THE ASPEN INSTITUTE INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE ASPEN INSTITUTE INC (EIN 84-0399006)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-09-11
- IRS object ID
- 201322549349300702
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule M
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-09-11T08:54:50-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521511275 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAFFA PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1899 L STREET NW SUITE 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20036 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 840399006 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ASPEN INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ASPE | NameControl |
| Phone | 2027361074 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE DUPONT CIRCLE NW NO 700 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200361133 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DOLORES GORGONE | Name |
| Title | CFO/VP FINANCE/HR | Title |
| Phone | 2027361074 | Phone |
| Date Signed | 2013-09-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | FRANK H SMITH | Name |
| PTIN | P00639053 | PTIN |
| Phone | 2028225000 | Phone |
| Date Prepared | 2013-09-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | WALTER ISAACSON | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE DUPONT CIRCLE NW NO 700 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200361133 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 102937779 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.ASPENINSTITUTE.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1949 | YearFormation |
| State Legal Domicile | CO | StateLegalDomicile |
| Activity Or Mission Description | VALUES-BASED LEADERSHIP IN NEUTRAL AND BALANCED VENUE FOR DISCUSSING CRITICAL ISSUES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 66 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 66 | NbrIndependentVotingMembers |
| Total Nbr Employees | 336 | TotalNbrEmployees |
| Total Nbr Volunteers | 167 | TotalNbrVolunteers |
| Total Gross UBI | 9242890 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -2301037 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 49664114 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 71686768 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 22627623 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 23406105 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 914534 | InvestmentIncomePriorYear |
| Investment Income Current Year | 307436 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 86096 | OtherRevenuePriorYear |
| Other Revenue Current Year | 76977 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 73292367 | TotalRevenuePriorYear |
| Total Revenue Current Year | 95477286 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 3754471 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 2282984 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 27368895 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 29163689 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2068723 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 42757583 | OtherExpensePriorYear |
| Other Expenses Current Year | 41304932 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 73880949 | TotalExpensesPriorYear |
| Total Expenses Current Year | 72751605 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -588582 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 22725681 | RevenuesLessExpensesCY |
| Total Assets BOY | 169299444 | TotalAssetsBOY |
| Total Assets EOY | 198233363 | TotalAssetsEOY |
| Total Liabilities BOY | 11571805 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 12229433 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 157727639 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 186003930 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE INSTITUTE'S MISSION IS TO FOSTER VALUES-BASED LEADERSHIP ENCOURAGING INDIVIDUALS TO REFLECT ON THE IDEALS AND IDEAS THAT DEFINE A GOOD SOCIETY AND TO PROVIDE A NEUTRAL AND BALANCED VENUE FOR DISCUSSING AND ACTING ON CRITICAL ISSUES. THE INSTITUTE DOES THIS IN FOUR WAYS:SEMINARS, WHICH HELP PARTICIPANTS REFLECT ON WHAT THEY THINK MAKES A GOOD SOCIETY AND ENHANCING THEIR CAPACITY TO SOLVE THE PROBLEMS LEADERS FACE; YOUNG LEADER FELLOWSHIPS AROUND THE GLOBE, WHICH BRING PROVEN LEADERS TOGETHER FOR AN INTENSE MULTI-YEAR PROGRAM AND COMMITMENT; POLICY PROGRAMS, WHICH SERVE AS NONPARTISAN FORUMS FOR ANALYSIS, CONSENSUS-BUILDING AND PROBLEM-SOLVING ON A WIDE VARIETY OF ISSUES; AND PUBLIC PROGRAMS WHICH PROVIDE A COMMONS FOR PEOPLE TO SHARE IDEAS. THE INSTITUTE IS BASED IN WASHINGTON D.C. WITH OPERATIONS IN ASPEN, COLORADO, NEW YORK CITY, AND ON THE WYE RIVER ON MARYLAND'S EASTERN SHORE. IT ALSO HAS AN INTERNATIONAL NETWORK OF PARTNERS. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 31015617 | Expense |
| Grants | 2282984 | Grants |
| Revenue | 3808082 | Revenue |
| Description | POLICY PROGRAM: THE INSTITUTE'S PROGRAMS ADVANCE PUBLIC AND PRIVATE-SECTOR KNOWLEDGE ON SIGNIFICANT POLICY ISSUES CONFRONTING CONTEMPORARY SOCIETY. THEY CONVENE LEADERS AND EXPERTS TO SEEK CONSTRUCTIVE SOLUTIONS TO CRITICAL PROBLEMS. WHILE EACH PROGRAM IS UNIQUE IN SUBSTANCE AND APPROACH THEY ALL SHARE A COMMITMENT TO ADVANCING BETTER POLICY BY BRINGING DIVERSE PERSPECTIVES TOGETHER IN PURSUIT OF INFORMED DIALOGUE AND EFFECTIVE SOLUTIONS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 14013568 | Expense |
| Revenue | 9093191 | Revenue |
| Description | CAMPUS ACTIVITIES: THE INSTITUTE CARRIES OUT MUCH OF ITS WORK ON ITS TWO CAMPUSES. IN ASPEN, COLORADO AND ON THE WYE RIVER ON MARYLAND'S EASTERN SHORE WHERE NATURAL BEAUTY AND QUIET SURROUNDINGS ENCOURAGES THOUGHTFUL REFLECTION AND REFRESHES THE MIND, BODY AND SPIRIT. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 5562929 | Expense |
| Revenue | 7704217 | Revenue |
