HARVEST FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- HARVEST FOUNDATION (EIN 91-2065635)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201321309349100307
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T18:31:55-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 911275259 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SMITH BUNDAY BERMAN BRITTON PS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11808 NORTHUP WAY SUITE 240 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 980051922 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 912065635 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARVEST FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARV | NameControl |
| Phone | 2064593012 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | EDWARD RINGNESS | Name |
| Title | PRESIDENT | Title |
| Phone | 2064593012 | Phone |
| Date Signed | 2013-05-10 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PATRICK E GREEN | Name |
| PTIN | P00166052 | PTIN |
| Phone | 4258278255 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 9868263 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 50000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 186 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 186 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 358130 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 354130 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 480218 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 4456838 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 480218 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 1 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 1 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 888535 | TotalRevenueAndExpenses |
| Total Net Investment Income | 834535 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 36 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 18 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 18 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 11927 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 5963 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5964 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 67761 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 67761 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 9247 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 4247 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 1104 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 3 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 90075 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 77992 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 5982 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 430000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 430000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 520075 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 77992 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 435982 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 368460 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 756543 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 978 | CashBOY |
| Cash EOY | 7319 | CashEOY |
| Cash EOYFMV | 7319 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 606541 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 728192 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 728545 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 148682 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 607962 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 645036 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6490628 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6347558 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 7065829 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1120495 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1036097 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1145867 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 192772 | InvestmentsOtherBOY |
| Investments Other EOY | 202677 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 259324 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 1601 | OtherAssetsBOY |
| Other Assets EOY | 352 | OtherAssetsEOY |
| Other Assets EOYFMV | 16343 | OtherAssetsEOYFMV |
| Total Assets BOY | 8561697 | TotalAssetsBOY |
| Total Assets EOY | 8930157 | TotalAssetsEOY |
| Total Assets EOYFMV | 9868263 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 8561697 | RetainedEarningsBOY |
| Retained Earnings EOY | 8930157 | RetainedEarningsEOY |
| Total Net Assets BOY | 8561697 | TotalNetAssetsBOY |
| Total Net Assets EOY | 8930157 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 8561697 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 8930157 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 8561697 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 368460 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 8930157 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 8930157 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (5 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICALLY TRADED SECURITIES | P | 1612378 | 1630657 | -18279 | -18279 |
| PUBLICALLY TRADED SECURITIES | P | 2842776 | 2345564 | 497212 | 497212 |
| PUBLICALLY TRADED PARTNERSHIP | P | 2 | -2 | -2 | |
| PUBLICALLY TRADED PARTNERSHIP | P | 397 | -397 | -397 | |
| CAPITAL GAINS DIVIDENDS | P | 1684 | 1684 | 1684 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 480218 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 409211 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 9419327 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.043444 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 457427 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 8903725 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.051375 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 473126 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 8038717 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.058856 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 530600 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 9664806 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.054900 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 518690 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 11229248 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.046191 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.254766 | TotalDistributionRatio |
| Average Distribution Ratio | 0.050953 | AverageDistributionRatio |
| Net Noncharitable Assets | 9643941 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 491388 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 7565 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 498953 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 435982 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 15131 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 15131 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 15131 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 9249 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 9249 | TotalCreditsAndPayments |
