UNIVERSITY OF CHICAGO: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: UNIVERSITY OF CHICAGO (EIN 36-2177139)
Tax period: 2011-07-01 to 2012-06-30
Filed: 2013-05-09
IRS object ID: 201321299349302912
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-05-09T17:30:07-05:00	Timestamp
Tax Period End Date	2012-06-30	TaxPeriodEndDate
Return Type	990	ReturnType
Tax Period Begin Date	2011-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	362177139	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	UNIVERSITY OF CHICAGO	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	UNIV	NameControl
Phone	7737021941	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	5801 S ELLIS AVENUE	AddressLine1
City	CHICAGO	City
State	IL	State
ZIP Code	60637	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JOHN R KROLL	Name
Title	ASSOC VP FINANCE	Title
Phone	7737021941	Phone
Date Signed	2013-05-09	DateSigned

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	ROBERT J ZIMMER	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	5801 S ELLIS AVENUE	AddressLine1
City	CHICAGO	City
State	IL	State
ZIP Code	60637	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	2454194243	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.UCHICAGO.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1890	YearFormation
State Legal Domicile	IL	StateLegalDomicile
Activity Or Mission Description	THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	52	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	41	NbrIndependentVotingMembers
Total Nbr Employees	19618	TotalNbrEmployees
Total Nbr Volunteers	10660	TotalNbrVolunteers
Total Gross UBI	10577578	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	704552617	ContributionsGrantsPriorYear
Contributions Grants Current Year	717944430	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	1102128862	ProgramServiceRevenuePriorYear
Program Service Revenue CY	1095101204	ProgramServiceRevenueCY
Investment Income Prior Year	412268177	InvestmentIncomePriorYear
Investment Income Current Year	335854342	InvestmentIncomeCurrentYear
Other Revenue Prior Year	52554613	OtherRevenuePriorYear
Other Revenue Current Year	58812749	OtherRevenueCurrentYear
Total Revenue Prior Year	2271504269	TotalRevenuePriorYear
Total Revenue Current Year	2207712725	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	337549289	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	346290502	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1154330959	SalariesEtcPriorYear
Salaries Etc Current Year	1212115872	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	59469000	TotalFundrsngExpCurrentYear
Other Expense Prior Year	560707120	OtherExpensePriorYear
Other Expenses Current Year	743076639	OtherExpensesCurrentYear
Total Expenses Prior Year	2052587368	TotalExpensesPriorYear
Total Expenses Current Year	2301483013	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	218916901	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-93770288	RevenuesLessExpensesCY
Total Assets BOY	9405971301	TotalAssetsBOY
Total Assets EOY	9619035065	TotalAssetsEOY
Total Liabilities BOY	3440257301	TotalLiabilitiesBOY
Total Liabilities EOY	3814462065	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	5965714000	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	5804573000	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	822043321	Expense
Revenue	629288242	Revenue
Description	INSTRUCTION:IN 2011-2012, THE UNIVERSITY ENROLLED 15,393 STUDENTS, OF THAT TOTAL, 5,369 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 3,753 WERE GRADUATE STUDENTS, 5,441 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 830 WERE NON-DEGREE STUDENTS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	270846268	Expense
Revenue	382863375	Revenue
Description	RESEARCH:UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2011-2012 THE UNIVERSITY WAS AWARDED A TOTAL OF $466.3 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES. THIS FISCAL YEAR $382.9 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATIONAL SCIENCE FOUNDATION PROVIDING THE LARGEST AMOUNTS OF FUNDING. FOUNDATION RESEARCH SPONSORSHIP AWARDS TOTALED $45.8 MILLION, FOLLOWED BY CORPORATE RESEARCH SPONSORSHIP OF $41.7 MILLION.THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A RELATED ORGANIZATION, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $768 MILLION ANNUAL BUDGET AND APPROXIMATELY 3400 EMPLOYEES. IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $434 MILLION ANNUAL BUDGET AND OVER 1800 EMPLOYEES.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	294393426	Expense
Description	SCHOLARSHIPS & FELLOWSHIPS:THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2011-2012 ACADEMIC YEAR, APPROXIMATELY 55 PERCENT OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $294.3 MILLION. OF THIS AMOUNT, APPROXIMATELY $211.2 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $83.1 MILLION CAME FROM RESTRICTED SOURCES. MORE THAN ELEVEN HUNDRED STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS FOR LOW-INCOME AND MODERATE-INCOME STUDENTS BY ELIMINATING LOANS FOR THOSE WITH FAMILY INCOME BELOW $75,000 AND REDUCING LOAN INDEBTEDNESS FOR MANY OTHERS. THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACH PH.D. STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL. THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDING COMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS.	Description

Activity Other ActivityOther

Field	Value	IRS element (for citing)
Expense	668315202	Expense
Revenue	465812962	Revenue
Description	THE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE:AUXILIARY ENTERPRISESLIBRARYOTHER STUDENT SERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANT	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	668315202	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	465812962	TotalOfOtherProgramServiceRev
Total Program Service Expense	2055598217	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	1	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	1	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	1	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	1	MoreThan5000KToOrganizations
More Than5000 K To Individuals	1	MoreThan5000KToIndividuals
Professional Fundraising	0	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	0	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	1	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	1	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	1	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	22913	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	19618	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	EG	NameOfForeignCountry
Name Of Foreign Country	FR	NameOfForeignCountry
Name Of Foreign Country	CH	NameOfForeignCountry
Name Of Foreign Country	HK	NameOfForeignCountry
Name Of Foreign Country	IN	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Name Of Foreign Country	BG	NameOfForeignCountry
Name Of Foreign Country	BR	NameOfForeignCountry
Name Of Foreign Country	RS	NameOfForeignCountry
Name Of Foreign Country	SF	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	1	NonDeductibleContributions
Non Deductible Disclosure	1	NonDeductibleDisclosure
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	52	NbrVotingGoverningBodyMembers
Number Independent Voting Members	41	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	0	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
States Where Copy Of Return Is Filed	OK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	JOHN R KROLL	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	7737021941	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	6054 S DREXEL AVENUE	AddressLine1
City	CHICAGO	City
State	IL	State
ZIP Code	60637	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (75 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
ANDREW M ALPER
CHAIR	18.00	X	0	0	0
JACK W FULLER
VICE CHAIR	18.00	X	0	0	0
PAUL G YOVOVICH
VICE CHAIR	18.00	X	0	0	0
SEKHAR BAHADUR
BOARD MEMBER	2.00	X	0	0	0
DAVID G BOOTH
BOARD MEMBER	2.00	X	0	0	0
DAVID B BROOKS
BOARD MEMBER	2.00	X	0	0	0
THOMAS A COLE
BOARD MEMBER	2.00	X	0	0	0
E DAVID COOLIDGE III
BOARD MEMBER	2.00	X	0	0	0
JAMES S CROWN
BOARD MEMBER	2.00	X	0	0	0
KATHARINE P DARROW
BOARD MEMBER	2.00	X	0	0	0
DANIEL L DOCTOROFF
BOARD MEMBER	2.00	X	0	0	0
BRADY W DOUGAN
BOARD MEMBER	2.00	X	0	0	0
CRAIG J DUCHOSSOIS
BOARD MEMBER	2.00	X	0	0	0
JOHN A EDWARDSON
BOARD MEMBER	2.00	X	0	0	0
JAMES S FRANK
BOARD MEMBER	2.00	X	0	0	0
TIMOTHY M GEORGE
BOARD MEMBER	2.00	X	0	0	0
RODNEY L GOLDSTEIN
BOARD MEMBER	2.00	X	0	0	0
MARY LOUISE GORNO
BOARD MEMBER	2.00	X	0	0	0
KATHRYN C GOULD
BOARD MEMBER	2.00	X	0	0	0
SANFORD J GROSSMAN
BOARD MEMBER	2.00	X	0	0	0
KING W HARRIS
BOARD MEMBER	2.00	X	0	0	0
KENNETH M JACOBS
BOARD MEMBER	2.00	X	3000	0	0
KAREN L KATEN
BOARD MEMBER	2.00	X	0	0	0
DENNIS J KELLER
BOARD MEMBER	2.00	X	0	0	0
STEVEN A KERSTEN
BOARD MEMBER	2.00	X	0	0	0
JAMES M KILTS
BOARD MEMBER	2.00	X	0	0	0
MICHAEL J KLINGENSMITH
BOARD MEMBER	2.00	X	0	0	0
MICHAEL L KLOWDEN
BOARD MEMBER	2.00	X	0	0	0
ROBERT W LANE
BOARD MEMBER	2.00	X	0	0	0
CHARLES A LEWIS
BOARD MEMBER	2.00	X	0	0	0
JOHN LIEW
BOARD MEMBER	2.00	X	0	0	0
PETER W MAY
BOARD MEMBER	2.00	X	0	0	0
JOSEPH NEUBAUER
BOARD MEMBER	2.00	X	0	0	0
EMILY NICKLIN
BOARD MEMBER	2.00	X	0	0	0
HARVEY B PLOTNICK
BOARD MEMBER	2.00	X	0	0	0
MICHAEL P POLSKY
BOARD MEMBER	2.00	X	0	0	0
MYRTLE STEPHENS POTTER
BOARD MEMBER	2.00	X	0	0	0
THOMAS J PRITZKER
BOARD MEMBER	2.00	X	0	0	0
THOMAS A REYNOLDS III
BOARD MEMBER	2.00	X	0	0	0
JOHN W ROGERS JR
BOARD MEMBER	2.00	X	0	0	0
ANDREW M ROSENFIELD
BOARD MEMBER	2.00	X	0	0	0
DAVID M RUBENSTEIN
BOARD MEMBER	2.00	X	0	0	0
ALVARO J SAIEH
BOARD MEMBER	2.00	X	0	0	0
STEVE G STEVANOVICH
BOARD MEMBER	2.00	X	0	0	0
ELIZABETH M THOMPSON
BOARD MEMBER	2.00	X	0	0	0
MARY A TOLAN
BOARD MEMBER	2.00	X	0	0	0
BRYON D TROTT
BOARD MEMBER	2.00	X	0	0	0
MARSHALL I WAIS JR
BOARD MEMBER	2.00	X	0	0	0
GREGORY W WENDT
BOARD MEMBER	2.00	X	0	0	0
PAULA WOLFF
BOARD MEMBER	2.00	X	0	0	0
FRANCIS T F YUEN
BOARD MEMBER	2.00	X	0	0	0
ROBERT J ZIMMER
PRESIDENT AND TRUSTEE	40.00	X	2756471	0	602252	X
THOMAS F ROSENBAUM
PROVOST	40.00		572717	0	86883	X
NIMALAN CHINNIAH
VP FOR ADMIN & CFO	40.00		537906	0	49278	X
THOMAS FARRELL
VP - ALUMI RELATIONS	40.00		487957	0	45339	X
DAVID B FITHIAN
SECRETARY OF THE BOARD	40.00		304261	0	26556	X
KIMBERLY GOFF-CREWS
VP - DEAN OF STUDENTS	40.00		267287	0	29040	X
DAVID GREENE
VP STRATEGIC INITIATIVES	40.00		512159	0	62732	X
BETH A HARRIS
VP & GENERAL COUNSEL	40.00		382465	0	123587	X
DONALD H LEVY
VP FOR RESEARCH & NATL. LA	40.00		338057	0	31752	X
ANN MARIE LIPINSKI
VP FOR CIVIC ENGAGEMENT	40.00		222159	0	28143	X
KEN MANOTTI
VP - ALUMI RELATIONS	40.00		66599	0	6062	X
JAMES NONDORF
VP & DEAN OF ADMISSIONS	40.00		380474	0	26776	X
JULIE A PETERSON
VP FOR UNIV. COMMUNICATION	40.00		380488	0	55283	X
KENNETH S POLONSKY
VP FOR MEDICAL AFFAIRS	40.00		1743266	0	37582	X
MARK SCHMID
VP & CHIEF INVESTMENT OFC.	40.00		1867971	0	543784	X
SUNIL KUMAR
DEAN BOOTH SCH OF BUSINESS	40.00		823264	0	34866		X
MICHAEL E EDLESON
CHIEF RISK OFFICER INVEST	40.00		1259808	0	361799			X
PATRICK O'HARA
MGR DIR OF PRIV EQUITY INV	40.00		1137014	0	278157			X
CHRISTOPHER LONGEE
MGR DIR OF REAL ASSET INVE	40.00		1167777	0	301094			X
JOANNA RUPP
CHIEF OPER. OFFICER INVEST	40.00		1202327	0	311742			X
MATTHEW STONE
MGR DIR OF PUB MKTS & ABSOL.	40.00		1129969	0	337873			X
KINERT JAFFE
DIR OF CULTURAL PARTNERS	40.00		159723	0	33337				X
EVERETT VOKES
INTERIM VP FOR MED. AFFAIR	40.00		823866	0	74740				X
EDWARD SNYDER
FORMER DEAN BOOTH SCH. OF	40.00		358239	0	30116				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	18885224	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	3518773	TotalOtherCompensation
Number Individuals GT100 K	2111	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
ALLIED BARTON SECURITY SERVICES
PO BOX 828854	PHILADELPHIA	PA	19182	SECURITY	2901134
US EQUITIES ASSET MANAGEMENT LLC
20 N MICHIGAN AVENUE	CHICAGO	IL	60602	PROPERTY MANAGEMENT	2696726
ZELLER 401 PROPERTY LLC
37403 EAGLE WAY	CHICAGO	IL	60678	PROPERTY MANAGEMENT & RENT	2264003
TOD WILLIAMS BILLIE TSIEN ARCHITECTS LLP
222 CENTRAL PARK SOUTH	NEW YORK	NY	10019	ARCHITECTS	1259091
DLA PIPER USA LLP
203 N LASALLE ST	CHICAGO	IL	60601	LEGAL FEES	893482

