHANGHAI
				SUPPORT NYU'S PROGRAM IN CHINA	CH		C				N/A	3663 ZHONGSHAN RD N	SHANGHAI	CH	200062

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	1	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	1	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	1	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	1	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	1	PerformOfServicesByOtherOrgs
Sharing Of Facilities	0	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable

Name Of Other Organization NameOfOtherOrganization

Field	Value	IRS element (for citing)
Business Name Line1	CCC550 INSURANCE SCC	BusinessNameLine1

Field	Value	IRS element (for citing)
Transaction Type	L	TransactionType
Amount Involved	25615860	AmountInvolved
Method Of Amt Determination	FAIR MARKET VALUE	MethodOfAmtDetermination