CONSORTIUM FOR OCEAN LEADERSHIP: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- CONSORTIUM FOR OCEAN LEADERSHIP (EIN 52-1892964)
- Tax period
- 2011-10-01 to 2012-09-30
- Filed
- 2013-04-04
- IRS object ID
- 201320949349300417
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-04-04T14:22:21-05:00 | Timestamp |
| Tax Period End Date | 2012-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521186096 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUBINO & COMPANY CHARTERED | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6903 ROCKLEDGE DRIVE SUITE 1200 | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 20817 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521892964 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONSORTIUM FOR OCEAN LEADERSHIP | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CONS | NameControl |
| Phone | 2023323900 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1201 NEW YORK AVENUE NW NO 420 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | YAN XING | Name |
| Title | VP & CFO | Title |
| Phone | 2023323900 | Phone |
| Date Signed | 2013-04-04 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JENNY E HERRERA CPA | Name |
| PTIN | P00252755 | PTIN |
| Phone | 3015643636 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DR ROBERT GAGOSIAN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1201 NEW YORK AVENUE NW NO 420 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 160569618 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.OCEANLEADERSHIP.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1994 | YearFormation |
| State Legal Domicile | DE | StateLegalDomicile |
| Activity Or Mission Description | TO SHAPE THE FUTURE OF OCEAN SCIENCE AND TECHNOLOGY THROUGH DISCOVERY, UNDERSTANDING AND ACTION. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 16 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 16 | NbrIndependentVotingMembers |
| Total Nbr Employees | 102 | TotalNbrEmployees |
| Total Nbr Volunteers | 50 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 172568155 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 159850130 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 614558 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 652040 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 53154 | InvestmentIncomePriorYear |
| Investment Income Current Year | 67448 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 173235867 | TotalRevenuePriorYear |
| Total Revenue Current Year | 160569618 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 664508 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 582077 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 9345470 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 10302780 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 9565 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 163077773 | OtherExpensePriorYear |
| Other Expenses Current Year | 148879474 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 173087751 | TotalExpensesPriorYear |
| Total Expenses Current Year | 159764331 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 148116 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 805287 | RevenuesLessExpensesCY |
| Total Assets BOY | 27540631 | TotalAssetsBOY |
| Total Assets EOY | 52909458 | TotalAssetsEOY |
| Total Liabilities BOY | 25560189 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 49850137 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 1980442 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 3059321 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | OCEAN LEADERSHIP SHAPES THE FUTURE OF OCEAN SCIENCE AND TECHNOLOGY THROUGH DISCOVERY, UNDERSTANDING AND ACTION. OCEAN LEADERSHIP PROVIDES EXPERTISE IN MANAGING, COORDINATING, AND FACILITATING SCIENTIFIC PROGRAMS AND PARTNERSHIPS; INFLUENCING SOUND OCEAN POLICY; AND EDUCATING THE NEXT GENERATION OF OCEAN LEADERS. | MissionDescription |
| Significant New Program Services | 1 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 68119118 | Expense |
| Description | OCEAN RESEARCH INTERACTIVE OBSERVATORY NETWORK PROGRAM (OOI) - DEVELOPMENT OF THE PRELIMINARY NETWORK DESIGN, SYSTEM REQUIREMENTS, AND OTHER PLANNING DOCUMENTS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 59540824 | Expense |
| Description | INTEGRATED OCEAN DRILLING PROGRAM - INTERNATIONAL PARTNERSHIP OF SCIENTISTS AND RESEARCH INSTITUTIONS ORGANIZED TO EXPLORE THE HISTORY AND STRUCTURE OF THE EARTH. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 16580820 | Expense |
