DUKE UNIVERSITY: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2011-07-01 to 2012-06-30
Filed: 2013-05-15
IRS object ID: 201321359349300742
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-05-15T08:06:18-05:00	Timestamp
Tax Period End Date	2012-06-30	TaxPeriodEndDate
Return Type	990	ReturnType
Tax Period Begin Date	2011-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	DUKE	NameControl
Phone	9196842006	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHINGTON BLDG NO	AddressLine1
Address Line2	850	AddressLine2
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	TALLMAN TRASK III	Name
Title	EXECUTIVE VICE PRESIDENT	Title
Phone	9196842006	Phone
Date Signed	2013-05-10	DateSigned
Authorize Third Party	0	AuthorizeThirdParty

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Address Change	X	AddressChange
Name Of Principal Officer Person	RICHARD H BRODHEAD	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	12508014756	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.DUKE.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1841	YearFormation
State Legal Domicile	NC	StateLegalDomicile
Activity Or Mission Description	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDescription
Nbr Voting Members Governing Body	37	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	31	NbrIndependentVotingMembers
Total Nbr Employees	28065	TotalNbrEmployees
Total Nbr Volunteers	0	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	1297436773	ContributionsGrantsPriorYear
Contributions Grants Current Year	1266450295	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	807858421	ProgramServiceRevenuePriorYear
Program Service Revenue CY	845395298	ProgramServiceRevenueCY
Investment Income Prior Year	468980661	InvestmentIncomePriorYear
Investment Income Current Year	239252699	InvestmentIncomeCurrentYear
Other Revenue Prior Year	132786004	OtherRevenuePriorYear
Other Revenue Current Year	47103614	OtherRevenueCurrentYear
Total Revenue Prior Year	2707061859	TotalRevenuePriorYear
Total Revenue Current Year	2398201906	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	251114476	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	265321386	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1262555864	SalariesEtcPriorYear
Salaries Etc Current Year	1295102905	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	544429	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	27080514	TotalFundrsngExpCurrentYear
Other Expense Prior Year	1000393143	OtherExpensePriorYear
Other Expenses Current Year	936855248	OtherExpensesCurrentYear
Total Expenses Prior Year	2514063483	TotalExpensesPriorYear
Total Expenses Current Year	2497823968	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	192998376	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-99622062	RevenuesLessExpensesCY
Total Assets BOY	10394643684	TotalAssetsBOY
Total Assets EOY	10201759923	TotalAssetsEOY
Total Liabilities BOY	2239253731	TotalLiabilitiesBOY
Total Liabilities EOY	2276463364	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	8155389953	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	7925296559	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	SEE SCHEDULE O	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	1407239424	Expense
Grants	237786349	Grants
Revenue	672466077	Revenue
Description	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 4603 STUDENTS ANNUALLY	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	722950932	Expense
Grants	26885659	Grants
Revenue	1018364268	Revenue
Description	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	198554689	Expense
Grants	649378	Grants
Revenue	81897182	Revenue
Description	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	2328745045	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	1	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	1	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	0	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	1	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	1	MoreThan5000KToOrganizations
More Than5000 K To Individuals	1	MoreThan5000KToIndividuals
Professional Fundraising	1	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	1	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	1	GrantToRelatedPerson
Bsnss Rltnshp With Organization	1	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	1	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	1	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	0	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	10732	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	28065	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	0	UnrelatedBusinessIncome
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	SP	NameOfForeignCountry
Name Of Foreign Country	EC	NameOfForeignCountry
Name Of Foreign Country	IT	NameOfForeignCountry
Name Of Foreign Country	GM	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Name Of Foreign Country	CH	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Name Of Foreign Country	TZ	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	1	Form8282PropertyDisposedOf
Number Of8282 Filed	1	NumberOf8282Filed
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	37	NbrVotingGoverningBodyMembers
Number Independent Voting Members	31	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	1	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
Other Website	X	OtherWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	9196842006	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (57 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
ANNE T BASS
TRUSTEE	1.00	X	0	0	0
JACK O BOVENDER JR
TRUSTEE	1.00	X	0	0	0
RICHARD H BRODHEAD
PRESIDENT/TRUSTEE	50.00	X	985763	0	191905	X
PAULA PHILLIPS BURGER
TRUSTEE	4.00	X	0	0	0
ADRIENNE C CLOUGH
TRUSTEE	0.50	X	0	0	0
PAULA HANNAWAY CROWN
TRUSTEE	1.00	X	0	0	0
ALLYSON KAY DUNCAN
TRUSTEE	1.00	X	4500	0	0
RALPH EADS III
TRUSTEE	1.00	X	0	0	0
FRANK E EMORY JR
TRUSTEE	1.00	X	0	0	0
PAUL E FARMER
TRUSTEE	4.00	X	0	0	0
ROBIN A FERRACONE
TRUSTEE	1.00	X	0	0	0
XIQING GAO
TRUSTEE	2.50	X	0	0	0
DAVID GERGEN
TRUSTEE	0.00	X	0	0	0
THOMAS M GORRIE
TRUSTEE	2.00	X	0	0	0
JOHN HARPHAM
TRUSTEE	6.00	X	0	0	0
GERALD L HASSELL
TRUSTEE	1.00	X	0	0	0
WILLIAM A HAWKINS III
TRUSTEE	3.00	X	0	0	0
JANET HILL
TRUSTEE	1.00	X	0	0	0
BETSY D HOLDEN
TRUSTEE	0.00	X	0	0	0
KENNETH W HUBBARD
TRUSTEE	1.00	X	0	0	0
PETER J KAHN
TRUSTEE	2.00	X	0	0	0
ABHISEKH SUNNY K KANTHA
TRUSTEE	1.00	X	0	0	0
BRUCE A KARSH
TRUSTEE	1.00	X	0	0	0
ELIZABETH KISS
TRUSTEE	1.70	X	0	0	0
MARGUERITE W KONDRACKE
TRUSTEE	1.00	X	0	0	0
MICHAEL MARSICANO
TRUSTEE	0.40	X	0	0	0
MARTHA L MONSERRATE
TRUSTEE	0.10	X	0	0	0
CLARENCE G NEWSOME
TRUSTEE	9.00	X	0	0	0
ROBERT R PENN
TRUSTEE	1.00	X	0	0	0
DAVID M RUBENSTEIN
TRUSTEE	2.00	X	0	0	0
ALAN D SCHWARTZ
TRUSTEE	1.00	X	0	0	0
LAURENE M SPERLING
TRUSTEE	1.00	X	0	0	0
SUSAN M STALNECKER
TRUSTEE	1.00	X	0	0	0
ASHLEY CROWDER STANLEY
TRUSTEE	1.00	X	0	0	0
HARDY VIEUX
TRUSTEE	1.00	X	0	0	0
G RICHARD WAGONER JR
TRUSTEE	1.00	X	0	0	0
HOPE MORGAN WARD
TRUSTEE	1.00	X	0	0	0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	40.00		422842	0	45925	X
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	40.00		2060599	0	711844	X
PETER LANGE
PROVOST	65.00		524582	26000	37745	X
RICHARD V RIDDELL
VP & UNIVERSITY SECRETARY	60.00		291166	0	41212	X
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	60.00		550433	0	57606	X
NANCY C ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	60.00		743157	0	46514		X
ALVIN L CRUMBLISS
DEAN, TRINITY COLLEGE OF A & S	40.00		299610	0	35356		X
J SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	60.00		529027	0	48967		X
ALICE E GOULD
INVESTMENT MANAGER	40.00		614784	0	103840		X
ANDERS W HALL
INVESTMENT MANAGER	50.00		642015	0	164403		X
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	40.00		257608	0	77258		X
LAURIE L PATTON
DEAN, COLLEGE OF A & S	62.00		198673	0	24697		X
ERIC D PETERSON
DIRECTOR, DCRI	100.00		281928	0	42201		X
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	40.00		312015	0	36245		X
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	55.00		2001069	0	511105		X
DAVID N CUTCLIFFE
COACH	40.00		1740975	0	46977			X
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	40.00		757354	0	34757			X
MICHAEL W KRZYZEWSKI
COACH	40.00		7680591	0	1995260			X
RALPH SNYDERMAN
CHANCELLOR EMERITUS	40.00		1050805	0	41799			X
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00		886903	0	47112			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	22836399	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	26000	TotalReportableCompFrmRltdOrgs
Total Other Compensation	4342728	TotalOtherCompensation
Number Individuals GT100 K	2203	NumberIndividualsGT100K
Formers Listed	0	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD	DURHAM	NC	27703	CONSTRUCTION SERVICE	22666702
PAREXEL INTERNATIONAL
5239 PAYSPHERE CIRCLE	CHICAGO	IL	60674	CONSULTING SERVICE	16646100
BALFOUR BEATTY CONSTRUCTION
5420 WADE PARK BLVD	RALEIGH	NC	27607	CONSTRUCTION SERVICE	14071828
HC BECK LTD
3500 LENOX RD	ATLANTA	GA	30326	CONSTRUCTION SERVICE	9914934
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DR	CHAPEL HILL	NC	275991350	RESEARCH	9288622

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	655	NumberOfContractorsGT100K
Fundraising Events	6031575	FundraisingEvents
Related Organizations	102741490	RelatedOrganizations
Government Grants	588309799	GovernmentGrants
All Other Contributions	569367431	AllOtherContributions
Noncash Contributions	7256559	NoncashContributions
Total Contributions	1266450295	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION & FEES	611600	608725878	608725878
ANCILLARY STUDENT SERV	611600	81897182	81897182
CONTINUING EDUCATION	611600	56138687	56138687
CONFERENCE FEES	611600	7601512	7601512
ACADEMIC MEDICAL RESEA	611600	2356765	2356765

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	88675274	TotalRevenueColumn
Related Or Exempt Function Income	88675274	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	845395298	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	71173723	TotalRevenueColumn
Exclusion	$71,173,723	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	14244	TotalRevenueColumn
Exclusion	$14,244	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	19403232	TotalRevenueColumn
Exclusion	$19,403,232	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	6886487	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	3927194	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	2959293	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	2959293	TotalRevenueColumn
Exclusion	$2,959,293	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	10271464325	Securities
Other	612283	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	10101282000	Securities
Other	2729876	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	170182325	Securities
Other	-2117593	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	168064732	TotalRevenueColumn
Exclusion	$168,064,732	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	899308	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	6031575	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	1873780	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-974472	TotalRevenueColumn
Exclusion	-$974,472	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
MISC. SALES	900099	9834668	9834668
STUDENT DUES	900099	1883525	1883525
VARIOUS FEES AND FINES	900099	1820289	1820289

