KEISER FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- KEISER FOUNDATION (EIN 27-0858768)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201321309349100532
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T12:44:48-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 270858768 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Keiser Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KEIS | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David Keiser | Name |
| Title | President | Title |
| Date Signed | 2013-05-10 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1452717 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 25 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 25 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17902 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17902 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 227677 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 395571 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 261024 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -205 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 2 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 245399 | TotalRevenueAndExpenses |
| Total Net Investment Income | 278953 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 8044 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 8044 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 4518 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 10639 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 17 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 10622 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 23201 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 8061 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 10622 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 67500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 67500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 90701 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 8061 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 78122 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 154698 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 270892 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 263718 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 356499 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 356499 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 745735 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 805875 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1094165 | InvestmentsCorpStockEOYFMV |
| Investments Other EOY | 1777 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 2053 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 1009453 | TotalAssetsBOY |
| Total Assets EOY | 1164151 | TotalAssetsEOY |
| Total Assets EOYFMV | 1452717 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 1009453 | RetainedEarningsBOY |
| Retained Earnings EOY | 1164151 | RetainedEarningsEOY |
| Total Net Assets BOY | 1009453 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1164151 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1009453 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1164151 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1009453 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 154698 | ExcessOfRevenueOverExpenses |
| Subtotal | 1164151 | Subtotal |
| Total Net Assets Fund Balances EOY | 1164151 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| Publicly-traded Securities | 395571 | 167891 | 261047 | 261047 |
| Passthrough K1 Capital Gain | 1 | 1 | ||
| Section 751 Gain on Sale of Partnership - Reclass | -24 | -24 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 261024 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 38433 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1225148 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.031370 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 66920 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1058722 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.063208 | DistributionRatioYear2 |
| Noncharitable Assets Year3 | 155290 | NoncharitableAssetsYear3 |
| Total Distribution Ratio | 000.094578 | TotalDistributionRatio |
| Average Distribution Ratio | 000.031526 | AverageDistributionRatio |
| Net Noncharitable Assets | 1440365 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 45409 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2709 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 48118 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 78122 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2709 | InvestmentIncomeExciseTax |
| Subtotal | 2709 | Subtotal |
| Tax Based On Investment Income | 2709 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2300 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2300 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2300 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 409 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | David W Keiser | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Pres / Dir / Sec | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1222938 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 239362 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1462300 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1462300 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 21935 | CashDeemedCharitable |
| Net Noncharitable Assets | 1440365 | NetNoncharitableAssets |
| Minimum Investment Return | 72018 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 72018 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2709 | TaxBasedOnInvestmentIncome |
| Total Tax | 2709 | TotalTax |
| Distributable Amount Before Adj | 69309 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 69309 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 69309 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 78122 | ExpensesAndContributions |
