JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-13
- IRS object ID
- 201331339349102253
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-13T15:37:04-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 911741928 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVE SUITE 2170 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 98121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1 |
| Business Name Line2 | C/O DAYLE E IVERSON | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | JAME | NameControl |
| Phone | 4259437185 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVE NE NO 1900 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 98004 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAYLE E IVERSON | Name |
| Title | TRUSTEE & CEO | Title |
| Phone | 4259437185 | Phone |
| Date Signed | 2013-05-08 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | WILLIAM L MCQUEEN | Name |
| PTIN | P00625423 | PTIN |
| Phone | 2064439017 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 24061972 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 573 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 573 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 609469 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 609469 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 927130 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2944204 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 927130 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 1537172 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1537172 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 250000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 140625 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 109375 | CompOfcrDirTrstDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 7868 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Net Invst Incm | 1967 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 5901 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 8441 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 7597 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 844 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 72170 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 64953 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 7217 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 193169 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 193169 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 38318 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 17349 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 7884 | TaxesDsbrsChrtblPrps |
| Occupancy Rev And Expnss | 24419 | OccupancyRevAndExpnss |
| Occupancy Net Invst Incm | 12209 | OccupancyNetInvstIncm |
| Occupancy Dsbrs Chrtbl Prps | 12210 | OccupancyDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 21588 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 9657 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 11931 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 615973 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 447526 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 155362 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 955065 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 955065 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1571038 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 447526 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1110427 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -33866 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1089646 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 100371 | CashBOY |