| Description | GRI AND BP EXPLORATION AND PRODUCTION - THE GULF OF MEXICO RESEARCH INITIATIVE (GOMRI) IS A 10-YEAR INDEPENDENT RESEARCH PROGRAM INVESTIGATING THE EFFECTS OF THE DEEPWATER HORIZON INCIDENT. THE MISSION OF THE GOMRI IS TO IMPROVE SOCIETY'S ABILITY TO UNDERSTAND AND MITIGATE THE IMPACTS OF HYDROCARBON POLLUTION AND STRESSORS ON THE MARINE ENVIRONMENT AND PUBLIC HEALTH. AN INDEPENDENT AND ACADEMIC 20-MEMBER RESEARCH BOARD MAKES THE FUNDING AND RESEARCH DIRECTION DECISIONS TO ENSURE THE INTELLECTUAL QUALITY, EFFECTIVENESS AND ACADEMIC INDEPENDENCE OF THE GOMRI RESEARCH. ALL RESEARCH DATA, FINDINGS AND PUBLICATIONS WILL BE PUBLICLY AVAILABLE. THE PROGRAM WAS ESTABLISHED THROUGH A $500 MILLION FINANCIAL COMMITMENT FROM BP. OCEAN LEADERSHIP HELPS ADMINISTER THE PROGRAM THOUGH PROPOSAL REVIEW, GRANT MANAGEMENT, SCIENCE COORDINATION AND OUTREACH ACTIVITIES. | Description |
Activity Other ActivityOther (7 entries)
| ExpenseExpense | DescriptionDescription | GrantsGrants | RevenueRevenue |
|---|---|---|---|
| 2299652 | OVERSEAS DRILLING LIMITED | ||
| 1286372 | NATIONAL OCEAN SCIENCES BOWL | 20000 | |
| 864104 | OTHER RESEARCH AND EDUCATION | 652040 | |
| 757194 | GULF OF MEXICO RESEARCH INITIATIVE | ||
| 590177 | PUBLIC POLICY AND ADVOCACY | 562077 | |
| 408119 | NATIONAL OCEANOGRAPHIC PARTNERSHIP PROGRAM | ||
| 3966512 | U.S. SCIENCE SUPPORT PROGRAM ASSOCIATED WITH THE INTERGRATED OCEAN DRILLING PROGRAM(IODP) SUPPORTS INVOLVEMENT OF THE US SCIENTIFIC COMMUNITY IN THE IODP, AN INTERNATIONAL PROGRAM OF BASIC RESEARCH IN MARINE GEOSCIENCES THAT USES MULTIPLE OCEAN DRILLING PLATFORMS TO EXPLORE THE EARTH'S HISTORY AND ENVIRONMENT. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 10172130 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 582077 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 652040 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 154412892 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 0 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 88 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 102 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 16 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 16 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 0 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | YAN XING | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 2023320063 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1201 NEW YORK AVE 4TH FL | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (28 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| DR ROBERT GAGOSIAN | ||||||||
| PRESIDENT & CEO | 40.00 | X | X | 406501 | 0 | 37682 | ||
| AMY CASTNER | ||||||||
| SEC/DIR OF BOARD RELATIONS | 40.00 | X | X | 83241 | 0 | 24660 | ||
| COLIN REED | ||||||||
| ASST. SEC/SR MGR EXEC. OFFICE | 40.00 | X | X | 71251 | 0 | 11850 | ||
| DR NANCY TARGET | ||||||||
| CHAIR | 2.00 | X | X | 0 | 0 | 0 | ||
| DR ROBERT B DUNBAR | ||||||||
| VICE CHAIR | 2.00 | X | X | 0 | 0 | 0 | ||
| DR JAMES G SANDERS | ||||||||
| TREASURER | 2.00 | X | X | 0 | 0 | 0 | ||
| DR MARK R ABBOTT | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR CHARLIE PAUL | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR BRIAN TAYLOR | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| MS JOSIE QUINTRELL | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR PETER N MIKHALEVSKY | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR SANDRA WHITEHOUSE | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR SUSAN K AVERY | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR MICHAEL PERFIT | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR NANCY RABALAIS | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR ROBERT W CORELL | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR DONALD F BOESCH | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR STEVEN E LOHRENZ | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| DR LARRY MAYER | ||||||||
| GOVERNOR | 2.00 | X | 0 | 0 | 0 | |||
| YAN XING | ||||||||
| VP & CFO | 40.00 | X | 191705 | 0 | 42101 | |||
| KEVIN WHEELER | ||||||||
| VP, DIR PUBLIC AFFAIRS | 40.00 | 160582 | 0 | 31472 | X | |||
| TIMOTHY COWLES | ||||||||
| VP, DIR OCEAN OBSERVING | 40.00 | 193290 | 0 | 32349 | X | |||
| DAVID DIVINS | ||||||||
| VP, DIR OCEAN DRILLING | 40.00 | 163266 | 0 | 40341 | X | |||
| PAUL HAGSTROM | ||||||||
| ASSOC PROJ MGR/SENIOR PROJ ENG. | 40.00 | 158896 | 0 | 17347 | X | |||
| WILLIAM PRITCHETT | ||||||||
| ASSOC PROJ MGR/SENIOR PROJ ENG. | 40.00 | 152855 | 0 | 21589 | X | |||
| ANTHONY FERLAINO | ||||||||
| SR PROJ MGR, OOI | 40.00 | 182257 | 0 | 33492 | X | |||
| GREGORY MYERS | ||||||||
| SR TECH EXPERT, ENG & TECH | 40.00 | 153463 | 0 | 31174 | X | |||
| REGINALD BEACH | ||||||||
| SENIOR SCIENTIST | 40.00 | 163151 | 0 | 38370 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2080458 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 362427 | TotalOtherCompensation |
| Number Individuals GT100 K | 27 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| TEXAS A&M RESEARCH FOUNDATION | |||||
| PO BOX 201918 | DALLAS | TX | 753201918 | IMPLEMENTATION OF OCEAN DRILLING | 52843077 |
