AMERICAN LUNG ASSOCIATION: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: AMERICAN LUNG ASSOCIATION (EIN 13-1632524)
Tax period: 2011-07-01 to 2012-06-30
Filed: 2013-02-15
IRS object ID: 201320469349302707
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule I
Schedule J
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-02-15T16:06:14-06:00	Timestamp
Tax Period End Date	2012-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	666 THIRD AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100174057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	131632524	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	American Lung Association	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% ADRIENNE GLASGOW	InCareOfName
Name Control	AMER	NameControl
Phone	2123158700	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	14 Wall Street	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10005	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Adrienne Glasgow	Name
Title	CFO	Title
Date Signed	2013-02-15	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Laura Kielczewski	Name
Phone	2125990100	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Charles D Connor	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	14 Wall Street No 8C	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	58277902	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.lungusa.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1918	YearFormation
State Legal Domicile	ME	StateLegalDomicile
Activity Or Mission Description	The mission of the American Lung Association is to save lives by improving lung health and preventing lung disease.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	27	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	27	NbrIndependentVotingMembers
Total Nbr Employees	166	TotalNbrEmployees
Total Nbr Volunteers	200589	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Contributions Grants Prior Year	11915758	ContributionsGrantsPriorYear
Contributions Grants Current Year	10546204	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	33841279	ProgramServiceRevenuePriorYear
Program Service Revenue CY	36852621	ProgramServiceRevenueCY
Investment Income Prior Year	1057248	InvestmentIncomePriorYear
Investment Income Current Year	541690	InvestmentIncomeCurrentYear
Other Revenue Prior Year	1750772	OtherRevenuePriorYear
Other Revenue Current Year	1716269	OtherRevenueCurrentYear
Total Revenue Prior Year	48565057	TotalRevenuePriorYear
Total Revenue Current Year	49656784	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	6101403	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	6439114	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	9706509	SalariesEtcPriorYear
Salaries Etc Current Year	9444069	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	2622866	TotalFundrsngExpCurrentYear
Other Expense Prior Year	32755570	OtherExpensePriorYear
Other Expenses Current Year	33960346	OtherExpensesCurrentYear
Total Expenses Prior Year	48563482	TotalExpensesPriorYear
Total Expenses Current Year	49843529	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	1575	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-186745	RevenuesLessExpensesCY
Total Assets BOY	29342436	TotalAssetsBOY
Total Assets EOY	31049040	TotalAssetsEOY
Total Liabilities BOY	19026863	TotalLiabilitiesBOY
Total Liabilities EOY	20712298	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	10315573	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	10336742	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	The American Lung Association's mission is to save lives by improving lung health and preventing lung disease, with the ultimate vision of a world free of lung disease. The National Headquarters of the American Lung Association fights lung disease through its own activities and by servicing, supporting, and leading its local Lung Associations. Among its varied responsibilities, the National Headquarters: - Funds research into the causes, prevention, and cures of lung disease. - Advocates for policies that protect lung health, including fighting for healthy air. - Provides a broad array of health educational programs and services to support smoking cessation, help prevent lung disease and to assist people with lung disease in better managing their condition. - Supports local Lung Associations' implementation of health educational programs and dissemination of educational material. - Provides an array of learning opportunities and tools to develop nationwide volunteer and staff leaders.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	12699518	Expense
Grants	243362	Grants
Revenue	24409870	Revenue
Description	Health Education Every year, the American Lung Association helps people manage their lung disease, overcome their nicotine addiction, and live healthier lives. The two key components of the National Headquarters' work are supporting our network of local Lung Associations and developing lung health education materials for the public. Local Lung Associations rely on us to develop health programs and provide expert training, guidance and materials to support their mission outreach. We are also a trusted resource where the public can find information on myriad lung diseases, make treatment decisions, and get support and tools to manage their conditions or care for a loved one. This past year we provided a wide array of services to help prevent and treat lung disease. In 2011-12 we substantially advanced this mission, touching lives from coast to coast. Lung Disease For Over 40 Years, the Choice of People with Chronic Lung Disease - In the U.S. alone, over 33 million adults have a chronic lung disease, such as COPD and asthma. Because these chronic conditions do not have a cure, people need to learn how to manage living with their lung disease. In 2011-2012 we created new web-based training courses that allow us to reach more healthcare providers and other community partners who are interested in becoming certified facilitators for our Better Breathers Clubs. American Lung Association Better Breathers Clubs help by providing patient-focused, community-based educational opportunities and support. Together, members learn the skills that help them manage their condition and improve their quality of life. Hundreds of clubs are serving many thousands of people across the U.S. living with chronic lung disease. Connecting Patient and Families with Expert Advice - In all of our programs and health education materials, people with questions about lung health are referred to the American Lung Association's Lung HelpLine at 1-800-LUNG-USA. In fiscal year 2011-12, the nurses and respiratory therapists who staff the Lung HelpLine answered more than 139,000 calls on topics ranging from clean air to helping a family member quit smoking. Matching Lung Cancer Patients with Help - The Lung Cancer Clinical Trials Matching Service is specifically designed for lung cancer patients and their families and is being conducted in collaboration with twelve lung cancer advocacy organizations. This service provides personalized education and helps to identify clinical trial options based on a