TAPEATS FUND: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- TAPEATS FUND (EIN 76-0412011)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-12
- IRS object ID
- 201323169349100932
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-12T02:57:56-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760412011 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Tapeats Fund | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | TAPE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 55 Walls Drive Ro | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Robert H Graham | Name |
| Title | President | Title |
| Date Signed | 2013-11-12 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-11-12 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 13309166 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 218240 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 218240 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 335095 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1936479 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 335095 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 75576 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 75575 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 628911 | TotalRevenueAndExpenses |
| Total Net Investment Income | 628910 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 1731 | LegalFeesRevAndExpnss |
| Legal Fees Dsbrs Chrtbl Prps | 1731 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 64720 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 38486 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 26234 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 24468 | TaxesRevAndExpnss |
| Occupancy Rev And Expnss | 23789 | OccupancyRevAndExpnss |
| Occupancy Dsbrs Chrtbl Prps | 23789 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 10335 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 10335 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 104245 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 37934 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 66311 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 229288 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 76420 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 128400 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 599500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 599500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 828788 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 76420 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 727900 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -199877 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 552490 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 1057130 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1145469 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1145469 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 1162533 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 955428 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1022848 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 3586425 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 3978853 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4501598 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2454531 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1753745 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1836530 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 4001468 | InvestmentsOtherBOY |
| Investments Other EOY | 4228715 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 4802721 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 12262087 | TotalAssetsBOY |
| Total Assets EOY | 12062210 | TotalAssetsEOY |
| Total Assets EOYFMV | 13309166 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 12262087 | RetainedEarningsBOY |
| Retained Earnings EOY | 12062210 | RetainedEarningsEOY |
| Total Net Assets BOY | 12262087 | TotalNetAssetsBOY |