| Cash EOY | 16301 | CashEOY |
| Cash EOYFMV | 16301 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 3092869 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3746775 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3746765 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 12448311 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 12181489 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 17635671 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1184719 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 985145 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1055668 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1446581 | InvestmentsOtherBOY |
| Investments Other EOY | 1309475 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1607567 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 200 | OtherAssetsBOY |
| Other Assets EOY | 0 | OtherAssetsEOY |
| Other Assets EOYFMV | 0 | OtherAssetsEOYFMV |
| Total Assets BOY | 18273051 | TotalAssetsBOY |
| Total Assets EOY | 18239185 | TotalAssetsEOY |
| Total Assets EOYFMV | 24061972 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 18273051 | RetainedEarningsBOY |
| Retained Earnings EOY | 18239185 | RetainedEarningsEOY |
| Total Net Assets BOY | 18273051 | TotalNetAssetsBOY |
| Total Net Assets EOY | 18239185 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 18273051 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 18239185 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 18273051 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -33866 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 18239185 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 18239185 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (84 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 2,500 HEALTHSPRING INC | P | 2011-11-09 | 2012-01-03 | 137500 | 135261 | 2239 | 2239 |
| 3,000 NETLOGIC MICROSYSTEMS INC | P | 2011-09-16 | 2012-02-17 | 150000 | 144733 | 5267 | 5267 |
| 1,000 EXELIS INC | P | 2006-09-26 | 2012-04-26 | 11569 | 12236 | -667 | -667 |
| 1,000 EXELIS INC | P | 2010-10-08 | 2012-04-26 | 11569 | 11729 | -160 | -160 |
| 2,000 THOMAS & BETTS CORP | P | 2002-02-22 | 2012-05-17 | 144000 | 36894 | 107106 | 107106 |
| 20 VIVENDI SA RIGHT EXPIRING 5/25/12 | P | 2012-05-10 | 2012-05-25 | 11 | 11 | 11 | |
| 2,093 KINDER MORGAN INC | P | 2012-05-23 | 2012-05-30 | 69467 | 42129 | 27338 | 27338 |
| 5,000 EL PASO CORP | P | 2009-06-19 | 2012-05-31 | 119210 | 45959 | 73251 | 73251 |
| 0.5 KINDER MORGAN INC | P | 2012-05-23 | 2012-06-25 | 16 | 10 | 6 | 6 |
| 1,000 GOODRICH CORP | P | 2011-10-26 | 2012-07-27 | 127500 | 122496 | 5004 | 5004 |
| 350 AMETECH INC | P | 2002-02-22 | 2012-08-14 | 11476 | 1644 | 9832 | 9832 |
| 0.6667 KRAFT FOODS GROUP INC | P | 2010-06-14 | 2012-10-25 | 30 | 21 | 9 | 9 |
| 1,500 COOPER INDS PLC CL A | P | 2002-05-23 | 2012-11-30 | 93665 | 93665 | 93665 | |
| 1,400 AMETECH INC | P | 2002-02-22 | 2012-12-03 | 52383 | 6577 | 45806 | 45806 |
| 2,000 BOSTON SCIENTIFIC CORP | P | 2009-08-28 | 2012-12-03 | 11160 | 22880 | -11720 | -11720 |
| 1,000 CNH GLOBAL NV | P | 2004-05-10 | 2012-12-03 | 47836 | 20192 | 27644 | 27644 |