person's specific diagnosis, stage and treatment history. Each person is also assigned a specially trained Clinic Trials Navigator who serves as a guide though the process. Supporting Asthma Management and Asthma-Friendly Learning Environments - Through the American Lung Association's Asthma-Friendly School's Initiative (AFSI), hundreds of schools nationwide worked toward creating safer school environments for students, faculty, and staff. In the 2011-12 school year, over 11,000 students were reached through the Open Airways For Schools program, a recommended component of AFSI that builds self-management skills for students with asthma. We created new web-based training courses that allow us to reach more healthcare providers, school personnel and other community partners who are interested in becoming certified facilitators for our Open Airways for Schools self-management programs for people living with chronic lung disease. We developed a number of new tools to help children and adults living with asthma better understand and manage their disease, including the Lungtropolis online asthma game, Asthma Basics, and how-to videos. We also performed an extensive revision of existing asthma education content on the American Lung Association website, www.lung.org so we can continue to provide the best support and most up-to-date support for people with asthma. New Tools for Lung Cancer and COPD Patients: In 2011-2012 we began to develop exciting new online tools to give new hope to patients with lung cancer and Chronic Obstructive Pulmonary Disease (COPD). These new resources will help patients and caregivers understand their disease, make informed treatment options and better manage their conditions. Both our Facing Lung Cancer: Support from Day One website (www.mylungcancersupport.org) and COPD Action Plan were released in November 2012. Highlighting Disparities in Lung Health - This year, we continued to spotlight the ways in which some groups are disproportionately affected by lung disease in our society in the ongoing Disparities in Lung Health Series. Our report "Luchando por el Aire: The Burden of Asthma on Hispanics," takes a look at the complex factors that increase asthma's burden on the Hispanic population. Tobacco Helping Thousands of Smokers to Quit - The American Lung Association's Freedom From Smoking and Not-On-Tobacco (N-O-T) have helped hundreds of thousands of teen and adult smokers quit. These community-based programs guide the smokers through the quitting process, helping them to determine their smoking pattern, create an individualized quit plan and navigate the first few weeks as a nonsmoker. Because not everyone quits smoking the same way, the Lung Association also offers Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine. Through our workplace wellness initiative, we worked with more than 40 major employers, helping their employees quit smoking. In fiscal year 2011-12, these programs helped tens of thousands of smokers end their addiction to nicotine and transition to a new, smokefree lifestyle. Supporting Smokefree Communities - In 2011-2012, we expanded smokefree communities around the country. We successfully completed a two-year Communities Putting Prevention to Work (CPPW) project in which Lung Association's Smokefree Communities team provided technical assistance to 13 communities to decrease smoking prevalence, teen smoking initiation, and exposure to secondhand smoke As a result of the initiative: 26 million people in 21 communities across America have been protected against deadly secondhand smoke; more the 4 million more Americans now live in communities with strengthened oversight on tobacco sales to youth; and more effective messages on the dangers of secondhand smoke and tobacco use have been delivered to more than 21 million people across the country.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	9551567	Expense
Revenue	9842735	Revenue
Description	Field Fundraising The American Lung Association's Planned Giving team focuses its work on assisting with field development by providing support to the ALA chartered regional associations. This support includes training local staff to be effective planned giving fundraisers; helping develop annual regional work plans; being informed on local follow up activities pertaining to requests from donors for planned giving information; reviewing quarterly reports on planned giving income and bequest notifications; preparing training materials and events to enhance the understanding of planned giving for people from fundraising staff to volunteer leadership. A variety of National staff provide Special Events support to the ALA chartered regional associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are planning (goal setting, strategic review, development of template material, feasibility studies); training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.); implementation (sponsorship calls, recruitment, event attendance/participation); coaching (staff, leadership, volunteers); coordination of collateral; solicit national sponsors/teams; build, facilitate and integrate e-commerce platforms; and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. The Major Gifts team works with the ALA chartered regional associations on joint funding prospects and provides one-on-one assistance when requested. Among the support activities are compilation of research lists and development of research profiles; evaluation of funding proposals; strategic advice regarding funding initiatives and prospects; providing training at staff meetings and conference calls. This year we provided a wealth screening overlay and a follow-on research tool; a donor centric assessment; and predictive donor modeling for the chartered association staff. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and YTD. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are posted on LungNet for reference by local associations. Monthly direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	6930326	Expense
Grants	5801943	Grants
Revenue	2600016	Revenue
Description	RESEARCH Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2011-12, our donors again made it possible to fund high quality researchers seeking treatments and cures for an array of lung diseases from asthma to lung cancer. Our Nationwide Research Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. In 2011-12, our program funded 68 grants to further promising, cutting-edge research. Additional support in funding this year's research program came from partnerships with AAAAI and the CHEST Foundation. The Lung Association's Asthma Clinical Research Centers Network (ACRC) continues to contribute major improvements to asthma treatments through a network of 18 clinical centers and a data coordinating center at Johns Hopkins. In 2011-12, research conducted by the ACRC found that treatment with proton pump inhibitors (e.g. prevacid) did not improve asthma control in those with asymptomatic GER, concluding that acid reflux without symptoms is not a likely cause of poorly controlled asthma. awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards.	Description