| Total Net Assets EOY | 12062210 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 12262087 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 12062210 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 12262087 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -199877 | ExcessOfRevenueOverExpenses |
| Subtotal | 12062210 | Subtotal |
| Total Net Assets Fund Balances EOY | 12062210 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| Publicly-traded Securities | 1936479 | 1790988 | 145491 | 145491 |
| Passthrough K1 Capital Gain | 189604 | 189604 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 335095 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 708644 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 13215439 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.053622 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 709150 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 12791673 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.055438 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 841974 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 11987734 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.070236 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 788246 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 14713582 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.053573 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 718699 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 16435827 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.043728 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.276597 | TotalDistributionRatio |
| Average Distribution Ratio | 000.055319 | AverageDistributionRatio |
| Net Noncharitable Assets | 13312299 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 736423 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 5525 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 741948 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 727900 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 11050 | InvestmentIncomeExciseTax |
| Subtotal | 11050 | Subtotal |
| Tax Based On Investment Income | 11050 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 11400 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 11400 | TotalCreditsAndPayments |
| Tax Paid Original Return | 11400 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 350 | Overpayment |
| Amount Credited To Next Year | 350 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| David R Graham | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Trustee | 001.00 | 0 |
| Laurel A Graham | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Executive VP / Trustee | 001.00 | 0 |
| Robert H Graham | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Pres / Treas / Trustee | 001.00 | 0 |
| Spencer R Graham | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Trustee | 001.00 | 0 |
| Whitney G Mixon | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Trustee | 001.00 | 0 |
| Margaret Worden | ||||||
| Foundation Source 55 Walls Drive | Fairfield | CT | 06824 | Executive Dir / Sec | 001.00 | 0 |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive suite 302 | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | Administrative | TypeOfService |
| Compensation | 60456 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 7674004 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1038299 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 4802721 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 13515024 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 13515024 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 202725 | CashDeemedCharitable |
| Net Noncharitable Assets | 13312299 | NetNoncharitableAssets |
| Minimum Investment Return | 665615 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 665615 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 11050 | TaxBasedOnInvestmentIncome |
| Total Tax | 11050 | TotalTax |
| Distributable Amount Before Adj | 654565 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 654565 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 654565 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 727900 | ExpensesAndContributions |