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	66	NumberOfContractorsGT100K
Fundraising Events	572043	FundraisingEvents
Related Organizations	63000000	RelatedOrganizations
Government Grants	382863375	GovernmentGrants
All Other Contributions	271509012	AllOtherContributions
Noncash Contributions	60411812	NoncashContributions
Total Contributions	717944430	TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION AND FEES	900099	629288242	629288242
SALES & SERVICES EDU A	900099	329859462	329859462
SALES & SERVICE AUX EN	900099	131195909	131195909
FEES FR GOVT AGENCIES	900099	4757591	4757591

Field	Value	IRS element (for citing)
Total Program Service Revenue	1095101204	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	103329481	TotalRevenueColumn
Unrelated Business Revenue	3823080	UnrelatedBusinessRevenue
Exclusion	$99,506,401	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	242074	TotalRevenueColumn
Exclusion	$242,074	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	9612744	TotalRevenueColumn
Exclusion	$9,612,744	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	452444434	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	214849372	Securities
Other	5312275	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	237595062	Securities
Other	-5312275	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	232282787	TotalRevenueColumn
Exclusion	$232,282,787	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	236990	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	572043	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	264721	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-27731	TotalRevenueColumn
Exclusion	-$27,731	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	67174460	GrossSalesOfInventory
Cost Of Goods Sold	26055150	CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	41119310	TotalRevenueColumn
Exclusion	$41,119,310	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Unrelated Business RevenueUnrelatedBusinessRevenue	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
CONFERENCES & CATERING	722320	6498564	6498564
ACTUARIAL ADJUSTMENT	900099	4103547		4103547
ADVERTISING	541800	255934	255934

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	-2749619	TotalRevenueColumn
Related Or Exempt Function Income	-2749619	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	8108426	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2207712725	TotalRevenueColumn
Related Or Exempt Function Income	1096455132	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	10577578	UnrelatedBusinessRevenue
Exclusion	$382,735,585	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	48474998	Total
Program Services	48474998	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	290567894	Total
Program Services	290567894	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	7247610	Total
Program Services	7247610	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	11624363	Total
Management And General	10467278	ManagementAndGeneral
Fundraising	1157085	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	931122472	Total
Program Services	804613252	ProgramServices
Management And General	81194755	ManagementAndGeneral
Fundraising	45314465	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	72415093	Total
Program Services	54614785	ProgramServices
Management And General	14400068	ManagementAndGeneral
Fundraising	3400240	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	140890129	Total
Program Services	106258015	ProgramServices
Management And General	28016639	ManagementAndGeneral
Fundraising	6615475	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	56063815	Total
Program Services	42282804	ProgramServices
Management And General	11148543	ManagementAndGeneral
Fundraising	2632468	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	20642193	Total
Program Services	18457117	ProgramServices
Management And General	2175459	ManagementAndGeneral
Fundraising	9617	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	4595500	Total
Management And General	4595500	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	710943	Total
Management And General	710943	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	295441	Total
Management And General	295441	ManagementAndGeneral

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	3267059	Total
Program Services	3267059	ProgramServices

Advertising Advertising

Field	Value	IRS element (for citing)
Total	5735237	Total
Program Services	5735237	ProgramServices

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	124894681	Total
Program Services	111673976	ProgramServices
Management And General	13162519	ManagementAndGeneral
Fundraising	58186	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	16380546	Total
Program Services	14668879	ProgramServices
Management And General	1684880	ManagementAndGeneral
Fundraising	26787	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	4989690	Total
Program Services	4989690	ProgramServices

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	49592587	Total
Program Services	44443953	ProgramServices
Management And General	5069566	ManagementAndGeneral
Fundraising	79068	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	31763968	Total
Program Services	28401599	ProgramServices
Management And General	3347571	ManagementAndGeneral
Fundraising	14798	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	30158430	Total
Program Services	26966015	ProgramServices
Management And General	3178365	ManagementAndGeneral
Fundraising	14050	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	77908511	Total
Program Services	77908511	ProgramServices

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	143220237	Total
Program Services	143220237	ProgramServices

Insurance Insurance

Field	Value	IRS element (for citing)
Total	25933498	Total
Program Services	23163892	ProgramServices
Management And General	2730411	ManagementAndGeneral
Fundraising	39195	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices
PENSION PLAN ADJUSTMENT	92724507	92724507
SWAP VALUATION	34849961	34849961
EQUIPMENT RENTAL & MAIN	21914992	21914992
ALTERATIONS AND REPAIRS	13194387	13194387

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	40304271	Total
Program Services	35958847	ProgramServices
Management And General	4237858	ManagementAndGeneral
Fundraising	107566	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2301483013	Total
Program Services	2055598217	ProgramServices
Management And General	186415796	ManagementAndGeneral
Fundraising	59469000	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	54280196	BOY
EOY	71930057	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	198280716	BOY
EOY	278924667	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	380616770	BOY
EOY	393076041	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	80697441	BOY
EOY	91900381	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	2403833	BOY
EOY	897445	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	44782252	BOY
EOY	43059635	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	7673511	BOY
EOY	6014629	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	25656906	BOY
EOY	28229286	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3801403781	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1349268825	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	2354184950	BOY
EOY	2452134956	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	2749676385	BOY
EOY	2104557275	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	3497535707	BOY
EOY	4132964271	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	10182634	BOY
EOY	15346422	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	9405971301	BOY
EOY	9619035065	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	771839888	BOY
EOY	873488278	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	88711400	BOY
EOY	89520977	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1672589461	BOY
EOY	1780921204	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	497000000	BOY
EOY	658600066	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	410116552	BOY
EOY	411931540	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	3440257301	BOY
EOY	3814462065	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1488387000	BOY
EOY	1296967000	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	3078927000	BOY
EOY	3055179000	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1398400000	BOY
EOY	1452427000	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	5965714000	BOY
EOY	5804573000	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	9405971301	BOY
EOY	9619035065	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-93770288	ReconcilationRevenueExpenses
Reconcilation Other Changes	-67370712	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Both	X	FinancialStatementBoth
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	Volunteers
Paid Staff Or Management	1	PaidStaffOrManagement
Media Advertisements	0	MediaAdvertisements
Mailings Members	0	MailingsMembers
Publications Or Broadcast	0	PublicationsOrBroadcast
Grants Other Organizations	0	GrantsOtherOrganizations
Direct Contact Legislators	1	DirectContactLegislators
Direct Contact Legislators	$394,258	DirectContactLegislatorsAmount
Rallies Demonstrations	0	RalliesDemonstrations
Other Activities	0	OtherActivities
Total Lobbying Expenditures IIB	394258	TotalLobbyingExpendituresIIB
Not Described In501c3	0	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	PART IV, SUPPLEMENTAL INFORMATION:	Identifier
Explanation	PART II-B, LINE 1(B) AND (G) THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	0	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5691013000	BeginningOfYearBalance
Contributions	82079000	Contributions
Investment Earnings Or Losses	265909000	InvestmentEarningsOrLosses
Grants Or Scholarships	43210000	GrantsOrScholarships
Other Expenditures	277366000	OtherExpenditures
Administrative Expenses	17006000	AdministrativeExpenses
End Of Year Balance	5701419000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4904717000	BeginningOfYearBalance
Contributions	128430000	Contributions
Investment Earnings Or Losses	1009407000	InvestmentEarningsOrLosses
Grants Or Scholarships	42632000	GrantsOrScholarships
Other Expenditures	294918000	OtherExpenditures
Administrative Expenses	13991000	AdministrativeExpenses
End Of Year Balance	5691013000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4535634000	BeginningOfYearBalance
Contributions	126671000	Contributions
Investment Earnings Or Losses	695590000	InvestmentEarningsOrLosses
Grants Or Scholarships	39774000	GrantsOrScholarships
Other Expenditures	402328000	OtherExpenditures
Administrative Expenses	11076000	AdministrativeExpenses
End Of Year Balance	4904717000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5933761000	BeginningOfYearBalance
Contributions	110214000	Contributions
Grants Or Scholarships	33303000	GrantsOrScholarships
Other Expenditures	258775000	OtherExpenditures
Administrative Expenses	9422000	AdministrativeExpenses
End Of Year Balance	4535634000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.32000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.23000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.45000	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	0	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	0	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	68426219	OtherCostOrOtherBasis
Book Value	68426219	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	3013627634	OtherCostOrOtherBasis
Depreciation	877603595	Depreciation
Book Value	2136024039	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	432079011	OtherCostOrOtherBasis
Depreciation	255525855	Depreciation
Book Value	176553156	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	287270917	OtherCostOrOtherBasis
Depreciation	216139375	Depreciation
Book Value	71131542	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	2452134956	TotalOfBookValueLandBuildings

Other Securities OtherSecurities (2 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
CLOSELY HELD EQUITY INTERESTS	2785648785	F
REAL ESTATE & NATURAL RESOURCES	1347315486	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	4132964271	TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescription	AmountAmount
SELF INSURANCE LIABILITY	$256,032,099
FUNDS HELD IN CUSTODY FOR OTHERS	$99,642,161
ASSET RETIREMENT OBLIGATION	$56,257,280