Activity Other ActivityOther (4 entries)

ExpenseExpense	GrantsGrants	DescriptionDescription
9803233	380600	Advocacy
3845390		Field program development
2188709	5050	Field Management Advisory
8159	8159	OTHER

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	15845491	TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt	393809	TotalOfOtherProgramServiceGrnt
Total Program Service Expense	45026902	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	true	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	false	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	false	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	58	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	166	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	27	NbrVotingGoverningBodyMembers
Number Independent Voting Members	27	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	true	LocalChapters
Policies Reference Chapters	true	PoliciesReferenceChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	AL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CT	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	FL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	GA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	HI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	IL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ME	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MN	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NM	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ND	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	PA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	RI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	TN	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	VA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WV	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WI	StatesWhereCopyOfReturnIsFiled
Own Website	X	OwnWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	ADRIENNE GLASGOW	NamePerson
Telephone Number	2123158762	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	14 WALL STREET NO 8C	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10005	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (39 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
DON AWERKAMP PHD JD
BOARD MEMBER	2.0	X
SUSAN s GRIFFIN RPA CPM CCIM
BOARD MEMBER	2.0	X
CHRISTINE BRYANT
SECRETARY/TREASURER	2.0	X	X
TIMOTHY D BYRUM MSN CRNP
BOARD MEMBER	2.0	X
ARTHUR CERULLO JD
BOARD MEMBER	2.0	X
CAROLYN H CLIFT LLM
BOARD MEMBER	2.0	X
JOHN F EMANUEL JD
BOARD MEMBER	2.0	X
KATHRYN A FORBES CPA
BOARD MEMBER	2.0	X
ERNEST V FREEMAN
BOARD MEMBER	2.0	X
MICHAEL A GARDNER
BOARD MEMBER	2.0	X
ADAM S GOLDBERG ESQ
BOARD MEMBER	2.0	X
DARIUS A JOSEPH
BOARD MEMBER	2.0	X
H JAMES GOODEN
BOARD CHAIR	2.0	X	X
PAULINE GRANT MS MBA FACHE
BOARD MEMBER	2.0	X
VIRGINIA L HALL
BOARD MEMBER	2.0	X
ELIZABETH BAKER KEFFER
BOARD MEMBER	2.0	X
ROSS P LANZAFAME
BOARD MEMBER	2.0	X
VENKATARMA r KOPPAKA MD PHD
BOARD MEMBER	2.0	X
LESLIE M NEWMAN JD
BOARD MEMBER	2.0	X
AUSTIN k PUGH
BOARD MEMBER	2.0	X
GERI REINARDY MPA
BOARD MEMBER	2.0	X
ALBERT A RIZZO MD
BOARD MEMBER	2.0	X
E NEIL SCHACHTER MD
BOARD MEMBER	2.0	X
ROBERT G TWEEL JD
BOARD MEMBER	2.0	X
DEAN A ZERBE JD LLM
BOARD MEMBER	2.0	X
JANE REARDON MSN APRN CS AE-C
BOARD MEMBER	2.0	X
MARCIA d WILLIAMS EDD
ASSEMBLY SPEAKER ELECT	2.0	X
Frank Scott Rotruck
Board Member	2.0	X		0	0
James L McDaniel
Board Member	2.0	X
CHARLES D CONNOR
PRESIDENT & CEO	40.0		X	319133	0	67363
ADRIENNE GlASGOW
CHIEF FINANCIAL OFFICER	40.0		X	203240	0	46091
B SUSAN DAVIS
CHIEF DEVELOPMENT OFFICER	40.0		X	211136	0	47404
JAMES THIE
CHIEF INFORMATION OFFICER	40.0		X	165076	0	15149
SUSAN J RAPPAPORT
VP RESEARCH AND PROGRAM	40.0			165612	0	51240	X
JANET WIDMER
VP FIELD SUPPORT	40.0			168061	0	33703		X
PAUL BILLINGS
VP NATIONAL POLICY & ADVOCACY	40.0			158577	0	31869		X
DELIA NAUGHTON
VP BUSINESS & MARKETING	40.0			136134	0	33616		X
RUSSELL BURWELL
VP GOVERNANCE	40.0			141614	0	36935		X
CARRIE MARTIN
VP COMMUNICATIONS & MARKETING	40.0			148997	0	11771		X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	1817580	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	375141	TotalOtherCompensation
Number Individuals GT100 K	20	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
Moore Wallace
375 Park Avenue	NEW YORK	NY	10152	Print/Digital/Stamps	5657245
INFOCISION MANAGEMENT CORP
325 SPRINGSIDE DRIVE	AKRON	OH	44333	TELEMARKETING	2043677
LABEL TECH
16 INTERSTATE DRIVE	SOMERSWORTH	NH	03878	PRINTING	1707197
ALANIZ Metrogroup
425 N IRIS STREET	MT PLEASANT	IA	52641	PRINTING	3754469
BRICKMILL MARKETING SERVICES
24 MILL BROOK ROAD	WILTON	NJ	03086	MARKETING	2462073

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	5	NumberOfContractorsGT100K
Membership Dues	25474	MembershipDues
Government Grants	1146213	GovernmentGrants
All Other Contributions	9374517	AllOtherContributions
Total Contributions	10546204	TotalContributions

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
CHARTERED ASSOCIATION ASSESSMENTS	900099	4609824	4609824
PROGRAM REIMBURSEMENTS CHARTERED ASSOC.	900099	23301773	23301773
PROGRAM SERVICE CONTRACTS	900099	8941024	8941024

Field	Value	IRS element (for citing)
Total Program Service Revenue	36852621	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	415928	TotalRevenueColumn
Exclusion	$415,928	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	1176315	TotalRevenueColumn
Exclusion	$1,176,315	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	8719674	Securities
Other	10867	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	8604779	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	114895	Securities
Other	10867	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	125762	TotalRevenueColumn
Exclusion	$125,762	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	21162	GrossSalesOfInventory
Cost Of Goods Sold	16339	CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	4823	TotalRevenueColumn
Exclusion	$4,823	ExclusionAmount

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	OTHER	Description
Business Code	900099	BusinessCode
Total Revenue Column	535131	TotalRevenueColumn
Exclusion	$535,131	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	535131	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	49656784	TotalRevenueColumn
Related Or Exempt Function Income	36852621	RelatedOrExemptFunctionIncome
Exclusion	$2,257,959	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	6439114	Total
Program Services	6439114	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	0	Total

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	1528987	Total
Program Services	703386	ProgramServices
Management And General	689467	ManagementAndGeneral
Fundraising	136134	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	6107351	Total
Program Services	5281299	ProgramServices
Management And General	78538	ManagementAndGeneral
Fundraising	747514	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	643787	Total
Program Services	504536	ProgramServices
Management And General	64765	ManagementAndGeneral
Fundraising	74486	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	621844	Total
Program Services	510497	ProgramServices
Management And General	35972	ManagementAndGeneral
Fundraising	75375	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	542100	Total
Program Services	424844	ProgramServices
Management And General	54535	ManagementAndGeneral
Fundraising	62721	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	963086	Total
Program Services	823464	ProgramServices
Management And General	89358	ManagementAndGeneral
Fundraising	50264	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	132326	Total
Management And General	84689	ManagementAndGeneral
Fundraising	47637	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	1043418	Total
Program Services	1043418	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	57593	Total
Management And General	36860	ManagementAndGeneral
Fundraising	20733	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	2323903	Total
Program Services	1888462	ProgramServices
Management And General	272882	ManagementAndGeneral
Fundraising	162559	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	5658567	Total
Program Services	5658567	ProgramServices