| Description | PUBLIC PROGRAMS: THE INSTITUTE'S PUBLIC PROGRAM OPENS THE DOORS TO THE PUBLIC, OFFERING OPPORTUNITIES TO ENGAGE IN THOUGHTFUL, NONPARTISAN INQUIRY. OUR MAJOR EVENTS INCLUDE THE ASPEN IDEAS FESTIVAL, THE MCCLOSKEY SPEAKER SERIES, THE ENVIRONMENT FORUMS, THE HEALTH FORUMS, THE NEW YORK AND THE ALMA AND JOSEPH GILDENHORN BOOK SERIES. THESE PUBLIC FORUMS ENGAGE OVER 6,800 MEMBERS OF THE GENERAL PUBLIC ANNUALLY. | Description |
Activity Other ActivityOther (3 entries)
| ExpenseExpense | RevenueRevenue | DescriptionDescription |
|---|---|---|
| 2524257 | 476266 | ASPEN GLOBAL LEADERSHIP NETWORK |
| 2105796 | 2147066 | SEMINARS |
| 699276 | 177283 | OTHER RESTRICTED PROGRAMS |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 5329329 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 2800615 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 55921443 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 1 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 538 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 336 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 66 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 66 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | FL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NM | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | TN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 2027361074 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE DUPONT CIRCLE NW NO 700 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200361133 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (86 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| ROBERT K STEEL | |||||||
| CHAIRMAN | 1.00 | X | X | 0 | 0 | 0 | |
| BERL BERNHARD | |||||||
| CHAIRMAN EMERITUS | 0.30 | X | X | 0 | 0 | 0 | |
| LEONARD A LAUDER | |||||||
| CHAIRMAN EMERITUS | 0.30 | X | X | 0 | 0 | 0 | |
| WILLIAM E MAYER | |||||||
| CHAIRMAN EMERITUS | 0.30 | X | X | 0 | 0 | 0 | |
| MADELEINE K ALBRIGHT | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| PAUL F ANDERSON | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MERCEDES BASS | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| RICHARD BRADDOCK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| BETH A BROOKE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MELVA BUCKSBAUM | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| WILLIAM D BUDINGER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| STEPHEN L CARTER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| CESAR CONDE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JAMES S CROWN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ANDREA CUNNINGHAM | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JOHN DOERR | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| THELMA DUGGIN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| SYLVIA A EARLE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MICHAEL EISNER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| L BROOKS ENTWISTLE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| LEONHARD FISCHER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ALAN FLETCHER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| CORINNE MICHAELA FLICK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| HENRIETTA HOLSMAN FORE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ANN B FRIEDMAN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| STEPHEN FRIEDMAN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| HENRY LOUIS GATES JR | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MIRCEA D GEOANA | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| DAVID GERGEN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ALMA L GILDENHORN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| GERALD GREENWALD | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| PATRICK W GROSS | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ARJUN GUPTA | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JANE HARMAN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| HAYNE HIPP | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| GERALD D HOSIER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ANN FRASHER HUDSON | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ROBERT J HURST | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JEAN-PIERRE JOUYET | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MICHAEL R KLEIN | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| OTARO KOBAYASHI | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| DAVID H KOCH | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| TIMOTHY K KRAUSKOPF | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| FREDERICK V MALEK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JAMES MANYIKA | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| BONNIE PALMER MCCLOSKEY | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| DAVID MCCORMICK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ANNE WELSH MCNULTY | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| DIANE L MORRIS | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| KARLHEINZ MUHR | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| CLARE MUNANA | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JERRY MURDOCK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MARC B NATHANSON | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| WILLIAM A NITZE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| HER MAJESTY QUEEN NOOR | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JACQUELINE NOVOGRATZ | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| OLARA A OTUNNU | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ELAINE PAGELS | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| CHARLES POWELL | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MICHAEL K POWELL | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MARGOT PRITZKER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| LYNDA RESNICK | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| CONDOLEEZZA RICE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JAMES E ROGERS | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ISAAC O SHONGWE | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ANNA DEAVERE SMITH | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MICHELLE SMITH | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| JAVIER SOLANA | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| GAUTAM THAPAR | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| LAURIE TISCH | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| GIULIO TREMONTI | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| RODERICK K VON LIPSEY | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| VIN WEBER | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| ALICE YOUNG | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| MICHAEL ZANTOVSKY | |||||||