Field	Value	IRS element (for citing)
Total Of Amounts	411931540	TotalOfAmounts
Total Revenue	2207712725	TotalRevenue
Total Expenses	2301483013	TotalExpenses
Excess Or Deficit For Year	-93770288	ExcessOrDeficitForYear
Net Unrealized GL On Investments	-67369889	NetUnrealizedGLOnInvestments
Other	-$823	OtherAmount
Total Adjustments	-67370712	TotalAdjustments
Excess Or Deficit Per FS	-161141000	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	2168443203	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	-67369889	NetUnrealizedGainsInvestments
Other Revenues	31367426	OtherRevenues
Revenue Not Rptd F990	-36002463	RevenueNotRptdF990
Revenue Subtotal	2204445666	RevenueSubtotal
Investment Expenses Not Included	3267059	InvestmentExpensesNotIncluded
Revenue Not Rptd On Fin Stmt	3267059	RevenueNotRptdOnFinStmt
Total Revenue Per Form990	2207712725	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	2329583380	TotExpensesEtcAuditedFinclStmt
Other Expenses Included	31367426	OtherExpensesIncluded
Expenses Not Rptd F990	31367426	ExpensesNotRptdF990
Expenses Subtotal	2298215954	ExpensesSubtotal
Investment Expenses Not Included2	3267059	InvestmentExpensesNotIncluded2
Expenses Not Rptd On Fin Stmt	3267059	ExpensesNotRptdOnFinStmt
Total Expenses Per Form990	2301483013	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
PART III, LINE 4:	THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE MUSEUM OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE.
PART V, LINE 4:	THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.	DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS:
PART X:	THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT TO THE EXTENT THAT THE UNIVERSITY HAS UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2012 AND 2011. THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS, WHICH THE UNIVERSITY CONSIDERS TO BE MATERIAL.	DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:
	MISCELLANEOUS ROUNDING ADJUSTMENT -823.	PART XI, LINE 8 - OTHER ADJUSTMENTS:
	ADJUSTMENT FOR COST OF GOODS SOLD 26,055,150. COST OF DISPOSED EQUIPMENT 5,312,276.	PART XII, LINE 2D - OTHER ADJUSTMENTS:
	ADJUSTMENT FOR COST OF GOODS SOLD 26,055,150. COST OF DISPOSED EQUIPMENT 5,312,276.	PART XIII, LINE 2D - OTHER ADJUSTMENTS:
	SCHEDULE D, PART XI, LINE 8 THERE IS A MISCELLANEOUS ROUNDING ADJUSTMENT OF $823

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	1	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	1	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	1	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	1	MaintRacialCompositionRecords
Maint Scholarships Records	1	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	1	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	1	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	0	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	0	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	0	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	0	DiscriminateRaceScholarships
Discriminate Race Educ Policies	0	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	0	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	0	DiscriminateRaceOtherActy
Government Financial Aid Received	1	GovernmentFinancialAidReceived
Government Financial Aid Revoked	0	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	1	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION	SCHEDULE E, PART I, LINE 3	THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE	SCHEDULE E, PART I, LINE 6	THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	0	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (36 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
EUROPE (INCLUDING ICELAND & GREENLAND)	2	31	PROGRAM SERVICES	INSTRUCTION	18897439
RUSSIA & THE NEWLY INDEPENDENT STATES			PROGRAM SERVICES	INSTRUCTION	71147
SUB-SAHARAN AFRICA		4	PROGRAM SERVICES	INSTRUCTION	311733
EAST ASIA AND THE PACIFIC	1	18	PROGRAM SERVICES	INSTRUCTION	13974162
SOUTH ASIA			PROGRAM SERVICES	INSTRUCTION	185634
NORTH AMERICA			PROGRAM SERVICES	INSTRUCTION	87076
MIDDLE EAST AND NORTH AFRICA		1	PROGRAM SERVICES	INSTRUCTION	244214
SOUTH ASIA		3	PROGRAM SERVICES	RESEARCH	1237387
EAST ASIA AND THE PACIFIC	1	6	PROGRAM SERVICES	RESEARCH	2190489
MIDDLE EAST AND NORTH AFRICA	1	11	PROGRAM SERVICES	RESEARCH	638570
EUROPE (INCLUDING ICELAND & GREENLAND)		2	PROGRAM SERVICES	RESEARCH	79005
EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	SUBAWARD	1374879
RUSSIA & THE NEWLY INDEPENDENT STATES			PROGRAM SERVICES	SUBAWARD	46866
SUB-SAHARAN AFRICA			PROGRAM SERVICES	SUBAWARD	333043
EAST ASIA AND THE PACIFIC			PROGRAM SERVICES	SUBAWARD	160269
SOUTH ASIA			PROGRAM SERVICES	SUBAWARD	607397
NORTH AMERICA			PROGRAM SERVICES	SUBAWARD	273751
MIDDLE EAST AND NORTH AFRICA			PROGRAM SERVICES	SUBAWARD	130003
SOUTH AMERICA			PROGRAM SERVICES	SUBAWARD	67995
EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	STUDENT AID/STIPENDS	3240955
RUSSIA & THE NEWLY INDEPENDENT STATES			PROGRAM SERVICES	STUDENT AID/STIPENDS	18100
SUB-SAHARAN AFRICA			PROGRAM SERVICES	STUDENT AID/STIPENDS	158134
EAST ASIA AND THE PACIFIC			PROGRAM SERVICES	STUDENT AID/STIPENDS	398988
SOUTH ASIA			PROGRAM SERVICES	STUDENT AID/STIPENDS	195473
NORTH AMERICA			PROGRAM SERVICES	STUDENT AID/STIPENDS	9000
MIDDLE EAST AND NORTH AFRICA			PROGRAM SERVICES	STUDENT AID/STIPENDS	194256
SOUTH AMERICA			PROGRAM SERVICES	STUDENT AID/STIPENDS	35500
CENTRAL AMERICA AND THE CARIBBEAN			PROGRAM SERVICES	STUDENT AID/STIPENDS	3000
EUROPE (INCLUDING ICELAND & GREENLAND)			FUNDRAISING		622443
EAST ASIA AND THE PACIFIC			FUNDRAISING		522068
EAST ASIA AND THE PACIFIC			UNRELATED BUSINESS INCOME		43349
CENTRAL AMERICA AND THE CARIBBEAN			INVESTMENTS		1726193871
EAST ASIA AND THE PACIFIC			INVESTMENTS		76073384
EUROPE (INCLUDING ICELAND & GREENLAND)			INVESTMENTS		316621960
NORTH AMERICA			INVESTMENTS		54339543
EUROPE (INCLUDING ICELAND & GREENLAND)			INVESTMENTS		42147499

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	3	SubtotalNumberOfOffices
Subtotal Number Of Employees	57	SubtotalNumberOfEmployees
Cont Number Of Offices	2	ContNumberOfOffices
Cont Number Of Employees	19	ContNumberOfEmployees
Total Number Of Offices	5	TotalNumberOfOffices
Total Number Of Employees	76	TotalNumberOfEmployees
Subtotal Amount Spent	35008792	SubtotalAmountSpent
Cont Amount Spent	2226719790	ContAmountSpent
Total Amount Spent	2261728582	TotalAmountSpent
No Recipient Over5 K	X	NoRecipientOver5K

Grants To Orgs Outside US GrantsToOrgsOutsideUS (27 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
EAST ASIA AND THE PACIFIC	SUBAWARD	160269	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	274923	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	7824	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	166924	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	5758	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	153391	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	98577	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	108486	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	167143	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	119916	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	70783	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	59159	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	84996	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBAWARD	57000	WIRE
MIDDLE EAST AND NORTH AFRICA	SUBAWARD	130003	WIRE
NORTH AMERICA	SUBAWARD	150235	WIRE
NORTH AMERICA	SUBAWARD	20016	WIRE
NORTH AMERICA	SUBAWARD	103500	WIRE
RUSSIA & THE NEWLY INDEPENDENT STATES	SUBAWARD	46866	WIRE
SOUTH AMERICA	SUBAWARD	27410	WIRE
SOUTH AMERICA	SUBAWARD	40584	WIRE
SOUTH ASIA	SUBAWARD	48300	WIRE
SOUTH ASIA	SUBAWARD	517760	WIRE
SOUTH ASIA	SUBAWARD	41337	WIRE
SUB-SAHARAN AFRICA	SUBAWARD	134413	WIRE
SUB-SAHARAN AFRICA	SUBAWARD	5673	WIRE
SUB-SAHARAN AFRICA	SUBAWARD	192957	WIRE

Grants To Ind Outside US GrantsToIndOutsideUS (15 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
STUDENT AID	EAST ASIA AND THE PACIFIC	22	256688	CHECK
STUDENT AID	EUROPE (INCLUDING ICELAND & GREENLAND)	223	3114580	CHECK
STUDENT AID	MIDDLE EAST AND NORTH AFRICA	14	154806	CHECK
STUDENT AID	RUSSIA & THE NEWLY INDEPENDENT STATES	1	5100	CHECK
STUDENT AID	SOUTH ASIA	12	152423	CHECK
STUDENT AID	SUB-SAHARAN AFRICA	13	141934	CHECK
SUMMER STUDENT GRANTS	CENTRAL AMERICA AND THE CARIBBEAN	1	3000	CHECK
SUMMER STUDENT GRANTS	EAST ASIA AND THE PACIFIC	44	142300	CHECK
SUMMER STUDENT GRANTS	EUROPE (INCLUDING ICELAND & GREENLAND)	43	126375	CHECK
SUMMER STUDENT GRANTS	MIDDLE EAST AND NORTH AFRICA	14	39450	CHECK
SUMMER STUDENT GRANTS	NORTH AMERICA	3	9000	CHECK
SUMMER STUDENT GRANTS	RUSSIA & THE NEWLY INDEPENDENT STATES	4	13000	CHECK
SUMMER STUDENT GRANTS	SOUTH AMERICA	13	35500	CHECK
SUMMER STUDENT GRANTS	SOUTH ASIA	13	43050	CHECK
SUMMER STUDENT GRANTS	SUB-SAHARAN AFRICA	5	16200	CHECK

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	1	TransferToForeignCorp
Interest In Foreign Trust	1	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	1	PassiveForeignInvestCo
Foreign Partnership	1	ForeignPartnership
Boycott Countries	0	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:	Identifier
Explanation	SCHEDULE F, PART I, LINE 2: THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.	Explanation

Schedule G IRS990ScheduleG

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	LAB SCHOOL	NameOfEvent1
Gross Receipts Event1	564299	GrossReceiptsEvent1
Charitable Contributions Event1	350119	CharitableContributionsEvent1
Gross Revenue Event1	214180	GrossRevenueEvent1
Cash Prizes Event1	5000	CashPrizesEvent1
Non Cash Prizes Event1	1500	NonCashPrizesEvent1
Rent Facility Costs Event1	25917	RentFacilityCostsEvent1
Food And Beverage Event1	57325	FoodAndBeverageEvent1
Entertainment Event1	9200	EntertainmentEvent1
Other Direct Expenses Event1	60254	OtherDirectExpensesEvent1
Name Of Event2	COURT THEATRE	NameOfEvent2
Gross Receipts Event2	244734	GrossReceiptsEvent2
Charitable Contributions Event2	221924	CharitableContributionsEvent2
Gross Revenue Event2	22810	GrossRevenueEvent2
Cash Prizes Event2	1000	CashPrizesEvent2
Non Cash Prizes Event2	28300	NonCashPrizesEvent2
Food And Beverage Event2	49100	FoodAndBeverageEvent2
Entertainment Event2	18704	EntertainmentEvent2
Other Direct Expenses Event2	8421	OtherDirectExpensesEvent2
Total Number Of Other Events	0	TotalNumberOfOtherEvents
Gross Receipts Total	809033	GrossReceiptsTotal
Charitable Contributions Total	572043	CharitableContributionsTotal
Gross Revenue Total Events	236990	GrossRevenueTotalEvents
Cash Prizes Total Events	6000	CashPrizesTotalEvents
Non Cash Prizes Total Events	29800	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	25917	RentFacilityCostsTotalEvents
Food And Beverage Total Events	106425	FoodAndBeverageTotalEvents
Entertainment Total Events	27904	EntertainmentTotalEvents
Other Direct Expenses Total Events	68675	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	264721	DirectExpenseSummaryEvents
Net Income Summary	-27731	NetIncomeSummary