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	12177079	TotalRevenueColumn
Related Or Exempt Function Income	12177079	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	25715561	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2398201906	TotalRevenueColumn
Related Or Exempt Function Income	871110859	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$260,640,752	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	2047728	Total
Program Services	2047728	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	262827201	Total
Program Services	262827201	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	446457	Total
Program Services	446457	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	11504230	Total
Program Services	1533895	ProgramServices
Management And General	9176426	ManagementAndGeneral
Fundraising	793909	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	776102	Total
Program Services	639602	ProgramServices
Management And General	136500	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	958781822	Total
Program Services	843507330	ProgramServices
Management And General	102327952	ManagementAndGeneral
Fundraising	12946540	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	70543901	Total
Program Services	62078633	ProgramServices
Management And General	7054390	ManagementAndGeneral
Fundraising	1410878	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	177133487	Total
Program Services	156395980	ProgramServices
Management And General	18156473	ManagementAndGeneral
Fundraising	2581034	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	76363363	Total
Program Services	67199759	ProgramServices
Management And General	8399970	ManagementAndGeneral
Fundraising	763634	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	10653216	Total
Program Services	2052811	ProgramServices
Management And General	8527288	ManagementAndGeneral
Fundraising	73117	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	739180	Total
Program Services	229907	ProgramServices
Management And General	509273	ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	544429	Total
Fundraising	544429	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	15901242	Total
Management And General	15901242	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	135142577	Total
Program Services	113500041	ProgramServices
Management And General	20491544	ManagementAndGeneral
Fundraising	1150992	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	4501414	Total
Program Services	3905707	ProgramServices
Management And General	453746	ManagementAndGeneral
Fundraising	141961	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	78823676	Total
Program Services	75817548	ProgramServices
Management And General	2637173	ManagementAndGeneral
Fundraising	368955	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	28684361	Total
Program Services	17623907	ProgramServices
Management And General	11060454	ManagementAndGeneral

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	41369067	Total
Program Services	38382710	ProgramServices
Management And General	2776743	ManagementAndGeneral
Fundraising	209614	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	60238889	Total
Program Services	57460119	ProgramServices
Management And General	1707499	ManagementAndGeneral
Fundraising	1071271	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	28245104	Total
Program Services	22690326	ProgramServices
Management And General	3175243	ManagementAndGeneral
Fundraising	2379535	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	61068065	Total
Program Services	59698748	ProgramServices
Management And General	1369317	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	184331320	Total
Program Services	166027220	ProgramServices
Management And General	18304100	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	9630769	Total
Program Services	6833109	ProgramServices
Management And General	2792116	ManagementAndGeneral
Fundraising	5544	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
SUBRECIPIENT PAYMENTS	154876171	154876171
PRINTING & PUBLICATION	10528945	7995035	1697245	836665
EQUIP RENTAL & MAINTENA	71217350	84242244	-13338308	313414
COST OF GOODS SOLD	20621493	17291462	3309672	20359

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	20282409	Total
Program Services	103441395	ProgramServices
Management And General	-84627649	ManagementAndGeneral
Fundraising	1468663	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2497823968	Total
Program Services	2328745045	ProgramServices
Management And General	141998409	ManagementAndGeneral
Fundraising	27080514	Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	82111247	BOY
EOY	196703807	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	313416867	BOY
EOY	353246247	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	167346318	BOY
EOY	154197560	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	83890	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	41473023	BOY
EOY	40658711	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	18197086	BOY
EOY	17450224	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	131104170	BOY
EOY	28766920	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3780931764	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	2086664586	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1696341398	BOY
EOY	1694267178	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	1585859186	BOY
EOY	947329677	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	5661521012	BOY
EOY	6111813990	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	697273377	BOY
EOY	657241719	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	10394643684	BOY
EOY	10201759923	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	250545391	BOY
EOY	255630806	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	194067524	BOY
EOY	160565970	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1089205000	BOY
EOY	1053900000	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	6351000	BOY
EOY	6171000	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	299148576	BOY
EOY	328660313	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	399936240	BOY
EOY	471535275	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	2239253731	BOY
EOY	2276463364	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	3807926733	BOY
EOY	3624323520	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2133672617	BOY
EOY	1986864925	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2213790603	BOY
EOY	2314108114	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	8155389953	BOY
EOY	7925296559	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	10394643684	BOY
EOY	10201759923	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-99622062	ReconcilationRevenueExpenses
Reconcilation Other Changes	-130471332	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	0	PoliticalExpenditures
Volunteer Hours	0	VolunteerHours
Amt Of4955 Tax	0	AmtOf4955Tax
Amt Of4955 Tax On Managers	0	AmtOf4955TaxOnManagers
Form4720 Filed4955 Tax	0	Form4720Filed4955Tax
Correction Made	0	CorrectionMade
Volunteers	0	Volunteers
Paid Staff Or Management	1	PaidStaffOrManagement
Media Advertisements	0	MediaAdvertisements
Mailings Members	0	MailingsMembers
Publications Or Broadcast	0	PublicationsOrBroadcast
Grants Other Organizations	0	GrantsOtherOrganizations
Direct Contact Legislators	1	DirectContactLegislators
Direct Contact Legislators	$180,485	DirectContactLegislatorsAmount
Rallies Demonstrations	0	RalliesDemonstrations
Other Activities	1	OtherActivities
Other Activities	$24,239	OtherActivitiesAmount
Total Lobbying Expenditures IIB	204724	TotalLobbyingExpendituresIIB
Not Described In501c3	0	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	PART IV, SUPPLEMENTAL INFORMATION:	Identifier
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES AND SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	Explanation

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	232780	RevenuesIncluded
Assets In Part X	31327107	AssetsInPartX

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	1	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5728347000	BeginningOfYearBalance
Contributions	79855209	Contributions
Investment Earnings Or Losses	-2357082	InvestmentEarningsOrLosses
Grants Or Scholarships	70629526	GrantsOrScholarships
Other Expenditures	198079895	OtherExpenditures
End Of Year Balance	5537135706	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4802051000	BeginningOfYearBalance
Contributions	81684000	Contributions
Investment Earnings Or Losses	1123743485	InvestmentEarningsOrLosses
Grants Or Scholarships	73647646	GrantsOrScholarships
Other Expenditures	205483839	OtherExpenditures
End Of Year Balance	5728347000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4430172000	BeginningOfYearBalance
Contributions	86145000	Contributions
Investment Earnings Or Losses	530625628	InvestmentEarningsOrLosses
Grants Or Scholarships	55616571	GrantsOrScholarships
Other Expenditures	189275057	OtherExpenditures
End Of Year Balance	4802051000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6112750000	BeginningOfYearBalance
Contributions	73482915	Contributions
Investment Earnings Or Losses	-1506464915	InvestmentEarningsOrLosses
Grants Or Scholarships	52113849	GrantsOrScholarships
Other Expenditures	197482151	OtherExpenditures
End Of Year Balance	4430172000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.31000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.69000	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	1	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	1	EndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule R	1	AreRelatedOrgsListedScheduleR

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	23363177	OtherCostOrOtherBasis
Book Value	23363177	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	2487551683	OtherCostOrOtherBasis
Depreciation	1212368369	Depreciation
Book Value	1275183314	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	145643949	OtherCostOrOtherBasis
Depreciation	91462846	Depreciation
Book Value	54181103	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	620215685	OtherCostOrOtherBasis
Depreciation	459393481	Depreciation
Book Value	160822204	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	504157270	OtherCostOrOtherBasis
Depreciation	323439890	Depreciation
Book Value	180717380	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1694267178	TotalOfBookValueLandBuildings

Other Securities OtherSecurities (11 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
SHORT TERM INVESTMENTS	450608583	F
US GOVERNMENT SECURITIES	3581000	F
REAL ESTATE	837260250	F
DOMESTIC BONDS & LONG TERM NOTES	96300289	F
DOMESTIC STOCKS	245650510	F
INTERNATIONAL STOCKS	877444535	F
INTERNATIONAL BOND & LONG TERM NOTES	88780491	F
PRIVATE INVESTMENTS	1327531875	F
HEDGE STRATEGIES	859791858	F
OTHER INVESTMENTS	657317676	F
NATURAL RESOURCES	667546923	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	6111813990	TotalOfBookValueSecurities

Other Assets OtherAssets (2 entries)

DescriptionDescription	Book ValueBookValue
DEPOSITS WITH BOND TRUSTEE	9528225
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	647713494

Field	Value	IRS element (for citing)
Total Book Value Other Assets	657241719	TotalBookValueOtherAssets

Other Liabilities OtherLiabilities (7 entries)

DescriptionDescription	AmountAmount
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$42,888,203
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$248,606,415
FUNDS HELD BY OTHERS	$66,881,573
CONDITIONAL ASSET RETIREMENT	$42,474,948
REFUNDABLE FEDERAL STUDENT LOANS	$34,288,120
FICA MEDICAL RESIDENT PAYABLE	$29,191,920
INTERCOMPANY PAYABLE	$7,204,096

Field	Value	IRS element (for citing)
Total Of Amounts	471535275	TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