| TRUSTEE | 0.30 | X | 0 | 0 | 0 | ||
| WALTER ISAACSON | |||||||
| PRESIDENT/CEO | 40.00 | X | 783449 | 0 | 59879 | ||
| ELLIOT GERSON | |||||||
| EXECUTIVE VP | 40.00 | X | 342226 | 0 | 60365 | ||
| AMY MARGERUM | |||||||
| EXEC. VP/CORPORATE S. | 40.00 | X | 331733 | 0 | 53841 | ||
| PETER REILING | |||||||
| EXECUTIVE VP | 40.00 | X | 329056 | 0 | 60341 | ||
| SUSAN SHERWIN | |||||||
| EXECUTIVE VP | 40.00 | X | 263314 | 0 | 53999 | ||
| DOLORES GORGONE | |||||||
| CHIEF FINANCIAL OFFICER | 40.00 | X | 260117 | 0 | 39919 | ||
| DAN GLICKMAN | |||||||
| EXECUTIVE DIRECTOR-CONGRESSIONAL | 40.00 | 307537 | 0 | 19000 | X | ||
| CHARLIE FIRESTONE | |||||||
| EXEC. DIR. C&S | 40.00 | 291925 | 0 | 53911 | X | ||
| MICKEY EDWARDS | |||||||
| DIR. RODEL | 40.00 | 279168 | 0 | 48503 | X | ||
| CHARLES BAILEY | |||||||
| DIRECTOR AGENT ORANGE | 40.00 | 244146 | 0 | 37296 | X | ||
| MARGARET CLARK | |||||||
| VICE PRES POLICY PROGRAMS | 40.00 | 244249 | 0 | 53391 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3676920 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 540445 | TotalOtherCompensation |
| Number Individuals GT100 K | 11 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| COLORADO AUDIO VISUAL INC | |||||
| 409 AABC SUITE B | ASPEN | CO | 81611 | AV CONSULTANTS | 484273 |
| I THREE GRAPHICSMNM DESIGN LLC | |||||
| 23400 TWO RIVER ROAD | BASALT | CO | 81621 | PROGRAM MATERIALS PRODUCTION | 244670 |
| MAGAZINE GROUP | |||||
| 1129 20TH STREET NW | WASHINGTON | DC | 20036 | PUBLICATION PRODUCTION | 232288 |
| SHEILA A BROWN LLC | |||||
| 1 TOWER HILL ROAD | BOW | NH | 03304 | PROGRAM CONSULTANT | 202150 |
| FUSIONVENTURE | |||||
| 8 CYPRESS STREET | CAMBRIDGE | MA | 02140 | PROGRAM CONSULTANT | 196407 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 29 | NumberOfContractorsGT100K |
| Fundraising Events | 1527825 | FundraisingEvents |
| Government Grants | 920304 | GovernmentGrants |
| All Other Contributions | 69238639 | AllOtherContributions |
| Noncash Contributions | 704445 | NoncashContributions |
| Total Contributions | 71686768 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Unrelated Business RevenueUnrelatedBusinessRevenue | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|---|
| CONF./FACILITY FEES | 531390 | 9093191 | 9093191 | |
| SEMINAR FEES | 900099 | 7217907 | 7217907 | |
| CONTRACT REVENUE | 900099 | 6467715 | 6467715 | |
| MEMBERSHIP FEES | 900099 | 603000 | 603000 | |
| BOOK SALES | 900099 | 24292 | 24292 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 23406105 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 184584 | TotalRevenueColumn |
| Unrelated Business Revenue | 256 | UnrelatedBusinessRevenue |
| Exclusion | $184,328 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 138321 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 32355 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 105966 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 105966 | TotalRevenueColumn |
| Exclusion | $105,966 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 6614766 | Securities |
| Other | 74542 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 6566456 | Securities |
| Other | 0 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 48310 | Securities |
| Other | 74542 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 122852 | TotalRevenueColumn |
| Exclusion | $122,852 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 170250 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 1527825 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 861682 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -691432 | TotalRevenueColumn |
| Exclusion | -$691,432 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| OTHER INCOME | 900099 | 485061 | $485,061 | |
| ADVERTISING INCOME | 541800 | 149443 | 149443 | |
| SUBLEASE INCOME | 900099 | 27939 | $27,939 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 662443 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 95477286 | TotalRevenueColumn |
| Related Or Exempt Function Income | 14312914 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 9242890 | UnrelatedBusinessRevenue |
| Exclusion | $234,714 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1818984 | Total |
| Program Services | 1818984 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102500 | Total |
| Program Services | 102500 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 361500 | Total |
| Program Services | 361500 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2638236 | Total |
| Program Services | 312901 | ProgramServices |
| Management And General | 2008022 | ManagementAndGeneral |
| Fundraising | 317313 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20457988 | Total |
| Program Services | 15525196 | ProgramServices |
| Management And General | 4195388 | ManagementAndGeneral |
| Fundraising | 737404 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2022738 | Total |
| Program Services | 1615937 | ProgramServices |
| Management And General | 322088 | ManagementAndGeneral |
| Fundraising | 84713 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2572291 | Total |
| Program Services | 1975019 | ProgramServices |
| Management And General | 511470 | ManagementAndGeneral |
| Fundraising | 85802 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1472436 | Total |
| Program Services | 1078196 | ProgramServices |
| Management And General | 314164 | ManagementAndGeneral |
| Fundraising | 80076 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 175964 | Total |