| 1,000 CNH GLOBAL NV | P | 2004-05-11 | 2012-12-03 | 47836 | 19196 | 28640 | 28640 |
| 500 CNH GLOBAL NV | P | 2004-06-23 | 2012-12-03 | 23918 | 10349 | 13569 | 13569 |
| 500 CNH GLOBAL NV | P | 2004-06-24 | 2012-12-03 | 23918 | 10344 | 13574 | 13574 |
| 200 CNH GLOBAL NV | P | 2004-07-27 | 2012-12-03 | 9567 | 4019 | 5548 | 5548 |
| 800 CNH GLOBAL NV | P | 2004-07-28 | 2012-12-03 | 38269 | 16147 | 22122 | 22122 |
| 1,000 CNH GLOBAL NV | P | 2004-11-09 | 2012-12-03 | 47836 | 18192 | 29644 | 29644 |
| 3,000 CAMPBELL SOUP CO | P | 2007-12-03 | 2012-12-03 | 109964 | 109725 | 239 | 239 |
| 1,500 DIEBOLD INC | P | 2008-04-02 | 2012-12-03 | 44695 | 56155 | -11460 | -11460 |
| 1,500 DIEBOLD INC | P | 2008-04-03 | 2012-12-03 | 44695 | 56218 | -11523 | -11523 |
| 1,000 DIEBOLD INC | P | 2008-05-16 | 2012-12-03 | 29797 | 40285 | -10488 | -10488 |
| 2,000 MORGAN STANLEY | P | 2009-06-19 | 2012-12-03 | 33393 | 56000 | -22607 | -22607 |
| 0.2 EATON CORP PLC | P | 2002-05-23 | 2012-12-14 | 10 | 10 | 0 | 0 |
| 1,000 CH ENERGY GROUP INC | P | 2002-02-22 | 2012-12-17 | 65165 | 45391 | 19774 | 19774 |
| 1,000 CH ENERGY GROUP INC | P | 2002-03-04 | 2012-12-17 | 32582 | 23731 | 8851 | 8851 |
| 0.2512 RYMAN HOSPITALITY | P | 2012-12-21 | 2012-12-26 | 10 | 9 | 1 | 1 |
| 10,000 SARA LEE CORP (MERGER) | P | 2010-10-18 | 2012-06-29 | 3693 | -3693 | -3693 | |
| 3,000 SARA LEE CORP (MERGER) | P | 2011-01-10 | 2012-06-29 | 8060 | -8060 | -8060 | |
| UTSTARCOM INC CL ACTION PROCEEDS | P | 2012-04-03 | 27 | 27 | 27 | ||
| AOL TIME WARNER CL ACTION PROCEEDS | P | 2012-04-17 | 21 | 21 | 21 | ||
| DELPHI CORP CL ACTION PROCEEDS | P | 2012-05-11 | 64 | 64 | 64 | ||
| TD BANKNORTH CL ACTION PROCEEDS | P | 2012-04-20 | 516 | 516 | 516 | ||
| AOL TIME WARNER CL ACTION PROCEEDS | P | 2012-09-18 | 22 | 22 | 22 | ||
| DEL MONTE CL ACTION PROCEEDS | P | 2012-10-29 | 1909 | 1909 | 1909 | ||
| DEL MONTE CL ACTION PROCEEDS | P | 2012-12-04 | 1968 | 1968 | 1968 | ||
| FLOWSERVE CORP CL ACTION PROCEEDS | P | 2012-12-24 | 32 | 32 | 32 | ||
| P | 0 | 0 | |||||
| P | 0 | 0 | |||||
| 3,500 UNITS OF EURO | P | 2012-05-09 | 2012-05-10 | 4530 | 4552 | -22 | -22 |
| 8.66 UNITS OF EURO | P | 2012-06-05 | 2012-06-05 | 11 | 11 | 0 | 0 |
| 2.66 UNITS OF EURO | P | 2012-06-11 | 2012-06-11 | 3 | 4 | -1 | -1 |
| 100,000 MORGAN STANLEY NOTES, 5.625%, DUE 1/9/12 | P | 2007-06-15 | 2012-01-09 | 100000 | 99575 | 425 | 425 |
| 200 SIMON PROPERTY GROUP INC | P | 2007-11-28 | 2012-02-03 | 27615 | 18867 | 8748 | 8748 |
| 200 SIMON PROPERTY GROUP INC | P | 2007-12-13 | 2012-02-03 | 27615 | 18473 | 9142 | 9142 |
| 200 SIMON PROPERTY GROUP INC | P | 2008-02-19 | 2012-02-03 | 27615 | 16625 | 10990 | 10990 |
| 14 SIMON PROPERTY GROUP INC | P | 2009-03-18 | 2012-02-03 | 1933 | 473 | 1460 | 1460 |
| 700 SIMON PROPERTY GROUP INC | P | 2009-05-20 | 2012-02-03 | 96653 | 34540 | 62113 | 62113 |
| 500 SIMON PROPERTY GROUP INC | P | 2009-06-03 | 2012-02-03 | 69038 | 26863 | 42175 | 42175 |
| 5 SIMON PROPERTY GROUP INC | P | 2009-06-19 | 2012-02-03 | 690 | 263 | 427 | 427 |
| 12 SIMON PROPERTY GROUP INC | P | 2009-09-18 | 2012-02-03 | 1657 | 796 | 861 | 861 |
| 11 SIMON PROPERTY GROUP INC | P | 2009-12-18 | 2012-02-03 | 1519 | 829 | 690 | 690 |
| 500 SOUTHERN COMPANY | P | 2007-08-14 | 2012-05-22 | 22781 | 17609 | 5172 | 5172 |
| 500 SOUTHERN COMPANY | P | 2007-09-06 | 2012-05-22 | 22781 | 17777 | 5004 | 5004 |
| 1,000 SOUTHERN COMPANY | P | 2008-05-23 | 2012-05-22 | 45561 | 36218 | 9343 | 9343 |