| UNIVERSITY OF WASHINGTON | |||||
| 12455 COLLECTIONS DR | CHICAGO | IL | 606930001 | IMPLEMENTATION OF OCEAN OBSERVING | 31783564 |
| WOODS HOLE OCEANOGRAPHIC INSTITUTE | |||||
| 569 WOODS HOLE RD | WOODS HOLE | MA | 02543 | IMPLEMENTATION OF OCEAN OBSERVING | 17366489 |
| UNIVERSITY OF CALIFORNIA REGENTS | |||||
| 9500 GILMAN DR | LAJOLLA | CA | 92093 | IMPLEMENTATION OF OCEAN OBSERVING | 9719262 |
| TRUSTEES OF COLUMBIA UNIVERSITY | |||||
| PO BOX 29789 | NEW YORK | NY | 10027 | IMPLEMENTATION OF OCEAN DRILLING | 7172273 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 24 | NumberOfContractorsGT100K |
| Federated Campaigns | 1886 | FederatedCampaigns |
| Government Grants | 138527159 | GovernmentGrants |
| All Other Contributions | 21321085 | AllOtherContributions |
| Total Contributions | 159850130 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MEMBERSHIP DUES | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 652040 | TotalRevenueColumn |
| Related Or Exempt Function Income | 652040 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 652040 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 67448 | TotalRevenueColumn |
| Exclusion | $67,448 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 160569618 | TotalRevenueColumn |
| Related Or Exempt Function Income | 652040 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $67,448 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 397705 | Total |
| Program Services | 397705 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 164372 | Total |
| Program Services | 164372 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20000 | Total |
| Program Services | 20000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1565775 | Total |
| Program Services | 1022715 | ProgramServices |
| Management And General | 543060 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6478558 | Total |
| Program Services | 5023079 | ProgramServices |
| Management And General | 1448136 | ManagementAndGeneral |
| Fundraising | 7343 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 724540 | Total |
| Program Services | 568883 | ProgramServices |
| Management And General | 154846 | ManagementAndGeneral |
| Fundraising | 811 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 983281 | Total |
| Program Services | 715239 | ProgramServices |
| Management And General | 267110 | ManagementAndGeneral |
| Fundraising | 932 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 550626 | Total |
| Program Services | 416028 | ProgramServices |
| Management And General | 134081 | ManagementAndGeneral |
| Fundraising | 517 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 192627 | Total |
| Program Services | 141024 | ProgramServices |
| Management And General | 51603 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 140982 | Total |
| Management And General | 140982 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10781 | Total |
| Management And General | 10781 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 143975314 | Total |
| Program Services | 143484554 | ProgramServices |
| Management And General | 490760 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15946 | Total |
| Program Services | 13362 | ProgramServices |
| Management And General | 2584 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 454209 | Total |
| Program Services | 226043 | ProgramServices |
| Management And General | 228204 | ManagementAndGeneral |
| Fundraising | -38 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 219293 | Total |
| Program Services | 61654 | ProgramServices |
| Management And General | 157639 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1385515 | Total |
| Program Services | 1000 | ProgramServices |
| Management And General | 1384515 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1801071 | Total |
| Program Services | 1721835 | ProgramServices |
| Management And General | 79236 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 461125 | Total |
| Program Services | 435399 | ProgramServices |
| Management And General | 25726 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 165380 | Total |
| Management And General | 165380 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 57231 | Total |
| Management And General | 57231 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 159764331 | Total |
| Program Services | 154412892 | ProgramServices |
| Management And General | 5341874 | ManagementAndGeneral |
| Fundraising | 9565 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 51417 | BOY |
| EOY | 16311100 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2436020 | BOY |
| EOY | 1797707 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21211849 | BOY |
| EOY | 17704549 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 928488 | BOY |
| EOY | 13688811 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 292472 | BOY |