| Tax Due | 5882 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | WA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.HARVESTF.ORG | WebsiteAddress |
| Books In Care Of Person Name | MARJORIE RINGNESS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2064593012 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| EDWARD RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/PRESIDENT | 1.00 | 0 | 0 | 0 |
| MARJORIE RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/TREASURER | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 9356026 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 434777 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 9790803 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 9790803 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 146862 | CashDeemedCharitable |
| Net Noncharitable Assets | 9643941 | NetNoncharitableAssets |
| Minimum Investment Return | 482197 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 482197 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 15131 | TaxBasedOnInvestmentIncome |
| Total Tax | 15131 | TotalTax |
| Distributable Amount Before Adj | 467066 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 467066 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 467066 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 435982 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 435982 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 435982 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 467066 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 427178 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 435982 | QualifyingDistributions |
| Applied To Year1 | 427178 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 8804 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 458262 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EDWARD RINGNESS | ContributingManager |
| Contributing Manager | MARJORIE RINGNESS | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (43 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ARTS CENTRAL | ||||||
| 15 SW COLORADO BLDG II STE 100 | BEND | OR | 97701 | 501(C)(3) | ARTISTS IN SCHOOLS | $10,000 |
| BAINBRIDGE ISLAND ARTS & HUMANITIES COUNCIL | ||||||
| 221 WINSLOW WAY WEST STE 201 | BAINBRIDGE ISLAND | WA | 98110 | 501(C)(3) | ARTS IN EDUCATION | $10,000 |
| BOISE RESCUE MISSIONS | ||||||
| PO BOX 1494 | BOISE | ID | 83701 | 501(C)(3) | HELPING LOW-INCOME & HOMELESS WOMEN BECOME SELF-SUFFICIENT | $10,000 |
| CARES OF WASHINGTON | ||||||
| 1833 N 105TH STREET | SEATTLE | WA | 98133 | 501(C)(3) | EMPLOYMENT AND SELF SUFFICIENCY PROGRAMS | $10,000 |
| BOYS & GIRLS CLUBS OF KING COUNTY | ||||||
| 603 STEWART ST SUITE 300 | SEATTLE | WA | 98101 | 501(C)(3) | RENWAY | $10,000 |
| CENTER FOR MUSIC BY PEOPLE WITH DISABILITIES | ||||||
| 415 WEST CENTRAL AVE | MISSOULA | MT | 59801 | 501(C)(3) | CMPD MUSIC AND DANCE STUDIOS | $10,000 |
| WHATCOM LITERACY COUNCIL | ||||||
| PO BOX 1292 | BELLINGHAM | WA | 98225 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| COLUMBIA GORGE ARTS IN EDUCATION | ||||||
| 1009 EUGENE STREET | HOOD RIVER | OR | 97031 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| EASTSIDE FRIENDS OF SENIORS | ||||||
| 1121 228TH AVE SE | SAMMAMISH | WA | 98075 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| ELDERLY OPPORTUNITY AGENCY | ||||||
| 134N WASHINGTON AVE | EMMETT | ID | 83617 | 501(C)(3) | MEALS ON WHEELS | $10,000 |
| EXPRESS ADVANTAGE | ||||||
| 1741 4TH AVE SOUTH STE A | SEATTLE | WA | 98134 | 501(C)(3) | COMMUNITY MEMBER SERVICES REPRESENTATIVE PROGRAM | $10,000 |