| 1,000 SOUTHERN COMPANY | P | 2009-05-20 | 2012-05-22 | 45561 | 27558 | 18003 | 18003 |
| 1,000 SOUTHERN COMPANY | P | 2009-06-03 | 2012-05-22 | 45561 | 28528 | 17033 | 17033 |
| 300 COLGATE-PALMOLIVE CO | P | 2007-08-14 | 2012-06-15 | 30443 | 19675 | 10768 | 10768 |
| 200 COLGATE-PALMOLIVE CO | P | 2008-08-29 | 2012-06-15 | 20295 | 15267 | 5028 | 5028 |
| 300 COLGATE-PALMOLIVE CO | P | 2009-05-20 | 2012-06-15 | 50739 | 32034 | 18705 | 18705 |
| 100 COLGATE-PALMOLIVE CO | P | 2009-06-25 | 2012-06-15 | 50738 | 35618 | 15120 | 15120 |
| 750 AVERY DENNISON CORP | P | 2007-11-14 | 2012-08-10 | 23706 | 39895 | -16189 | -16189 |
| 150 AVERY DENNISON CORP | P | 2007-11-28 | 2012-08-10 | 4741 | 7725 | -2984 | -2984 |
| 500 AVERY DENNISON CORP | P | 2008-05-23 | 2012-08-10 | 15804 | 24604 | -8800 | -8800 |
| 300 AVERY DENNISON CORP | P | 2008-11-25 | 2012-08-10 | 9483 | 8427 | 1056 | 1056 |
| 1,000 AVERY DENNISON CORP | P | 2009-05-20 | 2012-08-10 | 31609 | 27498 | 4111 | 4111 |
| 1,000 AVERY DENNISON CORP | P | 2009-06-03 | 2012-08-10 | 31609 | 27177 | 4432 | 4432 |
| 1,000 AVERY DENNISON CORP | P | 2009-06-25 | 2012-08-10 | 31609 | 25298 | 6311 | 6311 |
| 1,750 MCCORMICK & CO INC N-VT | P | 2008-12-10 | 2012-08-01 | 106016 | 51407 | 54609 | 54609 |
| 1,000 MCCORMICK & CO INC N-VT | P | 2009-05-20 | 2012-08-01 | 60580 | 30789 | 29791 | 29791 |
| 1,000 MCCORMICK & CO INC N-VT | P | 2009-08-18 | 2012-08-01 | 60581 | 31467 | 29114 | 29114 |
| 500 HOME DEPOT INC | P | 2007-08-14 | 2012-08-27 | 28348 | 17030 | 11318 | 11318 |
| 500 HOME DEPOT INC | P | 2007-09-11 | 2012-08-27 | 28348 | 17313 | 11035 | 11035 |
| 400 HOME DEPOT INC | P | 2007-11-28 | 2012-08-27 | 22678 | 11337 | 11341 | 11341 |
| 300 HOME DEPOT INC | P | 2007-12-13 | 2012-08-27 | 17009 | 8245 | 8764 | 8764 |
| 300 HOME DEPOT INC | P | 2008-08-29 | 2012-08-27 | 17009 | 8226 | 8783 | 8783 |
| 1,000 HOME DEPOT INC | P | 2009-05-20 | 2012-08-27 | 56696 | 23928 | 32768 | 32768 |
| 1,000 HOME DEPOT INC | P | 2009-06-03 | 2012-08-27 | 56696 | 24268 | 32428 | 32428 |
| 100,000 HSBC FINANCE CP, 3.6%, 10/15/12 | P | 2009-09-22 | 2012-10-15 | 100000 | 100000 | 0 | 0 |
| CAPITAL GAINS DIVIDENDS | P | 4737 | 4737 | 4737 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 927130 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1072091 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 22837128 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046945 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 969776 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 21538894 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.045024 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1235098 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 19178305 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.064401 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1169987 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 24918372 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.046953 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1623540 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 29742986 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.054586 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.257909 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051582 | AverageDistributionRatio |
