THE SHADOW FUNDERS INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE SHADOW FUNDERS INC (EIN 20-2031200)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-01
- IRS object ID
- 201321239349100922
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-01T02:02:34-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202031200 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Shadow Funders Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SHAD | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Michael E Haglund | Name |
| Title | President | Title |
| Date Signed | 2013-05-01 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-01 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 816083 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 43 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 43 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 23169 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 23169 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 44526 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 669277 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 44526 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 9 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 9 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 67747 | TotalRevenueAndExpenses |
| Total Net Investment Income | 67747 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 10224 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 10224 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 571 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 471 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 8325 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 98 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 8227 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 19120 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 10793 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 8227 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 73400 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 73400 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 92520 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 10793 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 81627 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -24773 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 56954 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 22423 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 38886 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 38886 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 128295 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 107834 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 110609 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 505591 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 514550 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 610906 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 80755 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 51021 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 55682 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 737064 | TotalAssetsBOY |
| Total Assets EOY | 712291 | TotalAssetsEOY |
| Total Assets EOYFMV | 816083 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 737064 | RetainedEarningsBOY |
| Retained Earnings EOY | 712291 | RetainedEarningsEOY |
| Total Net Assets BOY | 737064 | TotalNetAssetsBOY |
| Total Net Assets EOY | 712291 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 737064 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 712291 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 737064 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -24773 | ExcessOfRevenueOverExpenses |
| Subtotal | 712291 | Subtotal |
| Total Net Assets Fund Balances EOY | 712291 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 669277 | GrossSalesPrice |
| Cost Or Other Basis | 624751 | CostOrOtherBasis |
| Gain Or Loss | 44526 | GainOrLoss |
| Gains Minus Excess Or Losses | 44526 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 44526 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 127417 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 860230 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.148120 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 36524 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 876206 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.041684 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 63645 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 788414 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.080725 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 25650 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 938298 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.027337 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 76940 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1060832 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.072528 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.370394 | TotalDistributionRatio |