| GREATER MAPLE VALLEY COMMUNITY CENTER | ||||||
| 22010 SE 248TH ST | MAPLE VALLEY | WA | 980386067 | 501(C)(3) | SENIOR PROGRAM | $10,000 |
| FARESTART | ||||||
| 700 VIRGINIA STREET | SEATTLE | WA | 98101 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| FRIENDS IN ACTIONMOUNTAIN STATES GROUP | ||||||
| 1067 W JEFFERSON STREET | BOISE | ID | 83702 | 501(C)(3) | VOLUNTEER OUTREACH, RECRUITMENT AND TRAINING | $10,000 |
| CATHOLIC COMMUNITY SERVICES | ||||||
| 100 23RD AVE S | SEATTLE | WA | 98144 | 501(C)(3) | VOLUNTEER CHORE SERVICES | $10,000 |
| HELPING HAND HOUSE | ||||||
| PO BOX 710 | PUYALLUP | WA | 98371 | 501(C)(3) | EMPLOYMENT SERVICES | $10,000 |
| HOPELINK | ||||||
| 10675 WILLOWS ROAD NE STE 275 | REDMOND | WA | 98052 | 501(C)(3) | FINANCIAL LITERACY & EMPLOYMENT PROGRAMS | $10,000 |
| HOUSING HOPE | ||||||
| 5830 EVERGREEN WAY | EVERETT | WA | 982033748 | 501(C)(3) | COLLEGE OF HOPE | $10,000 |
| HUMAN SOLUTIONS | ||||||
| 12350 SE POWELL BLVD | PORTLAND | OR | 97236 | 501(C)(3) | PEER SUPPORTED WORKFORCE DEVELOPMENT & LIVING SOLUTIONS EMPLOYMENT PROGRAMS | $10,000 |
| ICICLE ARTS | ||||||
| PO BOX 775 | LEAVENWORTH | WA | 98826 | 501(C)(3) | PROFESSIONAL ARTISTS OUTREACH PROGRAM | $10,000 |
| LEARNING LAB | ||||||
| 308 E 36TH STREET | GARDEN CITY | ID | 83714 | 501(C)(3) | NEIGHBORHOOD LIBRARY INTEGRATION | $10,000 |
| NORTHWEST CENTER | ||||||
| 7272 W MARGINAL WAY S | SEATTLE | WA | 98108 | 501(C)(3) | SCHOOL2WORK PROGRAM EXPANSION | $10,000 |
| PEACE COMMUNITY CENTER | ||||||
| 2106 SOUTH CUSHMAN AVE | TACOMA | WA | 98405 | 501(C)(3) | ALUMNI SUPPORT PROGRAM | $10,000 |
| PEACE FOR THE STREET BY KIDS FROM THE STREETS | ||||||
| 1814 SUMMIT AVE | SEATTLE | WA | 98122 | 501(C)(3) | RISK LEANING CENTER | $10,000 |
| PHINNEY NEIGHBORHOOD ASSOCIATION | ||||||
| 6532 PHINNEY AVE N | SEATTLE | WA | 98103 | 501(C)(3) | GREENWOOD SENIOR CENTER ESML PROGRAMMING | $10,000 |
| PIKE MARKET SENIOR CENTER | ||||||
| 85 PIKE STREET STE 200 | SEATTLE | WA | 98101 | 501(C)(3) | WELLNESS FOR DISADVANTAGED SENIORS | $10,000 |
| POWERFUL SCHOOLS | ||||||
| 3401 RAINIER AVE S STE 2 | SEATTLE | WA | 98144 | 501(C)(3) | INTEGRATED ARTS PROGRAMMING | $10,000 |
| REUSE WORKS | ||||||
| 802 MARINE DRIVE | BELLINGHAM | WA | 98225 | 501(C)(3) | JOBS FROM WASTE | $10,000 |
| SANCUARY ART CENTER | ||||||
| 1604 NE 50TH | SEATTLE | WA | 98105 | 501(C)(3) | ARTS EDUCATION PROGRAM | $10,000 |
| SEATTLE CHILDREN'S THEATRE | ||||||
| 201 THOMAS ST | SEATTLE | WA | 98109 | 501(C)(3) | EDUCATION OUTREACH PROGRAMS | $10,000 |
| SEATTLE TILTH | ||||||
| 4649 SUNNYSIDE AVE S STE 206 | SEATTLE | WA | 98103 | 501(C)(3) | SEATTLE YOUTH GARDEN WORKS | $10,000 |
| SEATTLE YOUTH SYMPHONY ORCHESTRA | ||||||
| 11065 FIFTH AVE NE STE A | SEATTLE | WA | 98125 | 501(C)(3) | SYSO IN THE SCHOOLS | $10,000 |
| SENIOR SERVICES SEATTLE | ||||||
| 2208 2ND AVE SUITE 100 | SEATTLE | WA | 98121 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| TRANSITIONS PROGRAMS FOR WOMEN | ||||||
| 3104 W FORTH GEORGE WRIGHT DR | SPOKANE | WA | 99224 | 501(C)(3) | NEW LEAF BAKERY CAFE | $10,000 |
| SOLID GROUND | ||||||
| 1501 NORTH 45TH ST | SEATTLE | WA | 98103 | 501(C)(3) | FINANCIAL SKILLS EDUCATION PROGRAM | $10,000 |
| SPOKANE NEIGHBORHOOD ACTION PARTNERS | ||||||
| 3102 W FORT GEORGE WRIGHT DR | SPOKANE | WA | 99224 | 501(C)(3) | EMERGENCY HOME REPAIR FOR LOW-INCOME SENIORS | $10,000 |
| VASHON MAURY SENIOR CENTER | ||||||
| PO BOX 848 | VASHON | WA | 98070 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| SEATTLE JOBS INITIATIVE | ||||||