| Qualifying Distributions | 727900 | QualifyingDistributions |
| Adj Qualifying Distributions | 727900 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 654565 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 321472 | UndistributedIncomePriorYear |
| Qualifying Distributions | 727900 | QualifyingDistributions |
| Applied To Year1 | 321472 | AppliedToYear1 |
| Applied To Current Year | 406428 | AppliedToCurrentYear |
| Undistributed Income CY | 248137 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Laurel A Graham | ContributingManager |
| Contributing Manager | Robert H Graham | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | Margaret Worden | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 55 Walls Dr | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8008391754 | RecipientPhoneNumber |
| Form And Info And Materials | See www.fsrequests.com/tapeats | FormAndInfoAndMaterials |
| Submission Deadlines | See www.fsrequests.com/tapeats | SubmissionDeadlines |
| Restrictions On Awards | See www.fsrequests.com/tapeats | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (59 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMATEUR ATHLETIC UNION OF THE US | |||||||
| 11522 SAGEWILLOW LN | HOUSTON | TX | 77089 | N/A | 509a1 | Club South Volleyball Division | $8,000 |
| BAYOU PRESERVATION ASSOCIATION INC | |||||||
| PO BOX 131563 | HOUSTON | TX | 77219 | N/A | 509a2 | Bayou Restoration and Advocacy Program | $5,000 |
| BOS PLACE | |||||||
| 10050 BUFF SPDWY | HOUSTON | TX | 77054 | N/A | 509a1 | General Unrestricted | $10,000 |
| BRIARWOOD-BROOKWOOD INC | |||||||
| 1752 FM 1489 RD | BROOKSHIRE | TX | 77423 | N/A | 509a1 | Brookwood Horticulture Program | $5,000 |
| BRIGHTER DAYS HORSE REFUGE INC | |||||||
| 682 KRAUSE RD | PIPE CREEK | TX | 78063 | N/A | 509a1 | General Unrestricted | $5,000 |
| CAMP ARANZAZU INC | |||||||
| 5420 FM 1781 | ROCKPORT | TX | 78382 | N/A | 509a1 | General Unrestricted | $5,000 |
| CAMP FOR ALL FOUNDATION | |||||||
| 10500 NW FWY STE 220 | HOUSTON | TX | 77092 | N/A | 509a1 | Care of Spot | $5,000 |
| CAREER GEAR HOUSTON | |||||||
| 750 SHARPSTOWN CTR | HOUSTON | TX | 77036 | N/A | 509a1 | General Unrestricted | $2,500 |
| CASA DE ESPERANZA DE LOS NINOS INC | |||||||
| PO BOX 66581 | HOUSTON | TX | 77266 | N/A | 509a1 | Residential Program | $5,000 |
| CHILDHOOD CANCER FAMILY ALLIANCE INC | |||||||
| 8323 SW FWY STE 435 | HOUSTON | TX | 77074 | N/A | 509a1 | Parent Consultant Program | $5,000 |
| CHINQUAPIN PREPARATORY SCHOOL | |||||||
| 2615 E WALLISVILLE RD | HIGHLANDS | TX | 77562 | N/A | 509a1 | Celebration of Reading | $10,000 |
| COLLABORATIVE FOR CHILDREN | |||||||
| 1111 N LOOP W STE 600 | HOUSTON | TX | 77008 | N/A | 509a2 | General Unrestricted | $10,000 |
| CORNELL UNIVERSITY | |||||||
| 130 E SENECA ST STE 400 | ITHACA | NY | 14850 | N/A | 509a1 | Cornell Conservation Medicine Program | $25,000 |
| CRISTO REY JESUIT HIGH SCHOOL OF HOUSTON INC | |||||||
| 6700 MOUNT CARMEL ST | HOUSTON | TX | 77087 | N/A | 509a1 | General Unrestricted | $10,000 |
| DEFY VENTURES INC | |||||||
| 5 PENN PLZ 19TH FLR | NEW YORK | NY | 10001 | N/A | 509a1 | Entrepreneurship Training Program | $5,000 |
| DRESS FOR SUCCESS HOUSTON | |||||||
| 3310 EASTSIDE ST | HOUSTON | TX | 77098 | N/A | 509a1 | Thumbs Up Program | $5,000 |
| FRIENDS OF MANDELL PARK | |||||||
| PO BOX 66551 | HOUSTON | TX | 77266 | N/A | 509a1 | Planting for the Future Campaign | $2,500 |
| GEORGETOWN PROJECT | |||||||
| PO BOX 957 | GEORGETOWN | TX | 78627 | N/A | 509a1 | General Unrestricted | $8,000 |
| HEIFER INTERNATIONAL FOUNDATION | |||||||
| 1 WORLD AVE | LITTLE ROCK | AR | 72202 | N/A | 509a1 | General Unrestricted | $8,000 |
| HOUSTON ACHIEVEMENT PLACE | |||||||
| 245 W 17TH ST | HOUSTON | TX | 77008 | N/A | 509a1 | Project CLASS | $5,000 |
| HOUSTON ARBORETUM & NATURE CENTER | |||||||
| 4501 WOODWAY DR | HOUSTON | TX | 77024 | N/A | 509a1 | Operational Grant to Continue Efforts in Education and Conservation | $5,000 |
| HOUSTON FOOD BANK | |||||||