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Recipient Table RecipientTable (153 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	Address Line2AddressUS/AddressLine2
ACCESS COMMUNITY HEALTH NETWORK
1501 S CALIFORNIA AVENUE	CHICAGO	IL	60608	363317058	501(C)(3) OR GOV	133870	SUBAWARD
ADVOCATE HEALTH AND HOSPITAL CORPORATION
2025 WINDSOR DRIVE	OAK BROOK	IL	60523	362169147	501(C)(3) OR GOV	77814	SUBAWARD
ARIZONA STATE UNIVERSITY
P O BOX 875812	TEMPE	AZ	85287	860196696	501(C)(3) OR GOV	182718	SUBAWARD
ASSESSMENT SYSTEM
2233 UNIVERSITY AVENUE SUITE 200	ST PAUL	MN	55114	411354204		143889	SUBAWARD
BATTELLE INSTITUTE
505 KING AVENUE	COLUMBUS	OH	43201	314379427	501(C)(3) OR GOV	52500	SUBAWARD
BAYLOR UNIVERSITY
ONE BEAR PLACE	WACO	TX	76798	741159753	501(C)(3) OR GOV	57678	SUBAWARD
BAYSTATE MEDICAL CENTER
759 CHESTNUT STREET	SPRINGFIELD	MA	01199	042790311	501(C)(3) OR GOV	413242	SUBAWARD
BECKMAN RESEARCH INSTITUTE
1450 EAST DUARTE ROAD	DUARTE	CA	91010	953432210	501(C)(3) OR GOV	151559	SUBAWARD
BERRY COLLEGE
P O BOX 490129	MOUNT BERRY	GA	30149	580566133	501(C)(3) OR GOV	78793	SUBAWARD
BETH ISRAEL MEDICAL CENTER
330 BROOKLINE AVENUE	BOSTON	MA	02215	042103881	501(C)(3) OR GOV	16500	SUBAWARD
BIOSPHERICAL INSTRUMENTS
5340 RILEY STREET	SAN DIEGO	CA	92110	953292603		146790	SUBAWARD
BOSTON MEDICAL CENTER
660 HARRISON AVENUE GAMBRO 2	BOSTON	MA	02118	043314093	501(C)(3) OR GOV	14985	SUBAWARD
BRIGHAM AND WOMEN'S HOSPITAL
101 HUNTINGTON STREET SUITE 305	BOSTON	MA	02199	042312909	501(C)(3) OR GOV	111706	SUBAWARD
BRIGHAM YOUNG UNIVERSITY
150 E BULLDOG BLVD A-261 ASB	PROVO	UT	84602	870217280	501(C)(3) OR GOV	268342	SUBAWARD
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE	CLEVELAND	OH	44106	341018992	501(C)(3) OR GOV	796223	SUBAWARD
CHICAGO STATE UNIVERSITY
9501 SOUTH KING DRIVE ADM-213	CHICAGO	IL	60628	362580815	501(C)(3) OR GOV	21391	SUBAWARD
CHILD & FAMILY POLICY INSTITUTE OF CALIFORNIA
1331 GARDEN HIGHWAY	SACRAMENTO	CA	95833	830371079	501(C)(3) OR GOV	94172	SUBAWARD
CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD	LOS ANGELES	CA	90027	951690977	501(C)(3) OR GOV	22593	SUBAWARD
CHILDREN'S HOSPITAL MEDICAL CENTER (CINCINNATI)
3333 BURNETT AVENUE	CINCINNATI	OH	46202	310833963	501(C)(3) OR GOV	224746	SUBAWARD
CLARIAN HEALTH PARTNERS INC
1-65 AND 21ST STREET	INDIANAPOLIS	IN	46202	351955872	501(C)(3) OR GOV	41014	SUBAWARD
COLUMBIA UNIVERSITY
615 W 135TH STREET	NEW YORK	NY	10027	135598093	501(C)(3) OR GOV	568657	SUBAWARD
COMPLETE GENOMICS INC
2071 STIERLIN COURT	MOUNTAIN VIEW	CA	94043	203226545	501(C)(3) OR GOV	444000	SUBAWARD
CORNELL UNIVERSITY
395 PINE TREE ROAD SUITE 302	ITHACA	NY	14850	150532082	501(C)(3) OR GOV	328826	SUBAWARD
CRDF GLOBAL DBA US CIVILIAN RESEARCH
1530 WILSON BLVD 3RD FLOOR	ARLINGTON	VA	22209	541773406	501(C)(3) OR GOV	61650	SUBAWARD
DARTMOUTH COLLEGE
11 ROPE FERRY ROAD	HANOVER	NH	03755	020222111	501(C)(3) OR GOV	148018	SUBAWARD
DE PAUL UNIVERSITY
1 EAST JACKSON BOULEVARD	CHICAGO	IL	60604	362167048	501(C)(3) OR GOV	22328	SUBAWARD
DECATUR MEMORIAL HOSPITAL
2300 NORTH EDWARD STREET	DECATUR	IL	62526	370661199	501(C)(3) OR GOV	42500	SUBAWARD
DUKE UNIVERSITY
2200 WEST MAIN STREET SUITE 300	DURHAM	NC	27705	560532129	501(C)(3) OR GOV	88626	SUBAWARD
EVANSTON NORTHWESTERN HEALTHCARE RESEARCH INSTITUTE
1001 UNIVERSITY PLACE	EVANSTON	IL	60201	362167060	501(C)(3) OR GOV	5000	SUBAWARD
FELLOWSHIP FOR INTERPRETATION OF GENOMES
15 W 155 81ST STREET	BURR RIDGE	IL	60527	141883085	501(C)(3) OR GOV	712872	SUBAWARD
FIELD MUSEUM OF NATURAL HISTORY
1400 SOUTH LAKE SHORE DRIVE	CHICAGO	IL	60605	362167011	501(C)(3) OR GOV	69154	SUBAWARD
FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREEET CSC 310	MIAMI	FL	33199	650177616	501(C)(3) OR GOV	226072	SUBAWARD
FORT WAYNE MEDICAL ONCOLOGY & HEMATOLOGY INC
4402 E STATE BLVD	FORT WAYNE	IN	46815	351400631		22500	SUBAWARD
GEORGE WASHINGTON UNIVERSITY
44983 KNOLL SQUARE BLDG II	ASHBURN	VA	20147	530196584	501(C)(3) OR GOV	99130	SUBAWARD
GEORGIA STATE UNIVERSITY
P O BOX 3999	ATLANTA	GA	30302	586002050	501(C)(3) OR GOV	95314	SUBAWARD
HARVARD UNIVERSITY
667 HUNTINGTON AVENUE	BOSTON	MA	02115	042103580	501(C)(3) OR GOV	318947	SUBAWARD
HEKTOEN INSTITUTE OF MEDICINE
2240 W OGDEN AVENUE 2ND FLOOR	CHICAGO	IL	60612	362244897	501(C)(3) OR GOV	33580	SUBAWARD
HENRY FORD HEALTH SYSTEMS
2799 WEST GRAND BOULEVARD	DETROIT	MI	48202	381357020	501(C)(3) OR GOV	47795	SUBAWARD
HOLY CROSS HOSPITAL
2701 W 68TH STREET	CHICAGO	IL	60629	362170133	501(C)(3) OR GOV	34195	SUBAWARD
ILLINOIS CANCER CARE
8940 N WOOD SAGE ROAD	PEORIA	IL	61615	371409840	501(C)(3) OR GOV	20450	SUBAWARD
ILLINOIS INSTITUTE OF TECHNOLOGY
3300 S FEDERAL STREET MAIN BLDG RM	CHICAGO	IL	60616	362170136	501(C)(3) OR GOV	137334	SUBAWARD	308
INDIANA UNIVERSITY
POPLARS 426 400 E 7TH ST	BLOOMINGTON	IN	47405	356001673	501(C)(3) OR GOV	1095424	SUBAWARD
INGALLS MEMORIAL HOSPITAL
ONE INGALLS DRIVE	HARVEY	IL	60426	362170866	501(C)(3) OR GOV	22500	SUBAWARD
INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVENUE	NEW HAVEN	CT	06510	061660068	501(C)(3) OR GOV	246857	SUBAWARD
IOWA STATE UNIVERSITY
3606 ADMIN SVDS BLDG 1099 ADDRESS	AMES	IA	50011	426004224	501(C)(3) OR GOV	109730	SUBAWARD	ONLY
ITT- AES INC
12975 WORLDGATE DRIVE	HERNDON	VA	20170	452083813		109143	SUBAWARD
JOHNS HOPKINS UNIVERSITY
1101 E 33RD STREET	BALTIMORE	MD	21218	520595110	501(C)(3) OR GOV	504834	SUBAWARD
KAISER FOUNDATION
1800 HARRISON STREET	MENLO PARK	CA	94025	941105628	501(C)(3) OR GOV	1176509	SUBAWARD
KENNEDY KING COLLEGE
6301 SOUTH HALSTED	CHICAGO	IL	60621	362606236	501(C)(3) OR GOV	57845	SUBAWARD
KNOWLEDGE NETWORKS INC
1350 WILLOW ROAD SUITE 102	MENLO PARK	CA	94025	943314617		663526	SUBAWARD
KUMC RESEARCH INSTITUTE INC
3901 RAINBOW BOULEVARD	KANSAS CITY	KS	66160	481108830	501(C)(3) OR GOV	53530	SUBAWARD
LAWRENCE BERKELEY NATIONAL LAB
ONE CYCLOTRON ROAD	BERKELEY	CA	94704	942951741	501(C)(3) OR GOV	22450	SUBAWARD
LOCAL INITIATIVE SUPORT CORP
501 SEVENTH AVENUE 7TH FLOOR	NEW YORK	NY	10018	133030229		46200	SUBAWARD
LOS ANGELES BIOMEDICAL RESEARCH INSTITUTE
1124 W CARSON STREET BLDG N-14	TORRANCE	CA	90502	952138184	501(C)(3) OR GOV	18929	SUBAWARD
LOUISIANA STATE UNIVERSITY
202 HIMES HALL	BATON ROUGE	LA	70803	726000848	501(C)(3) OR GOV	209133	SUBAWARD
LOYOLA UNIVERSITY
820 N MICHIGAN AVENUE	CHICAGO	IL	60611	361408475	501(C)(3) OR GOV	71683	SUBAWARD
LUDWIG INSTITUTE FOR CANCER RESEARCH
9500 GILMAN DRIVE - RM 3041	LA JOLLA	CA	92093	237121131	501(C)(3) OR GOV	18832	SUBAWARD
MARQUETTE UNIVERSITY
P O BOX 1881	MILWAUKEE	WI	53201	390806251	501(C)(3) OR GOV	70907	SUBAWARD
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET	BOSTON	MA	02114	042697983	501(C)(3) OR GOV	395491	SUBAWARD
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
SUITE NE49-4161	CAMBRIDGE	MA	02139	042103594	501(C)(3) OR GOV	780418	SUBAWARD
MDRC RESEARCH CORPORATION
16 EAST 34TH STREET	NEW YORK	NY	10016	237379473	501(C)(3) OR GOV	151896	SUBAWARD
MEDICAL COLLEGE OF WISCONSIN
8701 WATERTOWN PLANK ROAD	MILWAUKEE	WI	53226	390806261	501(C)(3) OR GOV	510361	SUBAWARD
MERCY HOSPITALS EAST COMMUNITIES
615 SOUTH NEW BALLAS ROAD	ST LOUIS	MO	63141	430653493	501(C)(3) OR GOV	7725	SUBAWARD
MICHIGAN STATE UNIVERSITY
301 ADMINISTRATION BLDG	EAST LANSING	MI	48917	386005984	501(C)(3) OR GOV	171794	SUBAWARD
MIDWEST CLINICIANS' NETWORK INC
7215 WESTSHIRE DRIVE	LANSING	MI	48917	383189461	501(C)(3) OR GOV	49606	SUBAWARD
MONTANA STATE UNIVERSITY
309 MONTANA HALL PO BOX 172470	BOZEMAN	MT	59717	810302402	501(C)(3) OR GOV	49170	SUBAWARD
MPC CORPORATION
5000 FORBES AVENUE 509 UTDC	PITTSBURGH	PA	15213	251128244	501(C)(3) OR GOV	1539715	SUBAWARD
NATIONAL BUREAU OF ECONOMIC RESEARCH
1050 MASSACHUSETTS AVENUE	CAMBRIDGE	MA	02138	131641075	501(C)(3) OR GOV	359244	SUBAWARD
NATIONAL OPINION RESEARCH CENTER
55 EAST MONROE STREET	CHICAGO	IL	60603	362167808	501(C)(3) OR GOV	284866	SUBAWARD
NATIONWIDE CHILDREN'S HOSPITAL GROUP
700 CHILDRENS DRIVE	COLUMBUS	OH	43205	010782751	501(C)(3) OR GOV	5625	SUBAWARD
NEUROPSYCHIATRIC RESEARCH INSTITUTE
700 FIRST AVENUE SOUTH	FARGO	ND	58107	450274828	501(C)(3) OR GOV	10526	SUBAWARD
NEW YORK UNIVERSITY
726 BROADWAY	NEW YORK	NY	10003	135562308	501(C)(3) OR GOV	76531	SUBAWARD
NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVENUE	BOSTON	MA	02115	041679980	501(C)(3) OR GOV	12275	SUBAWARD
NORTHERN ILLINOIS UNIVERSITY
LOWDEN HALL SUITE 201	DEKALB	IL	60115	100064401	501(C)(3) OR GOV	77709	SUBAWARD
NORTHSHORE UNIVERSITY HEALTH SYSTEM
2650 RIDGE AVENUE - G221	EVANSTON	IL	60201	362167060	501(C)(3) OR GOV	95799	SUBAWARD
NORTHWESTERN UNIVERSITY
633 CLARK STREET SUITE G-547	EVANSTON	IL	60208	362167817	501(C)(3) OR GOV	2138215	SUBAWARD
OHIO STATE UNIVERSITY