| Average Distribution Ratio | 000.074079 | AverageDistributionRatio |
| Net Noncharitable Assets | 810498 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 60041 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 570 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 60611 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 81627 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 570 | InvestmentIncomeExciseTax |
| Subtotal | 570 | Subtotal |
| Tax Based On Investment Income | 570 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 448 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 448 | TotalCreditsAndPayments |
| Tax Paid Original Return | 448 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 122 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Christina E Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
| Erick J Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
| Melissa Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
| Michael E Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir / Sec | 001.00 | 0 |
| Molly G Haglund | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 791619 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 31222 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 822841 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 822841 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 12343 | CashDeemedCharitable |
| Net Noncharitable Assets | 810498 | NetNoncharitableAssets |
| Minimum Investment Return | 40525 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 40525 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 570 | TaxBasedOnInvestmentIncome |
| Total Tax | 570 | TotalTax |
| Distributable Amount Before Adj | 39955 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 39955 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 39955 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 81627 | ExpensesAndContributions |
| Qualifying Distributions | 81627 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 570 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 81057 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 39955 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year1 | 67268 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 67268 | TotalExcessDistriCarryover |
| Qualifying Distributions | 81627 | QualifyingDistributions |
| Applied To Current Year | 39955 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 41672 | RemainingDistriFromCorpus |
| Total Corpus | 108940 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 108940 | ExcessDistriCyovToNextYear |
| Excess From Year1 | 67268 | ExcessFromYear1 |
| Excess From Current Year | 41672 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Melissa Haglund | ContributingManager |
| Contributing Manager | Michael E Haglund | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509a1 | General Unrestricted | $3,000 |
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509a1 | All Saints School | $20,000 |
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN ST | PORTLAND | OR | 97232 | N/A | 509a1 | All Saints School Scholarships Fund | $3,000 |
| BLANCHET HOUSE OF HOSPITALITY | |||||||
| 1500 NE IRVING ST STE 440 | PORTLAND | OR | 97232 | N/A | 509a1 | Capital Campaign | $5,000 |
| CENTRAL CATHOLIC HIGH SCHOOL | |||||||
| 2401 SE STARK ST | PORTLAND | OR | 97214 | N/A | 509a1 | CCHS Capital Campaign | $40,000 |
| FRIENDS OF OUTDOOR SCHOOL | |||||||
| PO BOX 82684 | PORTLAND | OR | 97282 | N/A | 509a1 | General Unrestricted | $500 |
| KBOO FOUNDATION | |||||||
| 20 SE 8TH AVE | PORTLAND | OR | 97214 | N/A | 509a1 | General Unrestricted | $300 |
| PLANNED PARENTHOOD | |||||||
| 3727 NE ML KING JR BLVD | PORTLAND | OR | 97212 | N/A | 509a1 | General Unrestricted | $1,000 |
| VALENTINO ACHAK DENG FOUNDATION | |||||||