| 535 PORTWALL ST | HOUSTON | TX | 77029 | N/A | 509a1 | General Unrestricted | $10,000 |
| HOUSTON HABITAT FOR HUMANITY INC | |||||||
| 3750 N MCCARTY ST | HOUSTON | TX | 77029 | N/A | 509a1 | 25 for 25 Program | $15,000 |
| HOUSTON PARKS BOARD | |||||||
| 300 N POST OAK LN | HOUSTON | TX | 77024 | N/A | 509a1 | General Unrestricted | $5,000 |
| HOUSTON WILDERNESS INC | |||||||
| 550 WESTCOTT ST STE 305 | HOUSTON | TX | 77007 | N/A | 509a1 | General Unrestricted | $5,000 |
| HOUSTON ZOO INC | |||||||
| 1513 CAMBRIDGE ST | HOUSTON | TX | 77030 | N/A | 509a2 | Call of the Wild Lecture Series | $20,000 |
| JUSTIN J WATT FOUNDATION | |||||||
| PO BOX 530 | PEWAUKEE | WI | 53072 | N/A | 509a1 | Houston Division | $5,000 |
| KIPP INC | |||||||
| 10711 KIPP WAY | HOUSTON | TX | 77099 | N/A | 509a1 | General Unrestricted | $15,000 |
| MEDICAL BRIDGES INC | |||||||
| PO BOX 300245 | HOUSTON | TX | 77230 | N/A | 509a1 | General Unrestricted | $10,000 |
| MGVP INC | |||||||
| DRUID HILL PARK | BALTIMORE | MD | 21217 | N/A | 509a1 | Gorilla Doctors Division | $20,000 |
| MONTANA LAND RELIANCE | |||||||
| PO BOX 355 | HELENA | MT | 59624 | N/A | 509a1 | Land Protection Fund | $5,000 |
| NATIONAL ARBOR DAY FOUNDATION | |||||||
| 211 N 12TH ST STE 501 | LINCOLN | NE | 68508 | N/A | 509a1 | Lost Pines Forest Recovery Campaign | $10,000 |
| NATIONAL WILDLIFE FEDERATION | |||||||
| 11100 WILDFIRE CENTER DR | RESTON | VA | 20190 | N/A | 509a2 | Wildlife Conflict Resolution Program | $25,000 |
| OPEN DOOR MISSION FOUNDATION | |||||||
| PO BOX 9356 | HOUSTON | TX | 77261 | N/A | 509a1 | GED Program | $5,000 |
| PATHWAYS FOR LITTLE FEET | |||||||
| 8 GREENWAY PLZ STE 1000 | HOUSTON | TX | 77046 | N/A | 509a1 | Perpetual Family Fund | $5,000 |
| PERIWINKLE FOUNDATION | |||||||
| 3400 BISSONNET ST STE 185 | HOUSTON | TX | 77005 | N/A | 509a1 | Camp Periwinkle Program | $2,500 |
| POSITIVE COACHING ALLIANCE | |||||||
| 1001 N RENGSTORFF AVE STE 100 | MOUNTAIN VIEW | CA | 94043 | N/A | 509a1 | General Unrestricted | $5,000 |
| PRISON ENTREPRENEURSHIP PROGRAM | |||||||
| 4140 DIRECTORS ROW STE B | HOUSTON | TX | 77092 | N/A | 509a1 | General Unrestricted | $15,000 |
| PRO-VISION INC | |||||||
| 4590 WILMINGTON ST | HOUSTON | TX | 77051 | N/A | 509a1 | Project 180 | $5,000 |
| RANCH HANDS RESCUE | |||||||
| 8827 HWY 377 | ARGYLE | TX | 76226 | N/A | 509a1 | General Operations and Farm Management Program | $10,000 |
| SMALL STEPS NURTURING CENTER | |||||||
| 1709 DEPELCHIN ST | HOUSTON | TX | 77007 | N/A | 509a1 | Small Steps Nutrition Program | $10,000 |
| SPARK | |||||||
| PO BOX 1562 | HOUSTON | TX | 77251 | N/A | 509a1 | Park Construction Program | $2,500 |
| SPAY-NEUTER ASSISTANCE PROGRAM INC | |||||||
| PO BOX 70286 | HOUSTON | TX | 77270 | N/A | 509a1 | Mobile Spay/Neuter Clinic Program | $10,000 |
| ST JOHNS SCHOOL | |||||||
| 2401 CLAREMONT LN | HOUSTON | TX | 77019 | N/A | 509a1 | Breakthrough Houston Program | $10,000 |
| STUDENT CONSERVATION ASSOCIATION INC | |||||||
| PO BOX 550 | CHARLESTOWN | NH | 03603 | N/A | 509a1 | Youth Development and Conservation Program | $5,000 |
| SUNSHINE KIDS FOUNDATION | |||||||
| 2814 VIRGINIA ST | HOUSTON | TX | 77098 | N/A | 509a1 | Sunshine Kids Teen Lake Escape Program | $2,500 |
| TEACH FOR AMERICA HOUSTON | |||||||
| 4669 SW FREEWAY STE 600 | HOUSTON | TX | 77027 | N/A | 509a1 | General Unrestricted | $20,000 |
| TEAM RUBICON | |||||||
| 1030 W HILLCREST BLVD | INGLEWOOD | CA | 90301 | N/A | 509a1 | General Unrestricted | $5,000 |
| TEXAS EQUUSEARCH | |||||||
| PO BOX 395 | DICKINSON | TX | 77539 | N/A | 509a1 | General Unrestricted | $8,000 |
| THE MONARCH SCHOOL INC | |||||||
| 2815 ROSEFIELD DR | HOUSTON | TX | 77080 | N/A | 509a1 | Scholarship Assistance Program | $5,000 |
| TREES FOR HOUSTON | |||||||
| PO BOX 270477 | HOUSTON | TX | 77277 | N/A | 509a2 | General Unrestricted | $10,000 |
| W OSCAR NEUHAUS MEMORIAL FOUNDATION | |||||||
| 4433 BISSONNET ST | BELLAIRE | TX | 77401 | N/A | 509a1 | Comprehensive Literacy of Houston Corps Members and Alumni of the Teach for America | $10,000 |