| 830 4TH AVE S STE 206 | SEATTLE | WA | 98134 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| TEARS OF JOY THEATRE | ||||||
| 323 NE WYGANT STREET 201 | PORTLAND | OR | 97211 | 501(C)(3) | PUPPET RESIDENCIES IN TITLE I SCHOOLS | $10,000 |
| TREEHOUSE | ||||||
| 2100 24TH AVE S 200 | SEATTLE | WA | 98144 | 501(C)(3) | TREEHOUSE EDUCATION ENGAGEMENT | $10,000 |
| TECHNICALLY LEARNING | ||||||
| 1511 3RD AVE SUITE 531 | SEATTLE | WA | 98101 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| TECHNOLOGY ACCESS FOUNDATION | ||||||
| 4436 RAINIER AVE S STE B | SAMMAMISH | WA | 98119 | 501(C)(3) | TAF ACADEMY PROFESSIONAL DEVELOPMENT | $10,000 |
| YWCA SPOKANE | ||||||
| 930 N MONROE STREET | SPOKANE | WA | 99201 | 501(C)(3) | WOMEN'S OPPORTUNITY CENTER | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 430000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $186 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $354,130 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $480,218 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $834,535 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 838535 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 4 | LineNumber |
| Relationship Statement | IRC SEC. 103- TAX EXEMPT INCOME | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | EDWARD AND MARJORIE RINGNESS | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 50000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SMITH BUNDAY BERMAN BRITTON, P.S. - FORM 990-PF PREPARATION | Category |
| Amount | $11,927 | Amount |
| Net Investment Income | 5963 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5964 | DisbursementsCharitablePrps |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| INVESTMENTS - CORPORATE STOCK | PART II, LINE 10B | STATEMENT 10 SUPPORTING SCHEDULEDETAIL OF PART II, LINE 10BBALANCE SHEET - CORPORATE STOCK INVESTMENTS # SHS DESCRIPTION COST BASIS FAIR MARKET VALUE5000 SHARES CISCO SYSTEMS INC 101,900 98,247 853 SHARES CIT GROUP 27,995 32,960 1000 ISHARES BARCLAYS TREAS INFLN 97,485 121,410 3400 ISHARES MSCI KLD 176,099 201,722 2000 GUGGENHEIM S&P 500 63,976 106,640 303 SHARES AMER EAGLE OUTFITTERS 6,674 6,215 462 SHARES AMER EXPRESS COMPANY 23,367 26,556 68 SHARES APPLE INC 30,483 36,188 864 SHARES ASSA ABLOY AB ADR 7,580 15,993 51 SHARES AUTOZONE INC 19,878 18,076 125 SHARES BAIDU INC 12,906 12,536 1733 SHARES BANCO DO BRASIL SA 26,564 21,957 1671 SHARES BANK MANDIRI TBK 11,977 14,010 326 SHARES BOEING COMPANY 19,933 24,567 391 SHARES CGG VERITAS 10,960 11,933 281 SHARES CHEVRON CORP 29,291 30,387 947 SHARES CHINA CONSTRUCT 14,073 15,370 126 SHARES CHINA MOBILE LTD 6,857 7,399 2256 SHARES CISCO SYS INC 45,686 44,329 983 SHARES CITIGROUP INC 30,934 38,887 602 SHARES COMCAST CORP 9,412 21,624 |
| INVESTMENTS - CORPORATE STOCK - CONT | PART II, LINE 10B | STATEMENT 10 CONT.# SHS DESCRIPTION COST BASIS FAIR MARKET VALUE621 SHARES CVS CAREMARK CORP 23,429 30,025 824 SHARES DAITO TR CONSTRUCTION CO 15,367 19,389 893 SHS EMC CORP MASS 13,187 22,593 579 SHARES ENI S P A 26,525 28,452 1767 SHARES EXPERIAN PLC 28,305 28,378 323 SHARES FREEPORT-MCMRAN CPR & GLD 12,927 11,047 20 SHARES GOOGLE INC 5,962 14,148 608 SHARES HALLIBURTON CO HOLDING CO 17,980 21,092 490 SHARES HONEYWELL INTL INC 22,432 31,100 394 SHARES INTERTEK GROUP PLC 16,812 19,847 64 SHARES INTERNATNL BUSINESS MACH CORP 7,882 12,259 3258 SHARES ISHARES BARCLAYS AGENCY 354,412 369,115 4479 SHARES ISHARES BARCLAYS MBS 468,372 483,687 284 SHARES JOHNSON AND JOHNSON 20,333 19,908 237 SHARES JOY GLOBAL INC 13,510 15,116 901 SHARES KASIKORNBANK PCL 16,588 23,111 568 SHARES KOC HLDG AS 8,549 14,859 421 SHARES LIXL GROUP CORPORATION 19,220 18,739 31 SHARES MASTERCARD INC 12,758 15,230 313 SHARES MCKESSON CORPORATION 27,988 30,348 1481 SHARES MITSUBISHI ESTATE -UN 24,251 35,455 398 SHARES MOBILE TELESYS OJSC 8,383 7,422 1385 SHARES ORACLE CORP 41,462 46,148 1016 SHARES PETROFAC LTD 13,282 13,503 |