| EOY | 416892 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 1394334 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 914268 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 539916 | BOY |
| EOY | 480066 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1865633 | BOY |
| EOY | 2288299 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 214836 | BOY |
| EOY | 222034 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27540631 | BOY |
| EOY | 52909458 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24160881 | BOY |
| EOY | 18667733 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 544939 | BOY |
| EOY | 30260535 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 854369 | BOY |
| EOY | 921869 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 25560189 | BOY |
| EOY | 49850137 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1980442 | BOY |
| EOY | 3059321 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1980442 | BOY |
| EOY | 3059321 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27540631 | BOY |
| EOY | 52909458 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 805287 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 273592 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 91223482 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 103145435 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 133645022 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 172568155 | CurrentTaxYearMinus1Year |
| Current Tax Year | 159850130 | CurrentTaxYear |
| Total | 660432224 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 91223482 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 103145435 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 133645022 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 172568155 | CurrentTaxYearMinus1Year |
| Current Tax Year | 159850130 | CurrentTaxYear |
| Total | 660432224 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 3365762 | AmountsSubstContributorsTotal |
| Public Support Total170 | 657066462 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 83093 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 59808 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 30197 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 53154 | CurrentTaxYearMinus1Year |
| Current Tax Year | 67448 | CurrentTaxYear |
| Total | 293700 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 660725924 | TotalSupport |
| Gross Receipts From Admissions Etc | 3096763 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.99450 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.99940 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 31540 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 31540 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 159732791 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 159764331 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 29305 | CurrentYearMinus3 |
| Current Year Minus2 | 22014 | CurrentYearMinus2 |
| Current Year Minus1 | 50283 | CurrentYearMinus1 |
| Current Year | 31540 | CurrentYear |
| Total | 133142 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 496313 | OtherCostOrOtherBasis |
| Depreciation | 287810 | Depreciation |
| Book Value | 208503 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 599388 | OtherCostOrOtherBasis |
| Depreciation | 353968 | Depreciation |
| Book Value | 245420 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 298633 | OtherCostOrOtherBasis |
| Depreciation | 272490 | Depreciation |
| Book Value | 26143 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 480066 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| DEFERRED RENT | $646,993 |
| DEFERRED COMPENSATION | $274,876 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 921869 | TotalOfAmounts |
| Total Revenue | 160569618 | TotalRevenue |
| Total Expenses | 159764331 | TotalExpenses |
| Excess Or Deficit For Year | 805287 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 273592 | NetUnrealizedGLOnInvestments |
| Total Adjustments | 273592 | TotalAdjustments |
| Excess Or Deficit Per FS | 1078879 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 160832548 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 273592 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | 273592 | RevenueNotRptdF990 |
| Revenue Subtotal | 160558956 | RevenueSubtotal |
| Investment Expenses Not Included | 10662 | InvestmentExpensesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 10662 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 160569618 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 159753669 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 159753669 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 10662 | InvestmentExpensesNotIncluded2 |