| Net Noncharitable Assets | 23054331 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1189189 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 10896 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1200085 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1110427 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 21793 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 21793 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 21793 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 21424 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 21424 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 369 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | VON HARTEN COMPANY INC PS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2064439017 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE STE 2170 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 98121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | SENIOR TRUSTEE | 11.00 | 31250 | 0 | 0 |
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | INVESTMENT DIRECTOR | 29.00 | 93750 | 0 | 0 |
| DAYLE E IVERSON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | TRUSTEE & CEO | 40.00 | 125000 | 7868 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 20008746 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 3396666 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 23405412 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 23405412 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 351081 | CashDeemedCharitable |
| Net Noncharitable Assets | 23054331 | NetNoncharitableAssets |
| Minimum Investment Return | 1152717 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1152717 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 21793 | TaxBasedOnInvestmentIncome |
| Total Tax | 21793 | TotalTax |
| Distributable Amount Before Adj | 1130924 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 1130924 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 1130924 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1110427 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 1110427 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1110427 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1130924 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 935463 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1110427 | QualifyingDistributions |
| Applied To Year1 | 935463 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 174964 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 955960 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | DAYLE E IVERSON | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVENUE NE SUITE 1900 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 98004 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 4259437185 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| INTERNATIONAL AIDS VACCINE INITIATIVE | |||||||
| 125 BROAD STREET 9TH FLOOR | NEW YORK | NY | 10004 | NONE | PUBLIC CHARITY | RESEARCH | $104,545 |
| RUSH UNIVERSITY MEDICAL CENTER | |||||||
| 1700 W VAN BUREN ST SUITE 250 | CHICAGO | IL | 60612 | NONE | PUBLIC CHARITY | RESEARCH | $142,760 |
| SALK INSTITUTE FOR BIOLOGICAL STUDIES | |||||||
| 10010 NORTH TORREY PINES ROAD | LA JOLLA | CA | 920371099 | NONE | PUBLIC CHARITY | RESEARCH | $98,766 |
| SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE | |||||||
| 10901 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | NONE | PUBLIC CHARITY | RESEARCH | $228,892 |
| SEATTLE BIOMEDICAL RESEARCH INSTITUTE | |||||||