ExplanationExplanation
ART COLLECTION SCHEDULE D, PART III, LINE 4 DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 SCHEDULE D, PART X DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2012.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	1	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	1	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	1	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	1	MaintRacialCompositionRecords
Maint Scholarships Records	1	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	1	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	1	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	0	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	0	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	0	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	0	DiscriminateRaceScholarships
Discriminate Race Educ Policies	0	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	0	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	0	DiscriminateRaceOtherActy
Government Financial Aid Received	1	GovernmentFinancialAidReceived
Government Financial Aid Revoked	0	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	1	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION	SCHEDULE E, PART I, LINE 3	SEE SUPPLEMENTAL PAGE
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE	SCHEDULE E, PART I, LINE 6	SEE SUPPLEMENTAL PAGE
RACIALLY NONDISCRIMINATORY POLICY	FORM 990, SCHEDULE E, LINE 3	DUKE UNIVERSITY IS COMMITTED TO ENCOURAGING AND SUSTAINING WORK AND LEARNING ENVIRONMENTS THAT ARE FREE FROM HARASSMENT AND PROHIBITED DISCRIMINATION. THE UNIVERSITY PROHIBITS DISCRIMINATION AND HARASSMENT IN THE ADMINISTRATION OF BOTH ITS EMPLOYMENT AND EDUCATIONAL POLICIES. EQUAL EMPLOYMENT AND EDUCATIONAL OPPORTUNITIES ARE PROVIDED WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, AGE OR GENETIC INFORMATION. DUKE UNIVERSITY ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE AND PROMOTE QUALIFIED MINORITIES, WOMEN, INDIVIDUALS WITH DISABILITIES AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE UNIVERSITY PROHIBITS DISCRIMINATION ON THE BASIS OF SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE UNIVERSITY HAS DESIGNATED DR. BENJAMIN D. REESE, VICE-PRESIDENT OF THE OFFICE FOR INSTITUTIONAL EQUITY AS ITS TITLE IX COORDINATOR. THE OFFICE FOR INSTITUTIONAL EQUITY IS LOCATED IN SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708. DR. REESE'S OFFICE TELEPHONE NUMBER IS 684-8222. QUESTIONS OR CONCERNS REGARDING TITLE IX, HARASSMENT OR DISCRIMINATION MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. POLICIES AND RELATED PROCEDURES ARE COMMUNICATED TO ALL MEMBERS OF THE DUKE COMMUNITY THROUGH VARIOUS PUBLICATIONS, POSTINGS, ELECTRONIC MEDIA AND TRAINING SESSIONS FOR MANAGERS. PUBLICATIONS OF THE UNIVERSITY PICTURE BOTH MINORITY AND NON-MINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES. RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER.
FORM 990, SCHEDULE E, LINE 21	FINANCIAL AID AND ASSISTANCE FROM GOVERNMENTAL AGENCIES	IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, FEDERAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	1	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (55 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Total ExpendituresTotalExpenditures	Specific Services ProvidedSpecificServicesProvided
CENTRAL AMERICA AND THE CARIBBEAN	0	0	GRANTMAKING	573
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	40913	EDUCATION
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	866	RECRUITMENT
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	48610	RESEARCH
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	181874	STUDY ABROAD
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINARS	94567
EAST ASIA AND THE PACIFIC	0	0	FUNDRAISING	1126
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING	4133
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	18578	ATHLETIC EVENTS
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	2055007	EDUCATION
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	7229	MUSIC EVENT
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	87465	RECRUITMENT
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	5584049	RESEARCH
EAST ASIA AND THE PACIFIC	2	2	PROGRAM SERVICES	1859653	STUDY ABROAD
EAST ASIA AND THE PACIFIC	0	0	SEMINARS	1932067
EUROPE	0	0	FUNDRAISING	20796
EUROPE	0	0	GRANTMAKING	34100
EUROPE	0	0	PROGRAM SERVICES	188292	EDUCATION
EUROPE	0	0	PROGRAM SERVICES	25516	RECRUITMENT
EUROPE	0	0	PROGRAM SERVICES	10689519	RESEARCH
EUROPE	2	57	PROGRAM SERVICES	5987722	STUDY ABROAD
EUROPE	0	0	SEMINARS	3553018
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	10394	EDUCATION
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	12738	RECRUITMENT
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	269243	RESEARCH
MIDDLE EAST AND NORTH AFRICA	2	2	PROGRAM SERVICES	980315	STUDY ABROAD
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINARS	219618
NORTH AMERICA	0	0	FUNDRAISING	685
NORTH AMERICA	0	0	GRANTMAKING	600
NORTH AMERICA	0	0	PROGRAM SERVICES	15010	EDUCATION
NORTH AMERICA	0	0	PROGRAM SERVICES	8666180	RESEARCH
NORTH AMERICA	0	2	PROGRAM SERVICES	38905	STUDY ABROAD
NORTH AMERICA	0	0	SEMINARS	143071
RUSSIA	0	0	PROGRAM SERVICES	33830	EDUCATION
RUSSIA	0	0	PROGRAM SERVICES	13870	RECRUITMENT
RUSSIA	0	0	PROGRAM SERVICES	111937	RESEARCH
RUSSIA	0	8	PROGRAM SERVICES	1155518	STUDY ABROAD
RUSSIA	0	0	SEMINARS	88108
SOUTH AMERICA	0	0	PROGRAM SERVICES	24619	EDUCATION
SOUTH AMERICA	0	0	PROGRAM SERVICES	19380	RECRUITMENT
SOUTH AMERICA	0	0	PROGRAM SERVICES	952974	RESEARCH
SOUTH AMERICA	3	10	PROGRAM SERVICES	136475	STUDY ABROAD
SOUTH AMERICA	0	0	SEMINARS	400499
SOUTH ASIA	0	0	FUNDRAISING	15060
SOUTH ASIA	0	0	PROGRAM SERVICES	121112	EDUCATION
SOUTH ASIA	0	0	PROGRAM SERVICES	27473	RECRUITMENT
SOUTH ASIA	0	0	PROGRAM SERVICES	2942876	RESEARCH
SOUTH ASIA	1	5	PROGRAM SERVICES	1146556	STUDY ABROAD
SOUTH ASIA	0	0	SEMINARS	323988
SUB-SAHARAN AFRICA	0	0	GRANTMAKING	407052
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	115699	EDUCATION
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	3917	RECRUITMENT
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	3990293	RESEARCH
SUB-SAHARAN AFRICA	1	12	PROGRAM SERVICES	411598	STUDY ABROAD
SUB-SAHARAN AFRICA	0	0	SEMINARS	419136

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	0	SubtotalNumberOfOffices
Subtotal Number Of Employees	0	SubtotalNumberOfEmployees
Cont Number Of Offices	11	ContNumberOfOffices
Cont Number Of Employees	98	ContNumberOfEmployees
Total Number Of Offices	11	TotalNumberOfOffices
Total Number Of Employees	98	TotalNumberOfEmployees
Subtotal Amount Spent	372662	SubtotalAmountSpent
Cont Amount Spent	55261740	ContAmountSpent
Total Amount Spent	55634402	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (3 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement	Amount Of Non Cash AssistanceAmountOfNonCashAssistance	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Method Of ValuationMethodOfValuation
SUB-SUHARAN AFRICA	GENERAL SUPPORT	16461	WIRE
SUB-SUHARAN AFRICA	GENERAL SUPPORT	368154	WIRE
SUB-SUHARAN AFRICA	GENERAL SUPPORT			16000	MEDICAL EQUIPMENT	FMV

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	3	TotalNumberOf501c3Orgs
Total Number Of Other Orgs	0	TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (4 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
FELLOWSHIP	EUROPE (INCLUDING ICELAND & GREENLAND)	1	15500	WIRE
BEST ARTICLE AWARD	EUROPE (INCLUDING ICELAND & GREENLAND) -	1	1500	CHECK
DESANCTIS AWARD	EUROPE (INCLUDING ICELAND & GREENLAND) -	1	250	CHECK
TRAVEL AWARD	EUROPE (INCLUDING ICELAND & GREENLAND) -	2	850	CHECK

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	0	PassiveForeignInvestCo
Foreign Partnership	0	ForeignPartnership
Boycott Countries	1	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES	Identifier
Return Reference	SCHEDULE F, PART I, LINE 2:	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	1	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (10 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Gross ReceiptsGrossReceipts	Amount Retained By ContractorAmountRetainedByContractor	Net To OrganizationNetToOrganization	Name Of IndividualNameOfIndividual
GRENZEBACH GLIER & ASSOCIATES
MICHIGAN AVE	CHICAGO	IL	60611	CAMPAIGN CONSULTING	0	0	182506	0
(no name)
NEW JERICHO RD	CHAPEL HILL	NC	27516	CAMPAIGN CONSULTING	0	0	23705	0	ERICA LIEBERMAN
PLUS DELTA PARTNERS
EL CAMINO REAL	CARLSBAD	CA	92009	CAMPAIGN CONSULTING	0	0	22607	0
PW FEATS
3 E READ ST	BALTIMORE	MD	21202	CAMPAIGN CONSULTING	0	0	45000	0
SULLIVAN & COMPANY
W 14TH ST	NEW YORK	NY	10014	CAMPAIGN CONSULTING	0	0	188682	0
VEGA METALS
214 HUNT ST	DURHAM	NC	27701	CAMPAIGN CONSULTING	0	0	19500	0
MSA MARKETING INC
CAPITAL CENTER DR	RALEIGH	NC	27606	CAMPAIGN CONSULTING	0	0	10484	0
PETRIE CREATIVE
W JOHNSON ST	RALEIGH	NC	27603	CAMPAIGN CONSULTING	0	0	12835	0
CONBRIO
GREENBRIAR LANE	DALLAS	TX	75208	CAMPAIGN CONSULTING	0	0	10176	0
REEHER GROUP LLC
165 WESTERN AVE	ST PAUL	MI	55102	CAMPAIGN CONSULTING	0	0	11600	0