| WILD SKIES RAPTOR CENTER | |||||||
| PO BOX 3676 | MISSOULA | MT | 59806 | N/A | 509a1 | Construction and Building of an Eagle Flight Enclosure | $7,500 |
| WILDLIFE CONSERVATION NETWORK INC | |||||||
| 25745 BASSETT LN | LOS ALTOS HLS | CA | 94022 | N/A | 509a1 | Conserv. of Painted Dog, Cheetah, Ethiopian Wolf, Snow Leopard, Andean Small Cat, and Niassa Lion | $77,500 |
| WILLOWRIDGE HIGH SCHOOL | |||||||
| 16301 CHIMNEY ROCK | HOUSTON | TX | 77053 | N/A | 509a1 | Activity Fund | $5,000 |
| YELLOWSTONE ACADEMY INC | |||||||
| 3000 TRULLEY ST | HOUSTON | TX | 77004 | N/A | 509a1 | General Unrestricted | $5,000 |
| YELLOWSTONE PARK FOUNDATION INC | |||||||
| 222 E MAIN ST STE 301 | BOZEMAN | MT | 59715 | N/A | 509a1 | Annual Fund | $20,000 |
| YELLOWSTONE PARK FOUNDATION INC | |||||||
| 222 E MAIN ST STE 301 | BOZEMAN | MT | 59715 | N/A | 509a1 | Yellowstone Wolf Education Project | $20,000 |
| YES PREP PUBLIC SCHOOLS INC | |||||||
| 6201 BONHOMME RD STE 168N | HOUSTON | TX | 77036 | N/A | 509a1 | 3rd Installment of Pledge | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 599500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $218,240 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $335,095 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|
| K-1 Inc/Loss | 14 | $75,575 |
| Federal Tax Refund | 01 | $1 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $628,911 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 628911 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (2 entries)
| NameName | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|
| Publicly-traded Securities | 1936479 | 1790988 | 145491 |
| Passthrough K1 Capital Gain | 189604 |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BERKSHIRE HATHAWAY FIN CORP - 5.400 - 05/15/2018 | 159585 | 180443 |
| BP CAP MKTS - 5.250 - 11/07/2013 | 162911 | 156091 |
| CATERPILLAR INC NT - 5.700 - 08/15/2016 | 103836 | 116010 |
| CONOCOPHILLIPS GTD - 4.600 - 01/15/2015 | 167166 | 162035 |
| DU PONT E I DE NEMOURS - 6.000 - 07/15/2018 | 179025 | 185120 |
| EI DU PONT DE NUMOUR BONDS - 05.000 - 07/15/2013 | 103360 | 102480 |
| GOLDMAN SACHS GRP INC - 5.125 - 01/15/2015 | 106896 | 112810 |
| MERRILL LYNCH CO NOTES - 5.000 - 01/15/2015 | 47437 | 53415 |
| ORACLE CORP - 5.250 - 01/15/2016 | 98705 | 113161 |
| PEPSICO INC SR NT - 4.650 - 02/15/2013 | 107223 | 100486 |
| PFIZER INC - 4.500 - 02/15/2014 | 159983 | 156774 |
| UNITED TECHNLGS CORP BOND 05.37500 12/15/2017 CALL MAKE WHOLE | 158854 | 178292 |
| UPS - 4.500 - 01/15/2013 | 100819 | 100143 |
| WELLS FARGO COMPANY BOND 05.62500 12/11/2017 | 97945 | 119270 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (63 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 605 shares of AETNA INC | 19946 | 28018 |
| 78 shares of ALLIANCE DATA SYSTEM CORP | 4402 | 11291 |
| 375 shares of ANADARKO PETROLEUM CORP | 23994 | 27866 |
| 243 shares of APACHE CORPORATION | 21192 | 19076 |
| 103 shares of APPLE INC. | 37138 | 54814 |
| 485 shares of AUTOMATIC DATA PROCESSING INC. | 16395 | 27611 |
| 325 shares of B M C SOFTWARE | 15081 | 12877 |
| 1043 shares of BANK OF AMERICA CORP | 10080 | 12109 |
| 63 shares of BLACKROCK INC | 10182 | 13023 |
| 346 shares of CHECK POINT SOFTWARE TECHNOLOGIES LTD | 15725 | 16483 |
| 1295 shares of CISCO SYSTEMS INC | 23868 | 25445 |
| 505 shares of CITIGROUP INC | 22336 | 19978 |
| 190 shares of CME GROUP, INC | 10158 | 9627 |
| 574 shares of COMCAST CORP CL A | 9971 | 21445 |
| 380 shares of COVIDIEN LTD | 17757 | 21941 |
| 505 shares of CROWN HOLDINGS INC | 17547 | 18589 |
| 375 shares of CVS CAREMARK CORP | 14669 | 18131 |
| 440 shares of DANAHER CORP | 16458 | 24596 |
| 29463 shares of DREYFUS PREMIER EMERGING MARKETS DEBT LOCAL CURREN | 406275 | 451965 |
| 710 shares of EMC CORP-MASS | 17070 | 17963 |
| 20086 shares of EPOCH GLOBAL EQUITY SHAREHOLDER YIELD FUND CLASS I | 306860 | 327204 |
| 178 shares of EQT CORPORATION | 5111 | 10498 |
| 562 shares of EXPRESS SCRIPTS HOLDING CO. | 22038 | 30348 |
| 332 shares of FIDELITY NATIONAL INFORMATION SERVICES INC | 8509 | 11557 |