| 849 VALENCIA ST | SAN FRANCISCO | CA | 94110 | N/A | 509a1 | General Unrestricted | $600 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 73400 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $43 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $23,169 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $44,526 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $9 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $67,747 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 67747 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 669277 | GrossSalesPrice |
| Basis | 624751 | Basis |
| Total Net | 44526 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (24 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ASTRAZENECA PLC NT - 5.900 - 09/15/2017 | 2016 | 2430 |
| ATT INC GLBL NT - 3.000 - 02/15/2022 | 2001 | 2080 |
| BERKSHIRE HATHAWAY FIN CORP - 1.600 - 05/15/2017 | 2047 | 2039 |
| BP CAPITAL MARKETS PLC NT - 1.700 - 12/05/2014 | 2016 | 2042 |
| CANADIAN NAT RES LTD NT - 5.700 - 05/15/2017 | 1964 | 2356 |
| CATERPILLAR FINL SVCS MTNS - 7.150 - 02/15/2019 | 1268 | 1302 |
| CITIGROUP INC SUB NT - 5.000 - 09/15/2014 | 2935 | 3156 |
| COMCAST CORP NT - 6.300 - 11/15/2017 | 1013 | 1227 |
| DAIMLERCHRYSLER N. AMER - 6.500 - 11/15/2013 | 3166 | 3149 |
| DIRECTV HLDGS LLC / DIRECTV - 3.500 - 03/01/2016 | 2030 | 2119 |
| ENTERPRISE PRODUCTS BD - 5.200 - 09/01/2020 | 1044 | 1194 |
| EXELON CORP NT - 4.900 - 06/15/2015 | 1881 | 2177 |
| GE CAP CORP SR UNSERUES 5.625 9/15/17 | 3555 | 3538 |
| GLAXOSMITHKLINE CAP INC 05.65000 05/15/2018 | 2027 | 2436 |
| GOLDMAN SACHS GROUP INC - 5.375 - 03/15/2020 | 2087 | 2292 |
| JPMORGAN CHASE CO GLBL - 4.750 - 03/01/2015 | 3276 | 3236 |
| KRAFT FOODS INC NT 5.37500 02/10/2020 | 1013 | 1207 |
| MORGAN STANLEY - 4.750 - 04/01/2014 | 1898 | 2071 |
| PFIZER INC - 6.200 - 03/15/2019 | 2439 | 2528 |
| TIME WARNER CABLE INC - 8.750 - 02/14/2019 | 2012 | 2698 |
| TIME WARNER INC DTD 3/11/2010 4.875 3/15/2020 | 2151 | 2336 |
| TOYOTA MTR CR CORP MTN - 1.250 - 10/05/2017 | 2007 | 2014 |
| UNITED PARCEL SRVC NT - 5.500 - 01/15/2018 | 3052 | 3605 |
| WAL MART STORES INC NT - 5.800 - 02/15/2018 | 2123 | 2450 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (127 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 157 shares of AETNA INC. NEW | 6606 | 7271 |
| 147 shares of AGILENT TECHNOLOGIES INC | 3940 | 6018 |
| 52 shares of AIR PRODS CHEM INC. | 4538 | 4369 |
| 13 shares of ALLEGHANY CP | 4130 | 4360 |
| 175 shares of ALTRIA GROUP INC | 5689 | 5502 |
| 333 shares of AMERICAN EXPRESS CO | 14704 | 19141 |
| 62 shares of AMERIPRISE FINANCIAL INC | 2246 | 3883 |
| 50 shares of ANHEUSER BUSCH COS INC | 2740 | 4371 |
| 133 shares of ASSA ABLOY UNSP/ADR | 1443 | 2462 |
| 39 shares of ASSOCIATED BRITISH FOODS PLC | 947 | 994 |
| 204 shares of ATLANTIA SPA ADR | 1514 | 1842 |
| 178 shares of BALL CP | 6621 | 7966 |
| 613 shares of BANK NEW YORK MELLON CORP COM | 16649 | 15754 |
| 20 shares of BAYER A G SPONSORED ADR | 1280 | 1918 |
| 52 shares of BAYERISCHE MOTOREN WERKE | 1288 | 1695 |
| 154 shares of BED BATH BEYOND INC. | 6887 | 8610 |
| 130 shares of BERKSHIRE HATHAWAY INC. CLASS B | 7894 | 11661 |
| 80 shares of BG GROUP PLC ADS | 1654 | 1337 |
| 39 shares of BHP BILLITON LIMITED | 3003 | 3058 |
| 58 shares of BNP PARIBAS SPONS ADR | 1351 | 1694 |
| 32 shares of BRITISH AMERICAN TOBACCO PLC | 2880 | 3240 |
| 24 shares of BRITISH SKY BROADCASTING ADR | 1053 | 1209 |
| 201 shares of CAMPBELL SOUP CO | 6711 | 7013 |
| 275 shares of CANADIAN NATURAL RESOURCES LTD | 8133 | 7939 |
| 38 shares of CANON INC. | 1777 | 1490 |
| 29 shares of CF INDUSTRIES HOLDINGS, INC | 4678 | 5892 |
| 108 shares of CHINA CONSTRUCT UNSPON ADR | 1595 | 1734 |
| 41 shares of CHINA MOBILE HGK LTD | 2260 | 2408 |
| 54 shares of CIELO SA ADR | 1105 | 1558 |
| 96 shares of COACH INC | 5664 | 5329 |
| 156 shares of COCA-COLA CO | 4168 | 5655 |
| 199 shares of COSTCO WHOLESALE CORP NEW | 10656 | 19647 |
| 372 shares of CVS CAREMARK CORP. | 12065 | 17986 |
| 75 shares of DAITO TRUST CONSTRUC | 1655 | 1765 |
| 66 shares of DEERE CO | 5729 | 5704 |
| 146 shares of DEVON ENERGY CORPORATION | 8599 | 7598 |
| 86 shares of DIAGEO PLC ADS | 6412 | 10026 |
| 113 shares of DIRECTV GROUP | 6029 | 5668 |
| 215 shares of DISCOVER FINL SVCS COM | 5836 | 8288 |
| 177 shares of EATON VANCE CORP COM | 5654 | 5637 |
| 29 shares of ENI S.P.A. | 1372 | 1425 |
| 161 shares of EOG RESOURCES INC | 11079 | 19447 |
| 46 shares of ESTACIO PARTICIP ADR | 875 | 971 |
| 110 shares of EXPRESS SCRIPTS HOLDING CO. | 4884 | 5940 |
| 39 shares of FANUC LIMITED UNSPONSORED | 1006 | 1197 |
| 38 shares of GETINGE AB UNSP ADR | 1163 | 1292 |
| 92 shares of GILEAD SCIENCES INC | 6205 | 6757 |
| 19 shares of GOOGLE INC CL A | 10137 | 13440 |