901 WOODY HAYES DRIVE	COLUMBUS	OH	43210	316025986	501(C)(3) OR GOV	573343	SUBAWARD
ONCOLOGY HEMATOLOGY ASSOCIATES OF CENTRAL ILLINOIS
8940 N WOOD SAGE ROAD	PEORIA	IL	61615	371331017		15000	SUBAWARD
OUNCE OF PREVENTION
33 W MONROE STREET SUITE 2400	CHICAGO	IL	60603	363186328	501(C)(3) OR GOV	101350	SUBAWARD
PENN STATE UNIVERSITY
513 JOAB L THOMAS BLDG	UNIVERSITY PARK	PA	16802	246000376	501(C)(3) OR GOV	167077	SUBAWARD
PRESIDENT AND FELLOW OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUE 3RD FLOOR	CAMBRIDGE	MA	02138	042103580	501(C)(3) OR GOV	230873	SUBAWARD
PRINCETON UNIVERSITY
5 NEW SOUTH BUILDING PO BOX 5292	PRINCETON	NJ	08544	210634501	501(C)(3) OR GOV	52072	SUBAWARD
PROJECT HOPE
255 CARTER HALL LANE	MILLWOOD	VA	22646	530242962	501(C)(3) OR GOV	35952	SUBAWARD
PURDUE UNIVERSITY
302 WOOD STREET	WEST LAFAYETTE	IN	47907	356002041	501(C)(3) OR GOV	845747	SUBAWARD
ROCKEFELLER UNIVERSITY
1230 YORK AVENUE	NEW YORK	NY	10065	131624158	501(C)(3) OR GOV	129699	SUBAWARD
ROI VENTURES LLC
213 W INSTITUTE PLACE SUITE 505	CHICAGO	IL	60610	205385643		584530	SUBAWARD
SANTEC SYSTEMS
2924 MALMO DRIVE	ARLINGTON HEIGHTS	IL	60005	363635977		74025	SUBAWARD
SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES ROAD	LA JOLLA	CA	92037	330435954	501(C)(3) OR GOV	486563	SUBAWARD
SEATTLE CHILDREN'S RESEARCH INSTITUTE
1900 NINTH AVENUE MS C95-5	SEATTLE	WA	98101	910564748	501(C)(3) OR GOV	171052	SUBAWARD
SMITHSONAN ASTROPHYSICAL OBSERVATORY
60 GARDEN STREET	CAMBRIDGE	MA	02138	530206027	501(C)(3) OR GOV	155525	SUBAWARD
SOUTHERN RESEARCH INSTITUTE
2000 NINTH AVENUE SOUTH	BIRMINGHAM	AL	35205	630288868	501(C)(3) OR GOV	63611	SUBAWARD
SRI INTERNATIONAL
333 RAVENSWOOD AVENUE	MENLO PARK	CA	94025	941160950	501(C)(3) OR GOV	67507	SUBAWARD
ST LOUIS UNIVERSITY
3545 LINDELL BLVD	ST LOUIS	MO	63103	430654872	501(C)(3) OR GOV	159861	SUBAWARD
ST JOHN'S MERCY MEDICAL CENTER
645 MARYVILLE CENTRE DRIVE SUITE	ST LOUIS	MO	63141	430653493	501(C)(3) OR GOV	15000	SUBAWARD	100
ST JUDE CHILDREN'S RESEARCH HOSPITAL
332 NORTH LAUDERDALE STREET	MEMPHIS	TN	38105	620646012	501(C)(3) OR GOV	329745	SUBAWARD
STANFORD UNIVERSITY
340 PANAMA STREET	STANFORD	CA	94305	941156365	501(C)(3) OR GOV	1166130	SUBAWARD
SUNY RESEARCH FOUNDATION
1300 ELMWOOD AVE BISHOP HALL B17	BUFFALO	NY	14222	141368361	501(C)(3) OR GOV	45342	SUBAWARD
TEMPLE UNIVERSITY
1805 NORTH BROAD STREET	PHILADELPHIA	PA	19122	231365971	501(C)(3) OR GOV	17194	SUBAWARD
TEXAS TECH UNIVERSITY
BOX 41091	LUBBOCK	TX	79409	756002622	501(C)(3) OR GOV	7463	SUBAWARD
TUFTS UNIVERSITY
169 HOLLAND STREET	SOMERVILLE	MA	02144	042103634	501(C)(3) OR GOV	7500	SUBAWARD
UNIVERSIDAD CENTRAL CARIBE
AVE LAUREL URB SANTA JUANITA BOX 60	BAYAMON	PR	00960	660349669	501(C)(3) OR GOV	5248	SUBAWARD
UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
1850 TABLE MESA DR	BOULDER	CO	80305	742439386	501(C)(3) OR GOV	303018	SUBAWARD
UNIVERSITY OF ALABAMA
1530 3RD AVENUE S AB 1170	BIRMINGHAM	AL	35294	636005996	501(C)(3) OR GOV	144097	SUBAWARD
UNIVERSITY OF ARIZONA
888 N EUCLID ROOM 510	TUCSON	AZ	85722	742652689	501(C)(3) OR GOV	70360	SUBAWARD
UNIVERSITY OF CALIFORNIA-BK
2150 SHATTUCK AVENUE SUITE 300	BERKELEY	CA	94704	946002123	501(C)(3) OR GOV	666660	SUBAWARD
UNIVERSITY OF CALIFORNIA-DV
ONE SHIELDS AVENUE	DAVIS	CA	95616	946036494	501(C)(3) OR GOV	220943	SUBAWARD
UNIVERSITY OF CALIFORNIA-IR
4255 CAMPUS DRIVE	IRVINE	CA	92697	952226406	501(C)(3) OR GOV	182155	SUBAWARD
UNIVERSITY OF CALIFORNIA-LA
10920 WILSHIRE BOULEVARD SUITE 1200	LOS ANGELES	CA	90024	943067788	501(C)(3) OR GOV	91406	SUBAWARD	1200
UNIVERSITY OF CALIFORNIA-SD
9500 GILMAN DRIVE - RM 3041	LA JOLLA	CA	92093	956006144	501(C)(3) OR GOV	2488572	SUBAWARD
UNIVERSITY OF CALIFORNIA-SF
3333 CALIFORNIA STREET SUITE 315	SAN FRANCISCO	CA	94118	946036493	501(C)(3) OR GOV	676001	SUBAWARD
UNIVERSITY OF CINCINNATI
2600 CLIFTON AVENUE	CINCINNATI	OH	45221	316000989	501(C)(3) OR GOV	178251	SUBAWARD
UNIVERSITY OF COLORADO
3100 MARINE STREET	BOULDER	CO	80309	391481425	501(C)(3) OR GOV	189763	SUBAWARD
UNIVERSITY OF DENVER
2199 S UNIVERSITY BOULEVARD	DENVER	CO	80208	840404231	501(C)(3) OR GOV	210635	SUBAWARD
UNIVERSITY OF FLORIDA
219 GRINTER HALL PO BOX 1003628	GAINESVILLE	FL	32611	590974739	501(C)(3) OR GOV	30372	SUBAWARD
UNIVERSITY OF ILLINOIS-CHICAGO
809 SOUTH MARSHFIELD AVENUE	CHICAGO	IL	60612	376000511	501(C)(3) OR GOV	4326609	SUBAWARD
UNIVERSITY OF ILLINOIS-URBANA
1901 S FIRST ST SUITE A MC-685	CHAMPAIGN	IL	61820	376000511	501(C)(3) OR GOV	1129534	SUBAWARD
UNIVERSITY OF IOWA
201 GILMORE HALL	IOWA CITY	IA	52242	426004813	501(C)(3) OR GOV	226629	SUBAWARD
UNIVERSITY OF KENTUCKY
109 KINKEAD HALL	LEXINGTON	KY	40506	616001218	501(C)(3) OR GOV	103793	SUBAWARD
UNIVERSITY OF MARYLAND
3300 METZEROTT ROAD	ADELPHI	MD	20783	526002033	501(C)(3) OR GOV	692619	SUBAWARD
UNIVERSITY OF MASSACHUSETTS
55 LAKE AVENUE NORTH	WORCESTER	MA	01655	043167352	501(C)(3) OR GOV	105739	SUBAWARD
UNIVERSITY OF MIAMI
P O BOX 248106	CORAL GABLES	FL	33124	590624458	501(C)(3) OR GOV	73281	SUBAWARD
UNIVERSITY OF MICHIGAN
3003 S STATE STREET 3089 WOLVERINE	ANN ARBOR	MI	48109	386006309	501(C)(3) OR GOV	671513	SUBAWARD	TOWER
UNIVERSITY OF MINNESOTA
200 OAK STREET SE	MINNEAPOLIS	MN	55455	416007513	501(C)(3) OR GOV	114585	SUBAWARD
UNIVERSITY OF MISSISSIPPI
P O BOX 9750	UNIVERISTY	MS	38677	646001159	501(C)(3) OR GOV	42346	SUBAWARD
UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO	ALBUQUERQUE	NM	87131	856000642	501(C)(3) OR GOV	99513	SUBAWARD
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DRIVE CB1350	CHAPEL HILL	NC	27599	566001393	501(C)(3) OR GOV	785707	SUBAWARD
UNIVERSITY OF NOTRE DAME
402 GRACE HALL	NOTRE DAME	IN	46556	350868188	501(C)(3) OR GOV	221211	SUBAWARD
UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET P-221 FRANKLIN	PHILADELPHIA	PA	19104	231352685	501(C)(3) OR GOV	146027	SUBAWARD	BLDG
UNIVERSITY OF PITTSBURGH
3100 CATHEDRAL OF LEARNING	PITTSBURGH	PA	15260	250965591	501(C)(3) OR GOV	1182563	SUBAWARD
UNIVERSITY OF ROCHESTER
1325 MT HOPE AVENUE	ROCHESTER	NY	14620	161089052	501(C)(3) OR GOV	165739	SUBAWARD
UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY PARK CAMPUS - STO 330	LOS ANGELES	CA	90089	951642394	501(C)(3) OR GOV	431687	SUBAWARD
UNIVERSITY OF TENNESSEE
UTHSC 62 S DUNLAP	MEMPHIS	TN	38163	626001636	501(C)(3) OR GOV	1498169	SUBAWARD
UNIVERSITY OF TEXAS- AUSTIN
P O BOX 7159	AUSTIN	TX	78713	746000203	501(C)(3) OR GOV	3049438	SUBAWARD
UNIVERSITY OF TEXAS -CANCER CENTER
P O BOX 4390	HOUSTON	TX	77210	746001118	501(C)(3) OR GOV	99107	SUBAWARD
UNIVERSITY OF UTAH
201 PRESIDENTS CIRCLE	SALT LAKE CITY	UT	84112	876000525	501(C)(3) OR GOV	110087	SUBAWARD
UNIVERSITY OF VIRGINIA
P O BOX 400202	CHARLOTTESVILLE	VA	22904	546001796	501(C)(3) OR GOV	492023	SUBAWARD
UNIVERSITY OF WASHINGTON
1100 NE 45TH STREET SUITE 300	SEATTLE	WA	98105	916001537	501(C)(3) OR GOV	140393	SUBAWARD
UNIVERSITY OF WISCONSIN-MADISON
21 NORTH PARK STREET - SUITE 6401	MADISON	WI	53715	396006492	501(C)(3) OR GOV	1443417	SUBAWARD
URBAN INSTITUTE
2100 M STREET NW	WASHINGTON	DC	20037	520880375	501(C)(3) OR GOV	66292	SUBAWARD
US DEPARTMENT OF AGRICULTURE
1030 BALTIMORE AVE BLD 003	BELTSVILLE	MD	20705	720564834	501(C)(3) OR GOV	87000	SUBAWARD	BARC-WEST
VA PUGET HEALTH CARE
1660 S COLUMBIA WAY S-152	SEATTLE	WA	98108	910656166	501(C)(3) OR GOV	353740	SUBAWARD
VALPARAISO UNIVERSITY
1700 CHAPEL DRIVE	VALPARAISO	IN	46383	620476822	501(C)(3) OR GOV	99760	SUBAWARD
VANDERBILT UNIVERSITY MEDICAL CENTER
3319 WEST END AVENUE SUITE 800	NASHVILLE	TN	37203	620476822	501(C)(3) OR GOV	411027	SUBAWARD
VILLANOVA UNIVERSITY
800 LANCASTER AVENUE	VILLANOVA	PA	19085	231352688	501(C)(3) OR GOV	48037	SUBAWARD
VIRGINIA COMMONWEALTH UNIVERSITY
800 EAST LEIGH ST SUITE 113 PO BOX	RICHMOND	VA	23298	546001758	501(C)(3) OR GOV	20153	SUBAWARD	980568
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
201 SOUTHGATE CENTER DRIVE	BLACKSBURG	VA	24061	546001805	501(C)(3) OR GOV	11147	SUBAWARD
WAKE FOREST UNIVERSITY
MEDICAL CENTER BOULEVARD	WINSTONSALEM	NC	27157	364669466	501(C)(3) OR GOV	36511	SUBAWARD
WASHINGTON UNIVERSITY
700 ROSEDALE AVENUE BOX 1034	ST LOUIS	MO	63112	436053611	501(C)(3) OR GOV	494003	SUBAWARD
WAYNE STATE UNIVERSITY
5057 WOODWARD SUITE 6402	DETROIT	MI	48202	386028429	501(C)(3) OR GOV	27875	SUBAWARD
WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
525 EAST 68TH STREET C-610 WMC BOX	NEW YORK	NY	10065	136094042	501(C)(3) OR GOV	217422	SUBAWARD	113
WELLESLEY COLLEGE
106 CENTRAL STREET	WELLESLEY	MA	02481	042103637	501(C)(3) OR GOV	15793	SUBAWARD
WESTERN MICHIGAN UNIVERSITY
1903 W MICHIGAN AVE	KALAMAZOO	MI	49008	386007327	501(C)(3) OR GOV	13570	SUBAWARD
YALE UNIVERSITY
155 WHITNEY AVE SUITE 230 PO BOX	NEW HAVEN	CT	06520	060646973	501(C)(3) OR GOV	67196	SUBAWARD	208250