Field	Value	IRS element (for citing)
Total Retained By Contractors	527095	TotalRetainedByContractors
Licensed States	AL	LicensedStates
Licensed States	AK	LicensedStates
Licensed States	AZ	LicensedStates
Licensed States	AR	LicensedStates
Licensed States	CA	LicensedStates
Licensed States	CO	LicensedStates
Licensed States	CT	LicensedStates
Licensed States	DC	LicensedStates
Licensed States	FL	LicensedStates
Licensed States	GA	LicensedStates
Licensed States	HI	LicensedStates
Licensed States	IL	LicensedStates
Licensed States	KS	LicensedStates
Licensed States	LA	LicensedStates
Licensed States	ME	LicensedStates
Licensed States	MD	LicensedStates
Licensed States	MA	LicensedStates
Licensed States	MI	LicensedStates
Licensed States	MN	LicensedStates
Licensed States	MS	LicensedStates
Licensed States	NH	LicensedStates
Licensed States	NJ	LicensedStates
Licensed States	NM	LicensedStates
Licensed States	NY	LicensedStates
Licensed States	NC	LicensedStates
Licensed States	ND	LicensedStates
Licensed States	OH	LicensedStates
Licensed States	OK	LicensedStates
Licensed States	OR	LicensedStates
Licensed States	PA	LicensedStates
Licensed States	RI	LicensedStates
Licensed States	SC	LicensedStates
Licensed States	TN	LicensedStates
Licensed States	UT	LicensedStates
Licensed States	VA	LicensedStates
Licensed States	WA	LicensedStates
Licensed States	WV	LicensedStates
Licensed States	KY	LicensedStates
Licensed States	WI	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	2011 RADIOTHON	NameOfEvent1
Gross Receipts Event1	2081082	GrossReceiptsEvent1
Charitable Contributions Event1	2079287	CharitableContributionsEvent1
Gross Revenue Event1	1795	GrossRevenueEvent1
Other Direct Expenses Event1	451065	OtherDirectExpensesEvent1
Name Of Event2	ANGELS AMONG US	NameOfEvent2
Gross Receipts Event2	1893593	GrossReceiptsEvent2
Charitable Contributions Event2	1831394	CharitableContributionsEvent2
Gross Revenue Event2	62199	GrossRevenueEvent2
Non Cash Prizes Event2	1361	NonCashPrizesEvent2
Rent Facility Costs Event2	27870	RentFacilityCostsEvent2
Food And Beverage Event2	10640	FoodAndBeverageEvent2
Other Direct Expenses Event2	41358	OtherDirectExpensesEvent2
Total Number Of Other Events	11	TotalNumberOfOtherEvents
Gross Receipts Other Events	2956208	GrossReceiptsOtherEvents
Charitable Contrib Other Events	2120894	CharitableContribOtherEvents
Gross Revenue Other Events	835314	GrossRevenueOtherEvents
Non Cash Prizes Other Events	335453	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	4434	RentFacilityCostsOtherEvents
Food And Beverage Other Events	134773	FoodAndBeverageOtherEvents
Entertainment Other Events	20305	EntertainmentOtherEvents
Other Direct Expenses Other Events	846521	OtherDirectExpensesOtherEvents
Gross Receipts Total	6930883	GrossReceiptsTotal
Charitable Contributions Total	6031575	CharitableContributionsTotal
Gross Revenue Total Events	899308	GrossRevenueTotalEvents
Non Cash Prizes Total Events	336814	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	32304	RentFacilityCostsTotalEvents
Food And Beverage Total Events	145413	FoodAndBeverageTotalEvents
Entertainment Total Events	20305	EntertainmentTotalEvents
Other Direct Expenses Total Events	1338944	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	1873780	DirectExpenseSummaryEvents
Net Income Summary	-974472	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE G, LINE 2(B), COLUMN (V)	Identifier
Return Reference	FUNDRAISING ACTIVITIES	ReturnReference
Explanation	DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMN (V). THESE AGREEMENTS ALLOW FOR CERTAIN REIMBURSEMENTS OF EXPENSES SUCH AS: TRAVEL EXPENSES RELATED TO THE SERVICES PROVIDED. THE REIMBURSEMENT IS ANALYZED AND AUTHORIZED ON A CASE BY CASE BASIS. THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED.	Explanation

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Recipient Table RecipientTable (85 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	IRC SectionIRCSection	Amount Of Non Cash AssistanceAmountOfNonCashAssistance	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance
70 SESAME LLC
824 W BRIDGETOWNE CT	DUNLOP	IL	61525	452922243	10000	DUKE START UP CHALLENGE PRIZE
ALBERT SCHWEITZER FELLOWSHIP
330 BROOKLINE AVE	BOSTON	MA	02215	131982786	20000	SCHWEITZER FELLOWSHIP PROGRAM	501(C)(3)
AMERICAN ACADEMY OF ALLERGY
555 WELLS ST SUITE 1100	MILWAUKEE	WI	53202	396061326	6000	GENERAL SUPPORT	501(C)(3)
AMERICAN COUNCIL OF LEARNED SOCIETIES
633 THIRD AVE 8TH FLOOR	NEW YORK	NY	10017	131851145	50000	ACLS UNIVERSITY CONSORTIUM	501(C)(3)
ANTILLES JESUIT AID INC
12725 SW 6TH STREET	MIAMI	FL	33184	650341705	8000	HAITI SUPPORT	501(C)(3)
ARIZONA STATE UNIVERSITY
PO BOX 872402	TEMPE	AZ	85287	860196696	15500	GRADUATE STUDENT FELLOWSHIP	GOV'T ENTITY
CAARE INC
214 BROADWAY STREET	DURHAM	NC	27701	561963988		GENERAL SUPPORT	501(C)(3)	8811	FMV	MEDICAL/OFFICE EQUIP
CALVARY MINISTRIES OF THE W END COMM INC
1311 MOREHEAD AVENUE	DURHAM	NC	27707	561858174	18933	GENERAL SUPPORT	501(C)(3)	12278	FMV	HOUSEHOLD EQUIPMENT
CAMBRIDGE IN AMERICA
PO BOX 9123 JAF BLG	NEW YORK	NY	100879123	526071299	10378	GENERAL SUPPORT	501(C)(3)
CENTRAL PARK SCHOOL FOR CHILDREN
724 FOSTER STREET	DURHAM	NC	27701	043636336		GENERAL SUPPORT	501(C)(3)	11219	FMV	COMP/ OFFICE EQUIP
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704		GENERAL SUPPORT	501(C)(3)	10089	FMV	COMP/ OFFICE EQUIP
CHILD EVANGELISM FELLOWSHIP INC
44 IONIA AVE SW	GRAND RAPIDS	MI	49502	561827691		GENERAL SUPPORT	501(C)(3)	41557	FMV	COMP/ OFFICE EQUIP
CHURCH OF JESUS CHRIST OF NAZARETH (ERCTS)
4930-H BLACK WALNUT CT	BROWNS SUMMIT	NC	27214	264202492		GENERAL SUPPORT	501(C)(3)	13267	FMV	COMP/ OFFICE EQUIP
CHURCH WORLD SERVICE
212 S DUKE STREET	DURHAM	NC	27704	134080201		GENERAL SUPPORT	501(C)(3)	8019	FMV	OFFICE EQUIPMENT
CLEAN ENERGY DURHAM
PO BOX 2223	DURHAM	NC	27702	711032962	5360	GENERAL SUPPORT	501(C)(3)	178	FMV	OFFICE EQUIPMENT
COUNCIL ON COMPETITIVENESS
1500 K STREET NW SUITE 850	WASHINGTON	DC	20005	521872849	10000	GENERAL SUPPORT	501(C)(3)
CREST STREET COMMUNITY COUNCIL
2616 CREST ST	DURHAM	NC	27705	581399286	10000	GENERAL SUPPORT	501(C)(4)
DELTA GAMMA FOUNDATION
3520 RIVERSIDE DRIVE	COLUMBUS	OH	43221	316034001	7930	GENERAL SUPPORT	501(C)(3)
DURHAM CHAMBER LEGACY FOUNDATION
PO BOX 3829	DURHAM	NC	27702	131132350	31250	VISION 3D- 2012 CONTRIBUTION	501(C)(3)
DURHAM COUNTY
215 NORTH CHURCH ST	DURHAM	NC	27701	566000297	59500	HABITAT FOR HUMANITY SUPPORT	GOV'T ENTITY
DURHAM CRISIS RESPONSE CENTER
206 N DILLARD ST	DURHAM	NC	277013404	581496427	6244	GENERAL SUPPORT	501(C)(3)	7394	FMV	OFFICE EQUIPMENT
DURHAM PUBLIC SCHOOLS
PO BOX 30002	DURHAM	NC	27702	566001021	19300	GENERAL SUPPORT	GOV'T ENTITY	260949	FMV	COMP/ OFFICE EQUIP
DUHRAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590		GENERAL SUPPORT	501(C)(3)	72769	FMV	OFFICE EQUIPMENT
DURHAM SCHOOL OF THE ARTS
400 NORTH DUKE STREET	DURHAM	NC	27701	566001021	16561	COMMUNITY SUPPORT	GOV'T ENTITY
E K POWE ELEMENTARY SCHOOL
913 NINTH STREET	DURHAM	NC	27705	566001021	16464	COMMUNITY SUPPORT	GOV'T ENTITY
E-CLEAN RDIF TECH LLC
2406 FARTHING ST	DURHAM	NC	27704	452898077	10000	START UP CHALLENGE PRIZE
EDGE ATHLETIC APPAREL
621 E MEHRING WAY APT 702	CINCINNATI	OH	45202	455366562	10000	START UP CHALLENGE PRIZE
EISENBRAUNS INC
PO BOX 275	WINONA LAKE	IN	465900275	351844412	10000	GENERAL SUPPORT
EL CENTRO HISPANO INC
600 E MAIN STREET	DURHAM	NC	27701	562011661	16264	COMMUNITY SUPPORT	501(C)(3)
EMILY KRZYZEWSKI FAMILY CENTER
904 WEST CHAPEL HILL STREET	DURHAM	NC	27701	562230469	215033	GENERAL SUPPORT	501(C)(3)
FAMILY HEALTH MINISTRIES INC
PO BOX 16725	CHAPEL HILL	NC	275166725	562206165	14231	GENERAL SUPPORT	501(C)(3)	1287	FMV	OFFICE EQUIPMENT
FOCUS ON LIVING - AR-RAZZAQ COMMUNITY DEVELOPMENT
1009 W CHAPEL HILL STREET	DURHAM	NC	27701	900079920		GENERAL SUPPORT	501(C)(3)	5664	FMV	OFFICE EQUIPMENT
FOREST VIEW ELEMENTARY PTA
3007 MT SINAI RD	DURHAM	NC	27705	566001021	21973	COMMUNITY SUPPORT	GOV'T ENTITY
GENESIS HOME CIRCLE OF SUPPORT
324 BLACKWELL STREET SUITE 122	DURHAM	NC	27701	561633998	7000	GENERAL SUPPORT	501(C)(3)
GEORGE WATTS MONTESSORI SCHOOL
700 WATTS STREET	DURHAM	NC	27701	566001021	13739	COMMUNITY SUPPORT	GOV'T ENTITY
GORDON RESEARCH CONFERENCES
512 LIBERTY LANE	WEST KINGSTON	RI	028921502	260150662	10000	GENERAL SUPPORT	501(C)(3)
HOUSE OF REFUGE
947 E MAIN STREET	DURHAM	NC	27701	561988451		GENERAL SUPPORT	501(C)(3)	40006	FMV	OFFICE EQUIPMENT
HOUSING FOR NEW HOPE
18 W COLONY PLACE SUITE 250	DURHAM	NC	27705	582089068	5750	GENERAL SUPPORT	501(C)(3)	858	FMV	COMPUTER EQUIPMENT
HYTOWER ENERGY STORAGE
809 WILKERSON AVE	DURHAM	NC	27701	452284472	25000	START UP CHALLENGE PRIZE
INFORMED HORIZONS LLC
1860 MONTREAL RD SUITE 2	TUCKER	GA	30084	582531702	12500	GENERAL SUPPORT
INTER-FAITH FOOD SHUTTLE
PO BOX 14638	RALEIGH	NC	27620	561753180	7882	COMMUNITY SUPPORT	501(C)(3)
INTERNET2
PO BOX 7855	ANN ARBOR	MI	48107	522060187	20000	GENERAL SUPPORT	501(C)(3)
KIDZ NOTES
120 MORRIS ST	DURHAM	NC	27701	270446845	8500	COMMUNITY SUPPORT	501(C)(3)
KIRAN
1012 OBERLIN RD	RALEIGH	NC	27605	562203528	7400	GENERAL SUPPORT	501(C)(3)
KRAMDEN INSTITUTE
4916 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814		GENERAL SUPPORT	501(C)(3)	7975	FMV	COMPUTER EQUIPMENT
KUALI FOUNDATION INC
601 E KIRKWOOD AVE FH116	BLOOMINGTON	IN	47405	205118023	9666	GENERAL SUPPORT	501(C)(3)
LAKEWOOD ELEMENTARY SCHOOL
2520 VESSON AVENUE	DURHAM	NC	27707	566001021	28743	COMMUNITY SUPPORT	GOV'T ENTITY
LIFE CHANGING OUTREACH MINISTRIES
112 E PINE ST	GRAHAM	NC	27253	421645375		GENERAL SUPPORT	501(C)(3)	7470	FMV	COMPUTER EQUIPMENT
LOST SOULS MINISTRIES
908 HARRIS ST	BURLINGTON	NC	27217	203594981		GENERAL SUPPORT	501(C)(3)	8300	FMV	COMPUTER EQUIPMENT
MILBROOK ELEMENTARY
3317 DERBYSHIRE PLACE	RALEIGH	NC	27604	561137759		GENERAL SUPPORT	501(C)(3)	8300	FMV	COMPUTER EQUIPMENT
MOREHEAD MONTESSORI SCHOOL
909 COBB ST	DURHAM	NC	27707	566001021	7029	COMMUNITY SUPPORT	GOV'T ENTITY
NATIONAL ACADEMY OF SCIENCES
500 5TH ST NW ROOM GR422A	WASHINGTON	DC	20001	530196932	6000	GENERAL SUPPORT	501(C)(3)
NATIONAL HUMANITIES CENTER
7 ALEXANDER DRIVE	RTP	NC	27709	591735367	85000	GENERAL SUPPORT	501(C)(3)
NC BETA PI BETA PHI
929 MORREENE ROAD APT C34	DURHAM	NC	277054494	560606085	5600	GENERAL SUPPORT	501(C)(7)
NORTH CAROLINA NEW SCHOOLS PROJECT INC
4600 MARRIOTT DRIVE STE 510	RALEIGH	NC	27612	204031703	15000	STEM NETWORK SUPPORT	501(C)(3)
NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7566	RALEIGH	NC	276957566	566000756	15500	GRADUATE STUDENT FELLOWSHIP	GOV'T ENTITY
OKLAHOMA STATE UNIVERSITY
401 WHITEHURST	STILLWATER	OK	74076	736017987	15500	GRADUATE STUDENT FELLOWSHIP	GOV'T ENTITY
OXFORD HOUSE
203 PEKOE STREET	DURHAM	NC	27707	521582231		GENERAL SUPPORT	501(C)(3)	6225	FMV	COMPUTER EQUIPMENT
PARTNERS FOR YOUTH
1309 HALLEY ST	DURHAM	NC	27707	352206640	20750	COMMUNITY SUPPORT	501(C)(3)	830	FMV	COMPUTER EQUIPMENT
REALITY MINISTRIES
4309 MEDICAL PARK DRIVE STE 200	DURHAM	NC	27704	261514118		GENERAL SUPPORT	501(C)(3)	5112	FMV	COMP/ OFFICE EQUIP
RICHARDS ADVANTAGE
100 CASCADE POINTE LANE	CARY	NC	27513	371289163	63150	SUPPORT FOR RONALD MCDONALD HOUSE
ROGERS-HERR MIDDLE SCHOOL
911 CORNWALLS ROAD	DURHAM	NC	27707	566001021	18579	COMMUNITY SUPPORT	GOV'T ENTITY
RONALD MCDONALD HOUSE
506 ALEXANDER AVE	DURHAM	NC	27705	561220376	25514	GENERAL SUPPORT	501(C)(3)
ROXBORO CHRISTIAN ACADEMY
PO BOX 1357	ROXBORO	NC	27573	561141649		GENERAL SUPPORT	501(C)(3)	12633	FMV	COMP/ OFFICE EQUIP
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	10000	GENERAL SUPPORT	501(C)(3)
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	27000	GENERAL SUPPORT	501(C)(3)
SHARE THE WARMTH
526 S CHURCH ST	CHARLOTTE	NC	28202	581586283	5459	GENERAL SUPPORT	501(C)(3)
SHELFRELIEF
7801 NW 37TH ST TOP 102	MIAMI	FL	33166	275204810	10000	GENERAL SUPPORT
SOCIETY OF BLACK ACADEMIC SURGEONS
3800 RESERVOIR RD NW	WASHINGTON	DC	20007	161444395	10000	GENERAL SUPPORT	501(C)(3)
SPECIAL OLYMPICS OF NORTH CAROLINA INC
2200 GATEWAY CENTRE BLVD STE 2	MORRISVILLE	NC	27560	561149607	12000	GENERAL SUPPORT	501(C)(3)	100	FMV	OFFICE EQUIPMENT
ST MICHAELS EPISCOPAL CHURCH
647 DUNDEE AVE	BARRINGTON	IL	60010	362541957	6000	GENERAL SUPPORT	501(C)(3)
STOP HUNGER NOW
615 HILLSBOROUGH ST SUITE 200	RALEIGH	NC	27603	161541024	18788	GENERAL SUPPORT	501(C)(3)
STUDENT U
3116 ACADEMY RD	DURHAM	NC	27707	560538019	45000	FELLOWSHIP	501(C)(3)
TMO FOUNDATION INC
720 RED OAK TREE DRIVE	FUQUAY VARINA	NC	27526	562655343		GENERAL SUPPORT	501(C)(3)	5640	FMV	COMP/ OFFICE EQUIP
TREASURE COAST COMM HEALTH FDN
2770 INDIAN RIVER BLVD STE 203	VERO BEACH	FL	32960	272073611		GENERAL SUPPORT	501(C)(3)	12990	FMV	MEDICAL EQUIPMENT
UNIVERSITY OF CHICAGO
1427 E 60TH ST SUITE 120	CHICAGO	IL	60637	362177139	15500	GRADUATE STUDENT FELLOWSHIP	501(C)(3)
UNIVERSITY OF IDAHO
6TH DEAKIN ROOM 101	MOSCOW	ID	838444291	826000945	15500	GRADUATE STUDENT FELLOWSHIP	501(C)(3)
UNIVERSITY OF MARYLAND
PO BOX 41428	BALTIMORE	MD	212036428	526002033	75000	GENERAL SUPPORT	GOV'T ENTITY
UNIVERSITY OF NORTH CAROLINA
207 CALDWELL HALL CB 3125	CHAPEL HILL	NC	27599	566001393	5063	GENERAL SUPPORT	GOV'T ENTITY
VOYAGER ACADEMY
101 HOCK PARC	DURHAM	NC	27704	651318240		GENERAL SUPPORT	501(C)(3)	8575	FMV	COMPUTER EQUIPMENT
WAKE FOREST UNIVERSITY
REYNOLDA HALL ROOM 4	WINSTONSALEM	NC	27106	560532138	15500	GRADUATE STUDENT FELLOWSHIP	501(C)(3)
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	15150	COMMUNITY SUPPORT	501(C)(3)
WALLTOWN NEIGHBORHOOD MINISTRIES INC
917 ONSLOW STREET	DURHAM	NC	27705	562157465	13050	GENERAL SUPPORT	501(C)(3)
WASHINGTON UNIVERSITY
700 ROSEDALE AVE CB 1034	ST LOUIS	MO	63112	143060536	90000	GENERAL SUPPORT	501(C)(3)
WATER IS LIFE INTERNATIONAL INC
399 CAROLINA AVENUE SUITE 200	WINTER PARK	FL	32789	205951140	27500	GENERAL SUPPORT	501(C)(3)