| 277 shares of FISERV INC | 11116 | 21891 |
| 1050 shares of FORD MOTOR COMPANY | 15163 | 13598 |
| 159326 shares of FRANKLIN HIGH INCOME FUND ADVISOR CLASS | 318856 | 332991 |
| 430 shares of FREEPORT-MCMORAN COPPER GOLD INC. | 14952 | 14706 |
| 1470 shares of GENERAL ELECTRIC CO | 42726 | 30855 |
| 43 shares of GOOGLE INC CL A | 23895 | 30417 |
| 490 shares of H.J. HEINZ COMPANY | 18467 | 28263 |
| 255 shares of JOHNSON JOHNSON | 17378 | 17876 |
| 635 shares of JP MORGAN CHASE CO | 21472 | 27920 |
| 595 shares of KINDER MORGAN INC | 19944 | 21021 |
| 18666 shares of MATTHEWS PACIFIC TIGER FUND I | 296144 | 455639 |
| 280 shares of MCDONALDS CORP | 21814 | 24699 |
| 513 shares of MERCK CO INC. | 14203 | 21002 |
| 1045 shares of MICROSOFT CORPORATION | 26391 | 27912 |
| 290 shares of NETAPP, INC. | 10818 | 9730 |
| 210 shares of NIKE INC-CL B | 4215 | 10836 |
| 1040 shares of ORACLE CORP | 15693 | 34653 |
| 237 shares of PEPSICO INC | 15149 | 16218 |
| 362 shares of PG E CORP | 15201 | 14545 |
| 61219 shares of PIMCO COMMODITY REAL RETURN STRATEGY FUND | 444285 | 406497 |
| 39587 shares of POLEN GROWTH FUND INSTITUTIONAL CLASS | 492238 | 532447 |
| 250 shares of PRAXAIR INC. | 16335 | 27363 |
| 776 shares of QEP RESOURCES INC | 21006 | 23490 |
| 730 shares of REPUBLIC SVCS INC. | 20195 | 21411 |
| 510 shares of SPECTRA ENERGY CORP | 11968 | 13964 |
| 320 shares of STRYKER CORPORATION | 15369 | 17542 |
| 453 shares of TARGET CORPORATION | 23739 | 26804 |
| 254 shares of TJX COMPANIES INC | 6214 | 10782 |
| 75 shares of UNION PACIFIC | 8295 | 9429 |
| 325 shares of UNITED TECHNOLOGIES CORP | 17948 | 26653 |
| 490 shares of UNITEDHEALTH GROUP INC. | 10989 | 26578 |
| 350 shares of US BANCORP DEL | 11667 | 11179 |
| 118 shares of V F CORP | 10179 | 17814 |
| 29268 shares of VIRTUS EMERGING MARKETS OPPTS CL I | 300000 | 301756 |
| 100 shares of VISA INC | 7307 | 15158 |
| 570 shares of WALGREEN CO | 17505 | 21096 |
| 859 shares of WELLS FARGO CO. | 22943 | 29361 |
| 1070 shares of WILLIAMS COS | 24692 | 35032 |
| 26317 shares of YACKTMAN FOCUSED FUND | 499620 | 540015 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (6 entries)
| Category Or ItemCategoryOrItem | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|
| COUGAR INVESTMENT FUND LLC. | 140358 | 169601 |
| LIGHTHOUSE DIVERSIFIED FD LTD | 750000 | 807401 |
| MBA INVESTMENT FUND, LLC GROWTH | 2117618 | 2545792 |
| MBA INVESTMENT FUND, LLC VALUE | 687041 | 746994 |
| MBA INVESTMENTS, LLC ENDOWMENT | 33698 | 34473 |
| PRISMA SPECTRUM FUND LTD. | 500000 | 498460 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Governance Matters and Counseling | Category |
| Amount | $1,731 | Amount |
| Disbursements Charitable Prps | 1731 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (8 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 60456 | 60456 | |
| Bank Charges | 2 | 2 | |
| Foundation Dues Memberships | 2695 | 2695 | |
| K-1 Exp COUGAR INVESTMENT FUND LLC. | 1284 | 1284 | |
| K-1 Exp MBA INVESTMENT FUND, LLC GROWTH | 28167 | 28167 | |
| K-1 Exp MBA INVESTMENT FUND, LLC VALUE | 8099 | 8099 | |
| K-1 Exp MBA INVESTMENTS, LLC ENDOWMENT | 382 | 382 | |
| Premium Payment for Indemnification Insurance | 3160 | 3160 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (5 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| K-1 Inc/Loss COUGAR INVESTMENT FUND LLC. | 4296 | 4296 |
| K-1 Inc/Loss MBA INVESTMENT FUND, LLC GROWTH | 51492 | 51492 |
| K-1 Inc/Loss MBA INVESTMENT FUND, LLC VALUE | 18865 | 18865 |
| K-1 Inc/Loss MBA INVESTMENTS, LLC ENDOWMENT | 922 | 922 |
| 2010 Federal Tax Refund | 1 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Investment Management Services | $38,486 | 38486 | |
| Professional Management Services | $26,234 | 26234 |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount |
|---|---|
| Estimated Tax for 2012 | $11,400 |
| Excise Tax for 2011 | $525 |
| IRS Excise Tax Payment with 1st ext 990-PF | $9,774 |
| IRS Excise Tax Payment with 2nd ext 990-PF | $2,769 |
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