| Program Services | 39081 | ProgramServices |
| Management And General | 136883 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 145158 | Total |
| Program Services | 713 | ProgramServices |
| Management And General | 144445 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 170024 | Total |
| Management And General | 170024 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19471105 | Total |
| Program Services | 18844924 | ProgramServices |
| Management And General | 411336 | ManagementAndGeneral |
| Fundraising | 214845 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 262756 | Total |
| Program Services | 233208 | ProgramServices |
| Management And General | 11882 | ManagementAndGeneral |
| Fundraising | 17666 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4008356 | Total |
| Program Services | 2533133 | ProgramServices |
| Management And General | 1303749 | ManagementAndGeneral |
| Fundraising | 171474 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 710559 | Total |
| Program Services | 374196 | ProgramServices |
| Management And General | 335863 | ManagementAndGeneral |
| Fundraising | 500 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2088254 | Total |
| Program Services | 1638779 | ProgramServices |
| Management And General | 406618 | ManagementAndGeneral |
| Fundraising | 42857 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7339088 | Total |
| Program Services | 6772723 | ProgramServices |
| Management And General | 458498 | ManagementAndGeneral |
| Fundraising | 107867 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 515891 | Total |
| Program Services | 515891 | ProgramServices |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1199016 | Total |
| Program Services | 1117543 | ProgramServices |
| Management And General | 81473 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 22033 | Total |
| Management And General | 22033 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3526871 | Total |
| Management And General | 3526871 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 266560 | Total |
| Management And General | 266560 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| AUDIO VISUAL SERVICES | 719220 | 580716 | 134072 | 4432 |
| BAD DEBT | 377639 | 173865 | 203774 | |
| PARTNER REIMBURSEMENTS | 195914 | 195914 | ||
| SCHOLARSHIPS & AWARDS | 110524 | 110524 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 72751605 | Total |
| Program Services | 55921443 | ProgramServices |
| Management And General | 14761439 | ManagementAndGeneral |
| Fundraising | 2068723 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6765 | BOY |
| EOY | 45245 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6418914 | BOY |
| EOY | 5568842 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 23138354 | BOY |
| EOY | 40208764 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1477535 | BOY |
| EOY | 1807680 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 110458 | BOY |
| EOY | 109995 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 476278 | BOY |
| EOY | 467228 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 91626159 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 36653980 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 57745320 | BOY |
| EOY | 54972179 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 17942986 | BOY |
| EOY | 24493103 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 61760601 | BOY |
| EOY | 70422373 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 222233 | BOY |
| EOY | 137954 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 169299444 | BOY |
| EOY | 198233363 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4645899 | BOY |
| EOY | 5902256 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1595139 | BOY |
| EOY | 401600 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3468644 | BOY |
| EOY | 3721804 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1862123 | BOY |
| EOY | 2203773 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11571805 | BOY |
| EOY | 12229433 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 79199664 | BOY |
| EOY | 79246212 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 47779771 | BOY |
| EOY | 63305712 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30748204 | BOY |
| EOY | 43452006 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 157727639 | BOY |
| EOY | 186003930 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 169299444 | BOY |
| EOY | 198233363 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 22725681 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 5550610 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 45660759 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 46041356 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 49443174 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 49664114 | CurrentTaxYearMinus1Year |
| Current Tax Year | 71686768 | CurrentTaxYear |
| Total | 262496171 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 45660759 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 46041356 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 49443174 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 49664114 | CurrentTaxYearMinus1Year |
| Current Tax Year | 71686768 | CurrentTaxYear |
| Total | 262496171 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 26552361 | AmountsSubstContributorsTotal |
| Public Support Total170 | 235943810 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 755293 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 574674 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 769891 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 479603 | CurrentTaxYearMinus1Year |
| Current Tax Year | 347151 | CurrentTaxYear |
| Total | 2926612 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 286354 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 324107 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 235057 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 402809 | CurrentTaxYearMinus1Year |
| Current Tax Year | 485061 | CurrentTaxYear |