| 307 WESTLAKE AVE N SUITE 500 | SEATTLE | WA | 981095219 | NONE | PUBLIC CHARITY | RESEARCH | $126,380 |
| UC DAVIS INSTITUTE FOR REGENERATIVE CURES | |||||||
| 2921 STOCKTON BLVD | SACRAMENTO | CA | 95817 | NONE | PUBLIC CHARITY | RESEARCH | $40,610 |
| UC SAN DIEGO AIDS RESEARCH INSTITUTE | |||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | NONE | PUBLIC CHARITY | RESEARCH | $116,630 |
| UCLA AIDS INSTITUTE | |||||||
| 615 CHARLES E YOUNG DR EAST | LOS ANGELES | CA | 90095 | NONE | PUBLIC CHARITY | RESEARCH | $88,025 |
| USC KECK SCHOOL OF MEDICINE | |||||||
| 1975 ZONAL AVENUE KAM 302 | LOS ANGELES | CA | 90033 | NONE | PUBLIC CHARITY | RESEARCH | $8,457 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 955065 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $573 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $609,469 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $927,130 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,537,172 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1537172 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| VON HARTEN & COMPANY, INC PS | $64,120 | 57708 | 6412 |
| LOVERIDGE HUNT & CO, PLLC | $8,050 | 7245 | 805 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (12 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| MORGAN STANLEY NOTES, 5.625%, 1/9/12 | 0 | 0 |
| PROTECTIVE LIFE INTERNOTES | 100000 | 100937 |
| WELLS FARGO NOTES | 98935 | 100296 |
| GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 | 100000 | 111230 |
| GENERAL ELECTRIC CAP CP, 4.3%, 10/15/15 | 100000 | 105168 |
| PROCTER & GAMBLE, 3.5%, 2/15/15 | 99435 | 106159 |
| PRUDENTIAL FINL, 4.75%, 4/1/14 | 95619 | 104602 |
| WACHOVIA BANK, 5.6%, 3/15/16 | 96704 | 105819 |
| WELLPOINT INC, 5.25%, 1/15/16 | 95580 | 111281 |
| HSBC FINANCE CP, 3.6%, 10/15/12 | 0 | 0 |
| GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 | 100000 | 106005 |
| MORGAN STANLEY NOTES, 3.45% DUE 11/02/15 | 98872 | 104171 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (153 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMETEK INC NEW | 23489 | 187850 |
| CTS CORP | 23777 | 42520 |
| CORNING INC | 34246 | 63100 |
| ENERGIZER HLDGS INC | 43023 | 159960 |
| FLOWSERVE CORPORATION | 24053 | 293600 |
| HONEYWELL INTL INC | 117130 | 253880 |
| THOMAS & BETTS CORP | 0 | 0 |
| WATTS WATER TECHNOLOGIES INC | 47271 | 128970 |
| ARCHER DANIELS MIDLAND CO | 42019 | 82170 |
| CHURCH & DWIGHT INC | 51400 | 267850 |
| FLOWERS FOOD INC | 28556 | 139620 |
| COOPER INDS LTD | 0 | 0 |
| CABLEVISION SYS CORP CL A | 73124 | 149400 |
| CORN PRODS INTL INC | 0 | 0 |
| GAYLORD ENTERTAINMENT CO | 0 | 0 |
| SCRIPPS (EW) CO OHIO CLASS A | 51741 | 86880 |
| AMERICAN EXPRESS CO | 149925 | 287400 |
| CH ENERGY GROUP INC | 0 | 0 |
| EL PASO ELEC CO | 71926 | 159550 |
| TELEPHONE & DATA SYSTEMS INC | 211211 | 129475 |
| WESTAR ENERGY INC | 51251 | 114480 |
| VIVENDI UNIVERSAL | 65448 | 115444 |
| SOUTHWEST GAS CORP | 113690 | 212050 |
| TIME WARNER INC | 125534 | 239150 |
| UNITED STATES CELLULAR CORP | 89180 | 105720 |
| CNH GLOBAL NV | 0 | 0 |
| CAVCO INDUSTRIES INC | 49752 | 124950 |
| CHEMED CORP NEW | 35827 | 137180 |
| DEERE & CO | 31575 | 86420 |
| NEWS CORP INC CL A | 144626 | 255100 |
| GENERAL MLS INC | 119992 | 202100 |
| LIBERTY GLOBAL INC SER A | 9192 | 33054 |
| LIBERTY GLOBAL INC COM SER C | 8428 | 30844 |
| VIACOM INC CL A | 131845 | 217080 |
| AT&T INC COM | 98755 | 155201 |