| 208 shares of HARLEY DAVIDSON INC. | 9166 | 10157 |
| 120 shares of HERBALIFE LTD | 6014 | 3953 |
| 84 shares of HERSHEY FOODS CORP COMMON | 5993 | 6066 |
| 95 shares of HEWLETT PACKARD CO | 3473 | 1354 |
| 148 shares of HOLLYFRONTIER CORP | 5997 | 6889 |
| 399 shares of HUNTSMAN CORP | 6175 | 6344 |
| 132 shares of INFORMA PLC UNSPONSORED ADR | 1459 | 1962 |
| 149 shares of ING GROUP N V SPONSORED ADR | 1167 | 1414 |
| 161 shares of IRON MOUNTAIN NEW | 3857 | 4999 |
| 37 shares of JS GROUP CORP-UNSPON ADR | 1794 | 1647 |
| 82 shares of KASIKORNBANK PUB CO LTD ADR CMN | 1300 | 2103 |
| 100 shares of KELLOGG CO | 5658 | 5585 |
| 51 shares of KOC HOLDINGS AS UNSP/ADR | 877 | 1334 |
| 56 shares of KOMATSU LTD. | 1595 | 1440 |
| 335 shares of LOEWS CORP | 9940 | 13651 |
| 33 shares of LVMH MOET HENN UNSP | 1039 | 1244 |
| 145 shares of MACYS INC | 5660 | 5658 |
| 124 shares of MARRIOTT INTERNATIONAL INC. CL A | 4822 | 4621 |
| 40 shares of MEDICLINIC INTERNATIONAL - ADR | 1036 | 1308 |
| 50 shares of MERCK KGAA U/ADR | 1501 | 2198 |
| 150 shares of METLIFE INC. | 4843 | 4941 |
| 327 shares of MICROSOFT CORPORATION | 9237 | 8734 |
| 91 shares of MOBILE TELSYS OJSC | 1462 | 1697 |
| 62 shares of MONSANTO CO | 5290 | 5868 |
| 60 shares of MR PRICE GROUP LTD | 605 | 991 |
| 59 shares of NOVARTIS AG ADR | 3053 | 3735 |
| 143 shares of NU SKIN ENTERPRISES CL A | 6026 | 5298 |
| 177 shares of OCCIDENTAL PETROLEUM CORP | 7747 | 13560 |
| 270 shares of ORACLE CORP | 8448 | 8996 |
| 47 shares of ORICA LTD UNSPON ADR | 1331 | 1234 |
| 59 shares of PETRO GEO ADR NEW | 823 | 1027 |
| 127 shares of PETROFAC LTD UNSPONS ADR | 1295 | 1688 |
| 169 shares of PFIZER INC. | 3060 | 4238 |
| 75 shares of PHILIP MORRIS INTL | 3221 | 6273 |
| 132 shares of PHILLIPS 66 | 6209 | 7009 |
| 313 shares of PIER 1 IMPORTS INC | 5993 | 6260 |
| 106 shares of POTASH CORPORATION OF SASKATCHEWAN INC | 4725 | 4313 |
| 9 shares of PRICELINE.COM INCORPORATED | 5692 | 5584 |
| 400 shares of PROGRESSIVE CORP OHIO | 7437 | 8440 |
| 85 shares of PRUDENTIAL PLC SC | 1632 | 2427 |
| 172 shares of PT BK MANDIR PRS UNSP/ADR | 1246 | 1446 |
| 44 shares of PT TELEKOM. IND. TBK ADR | 1521 | 1626 |
| 194 shares of QUESTCOR PHARMACEUTICALS, INC. | 5678 | 5184 |
| 93 shares of RED ELECTRICA DE ESPANA SA | 857 | 925 |
| 55 shares of REXAM PLC ADR | 1543 | 1966 |
| 30 shares of ROYAL DUTCH SHELL PLC | 1788 | 2069 |
| 38 shares of RYANAIR HOLDINGS PLC-ADR COM | 982 | 1303 |
| 89 shares of SAMPO OYJ UNSPONSORED ADR | 1216 | 1427 |
| 23 shares of SANDS CHINA LTD UNSP ADR | 896 | 1030 |
| 77 shares of SANDVIK AB SPONS ADR | 984 | 1244 |
| 90 shares of SANOFI-AVENTIS SPONSORED ADR | 3321 | 4264 |
| 44 shares of SAP AKTIENGESELL ADS | 2238 | 3537 |
| 214 shares of SBERBANK SPONSORED ADR | 2276 | 2604 |
| 20 shares of SEVEN I HOLDINGS C | 1341 | 1127 |
| 40 shares of SHERWIN-WILLIAMS CO. | 4111 | 6153 |
| 79 shares of SOFTBANK CP UNSP ADR | 1512 | 1434 |
| 588 shares of SONIC CORPORATION | 5980 | 6121 |
| 72 shares of STANDARD BANK GROUP SPON ADR | 1070 | 1024 |
| 315 shares of SUMITOMO MITSUI FINCL GRP | 3353 | 2312 |
| 41 shares of SWATCH GROUP AG | 894 | 1041 |
| 56 shares of SWEDBANK AB S/ADR | 711 | 1109 |
| 214 shares of TAIWAN SEMICONDUCTOR MFG CO LTD | 2516 | 3672 |
| 49 shares of TECHNIP ADS | 1116 | 1444 |
| 187 shares of TEXAS INSTRUMENTS INC. | 4496 | 5776 |
| 198 shares of TJX COMPANIES INC | 6639 | 8405 |
| 32 shares of TRANSOCEAN LTD. | 3037 | 1429 |
| 112 shares of TULLOW OIL PLC ADR UK | 877 | 1167 |
| 95 shares of TURKCELL ILET NEW | 1240 | 1533 |
| 347 shares of U.S. SILICA HOLDINGS INC | 5658 | 5805 |
| 96 shares of UNILEVER PLC AMER | 2787 | 3717 |
| 76 shares of UNITED PARCEL SERVICE | 5687 | 5603 |
| 73 shares of VALE SA | 1882 | 1530 |
| 49 shares of VALEO SA SPONS ADR | 1121 | 1259 |
| 161 shares of WADDELLREED FIN INC | 5673 | 5606 |
| 118 shares of WAL-MART STORES INC. | 6184 | 8051 |
| 158 shares of WALT DISNEY HOLDINGS CO. | 6584 | 7867 |
| 588 shares of WELLS FARGO CO. | 12413 | 20099 |
| 319 shares of WOLSELEY PLC ADR | 993 | 1509 |
| 101 shares of YAHOO JAPAN CORP | 973 | 1087 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 8202 | 8202 | |
| Bank Charges | 98 | 98 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Revenue And Expenses Per Books | 9 | RevenueAndExpensesPerBooks |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $10,224 | Amount |
| Net Investment Income | 10224 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $100 | |
| Foreign Tax Paid | $471 | 471 |
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