| Total | 1733388 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 267156171 | TotalSupport |
| Gross Receipts From Admissions Etc | 63429360 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.88320 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.87180 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Protection Of Natural Habitat | X | ProtectionOfNaturalHabitat |
| Total Number Of Easements | 1 | TotalNumberOfEasements |
| Total Acreage | 250.38 | TotalAcreage |
| Nmbr Hist Struct Easements | 0 | NmbrHistStructEasements |
| Nmbr Hist Struct Easements After | 0 | NmbrHistStructEasementsAfter |
| Nmbr Easements Modified | 0 | NmbrEasementsModified |
| Nmbr States In Which Easements Held | 1 | NmbrStatesInWhichEasementsHeld |
| Written Policy Monitoring | 1 | WrittenPolicyMonitoring |
| Staff Hours Spent On Enforcement | 5.00 | StaffHoursSpentOnEnforcement |
| Expenses Incurred For Enforcement | 0 | ExpensesIncurredForEnforcement |
| Sect170h Requirements Satisfied | 1 | Sect170hRequirementsSatisfied |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 44873360 | BeginningOfYearBalance |
| Contributions | 12703802 | Contributions |
| Investment Earnings Or Losses | 3285463 | InvestmentEarningsOrLosses |
| Other Expenditures | 2299326 | OtherExpenditures |
| End Of Year Balance | 58563299 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 43483211 | BeginningOfYearBalance |
| Contributions | 4713266 | Contributions |
| Investment Earnings Or Losses | -393566 | InvestmentEarningsOrLosses |
| Other Expenditures | 2929551 | OtherExpenditures |
| End Of Year Balance | 44873360 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 37422020 | BeginningOfYearBalance |
| Contributions | 4218614 | Contributions |
| Investment Earnings Or Losses | 3375615 | InvestmentEarningsOrLosses |
| Other Expenditures | 1533038 | OtherExpenditures |
| End Of Year Balance | 43483211 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 28840212 | BeginningOfYearBalance |
| Contributions | 5059542 | Contributions |
| Investment Earnings Or Losses | 5032286 | InvestmentEarningsOrLosses |
| Other Expenditures | 1510020 | OtherExpenditures |
| End Of Year Balance | 37422020 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 39213501 | BeginningOfYearBalance |
| Contributions | 2297746 | Contributions |
| Investment Earnings Or Losses | -7132796 | InvestmentEarningsOrLosses |
| Other Expenditures | 5538239 | OtherExpenditures |
| End Of Year Balance | 28840212 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.17530 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.74200 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.08270 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 10627664 | OtherCostOrOtherBasis |
| Book Value | 10627664 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 66450804 | OtherCostOrOtherBasis |
| Depreciation | 25117991 | Depreciation |
| Book Value | 41332813 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 264924 | OtherCostOrOtherBasis |
| Depreciation | 182293 | Depreciation |
| Book Value | 82631 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4420889 | OtherCostOrOtherBasis |
| Depreciation | 4084644 | Depreciation |
| Book Value | 336245 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 9861878 | OtherCostOrOtherBasis |
| Depreciation | 7269052 | Depreciation |
| Book Value | 2592826 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 54972179 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (3 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| INVESTMENT CONTRACT | 352115 | F |
| LIMITED PARTNERSHIPS | 56368629 | F |
| HEDGE FUNDS | 13701629 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 70422373 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| CAPITAL LEASE OBLIGATIONS | $158,798 |
| DEFERRED COMPENSATION | $2,044,975 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 2203773 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 101824772 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 5550610 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 72863 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 5623473 | RevenueNotRptdF990 |
| Revenue Subtotal | 96201299 | RevenueSubtotal |
| Investment Expenses Not Included | 170024 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | -894037 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -724013 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 95477286 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 73548481 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 72863 | DonatedServicesUseOfFacilities |
| Expenses Not Rptd F990 | 72863 | ExpensesNotRptdF990 |
| Expenses Subtotal | 73475618 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 170024 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | -894037 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | -724013 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 72751605 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| EXPLANATION OF EASEMENTS ENFORCEMENT POLICIES: | PART II, LINE 5: | ASPEN CONTINUES TO COMPLY WITH TERMS OF CONTRACT GOVERNING THE CONSERVATION EASEMENT HELD, WHICH INCLUDES PROTECTION OF NATURAL HABITAT. |
| DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: | PART II, LINE 9: | ASPEN HOLDS A CONSERVATION EASEMENT ON THE BALANCE SHEET AND THE CONTRIBUTED PARCEL OF LAND WAS BOOKED AS REVENUE FOR THE YEAR IT WAS GIFTED. |
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | 4.5% OF A 12 QUARTER ROLLING AVERAGE OF THE FUNDS ARE USED TO FUND PROGRAMMATIC WORK OF THE INSTITUTE. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | THE INSTITUTE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED DECEMBER 31, 2012, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | SPECIAL EVENT EXPENSES -861,682. RENTAL EXPENSES -32,355. | |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | SPECIAL EVENT EXPENSES -861,682. RENTAL EXPENSES -32,355. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (8 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| CENTRAL AMERICA AND THE CARIBBEAN - | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 78356 |