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	545848	Total
Program Services	396393	ProgramServices
Management And General	106960	ManagementAndGeneral
Fundraising	42495	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	303307	Total
Program Services	215226	ProgramServices
Management And General	63924	ManagementAndGeneral
Fundraising	24157	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	1080822	Total
Program Services	707844	ProgramServices
Management And General	270685	ManagementAndGeneral
Fundraising	102293	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	629405	Total
Program Services	489794	ProgramServices
Management And General	76563	ManagementAndGeneral
Fundraising	63048	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	321530	Total
Program Services	261819	ProgramServices
Management And General	41026	ManagementAndGeneral
Fundraising	18685	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	0	Total

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	167452	Total
Program Services	102684	ProgramServices
Management And General	47005	ManagementAndGeneral
Fundraising	17763	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	113960	Total
Program Services	70486	ProgramServices
Management And General	31551	ManagementAndGeneral
Fundraising	11923	Fundraising

Other Expenses OtherExpenses (3 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
PUBLIC AWARENESS CAMPAIGN	20505698	19498057	53556	954085
SERVICE CHARGES	4435	2634	1307	494
MISCELLANEOUS	108996	4378	94118	10500

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	49843529	Total
Program Services	45026902	ProgramServices
Management And General	2193761	ManagementAndGeneral
Fundraising	2622866	Fundraising

Field	Value	IRS element (for citing)
Joint Costs	X	JointCosts

Total Joint Costs TotalJointCosts

Field	Value	IRS element (for citing)
Total	1750225	Total
Program Services	911470	ProgramServices
Fundraising	838755	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	499	BOY
EOY	467	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	7378085	BOY
EOY	6924978	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	2084891	BOY
EOY	5718016	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	21380	BOY
EOY	62566	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	623785	BOY
EOY	463313	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3099938	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	2622095	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	388164	BOY
EOY	477843	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	14054898	BOY
EOY	14162982	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	4790734	BOY
EOY	3238875	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	29342436	BOY
EOY	31049040	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	2928476	BOY
EOY	2513801	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	3160233	BOY
EOY	3236853	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	3313304	BOY
EOY	4043224	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	2050636	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	2229182	BOY
EOY	2086108	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	5345032	BOY
EOY	8832312	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	19026863	BOY
EOY	20712298	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	7394100	BOY
EOY	5864453	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1123830	BOY
EOY	832488	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1797643	BOY
EOY	3639801	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	10315573	BOY
EOY	10336742	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	29342436	BOY
EOY	31049040	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-186745	ReconcilationRevenueExpenses
Reconcilation Other Changes	207914	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Separate	X	FinancialStatementSeparate
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org170b1 Avi	X	PubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	13991885	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	14100696	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	18165400	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	11915758	CurrentTaxYearMinus1Year
Current Tax Year	10546204	CurrentTaxYear
Total	68719943	Total

Total170 Total170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	13991885	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	14100696	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	18165400	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	11915758	CurrentTaxYearMinus1Year
Current Tax Year	10546204	CurrentTaxYear
Total	68719943	Total

Field	Value	IRS element (for citing)
Public Support Total170	68719943	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1454604	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	584295	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	985737	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	1419418	CurrentTaxYearMinus1Year
Current Tax Year	1592243	CurrentTaxYear
Total	6036297	Total

Other Income170 OtherIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	121136	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	101141	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	165047	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	1024657	CurrentTaxYearMinus1Year
Current Tax Year	556293	CurrentTaxYear
Total	1968274	Total

Field	Value	IRS element (for citing)
Total Support	76724514	TotalSupport
Gross Receipts From Admissions Etc	193412178	GrossReceiptsFromAdmissionsEtc
Public Support Pertcentage170	0.89567	PublicSupportPertcentage170
Public Support Pertcent Prior Year	0.88116	PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170	X	ThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	true	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	true	MediaAdvertisements
Media Advertisements	$737,602	MediaAdvertisementsAmount
Mailings Members	true	MailingsMembers
Mailings Members	$16,535	MailingsMembersAmount
Publications Or Broadcast	true	PublicationsOrBroadcast
Publications Or Broadcast	$33,246	PublicationsOrBroadcastAmount
Grants Other Organizations	true	GrantsOtherOrganizations
Grants Other Organizations	$2,750	GrantsOtherOrganizationsAmount
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$228,486	DirectContactLegislatorsAmount
Rallies Demonstrations	true	RalliesDemonstrations
Rallies Demonstrations	$7,080	RalliesDemonstrationsAmount
Other Activities	true	OtherActivities
Other Activities	$17,719	OtherActivitiesAmount
Total Lobbying Expenditures IIB	1043418	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule C, Part II-B, Line 1(i)	Identifier
Explanation	THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ENGAGE IN A WIDE RANGE OF ADVOCACY ACTIVITIES TO FURTHER OUR MISSION TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. OUR WORK INCLUDES EFFORTS TO EDUCATE MEMBERS OF CONGRESS, THEIR STAFF AND THE PUBLIC ON LUNG HEALTH ISSUES AND ACCESS TO HEALTHCARE. WE ADVOCATE FOR CLEAN, HEALTHY AIR TO REDUCE THE HEALTH IMPACTS OF AIR POLLUTION. WE FOCUS ON SUPPORTING THE IMPLEMENTATION AND STRENGTHENING OF THE NATION'S CLEAN AIR LAWS. WE STRONGLY SUPPORT THE PUBLIC HEALTH INFRASTRUCTURE AND LUNG HEALTH RESEARCH FUNDING INCLUDING FUNDING FOR LUNG CANCER, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), ASTHMA, TUBERCULOSIS AND OTHER LUNG DISEASES. FURTHERMORE, THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ACTIVELY ADVOCATE IN WASHINGTON, D.C. AND IN THE STATES FOR TOBACCO CONTROL LAWS, INCLUDING EFFORTS TO REGULATE TOBACCO PRODUCTS, PROMOTE TOBACCO CESSATION AND ELIMINATE EXPOSURE TO SECOND HAND SMOKE.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	true	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1099684	BeginningOfYearBalance
Investment Earnings Or Losses	-23972	InvestmentEarningsOrLosses
Grants Or Scholarships	34318	GrantsOrScholarships
Administrative Expenses	10585	AdministrativeExpenses
End Of Year Balance	1030809	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	980525	BeginningOfYearBalance
Investment Earnings Or Losses	201713	InvestmentEarningsOrLosses
Grants Or Scholarships	72000	GrantsOrScholarships
Administrative Expenses	10554	AdministrativeExpenses
End Of Year Balance	1099684	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	950135	BeginningOfYearBalance
Investment Earnings Or Losses	97595	InvestmentEarningsOrLosses
Grants Or Scholarships	56728	GrantsOrScholarships
Administrative Expenses	10477	AdministrativeExpenses
End Of Year Balance	980525	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	636664	BeginningOfYearBalance
Investment Earnings Or Losses	387717	InvestmentEarningsOrLosses
Grants Or Scholarships	65612	GrantsOrScholarships
Administrative Expenses	8634	AdministrativeExpenses
End Of Year Balance	950135	EndOfYearBalance