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	75	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	10	TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII (149 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
PHD AWARD	1	2000
1ST PLACE ANNE FLEXNER AWARD FICTION	2	2000
POSTER AWARD	12	1781
2011 CHESTER MIDDLESWORTH AWARD	2	2000
2011 PILKINGTON MEMORIAL AWARD	1	500
2011 STANLEY JACKSON PRIZE	1	500
2011-12 CHARLES ROWE VAIL MEMORIAL SCHOLARSHIP AWARD	1	500
2011-12 OUTSTANDING TEACHING ASSIST. AWARD	8	775
2012 BME EXCELLENCE IN MS STUDIES AWARD	2	600
2012 HELMHOLTZ AWARD	3	600
2012 LEONARDO DA VINCI AWARD	1	200
2012 UTKU AWARD	2	450
2ND PL ALLEN STARLING JOHNSON JR. PRIZE	1	125
2ND PLACE ANNE FLEXNER AWARD FICTION	2	1000
2ND PLACE WINNER IN DUKE ARTS FESTIVAL	1	200
3RD PLACE IN DART CONTEST	1	100
ALEX COHEN AWARD	2	2000
ALLAN STARLING JOHNSON JR OUSTANDG HONORS POSTER	2	250
ALLAN STARLING JOHNSON, JR BEST THESIS FINALIST	4	500
ANGELS AMONG US PROJECT	1	2500
ANNE FIROR SCOTT AWARD	6	5000
ANNE MARIE PERSONS AWARD	1	350
ANNE PHILLIPS RESEARCH AWARD	2	990
ANNUAL COMPUTER SCIENCE GRADUATE STUDENT AWARDS	7	2564
AWARD	20	11025
AWARD 2011 SUMMER READING	2	1000
AWARD FOR FOREIGN LANGUAGE SUMMER 2012	3	7500
AWARD FOR RESEARCH IN ITALY	1	2700
AWARD FOR SUMMER STUDY IN THE ARTS	3	1875
LILLY LIBRARY CONTEST AWARD	7	700
BARABARA HERRSTEIN SMITH AWARD	1	250
BERGENE LI TROPHYCENT AWARD	2	1399
BETSY ALDEN OUTSTANDING SERVICE LEARNING AWARD	2	500
CAMP KALEISSCOPE PROJECT	1	12750
CASE SEED PRIZE AWARD	2	10000
CHARLES ERNEST SEAGER MEMORIAL AWARD	1	500
CHARLES ROWE VAIL MEMORIAL TEACHING AWARD	1	500
CLACS AWARD	2	1900
CLASS OF 2012 OUTSTANDING AWARD WINNER	2	4000
CLAY TALIAFERRO DANCE AWARD/SUMMER STUDY ARTS AWD.	1	875
CONTEST AWARD MAHATO EVENT	2	1031
CONTEST AWARD WINNER	2	1000
CRITICAL ESSAY COMPETITION AWARD	2	500
D.T STALLINGS MENTORING AWARD	1	100
DALE B.J. RANDALL AWARD	1	500
DALMI AWARD	1	500
DANCE WRITING AWARD	1	250
DEAN'S RECOGNITION AWARD	6	1200
DEPT OF MUSIC EXCELLENCE AWARD	1	150
DORIS DUKE AWARD	1	750
DUKE CHAPEL ASSISTANCE	1	500
DUKE START UP CHALLENGE WINNER	4	7050
DUSS MUSIC PRIZE	2	100
ELI SOCIAL ENTREPRENEURSHIP YEAR TO LAUNCH AWARD	1	12500
ESSAY AWARD	2	1000
EVA SALBER AWARD	1	500
INTERNATIONAL STUDENT RESEARCH FELLOWSHIP	11	19008
FILMMAKER AWARD	1	500
FIRST PLACE ART CONTEST AWARD	1	781
FOERSTER PRIZE WINNER	3	2200
GALLERY CHOICE PRIZE	1	50
GALLOWAY FDN FUND GRANT	3	3335
GEORGE SHERRERD III AWARD IN ELECTRICAL ENG.	1	781
GOTCHA! LIVING GREEN PRIZE	1	500
GRAD. RES. TRAINING AWARD	1	2235
GRAD. STUDENT AWARD	1	781
HAAS ESSAY PRIZE 2012	1	1200
HAROLD BRODY AWARDS	1	500
HIGHEST GPA IN SOCIOLOGY	1	250
HOLTON RESEARCH AWARD	4	1000
HONORABLE MENTION FOR ETHNICS ART CONTEST	2	129
HOPE SUMMER INSTITUTE 2	17	34500
IST PL. ALLEN STARLING JOHNSON, JR BEST THESIS	1	781
JAMESON JONES PREACHING AWARD	1	500
JODY MCAULIFFE AWARD	1	500
JOHN M CLUM AWARD	1	500
JUDITH MCDADEPRIZE	2	256
JULIA HARPER DAY AWARD	1	500
JULIA WRAY MEMORIAL DANCE AWARD	1	250
KAMMERER AWARD	2	424
KARL E ZENER AWARD	3	300
KARLA FC HOLLOWAY AWARD	2	300
KATHERINE PAYNE	1	1000
KENAN MORAL PURPOSE AWARD	1	1000
KENAN-BIDDLE GRANT	4	400
KENNETH J REARDON AWARD	1	500
KEWAUNEE POSTER COMPETITION	2	200
LINDSEY ANDREWS WOMEN'S STUDIES SCHOLARS AWARD	1	2400
LOUIS BUDD AWARD	1	250
LOUIS SUDLER PRIZE	2	2563
MARY DUKE BIDDLE FOUNDATION VISUAL ARTS AWARD	2	1000
MARY MCLEOD BETHUNE WRITING AWARD	1	150
MCMURRY RICHIE AWARD	4	750
MEMS AWARD	3	425
MICHAEL NATHAN AWARD	1	2500
MORAL PURPOSE AWARD WINNER	1	1000
MUSICAL ACHIEVEMENT PRIZE	1	50
NANCY KANEB ART HISTORY AWARD	2	1000
GRAD VAIL AWARD	2	1281
OUTSTANDING ACTING STUDENT AWARD	2	1000
OUTSTANDING GRAD. TEACHING ASSIT. AWARD	2	500
PAUL FARMER AWARD	1	100
PH CHALLENGE GRAND PRIZE	2	300
PI TAU SIGMA AWARD	2	200
PRIZE AWARD	2	750
RENTAL ASSISTANCE	1	1600
RESIDENT COMPETITION PRIZE	1	100
REYNOLDS PRICE AWARD	1	500
SCHOLARSHIPS	5	13811
SCHUTTE SENIOR CREATIVE WRITING AWARD	1	1000
SECON PLACE AWARD ART CONTEST	1	469
SERVICE AWARD-KENNETH PARKER	1	62
SOCIAL RELATIONSHIPS SURVEY WINNER	1	600
STALLINGS AWARD	1	100
STANLEY E FISH AWARD	1	390
STEPHEN HORNE TEACHING AWARD	5	1500
STUDENT WINNER FOR PRINT MADE	1	165
SUE AND LEE NOEL PRIZE	1	500
SUMMER 2012 TRAVEL GRANT	1	500
SUMMER INSTITUTE 2012	20	40000
SUMMER RESEARCH FELLOWSHIP	7	26068
TAMAR SHIRINIAN WOMEN'S STUDIES SCHOLARS AWARD	1	2400
THE HENRY SCHUMAN MUSIC PRIZE	1	350
THE JULIA WILKINSON MUELLER PRIZE	2	300
THE WILLIAM KLENZ PRIZE	1	225
THIRD PLACE AWARD ART CONTEST	1	100
THOMAS JEFFERSON AWARD - 2012	1	250
TIP AWARD	7	1806
POSTDOC MENTOR AWARD	1	1000
TRINITY RESEARCH ENHANCEMT AWARD	9	12728
TW AWARD WINNER-ARTS&SCIENCES COURSE RENUMBERGING	1	1000
URS ARTS GRANT	2	608
VISUAL STUDIES INITIATIVE AWARD	1	500
WELBY TAYLOR AWARD	1	1000
WOLA-DUKE BOOK AWARD	1	1000
YOUTH CONTEST	5	340
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	339	14142853
GRADUATE ATHLETIC SCHOLARSHIPS	8	296435
UNDERGRADUATE SCHOLARSHIPS	3680	108835469
GRADUATE SCHOLARSHIPS	3078	69216365
PRE-DOCTORAL SCHOLARSHIPS	2726	39958096
INTERNSHIP STIPEND	897	2030356
UNDERGRADUATE TUITION PAYMENT	153	303214
UNDERGRADUATE STIPEND	1150	3232558
GRADUATE TUITION SCHOLARSHIP	66	416052
GRADUATE STIPEND	1796	23164163
POSTDOCTORAL STIPEND	34	589357
PRE-DOCTORAL TUITION SCHOLARSHIP	3	18978
PRE-DOCTORAL STIPEND	68	294629