| EAST ASIA AND THE PACIFIC | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITES | 3233 |
| EUROPE (INCLUDING ICELAND & GREENLAND) - | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 443438 |
| MIDDLE EAST AND NORTH AFRICA - | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 237997 |
| NORTH AMERICA - CANADA AND MEXICO, BUT | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 93827 |
| SOUTH AMERICA - ARGENTINA, BOLIVIA, | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 307291 |
| SOUTH ASIA - AFGHANISTAN, BANGLADESH, | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 471400 |
| SUB-SAHARAN AFRICA - ANGOLA, | 0 | 0 | PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. | GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. | 189230 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 1824772 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 1824772 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (7 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|
| SOUTH AMERICA | SUPPORT ACTIVTIES OF ANDE BRAZILIAN CHAPTER | 10000 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | SUPPORT ACTIVTIES OF ANDE BRAZILIAN CHAPTER | 40000 | WIRE TRANSFER |
| SOUTH AMERICA | SUPPORT ACTIVTIES OF ANDE BRAZILIAN CHAPTER | 25000 | WIRE TRANSFER |
| EAST ASIA AND THE PACIFIC | TO SUPPORT THE DESIGN AND DELIVERY OF AN ONLINE LEARNING MODULE FOR SOCIAL ENTREPRENEURS/SGBS. | 60000 | WIRE TRANSFER |
| EAST ASIA AND THE PACIFIC | TO SUPPORT ENABLING YOUTH-LED SOCIAL VENTURES IN ASIA | 26900 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | TO SUPPORT DEVELOPING LEGAL TOOLS TAILORED TO THE EAST AFRICAN MARKET | 70000 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | TO SUPPORT DEVELOPING STANDARDS FOR EFFECTIVE YOUTH ENTREPRENEURSHIP | 60000 | WIRE TRANSFER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 0 | TotalNumberOf501c3Orgs |
| Total Number Of Other Orgs | 7 | TotalNumberOfOtherOrgs |
Grants To Ind Outside US GrantsToIndOutsideUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Assistance | TO SUPPORT AND IMPROVE THE CAPACITY OF YFE: YOUNG, FEMALE, ENTREPRENEUR | TypeOfAssistance |
| Region | EUROPE (INCLUDING ICELAND & GREENLAND) | Region |
| Number Of Recipients | 1 | NumberOfRecipients |
| Amount Of Cash Grant | 69600 | AmountOfCashGrant |
| Manner Of Cash Disbursement | WIRE TRANSFER | MannerOfCashDisbursement |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 1 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: FROM TIME TO TIME THE INSTITUTE ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT THEY DO NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS, ENTITIES, OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY. ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF THE RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE SHOULD BE NOTIFIED WHENEVER PROBLEMS, DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DECREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. PARTICIPANTS ARE EXPECTED TO COMPLY WITH ALL RELEVANT U.S. LAWS. PRIOR TO ISSUING AWARDS TO FOREIGN ENTITIES, THE PROGRAMS ARE BEING ASKED TO COMPLETE A DUE DILIGENCE CHECKLIST, WHICH INCLUDES ADDITIONAL INFORMATION ABOUT THE SUB RECIPIENT INCLUDING: ANY REASONABLY AVAILABLE HISTORICAL INFORMATION ABOUT THE GRANTEE THAT ASSURES THE INSTITUTE OF THE GRANTEE'S IDENTITY AND INTEGRITY SUCH AS THE JURISDICTION IN WHICH A GRANTEE ORGANIZATION IS INCORPORATED OR FORMED; COPIES OF INCORPORATING OR OTHER GOVERNING INSTRUMENTS; INFORMATION ON THE INDIVIDUALS WHO FORMED AND OPERATE THE ORGANIZATION; AND INFORMATION RELATING TO THE GRANTEE'S OPERATING HISTORY; THE GRANTEE OR SERVICE PROVIDER'S NAME IN ENGLISH, AND THE LANGUAGE OF ORIGIN, AND ANY ACRONYM OR OTHER NAMES USED TO IDENTIFY THE GRANTEE; THE JURISDICTIONS IN WHICH A GRANTEE OR SERVICE PROVIDER MAINTAINS A PHYSICAL PRESENCE; THE GRANTEE OR SERVICE PROVIDER'S POSTAL, EMAIL AND WEBSITE ADDRESSES AND PHONE NUMBERS FOR EACH PLACE OF BUSINESS. THE INSTITUTE ALSO CONDUCTS A REASONABLE SEARCH OF PUBLICLY AVAILABLE INFORMATION TO DETERMINE WHETHER THE GRANTEE OR SERVICE PROVIDER IS SUSPECTED OF ACTIVITY RELATING TO TERRORISM, INCLUDING TERRORIST FINANCING OR OTHER SUPPORT. | Explanation |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | ANNUAL DINNER | NameOfEvent1 |
| Gross Receipts Event1 | 1032225 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 964025 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 68200 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 6386 | RentFacilityCostsEvent1 |
| Food And Beverage Event1 | 122536 | FoodAndBeverageEvent1 |
| Other Direct Expenses Event1 | 306419 | OtherDirectExpensesEvent1 |
| Name Of Event2 | SUMMER BENEFIT | NameOfEvent2 |
| Gross Receipts Event2 | 441843 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 381093 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 60750 | GrossRevenueEvent2 |
| Rent Facility Costs Event2 | 3300 | RentFacilityCostsEvent2 |
| Food And Beverage Event2 | 2168 | FoodAndBeverageEvent2 |
| Other Direct Expenses Event2 | 181348 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 1 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 224007 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 182707 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 41300 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 239525 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 1698075 | GrossReceiptsTotal |
| Charitable Contributions Total | 1527825 | CharitableContributionsTotal |
| Gross Revenue Total Events | 170250 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 9686 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 124704 | FoodAndBeverageTotalEvents |
| Other Direct Expenses Total Events | 727292 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 861682 | DirectExpenseSummaryEvents |
| Net Income Summary | -691432 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (20 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant | Address Line2AddressUS/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| ACCION CHICAGO | ||||||||