| INTERMEC INC | 65416 | 59160 |
| INTERNATIONAL FLAVORS & FRAGRANCES | 47588 | 66540 |
| ITT CORPORATION | 18513 | 23460 |
| LIBERTY MEDIA HOLDING CORP | 41476 | 49200 |
| NAVISTAR INTL CORP | 72901 | 65310 |
| PFIZER INC | 103514 | 148218 |
| TREDEGAR INDS INC | 25140 | 30630 |
| VERIZON COMMUNICATIONS | 175242 | 259620 |
| CAMPBELL SOUP CO | 154832 | 174450 |
| CRANE CO | 101863 | 138840 |
| GATX CORP | 138358 | 173200 |
| JOHNSON & JOHNSON | 163694 | 175250 |
| WASTE MANAGEMENT INC | 113763 | 101220 |
| 3M COMPANY | 139291 | 194985 |
| ABBOTT LABORATORIES | 193849 | 262000 |
| AVERY DENNISON CORP | 0 | 0 |
| BANK OF NEW YORK/MELLON CO | 37842 | 25700 |
| CHEVRON CORP | 108766 | 162210 |
| COLGATE-PALMOLIVE CO | 0 | 0 |
| DU PONT E I DE NEMOUR & CO | 130259 | 179914 |
| EXXON MOBIL CORP | 86464 | 103860 |
| GENERAL ELECTRIC CO | 172154 | 182613 |
| HEINZ, H J CO | 152861 | 230720 |
| HOME DEPOT INC | 0 | 0 |
| INT'L BUSINESS MACHINES | 114389 | 210705 |
| MASCO CORP | 84953 | 73304 |
| PFIZER INCORPORATED | 110033 | 142952 |
| PROCTER & GAMBLE | 119612 | 142569 |
| SOUTHERN COMPANY | 0 | 0 |
| UNILEVER PLC ADR NEW | 110361 | 154880 |
| UNITED PARCEL SERVICE CL B | 128888 | 162206 |
| UNITED TECHOLOGIES CORP | 109126 | 164020 |
| WAL-MART STORES INC | 98059 | 136460 |
| ASCENT MEDIA CORP - A | 26881 | 66585 |
| COCA-COLA CO | 171154 | 217500 |
| DIEBOLD INC | 53374 | 61220 |
| DISCOVERY COMMUNICATIONS - A | 10433 | 47610 |
| DISCOVERY COMMUNICATIONS - C | 9367 | 43875 |
| DISH NETWORK CORP - A | 192061 | 364000 |
| DR PEPPER SNAPPLE GROUP | 78675 | 176720 |
| ECHOSTAR HOLDING CORP - A | 20851 | 27376 |
| GRAFTECH INTL LTD | 5947 | 9390 |
| NCR CORP | 64762 | 127400 |
| PRECISION CASTPARTS CORP | 123713 | 265188 |
| ZEP INC | 44402 | 43320 |
| AT&T INC COM | 133507 | 165179 |
| MCCORMICK & CO INC N-VT | 0 | 0 |
| BANK OF NEW YORK MELLON CORP | 190670 | 179900 |
| BOSTON SCIENTIFIC CORP | 38891 | 34380 |
| DANONE SPNS ADR | 64212 | 80340 |
| DIRECTV CLASS A | 0 | 0 |
| EL PASO CORP | 0 | 0 |
| JP MORGAN CHASE & CO | 109272 | 131907 |
| KAMAN CORP | 29480 | 73600 |
| LEGG MASON INC | 98959 | 102880 |
| MORGAN STANLEY | 0 | 0 |
| NATIONAL FUEL GAS CO | 176427 | 202760 |
| RPC INC | 16483 | 55080 |
| MICROSOFT CORP | 95452 | 125536 |
| NOVARTIS AG SPONS ADR | 136974 | 199395 |
| ROCHE HLDG LTD SPONS ADR | 191122 | 242400 |
| TOTAL SA ADR | 147224 | 124824 |
| WASTE MANAGEMENT INC | 137138 | 155204 |
| BAXTER INTERNATIONAL INC | 148846 | 199980 |
| BUCKLE INC | 149529 | 245520 |
| ILLINOIS TOOL WORKS INC | 178370 | 249321 |
| BAXTER INTERNATIONAL, INC | 85548 | 133320 |
| BILGARI HOLDINGS, INC | 87479 | 117006 |
| CURTISS WRIGHT CORP | 58447 | 65660 |
| GRIFFON CORP | 24846 | 22920 |
| JANUS CAP | 140162 | 127800 |
| KRAFT FOODS INC, CL A | 0 | 0 |
| MADISON SQUARE GAR INC-A | 22950 | 110875 |
| MILLICOM INTL CELLULAR | 40126 | 42800 |
| NORTHERN TR CORP | 160099 | 200640 |
| SARA LEE CORP | 0 | 0 |
| STATE STREET CORP | 186024 | 188040 |
| AMC NETWORKS INC-A | 29538 | 123750 |
| BEAM INC | 136546 | 183270 |
| BECTON DICKINSON & CO | 124442 | 117285 |
| THE BOEING COMPANY | 139824 | 150720 |
| BRINKS CO | 51566 | 57060 |
| BROWN FORMAN CORP CL A | 20366 | 27675 |
| CINCINNATI BELL INC | 72468 | 137000 |
| EXCELSIS INC | 0 | 0 |
| FIRSTENERGY CORP | 21690 | 111416 |
| FORTUNE BRANDS HOME & SECURITY INC | 40259 | 87660 |
| GOODRICH CORP | 0 | 0 |
| HEALTHSPRING INC | 0 | 0 |