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE I, PART I, LINE 2:	Identifier
Return Reference	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S.	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	1	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	0	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
RICHARD H BRODHEAD
765292	0	0	0	220471	0	129975	0	64289	0	1180027	0	100000	0
PAMELA J BERNARD
404342	0	2000	0	16500	0	29975	0	18462	0	471279	0	0	0
VICTOR J DZAU
1035303	0	1013580	0	11716	0	697579	0	17515	0	2775693	0	0	0
PETER LANGE
508082	26000	0	0	16500	0	29975	0	9319	0	563876	26000	0	0
RICHARD V RIDDELL
274666	0	0	0	16500	0	29975	0	12051	0	333192	0	0	0
TALLMAN TRASK III
533933	0	0	0	16500	0	29975	0	29262	0	609670	0	0	0
NANCY C ANDREWS
469490	0	211951	0	61716	0	29975	0	17967	0	791099	0	0	0
ALVIN L CRUMBLISS
281193	0	1296	0	17121	0	29975	0	6215	0	335800	0	0	0
J SCOTT GIBSON
361161	0	151366	0	16500	0	29975	0	20078	0	579080	0	0	0
ALICE E GOULD
249695	0	365089	0	0	0	103840	0	735	0	719359	0	0	0
ANDERS W HALL
243196	0	382319	0	16500	0	152192	0	12943	0	807150	0	18000	0
JOHN J NOONAN
257608	0	0	0	0	0	29975	0	48050	0	335633	0	0	0
LAURIE L PATTON
157173	0	25000	0	16500	0	21918	0	3244	0	223835	0	0	0
ERIC D PETERSON
262803	0	2625	0	16500	0	29975	0	13020	0	324923	0	0	0
JAMES S ROBERTS
302015	0	10000	0	0	0	29975	0	7170	0	349160	0	0	0
NEAL F TRIPLETT
427357	0	1557212	0	16500	0	498055	0	14362	0	2513486	0	376600	0
DAVID N CUTCLIFFE
1391928	0	325572	0	23475	0	29975	0	21335	0	1792285	0	0	0
MICHAEL B KASTAN
257769	0	490136	0	9449	0	29975	0	5575	0	792904	0	0	0
MICHAEL W KRZYZEWSKI
1978401	0	5642574	0	59616	0	1982097	0	19344	0	9682032	0	775000	0
RALPH SNYDERMAN
1046835	0	20	0	3950	0	29975	0	15070	0	1095850	0	0	0
KEVIN M WHITE
791435	0	8229	0	87239	0	29975	0	19579	0	936457	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)

Return ReferenceReturnReference

ExplanationExplanation

PART I, LINE 1A

CHARTER TRAVEL SCHEDULE J, PART 1, LINE 1A MICHAEL W. KRYZYZEWSKI AND KEVIN WHITE HAVE USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. RICHARD H. BRODHEAD AND JOHN HARPHAM USED FIRST CLASS TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS SCHEDULE J, PART 1, LINE 1A COMPANIONS HAVE TRAVELED WITH MICHAEL W. KRZYZEWSKI, KEVIN WHITE, AND VICTOR J. DZAU, MD TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. TAX INDEMNIFICATION SCHEDULE J, PART 1, LINE 1A RICHARD H. BRODHEAD, MICHAEL W. KRZYZEWSKI, NANCY ANDREWS, ALVIN CRUMBLISS, MICHAEL KASTAN, AND KEVIN M. WHITE RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. RESIDENCE FOR PERSONAL USE SCHEDULE J, PART 1, LINE 1A RICHARD H. BRODHEAD WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES SCHEDULE J, PART 1, LINE 1A THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITY USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THIS FACILITY IS USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. RICHARD H. BRODHEAD WAS PROVIDED WITH PERSONAL FINANCIAL SERVICES. TO THE EXTENT SUCH SERVICES WERE NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN THE TAXABLE INCOME OF THESE INDIVIDUALS. CLUB DUES SCHEDULE J, PART 1, LINE 1A DAVID N. CUTCLIFFE, J. SCOTT GIBSON, AND NANCY ANDREWS WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINES 4A-B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART 1, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $477,600, ANDERS W. HALL $18,000, MICHAEL W. KRZYZEWSKI $450,000, RICHARD BRODHEAD $200,000, SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). VICTOR J. DZAU MD AND RALPH SNYDERMAN, MD PARTICIPATE IN A PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE, HOWEVER THEY DID NOT RECEIVE ANY PAYMENTS DURING THE REPORTING PERIOD.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GCF3	2005-06-24	216311656	SEE SCHEDULE O	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GDR6	2006-11-02	397964337	SEE SCHEDULE O	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GES3	2007-01-09	128278030	SEE SCHEDULE O	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
561592154	65819GFT0	2009-02-25	252585252	SEE SCHEDULE O	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Refunding EscrowRefundingEscrow	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Amount RetiredAmountRetired	Amount UnspentAmountUnspent
220394024	8738412	69239409	1647641	236035	140532528	2007	1	0	1	1
405128364	8814929	262529247	2807772		130976419	2008	1	1	1	1	6720000
128278030		127234526	1043504			2004	0	1	1	1
253158413	7060401	109568000	2182146		124819643		1	0	0	1		9528223

