ORTHOCAROLINA RESEARCH INSTITUTE INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ORTHOCAROLINA RESEARCH INSTITUTE INC (EIN 01-0648145)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-15
- IRS object ID
- 201321359349301522
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-15T10:40:38-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 560574444 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHERRY BEKAERT LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1111 METROPOLITAN AVENUE SUITE 1000 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28204 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 010648145 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ORTHOCAROLINA RESEARCH INSTITUTE INC | BusinessNameLine1 |
| Business Name Line2 | FMRLY O L MILLER RESEARCH INSTITUTE | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ORTH | NameControl |
| Phone | 7043232260 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 VAIL AVENUE NO 300 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28207 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANNE SCHWOEBEL | Name |
| Title | EXECUTIVE DIRECTOR | Title |
| Phone | 7043232260 | Phone |
| Date Signed | 2013-05-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JANICE A RATICA | Name |
| PTIN | P00358837 | PTIN |
| Phone | 7043771678 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | CHRISTI CADD | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 VAIL AVENUE NO 300 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28207 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1261414 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.ORTHOCAROLINARESEARCH.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 2002 | YearFormation |
| State Legal Domicile | NC | StateLegalDomicile |
| Activity Or Mission Description | ORTHOCAROLINA RESEARCH INSTITUTE (THE "INSTITUTE" OR "OCRI") IS A NON-PROFIT ORGANIZATION DEDICATED TO PROMOTE, DEVELOP AND CONDUCT STATE OF THE ART SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRAMS FOR THE ADVANCEMENT OF ORTHOPAEDIC CARE. OCRI WAS FOUNDED TO ADVANCE AND IMPROVE ORTHOPAEDIC HEALTHCARE AND FOSTER SCIENTIFIC COLLABORATIONS BETWEEN OCRI, UNIVERSITIES, HOSPITALS, PHARMACEUTICAL COMPANIES, HEALTHCARE DEVICE MANUFACTURERS AND OTHER ACADEMIC AND RESEARCH ORGANIZATIONS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 13 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 13 | NbrIndependentVotingMembers |
| Total Nbr Employees | 14 | TotalNbrEmployees |
| Total Nbr Volunteers | 13 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 577797 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 401738 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 709928 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 829927 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 34708 | InvestmentIncomePriorYear |
| Investment Income Current Year | 29749 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1322433 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1261414 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 14100 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 611866 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 703174 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 24604 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 451587 | OtherExpensePriorYear |
| Other Expenses Current Year | 524242 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 1077553 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1227416 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 244880 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 33998 | RevenuesLessExpensesCY |
| Total Assets BOY | 2011000 | TotalAssetsBOY |
| Total Assets EOY | 2273606 | TotalAssetsEOY |
| Total Liabilities BOY | 179696 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 262539 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 1831304 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 2011067 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE INSTITUTE'S MISSION AND PRIORITIES ARE CENTRALLY FOCUSED ON: (1) IMPROVED PATIENT CARE, (2) HIGH QUALITY RESEARCH TO DEVELOP NEW AND INNOVATIVE ORTHOPAEDIC DEVICES AND TECHNOLOGIES, AND (3) COLLABORATIVE AND MULTIDISCIPLINE FORUMS TO FURTHER ENHANCE STATE-OF-THE-ART MEDICAL HEALTHCARE. THE INSTITUTE IS CURRENTLY PARTICIPATING IN 30 ON-GOING FDA REGULATED CLINICAL TRIALS AND APPROXIMATELY 70 SCIENTIFIC OUTCOMES STUDIES. ALL STUDIES SUPPORT THE PUBLIC IN PROVIDING STATE-OF-THE-ART SURGICAL TREATMENTS AND IMPROVED PATIENT CARE. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 988569 | Expense |
| Revenue | 829927 | Revenue |