Field	Value	IRS element (for citing)
Permanent Endowment EOY Balance	0.48500	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.51500	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs
Land		Land
Buildings		Buildings

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	210700	OtherCostOrOtherBasis
Depreciation	134897	Depreciation
Book Value	75803	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1940688	OtherCostOrOtherBasis
Depreciation	1686525	Depreciation
Book Value	254163	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	948550	OtherCostOrOtherBasis
Depreciation	800673	Depreciation
Book Value	147877	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	477843	TotalOfBookValueLandBuildings

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	DUE FROM CHARTERED ASSOC.	Description
Book Value	3238875	BookValue

Field	Value	IRS element (for citing)
Total Book Value Other Assets	3238875	TotalBookValueOtherAssets
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescription	AmountAmount
PENSION AND LIFE INSURANCE BEN	$4,320,828
DUE FROM CHARTERED ASSOC.	$2,133,216
AMOUNTS HELD ON BEHALF OF OTHERS	$1,786,840
OTHER LIABILITIES	$591,428

Field	Value	IRS element (for citing)
Total Of Amounts	8832312	TotalOfAmounts
Total Revenue	49656784	TotalRevenue
Total Expenses	49843529	TotalExpenses
Excess Or Deficit For Year	-186745	ExcessOrDeficitForYear
Other	$207,914	OtherAmount
Total Adjustments	207914	TotalAdjustments
Excess Or Deficit Per FS	21169	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	63310043	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	-4533	NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities	13429006	DonatedSrvcAndUseOfFacilities
Other Revenues	212447	OtherRevenues
Revenue Not Rptd F990	13636920	RevenueNotRptdF990
Revenue Subtotal	49673123	RevenueSubtotal
Other Revenues Not Included	-16339	OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt	-16339	RevenueNotRptdOnFinStmt
Total Revenue Per Form990	49656784	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	63288874	TotExpensesEtcAuditedFinclStmt
Donated Services Use Of Facilities	13429006	DonatedServicesUseOfFacilities
Other Expenses Included	16339	OtherExpensesIncluded
Expenses Not Rptd F990	13445345	ExpensesNotRptdF990
Expenses Subtotal	49843529	ExpensesSubtotal
Total Expenses Per Form990	49843529	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Schedule D, Part V, LIne 4	Use of endowment funds	PERMANENTLY RESTRICTED NET ASSETS ARE PRIMARILY DEDICATED TO SUPPORTING RESEARCH SCHOLARS IN INTERSTITIAL RELATED LUNG DISEASES. DALSEMER ENDOWMENT: IN 1983, LEONARD DALSEMER. THE JOHN A. HARTFORD FOUNDATION AND THE WHEELABRATOR FOUNDATION ENDOWED THE NATIONAL OFFICE WITH $500,000 (THE CORPUS) TO FUND RESEARCH TO FIND A CURE FOR INTERSTITIAL LUNG DISEASE. THE EARNINGS FROM THE CORPUS ARE TO FUND AN ANNUAL RESEARCH AWARD IN A MINIMAL AMOUNT OF $30,000. THE TERM OF EACH AWARD IS THREE YEARS. ANNUAL EXPENDITURES ARE LIMITED TO 6% OF THE FAIR MARKET VALUE OF THE ENDOWMENT. THE AMERICAN LUNG ASSOCIATION IS TO STRIVE TO GROW THE ENDOWMENT BY SOLICITING ADDITIONAL DONOR CONTRIBUTIONS. THE AWARD IS ONLY TO BE CONFERRED WHEN THE REVIEW COMMITTEE DEEMS THE PROPOSED RESEARCH MERITORIOUS. MARY FULLER RUSSELL RESEARCH FUND: IN A SETTLEMENT ENTERED BY AMERICAN LUNG ASSOCIATION OF NEW HAMPSHIRE ("ALANH") AND NATIONAL OFFICE ("ALA") ON JULY 9, 2003, ALANH AGREED TO SET ASIDE, AS A SEGREGATED FUND, WITHIN ITS ENDOWMENT FUND, THE SUM OF $1,297,643 REPRESENTING ALA'S 10% SHARE, AND TO MAINTAIN SUCH SEGREGATED FUND INTACT FOR THE PURPOSE OF PAYING TO AND ALLOWING ALA TO USE ALL THE INCOME AND THE ANNUAL NET APPRECIATION, IF ANY, IN THE FAIR VALUE OF THE SEGREGATED FUND FOR RESEARCH PURPOSES DETERMINED BY ALA. UNDER THE SETTLEMENT, SUCH SEGREGATED FUND IS TO BE HELD FOR ALA'S BENEFIT IN PERPETUITY. ALANH AND ALA AGREED THAT DISTRIBUTIONS FROM THE MARY FULLER RUSSELL RESEARCH FUND SHALL BE USED TO SUPPORT RESEARCH INTO LUNG HEALTH ISSUES, AND THAT RESEARCH GRANTS TO RECIPIENTS SHALL BE MADE UNDER THE NAME MARY FULLER RUSSELL RESEARCH FUND.
Schedule D, pART x, lINE 2	FIN48 FOOTNOTE	IN JULY 2006, THE FASB ISSUED GUIDANCE IN THE AREA OF "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES." THE STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS STANDARD PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE STANDARD ALSO PROVIDES GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. IT WAS EFFECTIVE FOR NATIONAL HEADQUARTERS ON JULY 1, 2009, AND HAD NO IMPACT ON THE ACCOMPANYING FINANCIAL STATEMENTS. THE TAX YEARS ENDED 2009, 2010 AND 2011 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. NATIONAL HEADQUARTERS HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS, TO IDENTIFY AND REPORT UNRELATED INCOME, TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS, AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS.
Schedule D, Part XI, Line 8	Other changes in net assets or fund balances	unrealized gains/(losses) ($4,533) transfer of benficial interest in perpetual trust 1,776,399 change in fair value of beneficial interest in trust (2,203) change in value of split-interest agreements 724 pension and life insurance benefit plan activities (1,562,473) ----------- Total $207,914 SCHEDULE D, Part XII, Line 2D Audit Committee The Audit Committee of the Board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the association and the final audit review and package that is accepted by the Board. The Committee meets with the audit firm independently from staff during the audit review process and recommends to the Board the acceptance of the Audit and its findings. Schedule D, Part XII, Line 2d & 4b Reconciliation of Revenue transfer of benficial interest in perpetual trust 1,776,399 change in fair value of beneficial interest in trust (2,203) change in value of split-interest agreements 724 pension and life insurance benefit plan activities (1,562,473) ----------- Total $212,447 Cost of goods sold ($16,339) Schedule D, Part XIII, Line 2D Reconciliation of Expenses Cost of goods sold $16,339