| INVESTMENTS - CORPORATE STOCK - CONT | PART II, LINE 10B | STATEMENT 10 CONT.# SHS DESCRIPTION COST BASIS FAIR MARKET VALUE2385 SHARES PFIZER INC 24,850 31,951 379 SHARES POTASH CORP SASKATCHEWAN 16,809 15,422 424 SHARES PT MEDIA NUSANTARA CITRA 9,068 10,999 380 SHARES QUALCOMM INC 20,886 23,507 518 SHARES REXAM PLC 16,299 18,513 1001 SHARES SAMPO PLC 12,909 16,046 1642 SHARES SBERBANK 18,384 20,624 185 SHARES SCHLUMBERGER LTD 12,787 12,820 2714 SHARES SKY DETSCHLND AG 9,017 14,574 4393 SHARES SUMITOMO MITSUI FINAL GROUP INC 30,799 32,245 549 SHARES SWATCH GROUP AG 12,919 13,945 640 SHARES SYSCO CORPORATION 19,768 20,262 1176 SHARES TAIWAN S MANUFCTRING 11,713 20,180 403 SHARES TECHNIP 8,423 11,876 623 SHARES TELEKOMUNIKASI INDONESIA 21,579 23,020 4096 SHARES TEMPLETON GLOBAL INCOME FUND 34,044 46,218 327 SHARES TEVA PHARMACTCL INDS 13,861 12,210 1231 SHARES TULLOW OIL PLC 12,197 12,827 465 SHARES UNILEVER PLC 13,297 18,005 163 SHARES UNITED TECHNOLOGIES CORP 8,784 13,368 279 SHARES UNITEDHEALTH GROUP INC 16,494 15,133 243 SHARES VERTEX PHARMCTLS INC 9,473 10,182 563 SHARES VIACOM INC 28,728 29,692 496 SHARES VODAFONE GROUP PLC 13,160 12,494 |
| INVESTMENTS - CORPORATE STOCK - CONT | PART II, LINE 10B | STATEMENT 10 CONT.# SHS DESCRIPTION COST BASIS FAIR MARKET VALUE461 SHARES WAL-MART STORES INC 26,325 31,454 1003 SHARES ZOOMLION HEAVY INDUSTRY 12,320 14,894 569 SHARES AMN ELEC POWER CO 21,470 24,285 1955 SHARES ASTRAZENECA PLC 92,517 92,413 2290 SHARES AT&T INC 65,429 77,196 1925 SHARES BCE INC 80,623 82,660 2273 SHARES BRISTOL-MYERS SQUIBB CO 77,353 74,077 2053 SHARES CENTURYLINK INC 77,067 80,313 198 SHARES CHEVRON CORP 15,587 21,412 606 SHARES COCA COLA CO 12,843 21,968 1289 SHARES CONOCOPHILLIPS 69,402 74,749 450 SHARES DOMINION RES INC 22,813 23,310 1292 SHARES DUKE ENERGY CORP 83,452 82,430 1357 SHARES ELI LILLY & CO 54,439 66,927 2059 SHARES GLAXOSMITHKLINE PLC 92,285 89,505 1490 SHARES HEINZ H J CO 79,103 85,943 854 SHARES JOHNSON & JOHNSON 52,209 59,865 600 SHARES KIMBERLY CLARK 44,370 50,658 1479 SHARES KRAFT FOODS GROUP INC 68,666 67,250 659 SHARES MCDONALDS CORP 60,951 58,130 1790 SHARES MERCK AND CO INC 65,534 73,283 1712 SHARES NATIONAL GRID PLC 82,671 98,337 326 SHARES PEPSICO INC 21,307 22,308 1635 SHARES PPL CORPORATION 46,011 46,810 |
| INVESTMENTS - CORPORATE STOCK - CONT | PART II, LINE 10B | STATEMENT 10 CONT.# SHS DESCRIPTION COST BASIS FAIR MARKET VALUE345 SHARES PROCTER & GAMBLE CO 22,906 23,422 1346 SHARES ROYAL DUTCH SHEL PLC 97,622 95,418 1927 SHARES SOUTHERN COMPANY 87,670 82,495 1837 SHARES TOTAL S.A. 93,036 95,542 623 SHARES UNILEVER N V 19,808 24,123 2065 SHARES VERIZON COMMUNICATIONS 80,944 89,352 3418 SHARES VODAFONE GROP PLC 92,922 86,099 1728 SHARES WINDSTREAM CORP 21,070 14,308 1494 SHARES ASTRAZENECA PLC 70,057 70,621 2670 SHARES AT&T INC 65,666 90,006 1022 SHARES BOEING CO 52,376 77,018 636 SHARES CHEVRON CORP 38,857 68,777 2407 SHARES CISCO SYSTEMS INC 46,676 47,296 1282 SHARES CONOCOPHILLIPS 53,561 74,343 914 SHARES DOMINION RES INC 39,294 47,345 1145 SHARES DU PONT E I DE NEMOURS & CO 37,593 51,500 1389 SHARES LILLY ELI & CO 63,283 68,505 2944 SHARES GENERAL ELECTRIC CO 79,024 61,795 1118 SHARES GENUINE PARTS CO 48,943 71,082 1730 SHARES HEINZ H J CO 64,874 99,786 1215 SHARES HSBC HLDGS PLC 54,066 64,480 2886 SHARES INTEL CORP 55,343 59,509 1172 SHARES JOHNSON & JOHNSON 72,095 82,157 935 SHARES JPMORGAN CHASE & CO 42,681 41,111 |