| Expenses Not Rptd On Fin Stmt | 10662 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 159764331 | TotalExpensesPerForm990 |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 0 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (7 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|
| CENTRAL AMERICA AND CARRIBEAN | PROGRAM SERVICES | PRE-DRILLING AWARD, EXP. 340 LESSER ANTILLES VOLCANISM & LANDSLIDES(PCLL), EXP. 340: LESSER ANTILLES, SCHOOL OF ROCK- SHIP TO SHORE. | 38016 |
| EAST ASIA AND THE PACIFIC | PROGRAM SERVICES | PRCM EXP. 343, POCM EXP 317, JFAST EXP. 343, STP MEETING, PCLL EXP. 343T JAPAN TRENCH FAST DRILLING PROJECT, SHIMOKITA COALBED BIOSPHERE, EXP. 337, POST EXP. AWARD; EXP. 330 | 109007 |
| EUROPE | PROGRAM SERVICES | 6TH AQUATIC VIRUS WORKSHOP, PCLL EXP. 339 MEDITERRANEAN OUTFLOW, PCLL EXP. 340T ATLANTIC MASSIF OCEANIC CORE COMPLEX, SMPL EXP. 339, PROPOSAL EVALUATION PANEL, POST EXPEDITION AWARD EXP., POST EXPEDITION ACTIVITY, EXP. 334 | 108711 |
| MIDDLE EAST AND NORTH AFRICA | PROGRAM SERVICES | POCM(POST CRUISE MEETING) EXP. 330 | 11563 |
| NORTH AMERICA | PROGRAM SERVICES | DEA EXP. 342, PCLL EXP. 342, EXP. 330 | 21446 |
| SOUTH AMERICA | PROGRAM SERVICES | PEA EXP. 334, POCM: EXP. 325, CONCEPCION OBSERVATORY MEETING | 5517 |
| SOUTH ASIA | PROGRAM SERVICES | SCIENTIFIC OCEAN DRILLING IN INDIAN OCEAN WORKSHOP,SIPCOM MEETING, EXP.338(PRCM) | 36120 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 330380 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 330380 | TotalAmountSpent |
| No Recipient Over5 K | X | NoRecipientOver5K |
Grants To Orgs Outside US GrantsToOrgsOutsideUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | EAST ASIA AND THE PACIFIC | Region |
| Purpose Of Grant | WORKSHOP SUPPORT | PurposeOfGrant |
| Amount Of Cash Grant | 20000 | AmountOfCashGrant |
| Manner Of Cash Disbursement | EFT | MannerOfCashDisbursement |
| Method Of Valuation | FMV | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: OCEAN LEADERSHIP MAINTAINS RECORDS THAT INCLUDE: PURCHASE REQUEST WITH AUTHORIZED SIGNATURE, COPY OF AWARD AND CERTIFICATIONS, EPLS PRINT OUT AS EVIDENCE OF ELIGIBILITY, AND SELECTION CRITERIA IF AWARD EXCEEDS THE MICRO PURCHASE THRESHOLD OF $3,000 AS PER OCEAN LEADERSHIP'S POLICIES. OCEAN LEADERSHIP HAS PROVIDED A LEVEL OF OVERSIGHT AND MONITORING THAT WILL ALLOW ADEQUATE AND ACCURATE COLLECTION OF DATA ON PERFORMANCE THROUGHOUT THE LIFE OF A PROGRAM. MONITORING PROCESS FOR THE GRANTS AND SUBCONTRACTS THE OVERALL PURPOSE OF MONITORING AND EVALUATION IS THE MEASUREMENT AND ASSESSMENT OF PERFORMANCE IN ORDER TO MORE EFFECTIVELY MANAGE THE OUTPUTS AND OUTCOMES OF EXPENDITURES. OCEAN LEADERSHIP MONITORS AWARDS AT SEVERAL KEY PHASES OF THE AWARD'S LIFE CYCLE. 1) PRE-AWARD ASSESSMENT: THE INITIAL MONITORING BEGINS WITH A PRE-AWARD ASSESSMENT OF THE PROSPECTIVE RECIPIENT'S ABILITIES AND RESOURCES TO BE APPLIED TO THE AWARD FOR THE PURPOSE OF DETERMINING WHETHER THE RECIPIENT CAN ADEQUATELY PROVIDE THE SERVICES DEMANDED BY THE AWARD. 2) PERIODIC MONITORING: ON-GOING MONITORING IS CONDUCTED DURING THE LIFE OF THE AWARD. PERIODIC MONITORING INCLUDES REVIEW OF THE QUARTERLY AND ANNUAL REPORTING REQUIRED UNDER THE AWARD AND ANY OTHER REPORTS AS SPECIFIED IN THE AWARD. 3) COMPLETION OF GRANT: A FINAL REVIEW OF THE AWARD'S ACTIVITY AND ACCOMPLISHMENTS AND SPENDING IS CONDUCTED AT THE COMPLETION OF THE AWARD. 4) THE ABOVE MONITORING IS ACCOMPLISHED THROUGH VARIOUS MEANS BASED ON THE NEEDS OF THE INDIVIDUAL AWARD. TECHNIQUES USED WILL CONSIST OF PERIODIC WRITTEN REPORTS FROM THE RECIPIENT, ON-SITE VISITS (ANNOUNCED AND UNANNOUNCED), TELEPHONE CONTACTS, AND, IF APPLICABLE ON-LINE REVIEW OF AWARD DATA. 5) REPORTING FORMAT: THE RECIPIENT IS EXPECTED TO PROVIDE THE REPORTS IDENTIFIED IN THE AGREEMENT SIGNED BETWEEN OCEAN LEADERSHIP AND THE RECIPIENT. THE ANNUAL REPORTS REQUIRED ARE COMPLETED USING THE REPORTING FORMAT PROVIDED FOR BY OCEAN LEADERSHIP. 6) PROGRAM DIRECTORS WILL REVIEW THE SUBCONTRACTOR'S REPORTS TO MAKE SURE THEY ARE COMPLETE AND THAT THE INFORMATION AGREES WITH ANY PERIODIC REPORTING. 7) MONITORING RECORDS: PROGRAM STAFF FULLY AND ACCURATELY DOCUMENT ALL MONITORING EFFORTS. 8) SITE VISITS: OCEAN LEADERSHIP MAY UNDERTAKE ADDITIONAL RECIPIENT MONITORING BY MAKING PERIODIC SITE VISITS. BASED ON THE LEVEL OF RISK ASSIGNED TO EACH RECIPIENT, ONE TO SEVERAL SITE VISITS MAY BE SCHEDULED DURING THE TERM OF THE AWARD. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (25 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Method Of ValuationMethodOfValuation | Purpose Of GrantPurposeOfGrant | Address Line2AddressUS/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|
| BIRCH AQUARIUM AT SCRIPPS | |||||||||
| SIO 9500 GILMAN DR DEPT 0207 | LAJOLLA | CA | 920930207 | 956006144 | 501(C)(3) | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| CIRESUNIVERSITY OF COLORADO AT BOULDER | |||||||||