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
UNDERGADUATE STUDENT AID	2676	93937687
GRADUATE STUDENT AID	6041	196630207

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.:	PART I, LINE 2:	SCHEDULE I, PART I, LINE 2: THE UNIVERSITY OF CHICAGO FOLLOWS THESE PROCEDURES TO MONITOR THE USE OF GRANT FUNDS INSIDE THE UNITED STATES. THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO THE ALLOWABILITY AND APPROPRIATENESS OF THE CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFOMANCE.
PART II LINE 1		TWO SUBAWARDS IN THE AMOUNT OF $382,852.30 AND $19,777.97 ARE NOT LISTED ABOVE AS THE RECIPIENTS OPERATE AS SOLE PROPRIETORS.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	1	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (23 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ROBERT J ZIMMER
917993	0	200000	0	1638478	0	454800	0	147452	0	3358723	0	1345000	0
THOMAS F ROSENBAUM
567618	0	1500	0	3599	0	19600	0	67283	0	659600	0	0	0
NIMALAN CHINNIAH
518378	0	0	0	19528	0	19600	0	29678	0	587184	0	0	0
THOMAS FARRELL
449070	0	37500	0	1387	0	19600	0	25739	0	533296	0	0	0
DAVID B FITHIAN
265067	0	20000	0	19194	0	19600	0	6956	0	330817	0	0	0
KIMBERLY GOFF-CREWS
266331	0	0	0	956	0	19600	0	9440	0	296327	0	0	0
DAVID GREENE
462103	0	35000	0	15056	0	19600	0	43132	0	574891	0	0	0
BETH A HARRIS
379577	0	0	0	2888	0	19600	0	103987	0	506052	0	0	0
DONALD H LEVY
338057	0	0	0	0	0	19600	0	12152	0	369809	0	0	0
ANN MARIE LIPINSKI
222159	0	0	0	0	0	18035	0	10108	0	250302	0	0	0
JAMES NONDORF
354839	0	25000	0	635	0	19600	0	7176	0	407250	0	0	0
JULIE A PETERSON
349324	0	0	0	31164	0	19600	0	35683	0	435771	0	0	0
KENNETH S POLONSKY
1332807	0	400000	0	10459	0	19600	0	17982	0	1780848	0	0	0
MARK SCHMID
530213	0	1294250	0	43508	0	519600	0	24184	0	2411755	0	500000	0
SUNIL KUMAR
500660	0	0	0	322604	0	19600	0	15266	0	858130	0	0	0
MICHAEL E EDLESON
433182	0	826626	0	0	0	343600	0	18199	0	1621607	0	0	0
PATRICK O'HARA
349473	0	787541	0	0	0	276496	0	1661	0	1415171	0	145303	0
CHRISTOPHER LONGEE
354735	0	813042	0	0	0	281435	0	19659	0	1468871	0	392318	0
JOANNA RUPP
357585	0	844742	0	0	0	288847	0	22895	0	1514069	0	247015	0
MATTHEW STONE
349249	0	780720	0	0	0	278966	0	58907	0	1467842	0	145303	0
KINERT JAFFE
159723	0	0	0	0	0	13435	0	19902	0	193060	0	0	0
EVERETT VOKES
703866	0	120000	0	0	0	19600	0	55140	0	898606	0	0	0
EDWARD SNYDER
357824	0	0	0	415	0	19600	0	10516	0	388355	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

Return ReferenceReturnReference	ExplanationExplanation
PART I, LINE 1A	PART I, LINE 1A. FIRST CLASS TRAVEL: UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE PRESIDENT OR THE PROVOST. THREE OFFICERS AND ONE HIGHLY COMPENSATED PERSON OF THE UNIVERSITY WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THESE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. PART I, LINE 1A. TRAVEL FOR COMPANIONS: UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIAL OFFICER, AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. PART I, LINE 1A. & 1B. TAX INDEMNIFICATION AND GROSS UP PAYMENTS: INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS OR OFFICES OF THE UNIVERSITY. NO LISTED PERSON HAD GROSS UP PAYMENTS. PART I, LINE 1A. & 1B; AND PART II, COLUMN D FOR ROBERT J. ZIMMER. HOUSING ALLOWANCES AND RESIDENCE FOR PERSONAL USE: HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. FOUR OFFICERS AND ONE KEY EMPLOYEE RECEIVED HOUSING ALLOWANCES, WHICH WERE INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $102,632 REPRESENTS THE VALUE OF UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. PART I, LINE 1A. SOCIAL AND HEALTH CLUB DUES: UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION, AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICERS OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY, FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES, AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION, THREE OFFICERS AND ONE KEY EMPLOYEE HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES, AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. PART I, LINE 1A. PERSONAL SERVICES: THE UNIVERSITY CONTRACTS WITH AN INDEPENDENT CONTRACTOR TO PROVIDE THE PRESIDENT OF THE UNIVERSITY WITH A CAR AND DRIVER FOR USE ON UNIVERSITY BUSINESS. IN ADDITION, THE UNIVERSITY PROVIDES FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY-OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT.
PART I, LINE 4B	PART I, LINE 4B. ROBERT ZIMMER $435,800.
PART I, LINE 7	PART I, LINE 7. INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
IFA 100000000 REVENUE BONDS SERIES 2004A
861091967	45200BHG6	2004-11-10	105454007	SEE SUPPLEMENTAL INFORMATION	0	0	0
IFA 100000000 REVENUE BONDS SERIES 2004B
861091967	45200BHH4	2004-11-10	100000000	SEE SUPPLEMENTAL INFORMATION	0	0	0
IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
861091967	45200BJG4	2004-11-30	80000000	SEE SUPPLEMENTAL INFORMATION	0	0	0
IFA 244030000 REVENUE BONDS SERIES 2007
861091967	45200B6F0	2007-06-28	249996429	SEE SUPPLEMENTAL INFORMATION	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Other Spent ProceedsOtherSpentProceeds
105454007	712375	104741632	2010	0	1	1
100000000	469998	99530002	2010	0	1	1
80000000	463838		2006	1	1	1	79536162
249996429	1630377	248366051	2010	0	1	1

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
1	1	1	1	0.00120	0.00120	1
1	1	1	1	0.00040	0.00040	1
0		1	1	0.00000	0.00000	1
1	1	1	1	0.00010	0.00010	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Exception To RebateExceptionToRebate	Business Name Line2NameOfHedgeProvider/BusinessNameLine2	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated
(no name)
0	0	0	0	1
(no name)
0	1	0	0	1
MORGAN STANLEY CAP
0	1	1	0	1	SRVS	35.000000000000	0	0
(no name)
0	0	0	0	1

Form990 Schedule K Part VI Form990ScheduleKPartVI

Field	Value	IRS element (for citing)
Identifier	PART 1 (F) DESCRIPTION OF PURPOSE	Identifier
Explanation	$100,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $200,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003A (F) DESCRIPTION OF PURPOSE TO REFUND, FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR THE COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER AND TO PAY CERTAIN COSTS OF ISSUANCE. $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE.	Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
IFA 123604000 ADJ RATE DEMAND REV SERIES 2008
861091967	45200FEG0	2008-04-03	123604000	SEE SUPPLEMENTAL INFORMATION	0	0	0
IEFA 200000000 REVENUE BONDS SERIES 2003A
521297563	4520016W5	2003-08-28	202182031	SEE SUPPLEMENTAL INFORMATION	0	0	0
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
521297563	4520017E4	2003-08-28	50000000	SEE SUPPLEMENTAL INFORMATION	0	0	0
IFA 500000000 REVENUE BONDS SERIES 2008B
861091967	45200FSX8	2009-01-07	502370736	SEE SUPPLEMENTAL INFORMATION	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Capital ExpendituresCapitalExpenditures	Amount UnspentAmountUnspent
123604000	221530	123382470	2004	1	1	1
202182031	865506	44371359	2006	1	1	1	156945165
50000000	274223		2006	0	1	1	49725777
502370736	3653493		2012	0	0	1	471895845	30474891