| INTERNAP NETWORK SERVICES CORP | 146513 | 138520 |
| LIBERTY MEDIA CORP - LIBERTY CAPITAL | 8170 | 78423 |
| NETLOGIC MICROSYSTEMS INC | 0 | 0 |
| SANOFI AVENTIS SA CVR | 6690 | 5100 |
| XYLEM INC | 137821 | 135500 |
| HEWLETT PACKARD COMPANY | 223406 | 80512 |
| JPMORGAN CHASE & CO | 146169 | 195662 |
| PEPSICO INCORPORATED | 151744 | 160811 |
| TRAVELERS COMPANIES INC | 144614 | 179550 |
| DE MASTER BLENDERS | 127400 | 149437 |
| DIRECTV | 171470 | 401280 |
| EATON CORP PLC | 60023 | 62957 |
| FREEPORT MCMORAN COPPER & GOLD INC | 107457 | 102600 |
| HILLSHIRE BRANDS CO | 72634 | 84420 |
| KINDER MORGAN INC DEL | 3821 | 12096 |
| KRAFT FOODS GROUP INC | 51685 | 75753 |
| MONDELEZ INTERNATIONAL | 96331 | 127266 |
| NEWMONT MINING CORP | 75179 | 69660 |
| LIBERTY VENTURES | 7548 | 11384 |
| PATTERSON COS INC | 170964 | 171150 |
| ROBBINS & MYERS INC | 89799 | 89175 |
| SNYDERS-LANCE INC | 4608 | 4824 |
| PEP BOYS MANNY MOE & JACK | 26671 | 29490 |
| RYMAN HOSPITALITY INC | 68422 | 108803 |
| INGREDION INC | 22905 | 96645 |
| WELLS FARGO & COMPANY | 166196 | 170900 |
| WEATHERFORD INTERNATIONAL LTD | 59458 | 55950 |
| ST JUDE MEDICAL INC | 208201 | 198770 |
| TIFFANY & CO | 151841 | 160552 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (10 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| HEALTH CARE REIT INC | AT COST | 134088 | 232902 |
| HOSPITALITY PPTYS TRUST SH BEN INT | AT COST | 131868 | 91338 |
| LIBERTY PROPERTY TRUST REIT | AT COST | 151202 | 164634 |
| MACK CALI REALTY CORP REIT | AT COST | 123665 | 96607 |
| HOME PROPERTIES INC REIT | AT COST | 123979 | 183930 |
| SIMON PROPERTY GROUP INC | AT COST | 0 | 0 |
| HCP INC REIT | AT COST | 161326 | 279992 |
| DUKE REALTY CORP REIT | AT COST | 150408 | 130378 |
| DIGITAL REALTY TRUST INC | AT COST | 145154 | 183303 |
| PROLOGIS INC NEW | AT COST | 187785 | 244483 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GREENBERG GLUSKER | Category |
| Amount | $8,441 | Amount |
| Net Investment Income | 7597 | NetInvestmentIncome |
| Disbursements Charitable Prps | 844 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED | Description |
| BOY Book Value | 200 | BOYBookValue |
| EOY Book Value | 0 | EOYBookValue |
| EOYFMV | 0 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (11 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| TELEPHONE EXPENSE | 5187 | 2594 | 2593 |
| PAYROLL PROCESSING EXPENSE | 857 | 428 | 429 |
| MEMBERSHIP DUES | 3888 | 1944 | 1944 |
| OFFICE SUPPLIES | 364 | 182 | 182 |
| BANK CHARGES | 135 | 68 | 67 |
| MISCELLANEOUS | 341 | 170 | 171 |
| POSTAGE | 116 | 58 | 58 |
| PARKING | 6176 | 3088 | 3088 |
| D&O INSURANCE | 2250 | 1125 | 1125 |
| GRANT ADMINISTRATOR EXPENSES | 695 | 0 | 695 |
| TRAVEL EXPENSES | 1579 | 0 | 1579 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| GARLAND CAPITAL MANAGEMENT | $50,818 | 50818 | 0 |
| GABELLI ASSET MANAGEMENT COMPANY | $123,577 | 123577 | 0 |
| MELLON PRIVATE ASSET MANAGEMENT | $18,774 | 18774 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (7 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| PAYROLL TAXES - TRUSTEE & CEO | $8,639 | 2160 | 6479 |
| PAYROLL TAXES - SENIOR TRUSTEE | $2,160 | 1080 | 1080 |
| PAYROLL TAXES - INVESTMENT DIRECTOR | $6,479 | 6479 | 0 |
| CALIFORNIA FILING FEES | $85 | 0 | 0 |
| PAYROLL TAXES - L&I | $651 | 326 | 325 |
| FEDERAL EXCISE TAX | $13,000 | 0 | 0 |
| FOREIGN TAXES PAID | $7,304 | 7304 | 0 |
Comments