| 3100 MAINE ST 572 UCB | BOULDER | CO | 803090572 | 846000555 | STATE OF CO | 17500 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| REGENTS OF UNVIVERSTY OF MICHIGAN - CSCAR | |||||||||
| 3003 S STATE STREET | ANN ARBOR | MI | 48109 | 386006309 | 501(C)(3) | 14500 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| FLORIDA ATLANTIC UNIVERSITY - HARBOR BRANCH | |||||||||
| 777 GLADES ROAD OFFICE OF THE | BOCA RATON | FL | 334310991 | 650385507 | STATE OF FL | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | CONTROLLER |
| INTER-DISTRICT COMMITTEE PROJECT OCEANOLOGY | |||||||||
| 1084 SHENNESSOSSETT RD | GROTON | CT | 06340 | 060896672 | 501(C)(3) | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| TEXAS A&M UNIVERSITY | |||||||||
| 1260 TAMU | COLLEGE STATION | TX | 778431260 | 746000531 | STATE OF TX | 13416 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| EAST CAROLINA UNIV | |||||||||
| OFFICE OF SPONS PROG2200 S CHARLES | GREENVILLE | NC | 278584353 | 566000403 | STATE OF NC | 12630 | FMV | SUBSIDY FOR NOSB COMPETITION | BLVD 2906 |
| UNIVERSITY OF HAWAII | |||||||||
| 2530 DOLE ST SAKAMAKI D200 | HONOLULU | HI | 96822 | 996000354 | STATE OF HI | 20000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| THE UNIVERSITY OF MAINE SYSTEM | |||||||||
| 16 CENTRAL STREET | BANGOR | ME | 04401 | 016000769 | STATE OF ME | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| MASSACHUSSETS INSTITUTE OF TECHNOLOGY | |||||||||
| 77 MASSACHUSSETS AVENUE | CAMBRIDGE | MA | 02139 | 042103594 | 501(C)(3) | 18000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| OLD DOMINION UNIVERSITY RESEARCH FOUNDATION | |||||||||
| P O BOX 6369 | NORFOLK | VA | 23508 | 546068198 | 501(C)(3) | 7485 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| OREGON STATE UNIVERSITY | |||||||||
| BUSINESS AFFAIRS B100 KERR ADMIN | CORVALLIS | OR | 97331 | 481278540 | STATE OF OR | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | BLDG |
| RUTGERS THE STATE UNIVERSITY OF NEW JERSEY | |||||||||
| 65 DAVIDSON ROAD | PISCATAWAY | NJ | 08854 | 226001086 | IRC 115 | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| SAN FRANCISCO STATE UNIVERSITY | |||||||||
| 1600 HOLLOWAY AVENUE-ADM 155 | SAN FRANCISCO | CA | 94132 | 931137247 | IRC 115 | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| SAVANNAH STATE UNIVERSITY | |||||||||
| OFFICE OF FISCAL AFFAIRS BOX 20419 | SAVANNAH | GA | 31404 | 586002069 | STATE OF GA | 32949 | FMV | SUBSIDY FOR NOSB COMPETITION AND DIVERSITY AWARD | |
| UNIVERSITY OF SOUTHERN CALIFORNIA WRIGLEY INSTITUTE | |||||||||
| UNIVERSITY GARDENS SUITE 203 | LOS ANGELES | CA | 900898003 | 951642394 | 501(C)(3) | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| UNIVERSITY OF SOUTH FLORIDA | |||||||||
| 4202 EAST FOWLER AVENUE-ADM 147 | TAMPA | FL | 33620 | 593102112 | STATE OF FL | 14535 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| STONY BROOK UNIVTHE RESEARCH FDN OF STATE UNIVERSITY OF NY | |||||||||
| P O BOX 9 | ALBANY | NY | 122010009 | 141368361 | 501(C)(3) | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| TEXAS A&M UNIVERSITY | |||||||||
| 2700 EARL RUDDER FWY S STE 180 | COLLEGE STATION | TX | 77845 | 746000531 | STATE OF TX | 14190 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| VIRGINIA INSTITUTE OF MARINE SCIENCE | |||||||||
| STATE ROUTE 1208 GREATE ROAD | GLOUCESTER POINT | VA | 23062 | 546001802 | STATE OF VA | 7500 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| UNIVERSITY OF WASHINGTON | |||||||||
| 129 SCHMITZ HALL BOX 355870 | SEATTLE | WA | 981955870 | 916001537 | IRC 115 | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| UNIVERSITY OF WISCONSINMILWAUKEE SCHOOL OF CONTINUING EDUCATION | |||||||||
| DRAWER 491 | MILWAUKEE | WI | 53293 | 391805963 | 501(C)(3) | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| YOUNGSTOWN STATE UNIVERSITY | |||||||||
| GRANTS ACCOUNTING ONE UNIVERSIY | YOUNGSTOWN | OH | 44555 | 341011998 | STATE OF OH | 15000 | FMV | SUBSIDY FOR NOSB COMPETITION | PLAZA |
| UNIVERSITY OF ALASKA FAIRBANKS | |||||||||
| P O BOX 756540 BUTROVICH BUILDING | FAIRBANKS | AK | 997756540 | 926000147 | IRC 115 | 20000 | FMV | SUBSIDY FOR NOSB COMPETITION | 209B |
| UNIVERSITY OF SOUTHERN MISSISSIPPI | |||||||||
| 703 EAST BEACH DRIVE | OCEAN SPRINGS | MS | 39564 | 646000818 | STATE OF MS | 25000 | FMV | SUBSIDY FOR NOSB COMPETITION | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 8 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 17 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part III Form990ScheduleIPartIII (6 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Method Of ValuationMethodOfValuation |
|---|---|---|---|
| IODP STIPEND/SCHOOL OF ROCK INSTRUCTORS | 11 | 40558 | FMV |
| IUSSP410 TEACHER AWARDS | 21 | 6300 | FMV |
| NOSB INTERNS/HONORARIA | 3 | 14500 | FMV |
| OEDG2012 (SCHOOL OF ROCK INSTRUCTORS) | 4 | 4000 | FMV |