| Description | CLINICAL TRIALS ARE DESIGNED TO DEVELOP NEW DEVICES, EVALUATE NEW MEDICATIONS, IMPROVE MATERIALS AND SYSTEMS, AND IMPROVE SURGICAL PROCEDURES. AT THE PRESENT TIME, THE ORTHOCAROLINA RESEARCH INSTITUTE IS FACILITATING THIRTY FDA-CONTROLLED CLINICAL TRIALS THAT SERVE AND SUPPORT THE PUBLIC IN PROVIDING STATE-OF-THE-ART SURGICAL AND NON-SURGICAL TREATMENT OPTIONS. SCIENTIFIC OUTCOMES STUDIES ARE DESIGNED TO PROVIDE DATA AND INFORMATION SUPPORTS, AND/OR OPPOSES, NEW METHODS OF TREATMENT, AND DETERMINES NEW TECHNOLOGY IN ORDER TO PROVIDE THE BEST TREATMENT OPTIONS FOR PATIENTS. CLINICAL RESEARCH STUDIES ALLOW PHYSICIANS TO PROVIDE IMPROVED PATIENT CARE, EVALUATE THE RESULTS OF NEW PROCEDURES, INSURE THAT THE TREATMENTS PROVIDED ARE THE BEST AVAILABLE, PROMOTE COST EFFECTIVE TREATMENT PROGRAMS, AND DOCUMENT PATIENT SATISFACTION AND QUALITY OF LIFE.ALL CLINICAL TRIALS AND SCIENTIFIC OUTCOMES STUDIES ARE REVIEWED AND APPROVED BY THE INSTITUTE'S RESEARCH ADVISORY COMMITTEE (RAC), THE INSTITUTIONAL REVIEW BOARD (IRB) AT CAROLINAS HEALTHCARE SYSTEM (CHS) OR PRESBYTERIAN ORTHOPAEDIC HOSPITAL (POH) PRIOR TO IMPLEMENTATION. STRINGENT PROTOCOLS ARE REQUIRED TO ENSURE THE SAFETY OF ALL PARTICIPATING INDIVIDUALS AND TO MAKE CERTAIN THAT PARTICIPATING SURGEONS FOLLOW THE SAME STUDY PROCEDURES AND GUIDELINES. | Description |
| Total Program Service Expense | 988569 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 0 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 27 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 14 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 13 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 13 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHRISTI CADD | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 7043232260 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 VAIL AVENUE STE 300 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28207 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (14 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer |
|---|---|---|---|---|---|---|
| PATRICK M CONNOR MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| WILLIAM L GRIFFIN MD | ||||||
| CHAIRMAN | 3.00 | X | 0 | 0 | 0 | X |
| WALTER B BEAVER MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| ROBERT A HEYER MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MR STEVEN W LUQUIRE | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| J MICHAEL WATTENBARGER MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MR JOHN L FRALEY JR | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MR FRED R JONES | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MORRY JOHNSTON | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MR WESLEY WALLS | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| GLENN GASTON MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| BRUCE E COHEN MD | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| CHARLES M EAST III | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| CHRISTI CADD | ||||||
| EXECUTIVE DIRECTOR | 40.00 | 103721 | 0 | 2943 | X | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 103721 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 2943 | TotalOtherCompensation |
| Number Individuals GT100 K | 1 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 0 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| All Other Contributions | 401738 | AllOtherContributions |
| Total Contributions | 401738 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RESEARCH FOR PUBLIC BE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 829927 | TotalRevenueColumn |
| Related Or Exempt Function Income | 829927 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 829927 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 25755 | TotalRevenueColumn |
| Exclusion | $25,755 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 3994 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 0 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 3994 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3994 | TotalRevenueColumn |
| Exclusion | $3,994 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1261414 | TotalRevenueColumn |
| Related Or Exempt Function Income | 829927 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $29,749 | ExclusionAmount |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 106664 | Total |
| Program Services | 59423 | ProgramServices |
| Management And General | 47241 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 455326 | Total |
| Program Services | 455326 | ProgramServices |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13085 | Total |
| Program Services | 11985 | ProgramServices |
| Management And General | 1100 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 83893 | Total |
| Program Services | 76841 | ProgramServices |
| Management And General | 7052 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 44206 | Total |
| Program Services | 40490 | ProgramServices |
| Management And General | 3716 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8266 | Total |