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
1	1	1	1	0.00000	0.00000	1
1	1	1	1	0.00310	0.00310	1
1	1	1	1	0.00000	0.00000	1
1	1	1	1	0.00020	0.00020	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line2NameOfGICProvider/BusinessNameLine2	Term Of GICTermOfGIC	Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
MORGAN STANLEY &
0	0	0	1	CO	1.800000000000	1	1	0
MORGAN STANLEY &
0	0	0	1	CO	1.900000000000	0	0	1
(no name)
0	0	0	0				0	1
(no name)
0	0	0	0				0	0

Field	Value	IRS element (for citing)
Fed Tax Requirements Compliance	X	FedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND	CUSIP NUMBER OF TAX-EXEMPT BONDS BOND ISSUE (C): FORM 8038 LISTS THE CUSIP NUMBER AS 65819GEQ7, 65819GER5, 65819GES3. ALL CUSIPS HAVE THE SAME MATURITY DATE. BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/16/2011 AND CUSIPS 65818NVW1, 65818NQU1, 65818NQV9, & 65818NVV3 WERE OUTSTANDING AS OF 6/30/2012 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS	BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($375,677,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($21,038,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS	BOND ISSUE (A): TO (1) REFUND $69,038,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED MARCH 17, 2005 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTING AND EQUIPPING FOUR PROJECTS LOCATED ON THE WEST CAMPUS OF DUKE UNIVERSITY (2005A PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2005A PROJECTS. BOND ISSUE (B): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (C): TO REFUND THE OUTSTANDING 2002A BONDS ISSUED 7/30/2002. BOND ISSUE (D): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (A2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 12/15/2009, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND	BOND ISSUE (D): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE. BOND ISSUE (A2): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND	LINE 4D BOND ISSUE (B): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED. LINE 6 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	NC CAPITAL FACILITIES FINANCE AGENCY	BusinessNameLine1

Field	Value	IRS element (for citing)
Issuer EIN	561592154	IssuerEIN
CUSIP Number	65818NVV3	CUSIPNumber
Date Issued	2011-06-16	DateIssued
Issue Price	396715000	IssuePrice
Description Of Purpose	SEE SCHEDULE O	DescriptionOfPurpose
Defeased	0	Defeased
On Behalf Of Issuer	0	OnBehalfOfIssuer
Pool Financing	0	PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

Field	Value	IRS element (for citing)
Amount Retired	3284000	AmountRetired
Total Proceeds	21038000	TotalProceeds
Refunding Escrow	21038000	RefundingEscrow
Current Refunding	1	CurrentRefunding
Advance Refunding	0	AdvanceRefunding
Final Allocation Made	0	FinalAllocationMade
Adequate Books And Recds Maintaind	1	AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

Field	Value	IRS element (for citing)
Owning Bond Financed Property	0	OwningBondFinancedProperty
Any Lease Arrangements	0	AnyLeaseArrangements
Mngment Cntrct Bond Financd Prprty	1	MngmentCntrctBondFinancdPrprty
Engage Bond Counsel Contracts	1	EngageBondCounselContracts
Any Research Agreements	1	AnyResearchAgreements
Engage Bond Counsel Research	1	EngageBondCounselResearch
Prcntge Prvt Business Use By Others	0.00000	PrcntgePrvtBusinessUseByOthers
Percentage Of Prvt Business Re UBI	0.00000	PercentageOfPrvtBusinessReUBI
Total Private Business Use	0.00000	TotalPrivateBusinessUse
Post Issuance Compliance Procdrs	1	PostIssuanceComplianceProcdrs

Form990 Schedule K Part IV Form990ScheduleKPartIV

Field	Value	IRS element (for citing)
Form8038 T Filed	0	Form8038TFiled
Variable Rate Issue	1	VariableRateIssue
Hedge Identified In Books And Recds	0	HedgeIdentifiedInBooksAndRecds
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGIC
Gross Proceeds Invested	0	GrossProceedsInvested
Exception To Rebate	0	ExceptionToRebate

Schedule L IRS990ScheduleL

Loan Table LoanTable

Field	Value	IRS element (for citing)
Name Person	LAURIE PATTON	NamePerson
Purpose Of Loan	RELOCATION ASSISTANCE	PurposeOfLoan
Loan From Organization	X	LoanFromOrganization
Original Principal	$88,000	OriginalPrincipalAmount
Balance Due	83890	BalanceDue
Default	0	Default
Approved By Board	0	ApprovedByBoard
Written Agreement	1	WrittenAgreement

Field	Value	IRS element (for citing)
Total Balance Due	83890	TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII (2 entries)

Name Of Interested PersonNameOfInterestedPerson	Relationship With OrganizationRelationshipWithOrganization	Amount Of GrantAmountOfGrant	Type Of AssistanceTypeOfAssistance
1 RECIPIENT	FAMILY MEMBER OF GRANT SELECTION COMMITTEE MEMBER	2000	SCHOLARSHIP
1 RECIPIENT	GRANT SELECTION COMMITTEE MEMBER	100000	AWARD

Form990 Schedule L Part IV Form990ScheduleLPartIV (10 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
CYNTHIA BRODHEAD
FAMILY MEMBER OF PRESIDENT	136500	SALARY PAID	0
CHRISTOPHER GERGEN
FAMILY MEMBER OF TRUSTEE	35000	SALARY PAID	0
LORI LEACHMAN
FAMILY MEMBER OF OFFICER	70560	SALARY PAID	0
DEBORAH JAKUBS
FAMILY MEMBER OF KEY EMP	267800	SALARY PAID	0
FELTON CAPEL
FAMILY MEMBER OF FORMER TRUSTEE	119531	SALARY PAID	0
BERNARD MATHEY-PREVOT
FAMILY MEMBER OF KEY EMPLOYEE	146711	SALARY PAID	0
MADISION SQUARE GARDEN
DIRECTOR IS TRUSTEE	321030	PAYMENT FOR GOODS OR SERVICES	0
BRIGHT HORIZONS
DIRECTOR IS TRUSTEE	366469	PAYMENT FOR GOODS OR SERVICES	0
KAPLAN INC
OWNER IS TRUSTEE	64233	PAYMENT FOR GOODS OR SERVICES	0
HINES GLOBAL
OFFICER IS TRUSTEE	10332494	PAYMENT FOR GOODS OR SERVICES	0

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	31	NumberOfContributions
Noncash Contribs Rptd F990	232780	NoncashContribsRptdF990
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenues

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	80557	NoncashContribsRptdF990
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenues

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	467	NumberOfContributions
Noncash Contribs Rptd F990	6460770	NoncashContribsRptdF990
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenues

Scientific Specimens ScientificSpecimens

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	107000	NoncashContribsRptdF990
Method Of Determining Revenues	COST	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (3 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	EVENT TICKETS	1484	215809	FMV
X	MISCELLANEOUS	210	52499	VARIOUS
X	EQUIPMENT	13	110144	VARIOUS