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs	Engage Bond Counsel ContractsEngageBondCounselContracts
0	1	1	0.00000	0.00000	1
1	1	1	0.00160	0.00160	1	1
1	1	1	0.00000	0.00000	1	1
1	1	1	0.00000	0.00000	1	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Business Name Line2NameOfHedgeProvider/BusinessNameLine2	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Exception To RebateExceptionToRebate
MERRILL LYNCH CAP
0	1	1	SRVS	33.000000000000	0	0	0	1
(no name)
0	0	0					0	1
(no name)
0	1	0					0	1
(no name)
0	0	0					0	1

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	IFA 369570000 REVENUE BONDS SERIES 2012A	BusinessNameLine1

Field	Value	IRS element (for citing)
Issuer EIN	861091967	IssuerEIN
CUSIP Number	45203HFF4	CUSIPNumber
Date Issued	2012-02-02	DateIssued
Issue Price	421065981	IssuePrice
Description Of Purpose	SEE SUPPLEMENTAL INFORMATION	DescriptionOfPurpose
Defeased	0	Defeased
On Behalf Of Issuer	0	OnBehalfOfIssuer
Pool Financing	0	PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

Field	Value	IRS element (for citing)
Total Proceeds	421065981	TotalProceeds
Issuance Costs From Proceeds	1982388	IssuanceCostsFromProceeds
Capital Expenditures	150001291	CapitalExpenditures
Other Spent Proceeds	269082300	OtherSpentProceeds
Current Refunding	0	CurrentRefunding
Advance Refunding	1	AdvanceRefunding
Final Allocation Made	0	FinalAllocationMade
Adequate Books And Recds Maintaind	1	AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

Field	Value	IRS element (for citing)
Owning Bond Financed Property	0	OwningBondFinancedProperty
Any Lease Arrangements	0	AnyLeaseArrangements
Mngment Cntrct Bond Financd Prprty	1	MngmentCntrctBondFinancdPrprty
Engage Bond Counsel Contracts	1	EngageBondCounselContracts
Any Research Agreements	1	AnyResearchAgreements
Engage Bond Counsel Research	1	EngageBondCounselResearch
Prcntge Prvt Business Use By Others	0.00070	PrcntgePrvtBusinessUseByOthers
Percentage Of Prvt Business Re UBI	0.00000	PercentageOfPrvtBusinessReUBI
Total Private Business Use	0.00070	TotalPrivateBusinessUse
Post Issuance Compliance Procdrs	1	PostIssuanceComplianceProcdrs

Schedule L IRS990ScheduleL

Loan Table LoanTable (5 entries)

Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
CHINNIAH NIMALAN
X	$167,000	110433	0	1	1
FARRELL THOMAS
X	$200,000	170125	0	1	1
FITHIAN DAVID B
X	$136,000	115842	0	1	1
GREENEDAVID A
X	$60,000	60000	0	1	1
KUMAR SUNIL
X	$450,000	441045	0	1	1

Field	Value	IRS element (for citing)
Total Balance Due	897445	TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII (3 entries)

Relationship With OrganizationRelationshipWithOrganization	Type Of AssistanceTypeOfAssistance
NOT REQUIRED
NOT REQUIRED TO BE DISCLOSED	STIPEND
NOT REQUIRED
NOT REQUIRED TO BE DISCLOSED	TUIT RMSN
NOT REQUIRED
NOT REQUIRED TO BE DISCLOSED	TUIT RMSN

Form990 Schedule L Part IV Form990ScheduleLPartIV (12 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
TISHMAN SPEYER CROWN EQUITIES
SEE PART V	1245062	SEE PART V	0
ARAMARK CORPORATION
SEE PART V	13293353	SEE PART V	0
TERESE SCHWARTZMAN
SEE PART V	24909	SEE PART V	0
LAKE CAPITAL
SEE PART V	110500	SEE PART V	0
BLOOMBERG LLP
SEE PART V	333465	SEE PART V	0
QFS ASSET MANAGEMENT LP
SEE PART V	2165103	SEE PART V	0
TRIAN PARTNERS
SEE PART V	368000	SEE PART V	0
CDW LLC
SEE PART V	1100000	SEE PART V	0
WILLIAM BLAIR & COMPANY LLC
SEE PART V	54261	SEE PART V	0
SHADI BARTSCH- ZIMMER
SEE PART V	204885	SEE PART V	0
TAMAR POLONSKY
SEE PART V	57611	SEE PART V	0
SWAPNA SHAW CHINNIAH
SEE PART V	26013	SEE PART V	0

Form990 Schedule L Part V Form990ScheduleLPartV

Field	Value	IRS element (for citing)
Identifier	FORM 990, SCHEDULE L, PART IV	Identifier
Return Reference	BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS	ReturnReference
Explanation	JAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC ("TISHMAN SPEYER"), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON, D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $359,263.94 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2012. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $885,798.56 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2012.JOSEPH NEUBAUER, A TRUSTEE OF THE UNIVERSITY, IS CHAIRMAN AND DIRECTOR OF ARAMARK HOLDINGS CORPORATION, WHICH OWNS A MAJORITY OF ARAMARK CORPORATION, A DIVERSIFIED MANAGEMENT COMPANY. THE UNIVERSITY HAS RETAINED ARAMARK CORPORATION TO PROVIDE FOOD SERVICE IN VARIOUS UNIVERSITY RESIDENCE HALLS AND FACILITIES, AND TO PROVIDE CERTAIN UNIFORM AND VENDING SERVICES TO THE UNIVERSITY. DURING THE TAX YEAR ENDED JUNE 30, 2012, THE UNIVERSITY PAID ARAMARK CORPORATION APPROXIMATELY $13,293,353 FOR THESE SERVICES, AND ARAMARK CORPORATION PAID THE UNIVERSITY APPROXIMATELY $3,686,560 IN CONNECTION WITH THESE SERVICES. THE CONTRACTS FOR THESE SERVICES WERE NEGOTIATED AT ARMS' LENGTH AND WERE CONCLUDED ON MARKET TERMS.TERESE SCHWARTZMAN, WHO FOR A PORTION OF THE TAX YEAR WAS MARRIED TO ROBERT J. ZIMMER, PRESIDENT OF THE UNIVERSITY AND A TRUSTEE, IS EMPLOYED BY THE UNIVERSITY AS DIRECTOR OF STRATEGIC INITIATIVES IN THE UNIVERSITY'S URBAN EDUCATION INSTITUTE. FROM JULY 1, 2011 THROUGH THE DATE OF HER DIVORCE, MS. SCHWARTZMAN WAS PAID A GROSS SALARY OF $24,909,IN CONNECTION WITH HER EMPLOYMENT IN THE URBAN EDUCATION INSTITUTE.PAUL YOVOVICH, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT OF LAKE CAPITAL, A PRIVATE EQUITY FIRM THAT MANAGES TWO PRIVATE EQUITY FUNDS IN WHICH A PORTION OF THE UNIVERSITY'S ENDOWMENT IS INVESTED. DURING THE TAX YEAR ENDED JUNE 30, 2012, THE UNIVERSITY PAID MANAGEMENT FEES OF APPROXIMATELY $110,500 IN CONNECTION WITH LAKE CAPITAL'S MANAGEMENT OF THESE TWO FUNDS. THE TERMS GOVERNING THE UNIVERSITY'S INVESTMENT IN THESE FUNDS WERE NEGOTIATED AT ARMS' LENGTH AND CONCLUDED ON MARKET TERMS.DANIEL L. DOCTOROFF, A TRUSTEE OF THE UNIVERSITY, IS CHIEF EXECUTIVE OFFICER OF BLOOMBERG, LP, FROM WHICH THE UNIVERSITY PURCHASED VARIOUS INVESTMENT DATA PRODUCTS ON STANDARD, ARMS' LENGTH TERMS. THE UNIVERSITY PAID BLOOMBERG LP AND ITS AFFILIATES APPROXIMATELY $333,465 FOR THESE PRODUCTS DURING THE YEAR ENDED JUNE 30, 2012.SANFORD GROSSMAN, A TRUSTEE OF THE UNIVERSITY, WAS CHAIRMAN, CEO AND SOLE SHAREHOLDER OF QFS ASSET MANAGEMENT, INC., THE GENERAL PARTNER OF QFS ASSET MANAGEMENT, L.P., A LIMITED PARTNERSHIP IN WHICH THE UNIVERSITY, THROUGH AN AFFILIATE, OWNS A LIMITED PARTNERSHIP INTEREST AS A RESULT OF A CHARITABLE GIFT FROM MR. GROSSMAN. THE UNIVERSITY RECEIVED $2,165,102.70 IN DISTRIBUTIONS ON ITS AFFILIATE'S LIMITED PARTNERSHIP INTEREST IN QFS ASSET MANAGEMENT, L.P. IN THE TAX YEAR ENDED JUNE 30, 2012.PETER MAY, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT AND FOUNDING PARTNER OF TRIAN PARTNERS, AN INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. TRIAN RECEIVED APPROXIMATELY $368,000 IN MANAGEMENT AND INCENTIVE FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT IN THE TAX YEAR ENDED JUNE 30, 2012.JOHN A. EDWARDSON, A TRUSTEE OF THE UNIVERSITY, DURING THE TAX YEAR WAS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF CDW LLC, FROM WHICH THE UNIVERSITY FROM TIME TO TIME PURCHASES CERTAIN COMPUTER HARDWARE AND SOFTWARE PRODUCTS, AND RELATED SERVICES. DURING THE TAX YEAR ENDED JUNE 30, 2012, THE UNIVERSITY PAID CDW LLC APPROXIMATELY $1.1 MILLION FOR SUCH PURCHASES.WILLIAM BLAIR & COMPANY, LLC, OF WHICH E. DAVID COOLIDGE III IS VICE CHAIRMAN, SERVED AS CO-MANAGER ON A 2012 TAX-EXEMPT BOND ISSUANCE FOR THE BENEFIT OF THE UNIVERSITY. FOR ITS SERVICES AS CO-MANAGER DURING THE TAX YEAR ENDED JUNE 30, 2012, WILLIAM BLAIR RECEIVED APPROXIMATELY $54,261 IN COMPENSATION.SHADI BARTSCH-ZIMMER, WHO MARRIED PRESIDENT ROBERT J. ZIMMER DURING THE TAX YEAR, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. FROM THE DATE OF HER MARRIAGE THROUGH JUNE 30, 2012, MS. BARTSCH WAS PAID A GROSS SALARY OF $204,885 IN CONNECTION WITH HER EMPLOYMENT.TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR IN THE DEPARTMENT OF MEDICINE.SWAPNA SHAW CHINNIAH, WHO FOR A PORTION OF THE TAX YEAR WAS MARRIED TO NIMALAN CHINNIAH, VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIAL OFFICER, IS EMPLOYED BY THE UNIVERSITY AS AN ADVISER IN THE COLLEGE. FROM JULY 1, 2011 THROUGH THE DATE OF HER DIVORCE, MS. CHINNIAH WAS PAID A GROSS SALARY OF $26,013 IN CONNECTION WITH HER EMPLOYMENT IN THE COLLEGE.	Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	7	NumberOfContributions