| Management And General | 8266 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15048 | Total |
| Management And General | 15048 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12600 | Total |
| Management And General | 12600 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13656 | Total |
| Management And General | 13656 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 41979 | Total |
| Management And General | 41979 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8688 | Total |
| Management And General | 8688 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15172 | Total |
| Management And General | 15172 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| STUDY EXPENSES | 276957 | 276957 | ||
| OSCAR MILLER DAY EXPENS | 62924 | 62924 | ||
| MISCELLANEOUS | 62725 | 1636 | 36485 | 24604 |
| EQUIPMENT | 3240 | 3240 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2987 | Total |
| Program Services | 2987 | ProgramServices |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1227416 | Total |
| Program Services | 988569 | ProgramServices |
| Management And General | 214243 | ManagementAndGeneral |
| Fundraising | 24604 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 364349 | BOY |
| EOY | 528523 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 313503 | BOY |
| EOY | 251469 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 13878 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 13878 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1333148 | BOY |
| EOY | 1493614 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2011000 | BOY |
| EOY | 2273606 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 141963 | BOY |
| EOY | 262539 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 37733 | BOY |
| EOY | 0 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 179696 | BOY |
| EOY | 262539 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1831304 | BOY |
| EOY | 2011067 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1831304 | BOY |
| EOY | 2011067 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2011000 | BOY |
| EOY | 2273606 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 33998 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 145765 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 155711 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 219517 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 372602 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 577797 | CurrentTaxYearMinus1Year |
| Current Tax Year | 401738 | CurrentTaxYear |
| Total | 1727365 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 684238 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 490421 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 575108 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 709928 | CurrentTaxYearMinus1Year |
| Current Tax Year | 829927 | CurrentTaxYear |
| Total | 3289622 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 839949 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 709938 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 947710 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1287725 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1231665 | CurrentTaxYear |
| Total | 5016987 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 100711 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 194517 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 303121 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 387926 | CurrentTaxYearMinus1Year |
| Current Tax Year | 238758 | CurrentTaxYear |
| Total | 1225033 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 100711 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 194517 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 303121 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 387926 | CurrentTaxYearMinus1Year |
| Current Tax Year | 238758 | CurrentTaxYear |
| Total | 1225033 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 3791954 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 23845 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 26282 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 35601 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 24848 | CurrentTaxYearMinus1Year |
| Current Tax Year | 25755 | CurrentTaxYear |
| Total | 136331 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 23845 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 26282 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 35601 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 24848 | CurrentTaxYearMinus1Year |
| Current Tax Year | 25755 | CurrentTaxYear |
| Total | 136331 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 863794 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 736220 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 983311 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1312573 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1257420 | CurrentTaxYear |