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable (69 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Method Of ValuationMethodOfValuation	Purpose Of GrantPurposeOfGrant
Baylor College of Medicine
One Baylor Plaza	Houston	TX	770303411	741613878	501(c)(3)	215500	FMV	Research
Brigham & Women's Hospital
75 Francis Street	Boston	MA	02115	042312909	501(c)(3)	40000	FMV	Research
Case Western Reserve University
10900 Euclid Ave	Cleveland	OH	441064960	341018992	501(c)(3)	120000	FMV	Research
Children's Hospital Medical Center-Cincinnati
Childrens Hospital Medical Center	Cincinnati	OH	45229	310833936	501(c)(3)	140000	FMV	Research
Colorado State University
200 West Lake Street	Fort Collins	CO	80523	846000545	government	60000	FMV	Research
Cornell University
Veterinary Medical Center	Ithaca	NY	14853	150532082	501(c)(3)	40000	FMV	Research
Dana-Farber Cancer Institute
4 4 Binney Street	Boston	MA	02115	042263040	501(c)(3)	100000	FMV	Research
Drexel University
2900 Queen Lane	Philadelphia	PA	19129	231352630	501(c)(3)	40000	FMV	Research
Georgetown University
3800 Reservoir Rd NW	Washington	DC	200571465	530196603	501(c)(3)	21000	FMV	Research
Georgia State University Research Foundation Inc
140 Decatur St Urban Life Building	Atlanta	GA	30303	581845423	501(c)(3)	38761	FMV	Research
Harvard School of Public Health
Room 305 665 Huntington Ave	Boston	MA	02115	042103580	501(c)(3)	40000	FMV	Research
Indiana University
PO Box 66057	Indianapolis	IN	46266	356001673	501(c)(3)	77500	FMV	Research
Lovelace Respiratory Research Inst
2425 Ridgecrest Drive SE	Albuquerque	NM	87108	850110669	501(c)(3)	40000	FMV	Research
Massachusetts General Hospital
55 Fruit Street	Boston	MA	02114	041564655	501(c)(3)	140000	FMV	Research
National Jewish Medical and Research Center
1400 Jackson Street	Denver	CO	80206	742044647	501(c)(3)	163000	FMV	Research
NYU School of Medicine
545 First Avenue	New York	NY	10016	135562308	501(c)(3)	298000	FMV	Research
Oregon Health & Science University
3181 SW Sam Jackson Park Road	Portland	OR	97239	931176109	government	40000	FMV	Research
Regents of the University of California SF
3333 California St	San Francisco	CA	94118	946036493	501(c)(3)	137500	FMV	Research
Regents of Univ of Michigan
3003 S State Street	Ann Arbor	MI	48109	386006309	501(c)(3)	65000	FMV	Research
Rochester General Hospital
1425 Portland Ave	Rochester	NY	14621	160743134	501(c)(3)	40000	FMV	Research
Seattle Biomedical Research Institute
307 Westlake Ave N Suite 500	Seattle	WA	98109	910961784	501(c)(3)	40000	FMV	Research
Stanford University
Corte Madera Creek Bldg	Palo Alto	CA	94304	941156365	501(c)(3)	82500	FMV	Research
Texas Tech University Health Sciences Center
3601 4th St	Lubbock	TX	79430	756043842	501(c)(3)	40000	FMV	Research
The Children's Hospital of Philadelphia
3615 Civic Center Blvd	Philadelphia	PA	19104	231352166	501(c)(3)	32500	FMV	Research
The Ohio State University Research Foundation
1960 Kenny Road	Columbus	OH	43210	316401599	501(c)(3)	271500	FMV	Research
The Rockefeller University
1230 York Ave	New York	NY	10065	131624158	501(c)(3)	32500	FMV	Research
The Trustees of the University of Pennsylvania
BRBII/III 438 421 Curie Blvd	Philadelphia	PA	19104	231352685	501(c)(3)	72500	FMV	Research
The University of North Carolina at Chapel Hill
104 Airport Drive	ChapelHill	NC	27599	591711424	501(c)(3)	252000	FMV	Research
The University of Texas MD Anderson Cancer Cente
1515 Holcombe Blvd	Houston	TX	77030	746001118	government	100000	FMV	Research
The University of Wisconsin
600 Highland Ave	Madison	WI	53792	390743975	501(c)(3)	40000	FMV	Research
Trustees of Boston University B U Medical Campus
72 East Concord St	RBoston	MA	02118	042103547	501(c)(3)	32500	FMV	Research
University of Alabama at Birmingham
University Station	Birmingham	AL	35294	636005396	501(c)(3)	32500	FMV	Research
University of Chicago
5801 South Ellis Avenue	Chicago	IL	60637	362177139	501(c)(3)	40000	FMV	Research
University of Cincinnati
51 Goodman Drive PO Box 210222	Cincinnati	OH	452210222	310896555	501(c)(3)	39844	FMV	Research
University of Florida