| OOI/OOIMRE/OM | 1 | 22500 | FMV |
| UNRESTRICTED INTERNS | 4 | 24440 | FMV |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: OCEAN LEADERSHIP MAINTAINS RECORDS THAT INCLUDE: PURCHASE REQUEST WITH AUTHORIZED SIGNATURE, COPY OF AWARD AND CERTIFICATIONS, EPLS PRINT OUT AS EVIDENCE OF ELIGIBILITY, AND SELECTION CRITERIA IF AWARD EXCEEDS THE MICRO PURCHASE THRESHOLD OF $3,000 AS PER OCEAN LEADERSHIP'S POLICIES. OCEAN LEADERSHIP HAS PROVIDED A LEVEL OF OVERSIGHT AND MONITORING THAT WILL ALLOW ADEQUATE AND ACCURATE COLLECTION OF DATA ON PERFORMANCE THROUGHOUT THE LIFE OF A PROGRAM. MONITORING PROCESS FOR THE GRANTS AND SUBCONTRACTS THE OVERALL PURPOSE OF MONITORING AND EVALUATION IS THE MEASUREMENT AND ASSESSMENT OF PERFORMANCE IN ORDER TO MORE EFFECTIVELY MANAGE THE OUTPUTS AND OUTCOMES OF EXPENDITURES. OCEAN LEADERSHIP MONITORS AWARDS AT SEVERAL KEY PHASES OF THE AWARD'S LIFE CYCLE. 1) PRE-AWARD ASSESSMENT: THE INITIAL MONITORING BEGINS WITH A PRE-AWARD ASSESSMENT OF THE PROSPECTIVE RECIPIENT'S ABILITIES AND RESOURCES TO BE APPLIED TO THE AWARD FOR THE PURPOSE OF DETERMINING WHETHER THE RECIPIENT CAN ADEQUATELY PROVIDE THE SERVICES DEMANDED BY THE AWARD. 2) PERIODIC MONITORING: ON-GOING MONITORING IS CONDUCTED DURING THE LIFE OF THE AWARD. PERIODIC MONITORING INCLUDES REVIEW OF THE QUARTERLY AND ANNUAL REPORTING REQUIRED UNDER THE AWARD AND ANY OTHER REPORTS AS SPECIFIED IN THE AWARD. 3) COMPLETION OF GRANT: A FINAL REVIEW OF THE AWARD'S ACTIVITY AND ACCOMPLISHMENTS AND SPENDING IS CONDUCTED AT THE COMPLETION OF THE AWARD. 4) THE ABOVE MONITORING IS ACCOMPLISHED THROUGH VARIOUS MEANS BASED ON THE NEEDS OF THE INDIVIDUAL AWARD. TECHNIQUES USED WILL CONSIST OF PERIODIC WRITTEN REPORTS FROM THE RECIPIENT, ON-SITE VISITS (ANNOUNCED AND UNANNOUNCED), TELEPHONE CONTACTS, AND, IF APPLICABLE ON-LINE REVIEW OF AWARD DATA. 5) REPORTING FORMAT: THE RECIPIENT IS EXPECTED TO PROVIDE THE REPORTS IDENTIFIED IN THE AGREEMENT SIGNED BETWEEN OCEAN LEADERSHIP AND THE RECIPIENT. THE ANNUAL REPORTS REQUIRED ARE COMPLETED USING THE REPORTING FORMAT PROVIDED FOR BY OCEAN LEADERSHIP. 6) PROGRAM DIRECTORS WILL REVIEW THE SUBCONTRACTOR'S REPORTS TO MAKE SURE THEY ARE COMPLETE AND THAT THE INFORMATION AGREES WITH ANY PERIODIC REPORTING. 7) MONITORING RECORDS: PROGRAM STAFF FULLY AND ACCURATELY DOCUMENT ALL MONITORING EFFORTS. 8) SITE VISITS: OCEAN LEADERSHIP MAY UNDERTAKE ADDITIONAL RECIPIENT MONITORING BY MAKING PERIODIC SITE VISITS. BASED ON THE LEVEL OF RISK ASSIGNED TO EACH RECIPIENT, ONE TO SEVERAL SITE VISITS MAY BE SCHEDULED DURING THE TERM OF THE AWARD. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 1 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (10 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DR ROBERT GAGOSIAN | |||||||||||||
| 365033 | 0 | 21744 | 0 | 19724 | 0 | 24500 | 0 | 13182 | 0 | 444183 | 0 | 0 | 0 |
| YAN XING | |||||||||||||
| 169907 | 0 | 5000 | 0 | 16798 | 0 | 28681 | 0 | 13420 | 0 | 233806 | 0 | 0 | 0 |
| KEVIN WHEELER | |||||||||||||
| 156412 | 0 | 4000 | 0 | 170 | 0 | 16066 | 0 | 15406 | 0 | 192054 | 0 | 0 | 0 |
| TIMOTHY COWLES | |||||||||||||
| 169285 | 0 | 5000 | 0 | 19005 | 0 | 19537 | 0 | 12812 | 0 | 225639 | 0 | 0 | 0 |
| DAVID DIVINS | |||||||||||||
| 159367 | 0 | 3500 | 0 | 399 | 0 | 24621 | 0 | 15720 | 0 | 203607 | 0 | 0 | 0 |
| PAUL HAGSTROM | |||||||||||||
| 153843 | 0 | 4000 | 0 | 1053 | 0 | 15401 | 0 | 1946 | 0 | 176243 | 0 | 0 | 0 |
| WILLIAM PRITCHETT | |||||||||||||
| 148614 | 0 | 4000 | 0 | 241 | 0 | 15030 | 0 | 6559 | 0 | 174444 | 0 | 0 | 0 |
| ANTHONY FERLAINO | |||||||||||||
| 176978 | 0 | 5000 | 0 | 279 | 0 | 26787 | 0 | 6705 | 0 | 215749 | 0 | 0 | 0 |
| GREGORY MYERS | |||||||||||||
| 149797 | 0 | 3500 | 0 | 166 | 0 | 15548 | 0 | 15626 | 0 | 184637 | 0 | 0 | 0 |
| REGINALD BEACH | |||||||||||||
| 162745 | 0 | 0 | 0 | 406 | 0 | 25054 | 0 | 13316 | 0 | 201521 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 7 | ReturnReference |
| Explanation | THE PRESIDENT/CEO BONUS IS DETERMINED BY THE EXECUTIVE COMMITTEE AS PART OF THE PRESIDENT'S EMPLOYMENT CONTRACT. THE PERFORMANCE BONUSES FOR ALL EMPLOYEES WITH THE EXCEPTION OF THE PRESIDENT/CEO ARE DETERMINED EACH YEAR BASED ON THE ORGANIZATION'S BUDGET AND CALCULATED AS A PERCENT OF THE TOTAL SALARY BUDGET. THE PRESIDENT/CEO REVIEWS THE SUBMITTED RECOMMENDATIONS AND APPROVES THE FINAL BONUS AMOUNT. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (12 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| NEW PROGRAM SERVICES | FORM 990, PART III, LINE 2 | SEE FORM 990, PART III, STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, LINE 4C |
| FORM 990, PART VI, SECTION A, LINE 4 | THE VOTING MEMBERS AMENDED THE BYLAWS. SUSTANTIVE AMENDMENTS INCLUDED A CHANGE TO THE QUALIFICATIONS FOR ASSOCIATE MEMBER STATUS, IN THE ELECTION MODEL, AND A NUMBER OF OTHER MINOR REVISIONS, AND IN THE ADMISSION OF NEW MEMBERS. | |