| 1436 W RANDOLPH STREET SUITE 300 | CHICAGO | IL | 60607 | 363966573 | 501(C)(3) | 11000 | TO PARTICIPATE IN THE SCALE ACADEMY FOR MICROENTERPRISE DEVELOPMENT AND PARTIALLY COVER SALARY FOR COO. | |
| ACCION NEW MEXICO | ||||||||
| 2000 ZEARING AVENUE NW | ALBUQUERQUE | NM | 87104 | 850417347 | 501(C)(3) | 28000 | IMPLEMENT ORGANIZATIONAL DEVELOPMENT ACTIVITIES AND PARTICIPATE IN SCALE ACADEMY FOR MICROENTERPRISE DEVELOPMENT | |
| ACHIEVING THE DREAM INC | ||||||||
| 8455 COLESVILLE ROAD SUITE 900 | SILVER SPRING | MD | 20910 | 271635830 | 501(C)(3) | 30000 | DESIGN FOR A DEMONSTRATION TO EXAMINE THE FEASIBILITY AND EFFETIVENESS OF INTEGRATING THE CENTER FOR WOKRING FGAMILES CONCPET INTO THE OPERATIONS OF COMMUNITY COLLEGES. | |
| BRIDESPAN GROUP | ||||||||
| 535 BOYLSTON STREET 10TH FLOOR | BOSTON | MA | 02116 | 311625487 | 501(C)(3) | 220000 | DEVELOP FACT BASE, STRATEGY, AND IMPLEMENTATION PLAN, AND PRIORITIZE LEARNING AGENDA. | |
| COMMUNITY FINANCIAL RESOURCES | ||||||||
| 771 EUCLID AVENUE | BERKELEY | CA | 94708 | 203788598 | 501(C)(3) | 65400 | TO SUPPORT CFR'S CONTRIBTUIONS TO TWO PROJECTS BEING CONDUCTED IN CONJUNCTION WITH THE ASSET PLATFORM PROJECT. | |
| I-DEV INTERNATIONAL | ||||||||
| 78 EAST 3RD STREET SUITE 2R | NEW YORK | NY | 10003 | 270726804 | 501(C)(3) | 93000 | TO EVALUATE THE ROLE AND IMPACT THAT ACCELERATOR PROGRAM HAVE ON THE IMPACT INVESTING SECTOR. | |
| ENTREPRENEURS ORGANIZATION | ||||||||
| 500 MONTGOMERY STREET SUITE 700 | ALEXANDRIA | VA | 22314 | 521651248 | 501(C)(3) | 37500 | TO SUPPORT "GLOBAL STUDENT ENTREPRENEURSHIP AWARDS MENTORSHIP PILOT." | |
| FOUR BRANDS COMMUNITY FUND INC | ||||||||
| BOX 932 101 SOUTH MAIN STREET | EAGLE BUTTE | SD | 57625 | 460456528 | 501(C)(3) | 34000 | TO SUPPORT DATA MANAGEMENT SYSTEM REDESIGN, AND DEVELOPING OPERATIONS AND MARKETING PLANS. | |
| INNOVATIONS FOR POVERTY ACTION | ||||||||
| 101 WHITNEY AENUE SECOND FLOOR | NEW HAVEN | CT | 06510 | 061660068 | 501(C)(3) | 120000 | TO SUPPORT AN EXPERIMENTAL STUDY OF FIRMS, FACTORY LABOR AND POVERTY ALLEVIATION. | |
| INTERSECT FUND CORPORATION | ||||||||
| 109 CHURCH STREET | NEW BRUNSWICK | NJ | 08901 | 364636828 | 501(C)(3) | 63500 | WRITE AND PUBLISH A CAMPUS-BASED MICROENTERPRISE DEVELOPMENT START UP KIT | |
| JOBS FOR THE FUTURE INC | ||||||||
| 88 BROAD STREET 8TH FLOOR | BOSTON | MA | 02110 | 061164568 | 501(C)(3) | 200000 | TO SUPPORT A METHOD OF RESEARCH TO ASSESS AND ANALYZE THE RELATIVE SUCCESS OR EFFECTIVENESS OF MARINE PROTECTED AREAS POLICIES. | |
| MERCY CORPS | ||||||||
| 43 SW NAITO PARKWAY | PORTLAND | OR | 97204 | 931315010 | 501(C)(3) | 55000 | TO SUPPORT COSTS OF IMPLEMENTING A NEW BUSINESS MODEL AND SUSTAINABILITY STRATEGY AND TO SUPPORT DATA MANAGEMENT SYSTEM REDESIGN, AND DEVELOPING OPERATIONS AND MARKETING PLANS. | |
| MOUNTAIN BIZWORKS INC | ||||||||
| 153 S LEXINGTON AVENUE | ASHEVILLE | NC | 28801 | 561733266 | 501(C)(3) | 5500 | TO SUPPORT A PEER LEARNING SITE VISIT TO THE OPPORTUNITY FUND. | |
| DUKE UNIVERSITY | ||||||||
| NICHOLAS INSTITUTE FOR ENVIRONMENTA | DURHAM | NC | 27705 | 560532129 | 501(C)(3) | 55000 | TO SUPPORT A METHOD OF RESEARCH TO ASSESS AND ANALYZE THE RELATIVE SUCCESS OR EFFECTIVENESS OF MARINE PROTECTED AREAS POLICIES. | POLICY 2200 WEST MAIN STREET |
| OMG CENTER FOR COLLABERATIVE LEARNING | ||||||||
| 1528 WALNUT STREET SUITE 805 | PHILADELPHIA | PA | 19102 | 232694572 | 501(C)(3) | 181240 | CLARIFY AND BUILD CONSENSUS FOR A TWO-GENERATION THEORY OF CHANGE. | |
| OPPORTUNITY FINANCE NETWORK | ||||||||
| 620 CHESTNUT STREET SUITE 572 | PHILADELPHIA | PA | 19106 | 205189202 | 501(C)(3) | 28500 | TO CONDUCT AN ANALYSIS OF THE CAPITALIZATION NEEDS OF MICROLENDING GRANTEES PARTICIPATING IN THE SCALE ACADEMY. | |
| RCC MOUNT AVERY DEV CORP | ||||||||
| 72 GEORGE STREET | BRIDGEPORT | CT | 06604 | 061432007 | 501(C)(3) | 10000 | TO SUPPORT POWER SOURCE A BI-WEEKLY SUPPORT GROUP AND LEADERSHIP ACADEMY. | |
| GLOBAL DEVELOPMENT INCUBATOR | ||||||||
| 205 EAST 42ND STREET SUITE 1830 | NEW YORK | NY | 10017 | 141945286 | 501(C)(3) | 135000 | TO SUPPORT A STUDY OF SUSTAINABLE AGRICULTURAL FINANCE LANDSCAPES AND A MARKET ASSESSMENT. | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 724 E UNIVERSITY AVNEUE | ANN ARBOR | MI | 48109 | 383048086 | 501(C)(3) | 49617 | TO SUPPORT A STUDY OF SUSTAINABLE AGRICULTURAL FINANCE LANDSCAPES AND A MARKET ASSESSMENT. | |
| WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA | ||||||||
| 312 SUTTER STREET SUITE 200 | SAN FRANCISCO | CA | 94108 | 941156356 | 501(C)(3) | 95000 | TO SUPPORT THE DESIGN AND EXECUTION OF THE JULY 2012 CHILDREN'S FIRST MEETING. | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 20 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance |
|---|---|---|---|
| TO RESEARCH CHALLENGES, OPPORTUNITIES FOR TRANSPARENCY, EFFICIENCY, AND ACCURACY OF IRS FORM 990. | 1 | 52250 | 0 |
| TO RESEARCH CHALLENGES, OPPORTUNITIES FOR TRANSPARENCY, EFFICIENCY, AND ACCURACY OF IRS FORM 990. | 1 | 50250 | 0 |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: FROM TIME TO TIME THE INSTITUTE ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT IT DOES NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS ENTITIES OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY, ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE SHOULD BE NOTIFIED WHENEVER PROBLEMS DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DECREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (11 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| WALTER ISAACSON | ||||||||||||||
| PRESIDENT/CEO | 781254 | 0 | 0 | 0 | 2195 | 0 | 37019 | 0 | 22860 | 0 | 843328 | 0 | 0 | 0 |
| ELLIOT GERSON | ||||||||||||||
| EXECUTIVE VP | 329759 | 0 | 3250 | 0 | 9217 | 0 | 37500 | 0 | 22865 | 0 | 402591 | 0 | 0 | 0 |
| AMY MARGERUM | ||||||||||||||
| EXEC. VP/CORPORATE S. | 329027 | 0 | 0 | 0 | 2706 | 0 | 37500 | 0 | 16341 | 0 | 385574 | 0 | 0 | 0 |
| PETER REILING | ||||||||||||||
| EXECUTIVE VP | 328009 | 0 | 0 | 0 | 1047 | 0 | 37500 | 0 | 22841 | 0 | 389397 | 0 | 0 | 0 |
| SUSAN SHERWIN | ||||||||||||||
| EXECUTIVE VP | 255280 | 0 | 0 | 0 | 8034 | 0 | 37500 | 0 | 16499 | 0 | 317313 | 0 | 0 | 0 |
| DOLORES GORGONE | ||||||||||||||
