THE MORNINGSTAR PHILANTHROPIC FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE MORNINGSTAR PHILANTHROPIC FOUNDATION (EIN 52-1270464)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2013-01-31
- IRS object ID
- 201320319349100007
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-01-31T15:58:29-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rockefeller Trust Co NA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plz 3rd FL | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10020 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521270464 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Morningstar Foundation (1189) | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % TAXPAYER | InCareOfName |
| Name Control | MORN | NameControl |
| Phone | 3019519090 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 Montgomery Avenue Ste 650N | AddressLine1 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | George Levendis | Name |
| Title | Secretary/Treasurer | Title |
| Date Signed | 2013-01-30 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James M Mulvaney CPA | Name |
| Phone | 2125495544 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 127571705 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 38963188 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 1722922 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 1722551 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 8734634 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 64542964 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 8734634 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 291793 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -207878 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 49712537 | TotalRevenueAndExpenses |
| Total Net Investment Income | 10249307 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Oth Empl Slrs Wgs Rev And Expnss | 89722 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 89722 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 19903 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 19903 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 26748 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 26748 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 5816 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5816 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 460194 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 435835 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 24359 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 234107 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 78465 | TaxesNetInvstIncm |
| Trav Conf Meeting Rev And Expnss | 16814 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 16814 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 1949 | PrintingAndPubRevAndExpnss |
| Printing And Pub Dsbrs Chrtbl Prps | 1949 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 179062 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 24553 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 154509 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 1034315 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 538853 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 339820 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 5358447 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 5358447 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 6392762 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 538853 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 5698267 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 43319775 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 9710454 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 3771567 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3587713 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3587713 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 333367 | AccountsReceivable |
| Accounts Receivable BOY | 217173 | AccountsReceivableBOY |
| Accounts Receivable EOY | 333367 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 333134 | AccountsReceivableEOYFMV |
| Investments Govt Oblig BOY | 3277425 | InvestmentsGovtObligBOY |
| Investments Corp Stock BOY | 23843886 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 27969212 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 30539106 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 9053763 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 19036433 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 19771065 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 44510963 | InvestmentsOtherBOY |
| Investments Other EOY | 71532025 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 73340687 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 84674777 | TotalAssetsBOY |
| Total Assets EOY | 122458750 | TotalAssetsEOY |
| Total Assets EOYFMV | 127571705 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 84674777 | CapitalStockBOY |
| Capital Stock EOY | 122458750 | CapitalStockEOY |
| Total Net Assets BOY | 84674777 | TotalNetAssetsBOY |
| Total Net Assets EOY | 122458750 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 84674777 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 122458750 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 84674777 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 43319775 | ExcessOfRevenueOverExpenses |
| Other Increases | 982487 | OtherIncreases |
| Subtotal | 128977039 | Subtotal |
| Other Decreases | 6518289 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 122458750 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date SoldDateSold |
|---|---|---|---|---|---|---|
| S/T-STMT ATTACHED | P | 24281274 | 23215051 | 1066223 | 1066223 | |
| L/T-STMT ATTACHED | P | 38837461 | 31135902 | 7701559 | 7701559 | |
| LITIGATION SETTLEMENTS | P | 3766 | 3766 | 3766 | ||
| JPMORGAN-LTCG DIVS | P | 83189 | 83189 | 83189 | ||
| 48,442.84 SHS MORGAN STANLEY INSTITUTIONAL FD | P | 657369 | 690795 | -33426 | -33426 | 2011-03-18 |
| BASIS ADJ PER IRC SEC 1022 | P | 766582 | -766582 | -766582 | ||
| DFA EMERGING MKT VALUE FD LTCG DIVS | P | 72948 | 72948 | 72948 | ||
| S/T FROM P'SHIPS | P | 78636 | 78636 | 78636 | ||
| L/T FROM P'SHIPS | P | 528321 | 528321 | 528321 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 8734634 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 4732396 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 90886020 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.05207 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 4280445 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 71807481 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.05961 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1770445 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 59732164 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.02964 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 79326 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 52140222 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.001521 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 77828 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 33807542 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.002302 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.145143 | TotalDistributionRatio |
| Average Distribution Ratio | 0.029029 | AverageDistributionRatio |
| Net Noncharitable Assets | 119576447 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 3471185 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 97105 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 3568290 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 5698267 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 97105 | InvestmentIncomeExciseTax |
| Subtotal | 97105 | Subtotal |
| Tax Based On Investment Income | 97105 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 133017 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 100000 | TaxPaidWithExtension |
| Total Credits And Payments | 233017 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 135912 | Overpayment |