| FORM 990, PART VI, SECTION A, LINE 6 | THE ORGANIZATION HAS FORTY-SEVEN VOTING MEMBERS, TWENTY-NINE ASSOCIATE MEMBERS, AND NINE AFFILIATE MEMBERS. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THE ORGANIZATION'S FORTY-SEVEN VOTING MEMBERS ELECT REPRESENTATIVES TO THE BOARD OF TRUSTEES. | |
| FORM 990, PART VI, SECTION A, LINE 7B | THE BYLAWS OF THE CORPORATION MAY BE AMENDED ONLY BY A VOTE OF THE VOTING MEMBERS. IN ADDITION, VOTING MEMBERS ELECT TRUSTEES TO SERVICE ON THE BOARD OF TRUSTEES AND ADMIT NEW MEMBERS. | |
| FORM 990, PART VI, SECTION B, LINE 11 | FORM 990 IS FIRST PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD FOR REVIEW AND THEN MADE AVAILABLE TO ALL MEMBERS OF THE BOARD PRIOR TO ITS FILING WITH THE IRS. IN ADDITION, FORM 990 IS PROVIDED TO OCEAN LEADERSHIP'S COGNIZANT AGENCY. | |
| FORM 990, PART VI, SECTION B, LINE 12C | OCEAN LEADERSHIP MAINTAINS A CONFLICT OF INTEREST POLICY. THE POLICY IS PART OF THE EMPLOYEE HANDBOOK WHICH NEW HIRES RECEIVE AS PART OF THE ORIENTATION PROCESS. THE HUMAN RESOURCES CONSULTANT DISCUSSES THE CONFLICT OF INTEREST POLICY AS WELL AS ALL OTHER KEY OCEAN LEADERSHIP POLICIES WITH ALL NEW HIRES DURING NEW HIRE ORIENTATION. ALL EMPLOYEES ARE REQUIRED TO SIGN A RECEIPT OF THE EMPLOYEE HANDBOOK. AN EMPLOYEE WHO VIOLATES THE CONFLICT OF INTEREST POLICY WOULD BE SUBJECT TO DISCIPLINARY ACTION PER THE ORGANIZATION'S DISCIPLINARY ACTION POLICY. SUCH DISCIPLINARY ACTION COULD INCLUDE TERMINATION OF EMPLOYMENT, DEPENDING ON THE NATURE OF THE SITUATION. ALL MEMBERS AND TRUSTEES ARE REQUIRED TO SUBMIT AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM WITH THE SECRETARY OF THE BOARD. THE COLLECTION PROCESS BEGINS AT THE ANNUAL MEETING OF THE MEMBERS EACH YEAR AND CONTINUES UNTIL ALL MEMBER REPRESENTATIVES AND TRUSTEES HAVE A FORM ON FILE. ANY POTENTIAL CONFLICTS ARE NOTED, STORED IN THE CORPORATE RECORD, AND SHARED WITH THE EXECUTIVE COMMITTEE. ADDITIONALLY, MEMBERS AND TRUSTEES ARE REMINDED OF THE POLICIES AT EACH MEMBERS AND BOARD MEETING. | |
| FORM 990, PART VI, SECTION B, LINE 15A | FOR THE PRESIDENT/CEO - AN ASSESSMENT IS CONDUCTED AT THE REQUEST OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES AS NEEDED. THE ASSESSMENT INCLUDES A COMPREHENSIVE MARKET SALARY REVIEW CONDUCTED BY NONPROFIT HR SOLUTIONS, AN INDEPENDENT HUMAN RESOURCES CONSULTING FIRM. THE INDEPENDENT STUDY ALSO INCLUDES A REVIEW OF BENEFITS PROVIDED TO OTHER NON-PROFIT CHIEF EXECUTIVES WITH COMPARABLE BUDGET, STAFF SIZE, SCOPE AND MISSION. IN SOME YEARS THE ASSESSMENT INCLUDES A REVIEW OF MARKET INCREASE DATA. RESULTS OF THESE MARKET REVIEWS ARE PRESENTED BY NPHRS TO THE EXECUTIVE COMMITTEE, WHICH DISCUSSES THE DATA COLLECTED, CONSIDERS THE PERFORMANCE OF THE PRESIDENT/CEO, AND SETS A SALARY ALIGNED TO A FIGURE THEY DEEM TO BE REASONABLE AND APPROPRIATE, TAKING INTO CONSIDERATION THE REPORTED MEAN OF THE MARKET. EXECUTIVE COMPENSATION BETWEEN THE EXECUTIVE COMMITTEE AND THE PRESIDENT/CEO IS ESTABLISHED BY CONTRACT BETWEEN THE EXECUTIVE COMMITTEE AND THE PRESIDENT/CEO. LINE 15B, THE PROCESS FOR DETERMINING COMPENSATION FOR VICE PRESIDENTS INCLUDES COMPREHENSIVE MARKET SALARY REVIEWS FOR VICE PRESIDENT LEVEL POSITIONS AS NECESSARY TO ENSURE THAT SALARIES ARE APPROPRIATELY ALIGNED WITH THE MEAN OF THE MARKET. SALARY ADJUSTMENTS ARE APPROVED BY THE PRESIDENT/CEO. ALL DATA USED IN DETERMINING COMPENSATION IS REVIEWED AND RANGES ARE SHIFTED EVERY TWO TO THREE YEARS. DATA IS GATHERED FROM COMPENSATION SURVEYS USING DATA FROM ORGANIZATIONS OF SIMILAR SIZE, BUDGET, SCOPE, AND MISSION. DATA WAS LAST GATHERED IN 2012. COMPENSATION DECISIONS ARE DOCUMENTED IN OFFER LETTERS, PERSONNEL ACTION FORMS AND SALARY NOTIFICATIONS TO EMPLOYEES. | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC BOTH ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. THE FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE ON GUIDESTAR AND AVAILABLE UPON REQUEST. | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | FORM 990, PART XI, LINE 5: | NET UNREALIZED GAINS ON INVESTMENTS: 273,592. |
| FORM 990, PART XII, LINE 2C | THE FINANCE COMMITTEE, WHICH SERVES AS THE AUDIT COMMITTEE, OVERSEES THE AUDIT AND SELECTION OF THE AUDIT FIRM. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. | |
| FORM 990, PAGE 6, PART VI, LINE 1A | THE EXECUTIVE COMMITTEE INCLUDES THE BOARD CHAIR, THE VICE CHAIR, THE TREASURER AND THE CHAIRS OF THE OTHER STANDING BOARD COMMITTEES: AUDIT, NOMINATING, AND PERSONNEL. THE OCEAN LEADERSHIP PRESIDENT AND SECRETARY OF THE BOARD ARE NON-VOTING MEMBERS OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE IS CHARGED WITH EXERCISING ALL THE POWERS VESTED IN THE BOARD OF TRUSTEES DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD AND THE WITH MAKING NOMINATIONS OF AT-LARGE TRUSTEES. |
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