Field	Value	IRS element (for citing)
Number Of8283 Received	11	NumberOf8283Received
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	1	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	THIRD PARTY USE:	Identifier
Return Reference	PART I, LINE 32B:	ReturnReference
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS SCHEDULE M, PART 1, LINE 32B DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASSIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (10 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
ORGANIZATION'S MISSION	FORM 990, PART III, LINE 1	"JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION;' AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
UNRELATED BUSINESS GROSS INCOME	FORM 990, PART V, LINE 3B	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS GROSS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDING JUNE 30, 2012. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDING JUNE 30, 2012.
	FORM 990, PART VI, SECTION A, LINE 2	TRUSTEES BRUCE A. KARSH, G. RICHARD WAGONER, JR., PRESIDENT RICHARD H. BRODHEAD, EXECUTIVE VICE PRESIDENT TALLLMAN TRASK III, AND CHIEF INVESTMENT OFFICER NEAL F. TRIPLETT ARE ALL DIRECTORS OF DUMAC, LLC. OFFICERS VICTOR J. DZAU, MD AND PAMELA J. BERNARD ARE BOTH DIRECTORS OF DURHAM CASUALTY COMPANY, LTD. OFFICER VICTOR J. DZAU, MD AND KEY EMPLOYEE J. SCOTT GIBSON ARE BOTH DIRECTORS OF DUKE MEDICAL STRATEGIES, INC. TRUSTEES JANET HILL AND DAVID M. RUBENSTEIN ARE BOTH DIRECTORS OF THE CARLYLE GROUP.
	FORM 990, PART VI, SECTION A, LINE 7A	OF THE 36 ELECTED TRUSTEES FOR DUKE UNIVERSITY, TWELVE ARE ELECTED BY THE NORTH CAROLINA CONFERENCE OF THE UNITED METHODIST CHURCH AND ANOTHER TWELVE ARE ELECTED BY THE WESTERN NORTH CAROLINIA CONFERENCE OF THE UNITED METHODIST CHURCH.
	FORM 990, PART VI, SECTION B, LINE 11	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
	FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
	FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
	FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF
AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS	FORM 990, PART VII, SECTION A, COLUMN B	THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO DUKE UNIVERSITY HEALTH SYSTEM, INC. (A RELATED ORGANIZATION OF DUKE UNIVERSITY): JACK O. BOVENDER, JR, FRANK E. EMORY, JR, THOMAS M. GORRIE, SUSAN M. STALNECKER, G. RICHARD WAGONER, JR, AND NANCY C. ANDREWS MD. RICHARD H. BRODHEAD DEVOTED AN ESTIMATED AVERAGE OF TEN (10) HOURS PER WEEK TO DUKE UNIVERSITY HEALTH SYSTEM, INC. (A RELATED ORGANIZATION OF DUKE UNIVERSITY). VICTOR J. DZAU MD, DEVOTED AN ESTIMATED AVERAGE OF FORTY (40) HOURS PER WEEK TO RELATED ORGANIZATION, DUKE UNIVERSITY HEALTH SYSTEM, INC. BRUCE A. KARSH AND NEAL F. TRIPLETT, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MANAGEMENT COMPANY. HARDY VIEUX AND TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE ALUMNI ASSOCIATION, INC. TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE FSB SUPPORT FUND, INC. J. SCOTT GIBSON, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DURHAM ASSET MANAGEMENT COMPANY, INC. PETER LANGE AND MARTHA L. MONSERRATE, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE LORD FOUNDATION OF NORTH CAROLINA. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE GLOBAL, INC.: PETER LANGE, TALLMAN TRASK, III, JAMES S. ROBERTS, AND J. SCOTT GIBSON. NEAL F. TRIPLETT, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATIONS: GOTHIC CORPORATION, GOTHIC HSP CORPORATION, AND DUKE UNIVERSITY SPECIAL VENTURES FUND, INC. RALPH SNYDERMAN MD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION. PETER LANGE AND TALLMAN TRASK, III, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE CORPORATE EDUCATION. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION: VICTOR J. DZAU MD, J. SCOTT GIBSON, AND NANCY C. ANDREWS MD. PETER LANGE, LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, RESEARCH TRIANGLE INSTITUTE. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MEDICINE GLOBAL SUPPORT CORPORATION: THOMAS M. GORRIE, VICTOR J. DZAU MD, TALLMAN TRASK, III, J. SCOTT GIBSON, AND ERIC D. PETERSON. JAMES S. ROBERTS, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, THE CENTER FOR DOCUMENTARY STUDIES, INC. VICTOR J. DZAU MD, AND J. SCOTT GIBSON, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DUKE MEDICAL STRATEGIES, INC. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUMAC, LLC: G. RICHARD WAGONER, RICHARD H. BRODHEAD, BRUCE A. KARSH, AND TALLMAN TRASK, III. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF FORTY (40) HOURS PER WEEK TO RELATED ORGANIZATION, DUMAC, INC.: NEAL F. TRIPLETT, ALICE GOULD, AND ANDERS HALL. THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, COLUMN A DEVOTED AN ESTIMATED AVERAGE OF ONE(1) HOUR PER WEEK TO RELATED ORGANIZATION, DUMAC, INC.: G. RICHARD WAGONER, RICHARD H. BRODHEAD, BRUCE A. KARSH, AND TALLMAN TRASK, III. RICHARD H. BRODHEAD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF TEN (10) HOURS PER WEEK TO RELATED ORGANIZATION, ATLANTIC COAST CONFERENCE. VICTOR J. DZAU MD, AND PAMELA J. BERNARD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, DURHAM CASUALTY COMPANY, LTD. VICTOR J. DZAU MD, LISTED IN PART VII, SECTION A, COLUMN A, DEVOTED AN ESTIMATED AVERAGE OF ONE (1) HOUR PER WEEK TO RELATED ORGANIZATION, INTERNATIONAL PARTNERSHIP FOR INNOVATIVE HEALTHCARE DELIVERY, INC.
CHANGES IN NET ASSETS OR FUND BALANCES	FORM 990, PART XI, LINE 5	UNREALIZED GAINS $ (148,125,177) CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS (41,092,751) NONPERIODIC CHANGES IN BENEFIT PLANS (162,657,389) TRANSFER FROM DUHS 40,389,215 CHANGES RELATED TO MINORITY INTEREST 177,725,054 OTHER CHANGES 3,289,716 ============== $ (130,471,332)

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1

Address Foreign AddressForeign

Field	Value	IRS element (for citing)
Address Line1	ALDER CASTLE 10 NOBLE	AddressLine1
City	LONDON	City
Country	UK	Country
Postal Code	EC2V 7QJ	PostalCode

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivities
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountry
Total Income	1412407	TotalIncome
EOY Assets	22160	EOYAssets

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Form990 Schedule R Part II Form990ScheduleRPartII (34 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg	EINEIN	Direct Controlling Entity NADirectControllingEntityNA
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	11 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	11 TYPE III		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	11 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561465177
DUKE ALUMNI ASSOCIATION INC
614 CHAPEL DRIVE	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE III		0	561825604	N/A
DUKE MANAGEMENT COMPANY
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561748858
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561701245
DUKE UNIV AFFILIATED PHYSICIANS
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
DUKE UNIVERSITY HEALTH SYSTEM INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	1	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561917939
IPIHD INC
310 BLACKWELL ST	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	11 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	11 TYPE III	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	11 TYPE III		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561655039
THE FSB SUPPORT FUND
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561849290
THE LORD FDN OF NORTH CAROLINA
305 TEER BLDG	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561415423

Form990 Schedule R Part III Form990ScheduleRPartIII (12 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Direct Controlling Entity NADirectControllingEntityNA	Predominant Income TypePredominantIncomeType	Disproportionate AllocationsDisproportionateAllocations	General Or Managing PartnerGeneralOrManagingPartner	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Share Of Total IncomeShareOfTotalIncome	Percentage OwnershipPercentageOwnership
AVENUE BLUE TC FD 27-4011571
PARK AVENUE	NEW YORK	NY	10022	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PTR LLC 20-8075455
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	GA	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
DUMAC LLC - 65-1319939
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC		EXCLUDED - 512(B)	0	1	DUKE UNIVERSITY	-789265	0.74000
GMO FORESTRY 6B LP 48-1294791
FRANKLIN STREET	BOSTON	MA	02110	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NY	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
TAIYO BLUE FUND LP 80-0613746
5300 CARILLON POINT	KIRKLAND	WA	98033	INVESTMENTS	DE	N/A	N/A	0	0

Form990 Schedule R Part IV Form990ScheduleRPartIV (24 entries)

Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Direct Controlling Entity NADirectControllingEntityNA	Type Of EntityTypeOfEntity	Postal CodeAddressForeign/PostalCode	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Legal Domicile StateLegalDomicileState	Province Or StateAddressForeign/ProvinceOrState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership
COLCHESTER ALPHA FUND (BERMUDA) LTD
59-62 TOWNSEND ST 2	DUBLIN	EI	INVESTMENTS	BD	N/A	C
COLCHESTER BETA THREE FUND LTD
CENTURY HOUSE 16 PAR-LA VILLE RD	HAMILTON	BD	INVESTMENTS	BD	N/A	C	HM HX
DUKE CE LS INC
			REAL ESTATE		N/A	C		310 BLACKWELL STREET	DURHAM	NC	27701	202004016	NC
DUKE CORP EDU INDIA PRIVATE
ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	IN	CONSULTING	IN	N/A	C	380015					421672476		AHMEDABAD
DUKE CORPORATE EDUCATION LIM
165 FLEET STREET	LONDON	UK	EDU CONSULT	UK	N/A	C	EC4A 2DY					421672476
DUKE CORPORATE EDUCATION RSA
GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	SF	CONSULTING	SF	N/A	C	02021					421672476		JOHANNESBURG
DUKE GLOBAL CONSULTING (KUNSHAN)
1666 WEI CHEN NAN RD	KUNSHAN PR	CH	CONSULTING	CH	N/A	C	215300							KUNSHAN
DUKE MEDICAL STRATEGIES INC
			HEALTHCARE			C		2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	NC		DUKE UNIVERSITY	29660	188446	1.00000
DUKE MEDICINE ASIA PTE LTD
5 SHENTON WAY 07-00 UIC BLD	SING	SN	MEDICAL RESEARCH	SN	N/A	C	0688
DUKE UNIV QUADRANGLE FUND
			INVESTMENTS		N/A	T		PO BOX 185	PITTSBURGH	PA	152300185	566218971	PA
DUKE UNIVERSITY TOWER FUND
			INVESTMENTS		N/A	T		PO BOX 185	PITTSBURGH	PA	152300185	566147362	PA
DURHAM CASUALTY COMPANY LTD
AON HOUSE 30 WOODBOURNE AVE	PEMBROKE	BD	INSURANCE	BD	N/A	C	HM 08					980113277
DUSVF EUROPEAN LP
7 CAVENDISH SQUARE	LONDON	UK	INVESTMENTS	UK	N/A	C	W1G 0PE					980346042
GOTHIC INTERNATIONAL LTD
113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	KY1-1108
HEALTH SYSTEM MEDICAL STRATEGIES INC
			HEALTH CARE		N/A	C		615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	562222444	NC
INDOCHINA LAND HOLDINGS 2 LP
SCOTIA CENTRE 4TH FL PO BOX 2804	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C
INDOCHINA LAND HOLDINGS III
11F CHINA HONG KONG TOWER 8 HENNE	HONG KONG	HK	INVESTMENTS	CJ	N/A	C
JOHN & PATRICIA KOSKINEN CLUT
			INVESTMENTS		N/A	T		PO BOX 185	PITTSBURGH	PA	152300185	566532340	PA
MARATHON BLUE CAYMAN FUND
89 NEXUS WAY PO BOX 31106	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	KY1-1205
GHI HOLDINGS MAURITIUS
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C
GHI ERP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C
GHI HSP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C
GHI JBD LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C
GHI LTP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	1	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	1	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	1	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	0	PerformOfServicesByOtherOrgs
Sharing Of Facilities	0	SharingOfFacilities
Sharing Of Paid Employees	0	SharingOfPaidEmployees
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (26 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved
DUKE MANAGEMENT COMPANY
C	2588491
THE CENTER FOR DOCUMENTARY STUDIES
B	638160
DUKE GLOBAL INC
B	3015717
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	70980
DURHAM REALTY INC
B	9402566
HIGH POINT REALTY ASSOCIATES INC
C	2712000
DUKE SCHOLARLY EXHIBITS INC
B	85000
DURHAM ASSET MANAGEMENT COMPANY INC
C	2825649
DURHAM ASSET MANAGEMENT COMPANY INC
B	1460883
THE LORD FOUNDATION OF NORTH CAROLINA
C	1147629
DUKE UNIVERSITY PHILANTHROPIES INC
C	516914
DUKE GIFT PROPERTIES INC
C	608467
THE RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	413236
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
R	9685696
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
Q	3470905
GOTHIC CORPORATION
R	978882866
GOTHIC CORPORATION
Q	654319966
THE DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION
R	816478
DUMAC INC
R	5591623
DUKE MANAGEMENT COMPANY
R	2588491
DUMAC LLC
R	2076544
DUKE CORPORATE EDUCATION
J	302988
DUKE CORPORATE EDUCATION
Q	511347
DUKE UNIVERSITY HEALTH SYSTEM INC
Q	44263849
DUKE CORPORATE EDUCATION
D	17668922
JOSIAH C TRENT MEMORIAL FOUNDATION INC
C	72175