2055 Mowry Rd SUITE 250 PO Box 1	Gainesville	FL	32611	590974739	501(c)(3)	39738	FMV	Research
University of Georgia Research Foundation
617 Boyd GSRC	Athens	GA	306027411	581353149	501(c)(3)	39197	FMV	Research
University of Illinois at Urbana-Champaign
601 S Mathews Avenue	Urbana	IL	61801	376000511	government	100000	FMV	Research
University of Miami Miller School of Medicine
PO Box 025405	Miami	FL	33102	590624458	501(c)(3)	159000	FMV	Research
University of Pennsylvania Medical Center
Abramson Research Building 3615 Civ	Philadelphia	PA	19104	232810852	501(c)(3)	40000	FMV	Research
University of Pittsburgh
Office of Financial Information	Pittsburgh	PA	15260	250965591	501(c)(3)	145000	FMV	Research
University of Washington
3917 University Way NE	Seattle	WA	98105	916001537	government	40000	FMV	Research
USCUniversity of Southern California
Biggy St NRT5509	Los Angeles	CA	90033	951642394	501(c)(3)	32500	FMV	Research
UT Southwestern Medical Center
5323 Harry Hines Blvd	Dallas	TX	753909034	752556007	501(c)(3)	40000	FMV	Research
Virginia Commonwealth University
Room 356E Smith Bldg 410 North	Richmond	VA	23298	540757884	501(c)(3)	40000	FMV	Research
Washington University School of Medicine
902 Yalem Box 8052 660 S Euclid A	StLouis	MO	63110	430653611	501(c)(3)	227000	FMV	Research
West Virginia University Research Corporation
1 Medical Rd 4052 HSN PO Box 9128	Morgantown	WV	26506	550665758	501(c)(3)	40000	FMV	Research
Yale University
2 Whitney Avenue	New Haven	CT	06510	060646973	501(c)(3)	32500	FMV	Research
University of Vermont
85 South Prospect Street	Burlington	VT	05405	030179440	501(c)(3)	139000	FMV	Research
University of Virginia
PO Box 400202	Charlottesville	VA	22904	546001796	501(c)(3)	123000	FMV	Research
Duke University
Box 104132	Durham	NC	27708	560532129	501(c)(3)	91000	FMV	Research
University of Missouri - Kansas City
5100 Rockhill Road	Kansas City	MO	641102499	436003859	government	167000	FMV	Research
University of Arizona
PO Box 3308	Tucson	AZ	85722	742652689	501(c)(3)	195000	FMV	Research
Regents of the Univ of CA San Diego
9500 Gilman Drive	La Jolla	CA	92093	956006144	501(c)(3)	159000	FMV	Research
North Shore Long Island Jewish
300 Community Drive	Manhasset	NY	11030	111562701	501(c)(3)	159000	FMV	Research
Northwestern University
619 Clark Street	Evanston	IL	60208	362167817	501(c)(3)	115000	FMV	Research
Johns Hopkins University
1101 E33rd Street	Baltimore	MD	21218	520595110	501(c)(3)	500000	FMV	Research
Louisiana State University Health Sciences Center
433 Bolivar Street	New Orleans	LA	70112	726087770	government	139000	FMV	Research
ALA of California
424 Pendleton Way	Oakland	CA	94621	940362650	501(c)(3)	18750	FMV	Federal Grants & Program Site Grants
ALA of Mid-Atlantic
3001 Old Gettyburg Road	Camp Hill	PA	17011	251825116	501(c)(3)	78421	FMV	Federal Grants & Program Site Grants
ALA of Mountain Pacific
7420 SW Bridgeport Road Suite 200	Tigard	OR	97224	930386887	501(c)(3)	81058	FMV	Federal Grants & Program Site Grants
ALA of New York
116 John Street	New York	NY	10038	262818624	501(c)(3)	6000	FMV	Federal Grants & Program Site Grants
ALA of the Plains Gulf Region
2325 Severn Avenue Suite 8	Metairie	LA	70001	630320189	501(c)(3)	36456	FMV	Federal Grants & Program Site Grants
ALA of Midland States
1950 Arlingate Lane	Columbus	OH	43228	314379531	501(c)(3)	126000	FMV	Federal Grants & Program Site Grants
ALA of the Southeast
6852 Belfort Oaks Place	Jacksonville	FL	32216	590662271	501(c)(3)	18421	FMV	Federal Grants & Program Site Grants
ALA of the Southwest
5600 Greenwood Plaza Blvd Suite 1	Greenwood Village	CO	80111	860111676	501(c)(3)	80851	FMV	Federal Grants & Program Site Grants
ALA of the Upper Midwest
3000 Kelly Lane	Springfield	IL	62707	204392201	501(c)(3)	102585	FMV	Federal Grants & Program Site Grants
ALA of the Northeast
7420 SW Bridgeport Road Suite 200	Tigard	OR	97224	930386887	501(c)(3)	69712	FMV	Federal Grants & Program Site Grants
University of Central Florida
2325 Severn Avenue Suite 8	Metairie	LA	70001	630320189	501(c)(3)	39860	FMV	Research
Tufts University
1950 Arlingate Lane	Columbus	OH	43228	314379531	501(c)(3)	32500	FMV	Research