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	244	NumberOfContributions
Noncash Contribs Rptd F990	15734760	NoncashContribsRptdF990
Method Of Determining Revenues	COST/SELLING PRICE	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Description	COMPUTER EQUIPMENT	Description
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	165238	NoncashContribsRptdF990
Method Of Determining Revenues	MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Number Of8283 Received	23	NumberOf8283Received
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	1	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
THIRD PARTY USE:	PART I, LINE 32B:	RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.
NON REPORTING OF REVENUE:	PART I, LINE 33:	THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (6 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 2	RODNEY L. GOLDSTEIN AND KING W. HARRIS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. ROBERT W. LANE AND JOSEPH NEUBAUER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. THOMAS J. PRITZKER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. JOHN W. ROGERS, JR. AND PAULA WOLFF, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11	PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE AND AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE AREAS OF OVERSIGHT OF THOSE COMMITTEES. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY - MARCH 2013, AT WHICH TRUSTEES ON THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2013, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C	ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE AND PREPARES FOR EACH TRUSTEE AND OFFICER A WRITTEN ACKNOWLEDGMENT OF THE DISCLOSURE THAT IDENTIFIES ANY PENDING UNIVERSITY TRANSACTIONS THAT MAY BE AFFECTED BY THE DISCLOSURE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. 2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICERS AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THE POLICY TO THE DEPUTY PROVOST FOR RESEARCH. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE DEPUTY PROVOST SEEKS ASSESSMENT OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC UNIVERSITY EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5)THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
FORM 990, PART VI, SECTION B, LINE 15	THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE COMPENSATION COMMITTEE REVIEWS THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS. THE COMPENSATION COMMITTEE THEN MAKES A RECOMMENDATION REGARDING COMPENSATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHICH ALSO REVIEWS THE COMPARABILITY DATA AND MAKES ALL FINAL COMPENSATION DECISIONS. THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE AND THE DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
FORM 990, PART VI, SECTION C, LINE 19	THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICTS OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU.
FORM 990, PART XI, LINE 5:	NET UNREALIZED LOSSES ON INVESTMENTS: -67,369,889. MISCELLANEOUS ROUNDING ADJUSTMENT -823. TOTAL TO FORM 990, PART XI, LINE 5: -67,370,712.	CHANGES IN NET ASSETS OR FUND BALANCES:

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (6 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Total IncomeTotalIncome	EOY AssetsEOYAssets	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	Legal Domicile Foreign CountryLegalDomicileForeignCountry
UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUE	CHICAGO	IL	60637	680628477	MANAGE LAB	IL	3736500	0	UNIV OF CHICAGO
UNIVERSITY OF CHICAGO FOUNDATION LTD
				980525557	FUNDRAISING		628849	16359	UNIV OF CHICAGO	5T FL ALDER CASTER 10 NOBLE	LONDON	UK	UK
THEORY & COMPUTING SCIENCES BLDG TRUST
5801 S ELLIS AVENUE	CHICAGO	IL	60637	516596577	RESEARCH BLDG	IL	9413136	74190893	SEE PART VII
UCHICAGO TRADING
5801 S ELLIS AVENUE	CHICAGO	IL	60637	300517735	INVESTING	IL	7716963	4034294	UNIV OF CHICAGO
MAROON INVESTMENTS LLC
5801 S ELLIS AVENUE	CHICAGO	ID	60637		HOLDING COMPANY	DE	2165103	40000000	UNIV OF CHICAGO
UCHICAGO IMPACT LLC
5801 S ELLIS AVENUE	CHICAGO	IL	60637	611682394	EDUCATION CONSULTING	IL		1345452	UNIV OF CHICAGO

Form990 Schedule R Part II Form990ScheduleRPartII (26 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg	Direct Controlling Entity NADirectControllingEntityNA	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	Legal Domicile Foreign CountryLegalDomicileForeignCountry
UNIVERSITY OF CHICAGO MEDICAL CTR
5841 S MARYLAND AVENUE	CHICAGO	IL	60637	363488183	HOSPITAL	IL	501 (C) (3)	LINE 3	UNIV OF CHICAGO	0
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP
5801 S ELLIS AVENUE	CHICAGO	IL	60637	366108743	PROPERTY HOLDING	IL	501 (C) (2)		UNIV OF CHICAGO	0
LAKE PARK ASSOCIATES
5801 S ELLIS AVENUE	CHICAGO	IL	60637	366111317	PROPERTY HOLDING	IL	501 (C) (2)		UNIV OF CHICAGO	0
ARCH DEVELOPMENT CORPORATION
5555 S WOODLAWN AVENUE	CHICAGO	IL	60637	363485244	TECH TRANSFER	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
UNIV OF CHICAGO CHARTER SCHOOL CORP
5801 S ELLIS AVENUE	CHICAGO	IL	60637	364225812	EDUCATION	IL	501 (C) (3)	LINE 2	UNIV OF CHICAGO	0
COURT THEATRE FUND
5535 S ELLIS AVENUE	CHICAGO	IL	60637	363203660	SUPP THE ARTS	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
5801 S ELLIS AVENUE	CHICAGO	IL	60637	366056201	SUPP RESEARCH	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
5801 S ELLIS AVENUE	CHICAGO	IL	60637	363020034	MALPTRACTICE TRUST	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
5801 S ELLIS AVENUE	CHICAGO	IL	60637	363999692	MEDICAL TRUST	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
CHICAGO TUMOR INSTITUTE
5801 S ELLIS AVENUE	CHICAGO	IL	60637	237136019	SUPP RESEARCH	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
NATIONAL OPINION RESEARCH CENTER
55 E MONROE AVENUE	CHICAGO	IL	60603	362167808	SO SCI SURVEYS	IL	501 (C) (3)	LINE 7		0	N/A
THE QUADRANGLE CLUB
5801 S ELLIS AVENUE	CHICAGO	IL	60637	361655190	SOCIAL CLUB	IL	501 (C) (7)		UNIV OF CHICAGO	0
FERMI RESEARCH ALLIANCE LLC
PO BOX 500	BATAVIA	IL	60510	571239010	MANAGE LAB	IL	501 (C) (3)	LINE 7		0	N/A
UNIVERSITY OF CHICAGO CENTER IN PARIS
					EDUCATION				UNIV OF CHICAGO	0		6 RUE THOMAS MANN 75013	PARIS	FR	FR
UNIV OF CHGO BOOTH SCHL OF BUSINESS
					EDUCATION				UNIV OF CHICAGO	0		WOOLGATE EXCHANGE 25 BASINGHAL	LONDON	UK	UK
UNIV OF CHGO BOOTH SCHL OF BUSINESS
					EDUCATION				UNIV OF CHICAGO	0		101PENANG RD 238466	SINGAPORE	SN	SN
UNIVERSITY OF CHICAGO TRUST
					FUNDRAISING				UNIV OF CHICAGO	0		GB10-12 CLAIRMONT APTS RST HSE	BANGALORE	IN	IN
UNIV OF CHGO FOUNDATION IN HONG KONG
					FUNDRAISING				UNIV OF CHICAGO	0		RM100 FAR EAST CTR C/O WM FAN CO	HONG KONG	HK	HK
UCHICAGO RESEARCH INTERNATIONAL LTD
5801 S ELLIS AVENUE	CHICAGO	IL	60637	262741573	RESEARCH	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0
UCHICAGO RESEARCH BANGLADESH LTD
					RESEARCH				UCHGO RSCH INTL	0		HSE 388 ROAD 24 NEW DOH	DHAKA	BG	BG
UNIVERSITY OF CHICAGO CLOISTERS CLUB
1212 E 59TH STREET	CHICAGO	IL	60637		SOCIAL CLUB	IL			UNIV OF CHICAGO	0
PHOENIX OVERLAY FUND LTD
401 N MICHIGAN AVE C/O INVST OFFICE	CHICAGO	IL	60611		INVESTING				UNIV OF CHICAGO	0					CJ
SOUTHEAST CHICAGO COMMISSION
1511 EAST 53RD STREET	CHICAGO	IL	60615	362226282	COMMUNITY SERVICES	IL	501 (C) (3)	LINE 7	UNIV OF CHICAGO	0
UCMC COMMUNITY PHYSICIANS LLC
5841 S MARYLAND AVENUE	CHICAGO	IL	60637	383865637	PHYSICIAN SERVICES	IL			UNIV OF CHGO MEDICAL CENTER	0
UCMCSCH ONCOLOGY JV LLC
1850 SILVER CROSS BLVD	NEW LENOX	IL	60451	352436795	HEALTHCARE SERVICES	IL			UNIV OF CHGO MEDICAL CENTER	0
THE JOHN CRERAR FOUNDATION
5730 S ELLIS AVENUE	CHICAGO	IL	60637	363155157	SUPPORT THE LIBRARY	IL	501 (C) (3)	LINE 11A, I	UNIV OF CHICAGO	0

Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)

Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Legal Domicile StateLegalDomicileState	Type Of EntityTypeOfEntity
UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA
UNIT1-10 CULTURE PL OF REMMIN UNIV	BEIJING	CH	CONSULTING	CH	1834857	2424123	1.00000
CHARITABLE REMAINDER TRUSTS (87)
			CHARITABLE RMDR TR				0.93000	5801 S ELLIS AVENUE	CHICAGO	IL	60637	IL	T
CHARITABLE LEAD TRUST (2)
			CHARITABLE LEAD TRUST				1.00000	5801 S ELLIS AVENUE	CHICAGO	IL	60637	IL	T
POOLED INCOME FUND (1)
			POOLED INCOME FUND				1.00000	5801 S ELLIS AVENUE	CHICAGO	IL	60637	IL	T

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	1	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	1	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	0	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	0	PerformOfServicesByOtherOrgs
Sharing Of Facilities	1	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	1	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (37 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
UNIVERSITY OF CHICAGO MEDICAL CENTER
A	6497	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
B	7132083	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
C	63000000	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
M	389562	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
N	87471318	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
O	46127368	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
P	89418021	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
Q	45676108	CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
R	82256744	CASH VALUE
PROPERTY HOLDING CORP
N	54906	CASH VALUE
PROPERTY HOLDING CORP
R	97351	CASH VALUE
LAKE PARK ASSOCIATES
B	18930780	CASH VALUE
UNIVERSITY OF CHICAGO CHARTER SCHOOL
O	3620214	CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FDN
C	990020	CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FDN
N	342478	CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
B	25546337	CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
P	42710000	CASH VALUE
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
P	4120654	CASH VALUE
NATIONAL OPINION RESEARCH CENTER
A	880023	CASH VALUE
NATIONAL OPINION RESEARCH CENTER
P	62785	CASH VALUE
QUADRANGLE CLUB
Q	651824	CASH VALUE
FERMI RESEARCH ALLIANCE
R	1021091	CASH VALUE
UNIVERSITY OF CHICAGO CENTER IN PARIS
Q	2171426	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
M	1637627	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
N	385903	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
P	529326	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
Q	281297	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
R	4365518	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
M	1957371	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
P	2663540	CASH VALUE
UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)
R	1006286	CASH VALUE
UNIVERSITY OF CHICAGO TRUST
C	34950	CASH VALUE
UCHICAGO RESEARCH INTERNATIONAL LTD
B	2175000	CASH VALUE
UNIVERSITY RESEARCH BANGLADESH
Q	1110000	CASH VALUE
UNIVERSITY OF CHICAGO FOUNDATION HONG KONG
C	260154	CASH VALUE
SOUTH EAST CHICAGO COMMISSION
Q	386808	CASH VALUE
PHOENIX OVERLAY
R	250000	CASH VALUE

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Return Reference	PART I IDENTIFICATION OF DISREGARDED ENTITIES	ReturnReference
Explanation	THEORY & COMPUTING SCIENCES BUIDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $74,190,893 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2011 IS $9,413,136.	Explanation