| Total | 5153318 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.73580 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.72060 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.02650 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.03060 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 13878 | OtherCostOrOtherBasis |
| Depreciation | 13878 | Depreciation |
| Book Value | 0 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (3 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| FIXED INCOME POOL | 256902 | F |
| EQUITY POOL | 892434 | F |
| PRIVATE INVESTMENT FUNDS | 344278 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 1493614 | TotalOfBookValueSecurities |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 1231665 | TotRevenueEtcAuditedFinclStmt |
| Revenue Not Rptd F990 | 0 | RevenueNotRptdF990 |
| Revenue Subtotal | 1231665 | RevenueSubtotal |
| Other Revenues Not Included | 29749 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 29749 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 1261414 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 1212368 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 1212368 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 15048 | InvestmentExpensesNotIncluded2 |
| Expenses Not Rptd On Fin Stmt | 15048 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 1227416 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | THE INSTITUTE IS LIABLE FOR FEDERAL AND STATE TAXES ON ANY UNRELATED BUSINESS INCOME, AS DEFINED IN THE INTERNAL REVENUE CODE. THE INSTITUTE'S POLICY IS TO RECORD A LIABILITY FOR ANY TAX POSITION TAKEN THAT IS BENEFICIAL TO THE INSTITUTE, INCLUDING ANY RELATED INTEREST AND PENALTIES, WHEN IT IS MORE LIKELY THAN NOT THE POSITION TAKEN BY MANAGEMENT WITH RESPECT TO A TRANSACTION OR CLASS OF TRANSACTIONS WILL BE OVERTURNED BY A TAXING AUTHORITY UPON EXAMINATION. MANAGEMENT BELIEVES THERE ARE NO SUCH POSITIONS AS OF DECEMBER 31, 2012 AND 2011 AND, ACCORDINGLY, NO LIABILITY HAS BEEN ACCRUED. THE INSTITUTE IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | INVESTMENT INCOME SHOWN AS CHANGE IN BENEFICIAL INTEREST TRUST ON FINANCIALS 25,755. REALIZED GAIN SHOWN AS CHANGE IN BENEFICIAL INTEREST IN TRUST ON FINANCIALS 3,994. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (4 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | THE FORM 990 IS EMAILED TO ALL BOARD MEMBERS FOR THEIR REVIEW PRIOR TO FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C | DIRECTORS, OFFICERS AND KEY EMPLOYEES CERTIFY THAT THEY READ THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND HAVE DISCLOSED ANY RELATIONSHIPS WITH ANY OF THE ORGANIZATION'S CONTRACTING PARTIES ON THE ORGANIZATION'S CONFLICT OF INTEREST FORM. THE EXECUTIVE DIRECTOR REVIEWS THESE CERTIFIED FORMS, INCLUDING COMPARISONS TO THE PRIOR YEAR'S DISCLOSURES, AND CONFIRMS ANY CHANGES WITH THE SIGNERS. NO QUESTIONABLE RELATIONSHIP HAS BEEN NOTED OR BROUGHT TO THE ATTENTION OF THE APPROPRIATE GOVERNANCE GROUP. AT THE MAY MEETING OF THE FINANCE/AUDIT COMMITTEE, THE EXECUTIVE DIRECTOR REVIEWS WITH THE COMMITTEE THE COMPLIANCE STEPS TAKEN AND THE RESULTS FOR THE YEAR, AND CONFIRMS THAT NOTHING HAS BEEN BROUGHT TO HER ATTENTION DURING THE YEAR WHICH WOULD REQUIRE FURTHER EXAMINATION OF THE CURRENT CONFLICT OF INTEREST CERTIFICATIONS. THIS REVIEW IS INCLUDED AS PART OF THE COMMITTEE'S NORMAL REPORT TO THE BOARD REGARDING THE COMMITTEE'S ACTIVITIES. |
| FORM 990, PART VI, SECTION B, LINE 15 | THE EXECUTIVE COMMITTEE COMPLETES A PERFORMANCE EVALUATION AND ASSESSMENT OF SALARY FOR THE EXECUTIVE DIRECTOR ANNUALLY. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD, CHAIRMAN OF THE RESEARCH ADVISORY COMMITTEE AND THE EXECUTIVE DIRECTOR. THE EXECUTIVE DIRECTOR IS A MEMBER OF THE EXECUTIVE COMMITTEE; HOWEVER, HAS NO VOTE WHEN IT COMES TO PERSONAL PERFORMANCE AND SALARY. THE ORTHOCAROLINA RESEARCH INSTITUTE SHARES HUMAN RESOURCE SERVICES WITH ORTHOCAROLINA, PA. THE ORTHOCAROLINA, PA HUMAN RESOURCE DEPARTMENT PERFORMS PERIODIC REVIEWS OF ALL POSITIONS TO ENSURE SALARIES ARE COMPETITIVE AND FAIR WITHIN THE MARKET. IT IS COMMON PRACTICE FOR SALARIES TO INCREASE 3-5% DEPENDING ON INDIVIDUAL PERFORMANCE ANNUALLY. THE EXECUTIVE DIRECTOR BUDGETS SALARY INCREASES ANNUALLY AND SHOULD A STAFF SALARY INCREASE GREATER THAN THE 3-5% EXPECTED RANGE, IT IS PRESENTED BEFORE THE EXECUTIVE COMMITTEE FOR APPROVAL. ALL SALARY ADJUSTMENTS MADE BY THE ORTHOCAROLINA RESEARCH INSTITUTE ARE DOCUMENTED AND SUBMITTED TO THE ORTHOCAROLINA PA, HUMAN RESOURCE DEPARTMENT FOR FINAL APPROVAL BEFORE SUBMITTING TO PAYROLL. |
| FORM 990, PART VI, SECTION C, LINE 19 | GOVERNING DOCUMENTS, POLICIES AND PROCEDURES AND FINANCIAL STATEMENTS ARE HELD IN THE OFFICE OF THE EXECUTIVE DIRECTOR. SUCH DOCUMENTS ARE AVAILABLE FOR REVIEW UPON REQUEST. |
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