| CHIEF FINANCIAL OFFICER | 258440 | 0 | 0 | 0 | 1677 | 0 | 37500 | 0 | 2418 | 0 | 300035 | 0 | 0 | 0 |
| DAN GLICKMAN | ||||||||||||||
| EXECUTIVE DIRECTOR-CONGRESSIONAL | 300000 | 0 | 0 | 0 | 7537 | 0 | 16346 | 0 | 2654 | 0 | 326537 | 0 | 0 | 0 |
| CHARLIE FIRESTONE | ||||||||||||||
| EXEC. DIR. C&S | 286972 | 0 | 0 | 0 | 4953 | 0 | 37500 | 0 | 16411 | 0 | 345836 | 0 | 0 | 0 |
| MICKEY EDWARDS | ||||||||||||||
| DIR. RODEL | 270387 | 0 | 0 | 0 | 8781 | 0 | 37500 | 0 | 11003 | 0 | 327671 | 0 | 0 | 0 |
| CHARLES BAILEY | ||||||||||||||
| DIRECTOR AGENT ORANGE | 239193 | 0 | 0 | 0 | 4953 | 0 | 14213 | 0 | 23083 | 0 | 281442 | 0 | 0 | 0 |
| MARGARET CLARK | ||||||||||||||
| VICE PRES POLICY PROGRAMS | 242572 | 0 | 0 | 0 | 1677 | 0 | 37050 | 0 | 16341 | 0 | 297640 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 1A | ReturnReference |
| Explanation | OCCASIONALLY, THE INSTITUTE COVERS PREMIUM CLASS TRAVEL FOR STAFF. THE INSTITUTE FOLLOWS THE FOLLOWING FEDERAL TRAVEL REGULATIONS WHEN PROVIDING PREMIUM CLASS TRAVEL. EXCEPTIONS FOR PREMIUM CLASS TRAVEL: 1-3 ARE VALID FOR FIRST CLASS TRAVEL. ALL 6 PERTAIN TO BUSINESS CLASS TRAVEL. 1) TRAVEL BY AN EMPLOYEE WITH A DISABILITY OR SPECIAL NEED. A. THE EMPLOYEE'S CONDITION MUST BE SUBSTANTIATED IN WRITING BY A COMPETENT MEDICAL AUTHORITY. 2) REASONABLY AVAILABLE. A. REGULARLY SCHEDULED FLIGHTS BETWEEN THE AUTHORIZED ORIGIN AND DESTINATION POINTS DURING THE PERIOD REQUIRED TO TRAVEL ONLY INCLUDE FIRST CLASS OR BUSINESS CLASS FLIGHTS OR THERE IS NO SPACE AVAILABLE IN COACH CLASS. 3) MISSION RELATED. A. IF THERE IS A VALID MISSION RELATED REASON THEN PREMIUM CLASS IS ALLOWABLE. 4) INADEQUATE SANITATION. A. PREMIUM CLASS MAY BE AUTHORIZED WHEN COACH CLASS ON A FOREIGN CARRIER DOES NOT PROVIDE ADEQUATE SANITATION OR HEALTH STANDARDS. 5) OVERALL COST SAVINGS. A. IF THERE IS AN OVERALL SAVINGS TO THE ORGANIZATION BY AVOIDING ADDITIONAL SUBSISTENCE COSTS, OVERTIME, LOSS OF PRODUCTIVITY THAT WOULD BE INCURRED WAITING FOR COACH CLASS AVAILABILITY. 6) TRAVEL IN EXCESS OF 14 HOURS. A. SCHEDULED FLIGHT TIME BETWEEN AUTHORIZED ORIGIN AND DESTINATION AND ONE OF THESE POINTS IS OUTSIDE THE CONTINENTAL US IS IN EXCESS OF 14 HOURS. | Explanation |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 45 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 27 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 666100 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | AIR TRAVEL | Description |
| Number Of Contributions | 2 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 38300 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | THIRD PARTY USE: | Identifier |
| Return Reference | PART I, LINE 32B: | ReturnReference |
| Explanation | ASPEN HAS A WRITTEN GIFT ACCEPTANCE POLICY THAT IF A DONOR WANTS TO GIVE A GIFT OUTSIDE OF THAT POLICY WOULD BE REVIEWED BY SENIOR MANAGEMENT AND THE BOARD IF NECESSARY. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 4 | AS OF APRIL 13, 2012, THE ASPEN INSTITUTE HAD THE FOLLOWING AMENDMENTS TO THEIR BYLAWS: -PAGE 2, SECTION 3, BOARD OFFICERS, (A) OFFICERS AND TERMS. THE BOARD SHALL ELECT A CHAIRMAN AND [UP TO] TWO (2) VICE CHAIRMEN FROM AMONG ITS MEMBERSHIP, AND SUCH OTHER OFFICERS AS THE BOARD MAY DEEM NECESSARY FROM TIME TO TIME. -PAGE 7, SECTION, 6, COMMITTEES APPOINTED BY THE CHAIRMAN OF THE BOARD AND/OR PRESIDENT. THE CHAIRMAN OF EACH COMMITTEE SHALL BE ELECTED BY THE BOARD AND MAY SERVE UP TO A FOUR-YEAR TERM, AND UPON THE RECOMMENDATION OF THE TRUSTEE AFFAIRS COMMITTEE, MAY BE RENEWED BY THE BOARD FOR SUCCESSIVE TERMS. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE FEDERAL FORM 990 OF THE INSTITUTE IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM IN WHICH INFORMATION IS OBTAINED FROM INSTITUTE'S STAFF. ONCE THE INITIAL DRAFT IS PREPARED IT IS REVIEWED BY SR. FINANCE/ACCOUNTING AND COMMUNICATIONS STAFF. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE SECOND DRAFT FORM 990 IS REVIEWED BY AN APPOINTED MEMBER OF THE AUDIT COMMITTEE ALONG WITH THE CFO AND DIRECTOR OF ACCOUNTING. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE FINAL DRAFT FORM 990 IS PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE. ONCE APPROVED, COPIES ARE THEN DISTRIBUTED TO ALL BOARD MEMBERS PRIOR TO THE ANNUAL MEETING IN NOVEMBER BEFORE THE RETURN IS FILED WITH THE INTERNAL REVENUE SERVICE. | |
| FORM 990, PART VI, SECTION B, LINE 12C | THE PURPOSE OF THE CONFLICT OF INTEREST POLICY IS TO PROTECT THE INSTITUTE'S INTEREST WHEN IT IS CONTEMPLATING ENTERING INTO A TRANSACTION OR ARRANGEMENT THAT MIGHT BENEFIT THE PRIVATE INTEREST OF AN OFFICER OF THE INSTITUTE, DIRECTOR, OR TRUSTEE. THE MEMBERS OF THE BOARD OF TRUSTEES ARE REQUIRED TO SIGN A DISCLOSURE WHEN THEY BECOME TRUSTEES AND ANNUALLY WHILE THEY SERVE. THEY ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST; AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. IF THE GOVERNING BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE GOVERNING BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. | |
| FORM 990, PART VI, SECTION B, LINE 15 | THE INSTITUTE UTILIZES AN EXTERNAL CONSULTANT TO REVIEW ALL SALARIES OF THE INSTITUTE INCLUDING TOP MANAGEMENT OFFICIALS. THE CONSULTANT PERFORMS MARKET COMPARISONS WITHIN OUR PEER ORGANIZATIONS AND MAKES RECOMMENDATIONS ON SALARY LEVELS FOR POSITIONS. THE SALARY LEVELS ARE BASED ON PERCENTAGES OF THE PEER ORGANIZATIONS. THE INSTITUTE STRIVES TO STAY AT THE 50% LEVEL OF OUR COMPARATIVE ORGANIZATIONS. THE CEO AND OTHER OFFICERS SALARIES ARE REVIEWED BY THIS CONSULTANT AND THEN PRESENTED TO THE COMPENSATION SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE. THE SALARIES ARE VETTED IN THIS SUB-COMMITTEE AND A RECOMMENDATION IS MADE TO THE FULL BOARD FOR APPROVAL IN THE EXECUTIVE SESSION. | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FEDERAL FORM 990, AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. | |
| FORM 990, PART IX, LINE 11G | OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 18,844,924. MANAGEMENT AND GENERAL EXPENSES 411,336. FUNDRAISING EXPENSES 214,845. TOTAL EXPENSES 19,471,105. | OTHER FEES |
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