| Amount Credited To Next Year | 135912 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | DC | StatesFiledWith |
| States Filed With | MD | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | true | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAXPAYER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 3019519090 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 MONTGOMERY AVE SUITE 650N | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| GEORGE P LEVENDIS ESQ | ||||||||
| 4550 Montgomery Avenue Ste 650N | Bethesda | MD | 20814 | SECTY/TREASURER | 5.0 | 0 | 0 | 0 |
| SUSAN R GELMAN | ||||||||
| 4550 Montgomery Avenue Ste 650N | Bethesda | MD | 20814 | President | 5.0 | 0 | 0 | 0 |
| MICHAEL C GELMAN | ||||||||
| 4550 Montgomery Avenue Ste 650N | Bethesda | MD | 20814 | Vice President | 5.0 | 0 | 0 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ADINA BARKINSKIY | Name |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MORNINGSTAR FOUNDATION | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PROGRAM DIRECTOR | Title |
| Average Hours Per Week | 40.0 | AverageHoursPerWeek |
| Compensation | 72000 | Compensation |
| Employee Benefits | 19903 | EmployeeBenefits |
| Expense Account | 0 | ExpenseAccount |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| Rockefeller & Co | |||||
| 10 ROCKEFELLER PLAZA 3rd Floor | NEW YORK | NY | 10020 | ADMINISTRATION | 162390 |
| Tweedy Browne Company LLC | |||||
| 350 Park Avenue | NEW YORK | NY | 10022 | Investment Advisory | 201851 |
| Advisory Research Inc | |||||
| 1659 Paysphere Circle | CHICAGO | IL | 60674 | Investment Advisory | 52572 |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 115046000 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 6351408 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 121397408 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 121397408 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1820961 | CashDeemedCharitable |
| Net Noncharitable Assets | 119576447 | NetNoncharitableAssets |
| Minimum Investment Return | 5978822 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 5978822 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 97105 | TaxBasedOnInvestmentIncome |
| Total Tax | 97105 | TotalTax |
| Distributable Amount Before Adj | 5881717 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 5881717 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 5881717 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 5698267 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 5698267 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 97105 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 5601162 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 5881717 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2009 | PriorYear1 |
| Prior Year2 | 2008 | PriorYear2 |
| Prior Year3 | 2007 | PriorYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 156030 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 156030 | TotalExcessDistriCarryover |
| Qualifying Distributions | 5698267 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Current Year | 5698267 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 156030 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 156030 | ExcessDistriCyovAppliedCY |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 27420 | UndistributedIncomeCY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SUSAN R GELMAN | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE ATTACHED | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEE SCHEDULE ATTACHED | AddressLine1 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | None | RecipientRelationship |
| Purpose Of Grant Or Contribution | For general charitable purposes | PurposeOfGrantOrContribution |
| Amount | $5,358,447 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 5358447 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,722,922 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $8,734,634 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount | ExclusionExclusionAmount |
|---|---|---|---|
| PARTNERSHIP INCOME | 525990 | $2,015 | $286,987 |
| IRC SECTION 988 INCOME | $1,524 | ||
| F/X GAIN ON SHORT-TERM SALES | $1,267 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $2,015 | UnrelatedBusinessIncomeAmount |
| Exclusion | $10,747,334 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 10749349 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (7 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 236032 | X | |
| 2 | SSR CLAT 2004 | c/o RTC 10 Rockefeller Plz 3rd Fl | New York | NY | 10112 | 106717 | X | |
| 3 | SSR CLAT 2004 | C/O RTC 10 ROCKEFELLER PLZ 3rd Fl | New York | NY | 10020 | 2110480 | X | X |
| 4 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 7368633 | X | X |
| 5 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 22568 | X | X |
| 6 | Richard N Goldman Administrative T | c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 | 29093920 | X | X |
| 7 | Richard N Goldman Administrative T | c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 | 24838 | X |
Noncash Property NoncashProperty (4 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 3 | Marketable Securities | 2110480 | 2011-03-08 |
| 4 | Marketable Securities | 7368633 | 2011-03-08 |
| 5 | ACCRUED INTEREST ON BONDS | 22568 | 2011-03-08 |
| 6 | Marketable Securities | 29093920 | 2011-06-21 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $5,816 | Amount |
| Disbursements Charitable Prps | 5816 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONE | Description |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | SEE ATTACHED | NameOfBond |
| EOY Book Value | 19036433 | EOYBookValue |
| EOYFMV | 19771065 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | SEE ATTACHED | NameOfStock |
| EOY Book Value | 27969212 | EOYBookValue |
| EOYFMV | 30539106 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE ATTACHMENTS | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 71532025 | BookValue |
| EOYFMV | 73340687 | EOYFMV |
Land Etc Schedule2 LandEtcSchedule2
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $26,748 | Amount |
| Disbursements Charitable Prps | 26748 | DisbursementsCharitablePrps |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FMV/BASIS ADJ ASSETS REC'D BY GIFT | Description |
| Amount | $6,518,289 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (11 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| COMPUTER EXPENSE | 21631 | 21631 | |
| MARKETING | 1500 | 1500 | |
| OFFICE EXPENSE | 42238 | 42238 | |
| BANK ADR FEES | 518 | 518 | |
| BANK CUSTODY FEES | 23630 | 23630 | |
| CONSULTING FEES | 27404 | 27404 | |
| MISCELLANEOUS | 7497 | 7497 | |
| BANK SERVICES CHARGES | 405 | 405 | |
| LICENSES & PERMITS | 960 | 960 | |
| ADMINISTRATIVE SERVICES | 35708 | 35708 | |
| OFFICE EQUIPMENT | 17571 | 17571 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| INCOME (LOSS) FROM PARTNERSHIPS | 289002 | -210669 |
| SECTION 988 INCOME (LOSS) | 1524 | 1524 |
| F/X GAIN ON SHORT-TERM SALES | 1267 | 1267 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BASIS ADJUSTMENT PER IRC SEC 1022 | $766,582 |
| BOOK/TAX DIFFERENCES | $215,905 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PAYROLL W/H PAYABLE | Description |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ADVISORY RESEARCH | $52,572 | 52572 | |
| ROCKEFELLER & COMPANY | $162,390 | 138031 | 24359 |
| MONTAG & CALDWELL | $42,881 | 42881 | |
| TWEEDY BROWNE CO, LLC | $201,851 | 201851 | |
| REGIS METRO ASSOCIATES | $500 | 500 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode |
|---|---|---|---|
| Richard N Goldman Administrative T | |||
| c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 |
| Richard N Goldman Administrative T | |||
| c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 |
Taxes Schedule TaxesSchedule
Taxes Taxes (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN TAXES PAID | $78,465 | 78465 |
| FEDERAL TAX 990-PF | $95,000 | |
| FEDERAL TAX 990-T | $40,522 | |
| DC CORPORATE TAX | $20,000 | |
| OTHER | $120 |
Comments