| Qualifying Distributions | 78122 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2709 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 75413 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 69309 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 8604 | UndistributedIncomePriorYear |
| Qualifying Distributions | 78122 | QualifyingDistributions |
| Applied To Year1 | 8604 | AppliedToYear1 |
| Applied To Current Year | 69309 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 209 | RemainingDistriFromCorpus |
| Total Corpus | 209 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 209 | ExcessDistriCyovToNextYear |
| Excess From Current Year | 209 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | David W Keiser | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (5 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CHRISTIAN COMMUNITY ACTION INC | |||||||
| 168 DAVENPORT AVE | NEW HAVEN | CT | 06519 | N/A | 509a1 | General Unrestricted | $20,000 |
| CLEARWATER INITIATIVE CORPORATION | |||||||
| PO BOX 1684 | NEW HAVEN | CT | 06507 | N/A | 509a1 | General Unrestricted | $4,000 |
| FIRST CITY FUND CORPORATION | |||||||
| 299 WHALLEY AVE | NEW HAVEN | CT | 06511 | N/A | 509a3 | FeeKeeper Program Administered by Start Community Bank | $30,500 |
| GETTYSBURG COLLEGE | |||||||
| 300 N WASHINGTON ST CAMPUS BOX | GETTYSBURG | PA | 17325 | N/A | 509a1 | Gettysburg Fund | $10,000 |
| JUNIOR ACHIEVEMENT OF SW NEW ENGLAND | |||||||
| 11 ASYLUM ST STE 601 | HARTFORD | CT | 06103 | N/A | 509a1 | New Haven Area Programs | $3,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 67500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $25 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,902 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $227,677 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | -$231 | 14 | $2 |
| Section 751 Gain on Sale of Partnership | 525990 | $24 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | -$207 | UnrelatedBusinessIncomeAmount |
| Exclusion | $245,606 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 245399 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (3 entries)
| NameName | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|
| Publicly-traded Securities | 395571 | 167891 | 227680 |
| Passthrough K1 Capital Gain | 1 | ||
| Section 751 Gain on Sale of Partnership - Reclass | -24 |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (50 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 93 shares of ADVANCE AUTO PARTS INC | 4648 | 6729 |
| 150 shares of AFLAC INC. | 6705 | 7968 |
| 3372 shares of ALEXION PHARMACEUTICALS, INC. | 81054 | 316092 |
| 116 shares of AMER INTERNATIONAL GROUP INC | 3993 | 4095 |
| 33 shares of AMERICAN TOWER REIT INC | 1962 | 2550 |
| 50 shares of APACHE CORPORATION | 4033 | 3925 |
| 25 shares of APPLE INC. | 7987 | 13304 |
| 178 shares of BARRICK GOLD CORP COM | 8225 | 6232 |
| 91 shares of BERKSHIRE HATHAWAY INC. CLASS B | 7152 | 8163 |
| 51 shares of CANADIAN PACIFIC RAILWAY LTD | 3727 | 5183 |
| 145 shares of CHENIERE ENERGY INC COMMON | 2209 | 2723 |
| 67 shares of CHEVRON CORP | 4963 | 7245 |
| 205 shares of CVS CAREMARK CORP. | 7055 | 9912 |
| 30 shares of DEVON ENERGY CORPORATION | 2081 | 1561 |
| 89 shares of DOLLAR GENERAL CORP | 4023 | 3924 |
| 40 shares of EBAY INC. | 2044 | 2040 |
| 247 shares of HALLIBURTON COMPANY | 7300 | 8568 |
| 37 shares of INTERNATIONAL BUSINESS MACHINES | 5871 | 7087 |
| 586 shares of ISHARES BARCLAYS 1-3 YEAR TREASURY BOND FUND | 49446 | 49470 |
| 680 shares of ISHARES BARCLAYS TIPS BOND FUND | 74765 | 82559 |
| 60 shares of JOHNSON JOHNSON | 3742 | 4206 |
| 9366 shares of JP MORGAN STRATEGIC INCOME OPPORTUNITIES FD SELECT | 109085 | 110797 |
| 36 shares of KANSAS CITY SOUTHERN | 2112 | 3005 |
| 68 shares of LIFE TECHNOLOGIES CORP | 3460 | 3334 |
| 90 shares of LOCKHEED MARTIN CORP | 7109 | 8306 |
| 44 shares of LYONDELLBASELL INDUSTRIES NV | 2057 | 2512 |
| 33 shares of MARATHON PETROLEUM CORP | 2029 | 2079 |
| 66 shares of MARKET VECTORS - GOLD MINERS ETF | 3548 | 3062 |
| 75 shares of MCDONALDS CORP | 5132 | 6616 |
| 85 shares of MCKESSON CORP | 5097 | 8242 |
| 48 shares of MICHAEL KORS HOLDINGS LIMITED O | 2608 | 2449 |
| 255 shares of MICROSOFT CORPORATION | 7010 | 6811 |
| 339 shares of NCR CP | 7545 | 8638 |
| 160 shares of NOVARTIS AG ADR | 8689 | 10128 |
| 70 shares of OCWEN FINL CORP | 1382 | 2421 |
| 313 shares of ORACLE CORP | 9316 | 10429 |
| 14558 shares of PIMCO LOW DURATION FUND P | 152369 | 153004 |
| 4132 shares of PIMCO TOTAL RETURN FUND P CLASS | 45826 | 46445 |
| 182 shares of SANOFI-AVENTIS SPONSORED ADR | 6395 | 8623 |
| 15 shares of SIMON PPTY GROUP INC NEW | 1995 | 2371 |
| 22 shares of SPDR GOLD TR GOLD SHS | 2630 | 3564 |
| 362 shares of SPDR SP 500 ETF TRUST | 49536 | 51552 |
| 134 shares of THERMO FISHER SCIENTIFIC INC | 7263 | 8547 |
| 1971 shares of THORNBURG GLOBAL VALUE FUND CLASS I | 51588 | 55369 |
| 86 shares of TOTAL FINA ELF S.A. | 4067 | 4473 |
| 46 shares of UNITED RENTALS INC | 2090 | 2094 |
| 23 shares of VISA INC | 2311 | 3486 |
| 294 shares of VODAFONE GROUP PLC | 5998 | 7406 |
| 58 shares of WALT DISNEY HOLDINGS CO. | 2583 | 2888 |
| 23 shares of WATSON PHARMACEUTICALS INC. | 2060 | 1978 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ENTERPRISE PRODUCTS PARTNERS LP | CategoryOrItem |
| Book Value | 1777 | BookValue |
| EOYFMV | 2053 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 10597 | 10597 | |
| Bank Charges | 13 | 13 | |
| K-1 Exp ATLAS PIPELINE PARTNERS LP | 4 | 4 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| K-1 Inc/Loss ATLAS PIPELINE PARTNERS LP | -12 | 5 |
| K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP | -217 | -3 |
| 751 Gain on Sale ATLAS PIPELINE PARTNERS LP | 24 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $8,044 | Amount |
| Net Investment Income | 8044 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount |
|---|---|
| Estimated Tax for 2012 | $2,300 |
| Excise Tax for 2011 | $2,218 |
Comments