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	69	TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule I, Part I, Line 2	Identifier
Return Reference	Procedure for Monitoring Grants in the US	ReturnReference
Explanation	Award recipients are required to submit a renewal application after their first Year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (10 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs
CHARLES D CONNOR
319133	0	0	0	54457	0	12906	0	386496	0
ADRIENNE GlASGOW
203240	0	0	0	36217	0	9874	0	249331	0
B SUSAN DAVIS
211136	0	0	0	37624	0	9780	0	258540	0
JAMES THIE
165076	0	0	0	5778	0	9371	0	180225	0
SUSAN J RAPPAPORT
165612	0	0	0	31996	0	19244	0	216852	0
JANET WIDMER
168061	0	0	0	32469	0	1234	0	201764	0
PAUL BILLINGS
158577	0	0	0	30637	0	1232	0	190446	0
DELIA NAUGHTON
136134	0	0	0	26301	0	7315	0	169750	0
RUSSELL BURWELL
141614	0	0	0	27360	0	9575	0	178549	0
CARRIE MARTIN
148997	0	0	0	5215	0	6556	0	160768	0

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Form 990, Part III, Line 4d	other program service accomplishments	Advocacy Every year, the American Lung Association fights for public policies that support our mission to save lives by improving lung health and preventing lung disease. In 2011-12, our advocacy efforts again yielded important results. Healthy Air Our Healthy Air Campaign continued in its fight to protect the Clean Air Act from attempts to weaken the law, and to push the Environmental Protection Agency (EPA) to implement its lifesaving protections. As part of the campaign, we launched the Red Carriage initiative, an ad campaign and more, that created an iconic symbol of the importance of clean air to the health of our children. With allies, we issued the "Sick of Soot" report that pointed to the 35,700 premature deaths annually from particulate matter pollution that could be prevented if the EPA adopts strong national air quality standards. EPA proposed new standards on particle pollution following our successful legal actions against them for failing to follow the Clean Air Act to regularly review and set standards that actually protect public health. Our "State of the Air 2012" report (www.stateoftheair.org) showed that the air quality in many places has improved, but that over 127 million people-41 percent of the nation-still suffer pollution levels that are too often dangerous to breathe. We also introduced a State of the Air phone app that delivers air quality updates to smartphones. Health Care The American Lung Association worked to implement the landmark Patient Protection and Affordable Care Act and expand insurance coverage of quit-smoking treatments. The law extends health insurance coverage to millions of Americans who are currently uninsured -- including those with lung disease. The law puts a major emphasis on prevention and management of chronic diseases, including COPD and asthma. Lung Disease In 2011-2012 the Lung Association was once again instrumental in leading the nationwide fight to save the National Asthma Control Program at the Centers for Disease Control and Prevention from elimination. This program funds states to provide community-based organizations to help people living with asthma better manage their disease to reduce hospitalizations and deaths. Tobacco Control The 2009 Family Smoking Prevention and Tobacco Control Act is under threat from the cigar industry. In 2011-2012 the Lung Association continued to fight to make sure candy-flavored and other cigars are not exempted from basic oversight by the Food and Drug Administration. Our signature report, "State of Tobacco Control 2012" found that most states have failed to put in place proven tobacco prevention policies to fight the tobacco epidemic, while the federal government continued to take important steps forward. We also issued the report "Helping Smokers Quit: Tobacco Cessation Coverage 2011," which showed states are missing a big opportunity to help smokers quit, and to save taxpayer money by covering comprehensive tobacco cessation treatments. The report also discussed the many opportunities the federal government has to help smokers quit through the implementation of the Affordable Care Act and other policies. Field Program Development SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS The American Lung Association national headquarters supports its 9 chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors and Nationwide Assembly where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards.
Form 990, Part VI, Section b		Line 11: Review process of Form 990 The American Lung Association prepares its Form 990 and submits it to an outside accounting firm for review. ALA has established the following review process to ensure that the information reported is complete and accurate: once the Form 990 is prepared, reviewed by management and the accounting firm, and ready to be filed with the Internal Revenue Service, it is submitted electronically to members of the organization's governing body, the Audit Committee, for any comments prior to its submission. These members of the governing body have 10 days to review the form, they then meet by conference call to review any comments by the group and agree to any changes that may need to be made to the form prior to its submission to the Internal Revenue Service. All comments are documented, addressed and finalized in the 990 before the submission. Line 12: Conflict of Interest Policy ALA currently has in place a conflict of interest policy which itmonitors and enforces annually. The board currently mandates that all members of management, the governing body, and staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy statements are submitted to the governance committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the committee will notify members of management about such conflict and investigate the conflict. If management establishes that an actual conflict exists, the member of management will be notified immediately and will not be allowed to vote or be a part of any decisions about any such transactions that have to do with the conflict until such time there is no longer a conflict. Line 15: Compensation Review The American Lung Association has established a compensation policy for their leadership committee to follow in establishing the compensation for their CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committee's decision on the amount of compensation paid is documented in a contemporaneously written format and should document the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparable date used and relied upon to make the decision. The compensation review process for the CEO and other officer or key employees was last undertaken in December 2010.
Form 990, part vi, section c		Line 17: States with which a copy of the Form 990 is filed AL, AK, AZ, AR, GA, IL, KS, KY, ME, MD, MA, MN, MS, NH, NM, NC, ND, OH, OK, OR, RI, SC, TN, VA, WA, WV, WI, PA, NY, NJ, MI, FL, CT, CA, CO, DC, HI Line 19: Forms available to public The three most recent years of Form 990 and Annual Reports are available on American Lung Association's website www.lung.org. Governing documents and conflict of interest policy are available to the public upon request. Our website also provides the names of our Board of Directors and our Ethics Policy.
Form 990, Part XI, Line 5	Other Changes in net assets or fund balances	unrealized gains/(losses) ($4,533) transfer of beenficial interest in perpetual trust 1,776,399 change in fair value of beneficial interest in trust (2,203) change in value of split-interest agreements 724 pension and life insurance benefit plan activities (1,562,473) ----------- Total $207,914 FORM 990, Part XII,Line 2c Financial Statements and Reporting The joint Finance/Audit Committee of the Board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the association and the final audit review and package that is accepted by the Board. The Committee meets with the Audit firm independently from staff during the audit review process and recommends to the Board the acceptance of the Audit and its findings.