| INVESTMENTS - CORPORATE STOCK - CONT | PART II, LINE 10B | STATEMENT 10 CONT.# SHS DESCRIPTION COST BASIS FAIR MARKET VALUE1060 SHARES KIMBERLY CLARK 73,074 89,496 508 SHARES KRAFT FOODS INC 17,130 23,099 1760 SHARES MERCK AND CO INC 56,969 72,054 1727 SHARES MONDELEZ INTERATIONAL INC 35,917 43,958 1274 SHARES NEXTERA ENERGY 64,779 88,148 1226 SHARES RAYTHEON CO 62,928 70,569 814 SHARES ROYAL DUTCH SHEL PLC 58,779 57,705 1040 SHARES TRAVELERS COS 44,233 74,693 1709 SHARES UNILEVER N V 37,695 65,455 1315 SHARES VERIZON COMMUNICATIONS 42,178 56,900 2290 SHARES VODAFONE GROUP PLC 66,146 57,685 795 SHS 3M COMPANY 47,413 73,816 33798 SHARES SERIES R MUTUAL FUNDS 373,878 379,552 $6,096,427 $6,853,487 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 70,000 CATERPILLAR FINL SVCS CORP 4.625% MATURES 6/1/2015 | 69305 | 76467 |
| 50,000 AMERICAN INTL GROUP INC 5.05% MATURES 10/1/2015 | 48076 | 55168 |
| 40,000 GE CAPITAL INTERNOTES 5% MATURES 12/15/2015 | 40005 | 44691 |
| 140,000 AETNA INC 6% | 147461 | 162457 |
| 50,000 VERIZON COMM INC BONDS 5.5% MATURES 2/15/2018 | 49956 | 60044 |
| 55,000 COUNTRYWIDE HOME LOANS 5.5% MATURES 6/15/2018 | 56380 | 54438 |
| 50,000 HARTFORD FINL SVCS MTN 6% MATURES 5/16/2018 | 50456 | 58234 |
| 140,000 NEW YORK TELE CO 6.7% MATURES 11/1/2023 | 146060 | 146128 |
| 140,000 MERRILL LYNCH & CO INC. 6.22% MATURES 9/15/2026 | 142986 | 153913 |
| 140,000 BELLSOUTH TELECOM 6.375% MATURES 6/1/2028 | 145585 | 167660 |
| 139,000 JOHN HOPKINS UNIVERSITY 5.25% MATURES 7/1/2019 | 139827 | 166667 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 7,950 SHS MICROSOFT CORPORATION | 251131 | 212342 |
| SEE STATEMENT | 6096427 | 6853487 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 507929 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 532568 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 100033 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 112468 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (5 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 40,000 ALPINE BANK CD DUE 2/12/2014 - 2.1% | AT COST | 40005 | 40395 |
| 1631 SHS HCP INC | AT COST | 48523 | 73656 |
| 1240 SHS HEALTHCARE REIT 5.9% | AT COST | 51783 | 76000 |
| 683 SHS HCP INC | AT COST | 28166 | 30844 |
| 1240 SHS HEALTHCARE REIT 5.9% | AT COST | 34200 | 38429 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | JEPPESEN GRAY SAKAI P.S. - GENERAL CORPORATE COUNSELING | Category |
| Amount | $36 | Amount |
| Net Investment Income | 18 | NetInvestmentIncome |
| Disbursements Charitable Prps | 18 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| RECEIVABLE FROM BROKER | 1601 | 352 | 352 |
| 15991 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| LICENSES & FEES | 35 | 0 | 0 |
| OFFICE EXPENSES | 371 | 0 | 0 |
| MEMBERSHIPS | 695 | 0 | 0 |
| OTHER INVESTMENT COSTS | 3 | 3 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PUBLICALLY TRADED PARTNERSHIP INVESTMENT | Description |
| Revenue And Expenses Per Books | 1 | RevenueAndExpensesPerBooks |
| Net Investment Income | 1 | NetInvestmentIncome |
| Adjusted Net Income | 1 | AdjustedNetIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MERRILL LYNCH - INVESTMENT SERVICES | Category |
| Amount | $67,761 | Amount |
| Net Investment Income | 67761 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX WITHHOLDING | $4,247 | 4247 | 0 |
| EXCISE TAX ON INVESTMENT INCOME | $5,000 | 0 | 0 |
Comments