BRAVERMAN FAMILY FOUNDATION INC: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: BRAVERMAN FAMILY FOUNDATION INC (EIN 65-0489592)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-11-15
IRS object ID: 201313199349100516
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-11-15T08:21:58-06:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	271957427	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PATHSTONE FAMILY OFFICE	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 52047	AddressLine1
City	ATLANTA	City
State	GA	State
ZIP Code	30355	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	650489592	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	BRAVERMAN FAMILY FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	BRAV	NameControl
Phone	4045920180	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	4454 WAYSIDE DRIVE	AddressLine1
City	NAPLES	City
State	FL	State
ZIP Code	34119	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	NEIL BRAVERMAN	Name
Title	PRESIDENT	Title
Phone	4045920180	Phone
Date Signed	2013-11-14	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	SUSAN C HAVENS	Name
PTIN	P00110158	PTIN
Phone	4045920180	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	2259277	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	60706	DividendsRevAndExpnss
Dividends Net Invst Incm	60706	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	23341	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	2980945	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	23341	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	52	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	52	OtherIncomeNetInvstIncm
Total Revenue And Expenses	84099	TotalRevenueAndExpenses
Total Net Investment Income	84099	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	730	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	730	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	0	LegalFeesDsbrsChrtblPrps
Taxes Rev And Expnss	1398	TaxesRevAndExpnss
Taxes Net Invst Incm	898	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	3921	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	3921	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	6049	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	5549	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	110000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	110000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	116049	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	5549	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	110000	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-31950	ExcessOfRevenueOverExpenses
Net Investment Income	78550	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	21658	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	46838	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	46838	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	4464	InvestmentsCorpStockBOY
Investments Corp Stock EOY	689130	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	740406	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	62291	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	0	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	0	InvestmentsCorpBondsEOYFMV
Investments Other BOY	2062957	InvestmentsOtherBOY
Investments Other EOY	1373482	InvestmentsOtherEOY
Investments Other EOYFMV	1472033	InvestmentsOtherEOYFMV
Total Assets BOY	2151370	TotalAssetsBOY
Total Assets EOY	2109450	TotalAssetsEOY
Total Assets EOYFMV	2259277	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	2151370	RetainedEarningsBOY
Retained Earnings EOY	2109450	RetainedEarningsEOY
Total Net Assets BOY	2151370	TotalNetAssetsBOY
Total Net Assets EOY	2109450	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	2151370	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	2109450	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	2151370	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-31950	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	2119420	Subtotal
Other Decreases	9970	OtherDecreases
Total Net Assets Fund Balances EOY	2109450	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (990 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
17 SHS. 3D SYSTEMS CORP	P	2012-07-09	2012-08-27	700	603	97	97
48 SHS. 3D SYSTEMS CORP	P	2012-07-09	2012-09-26	1561	1585	-24	-24
8 SHS. 3D SYSTEMS CORP	P	2012-10-26	2012-11-09	368	349	19	19
32 SHS. 3D SYSTEMS CORP	P	2012-10-26	2012-11-19	1258	1397	-139	-139
6 SHS. 3M CO	P	2012-02-01	2012-07-09	534	524	10	10
12 SHS. ABAXIS INC	P	2012-07-09	2012-08-27	461	468	-7	-7
45 SHS. ABAXIS INC	P	2012-07-09	2012-09-25	1635	1756	-121	-121
15 SHS. ABBOTT LABORATORIES	P	2012-02-01	2012-08-03	999	814	185	185
24 SHS. ABBOTT LABORATORIES	P	2012-03-09	2012-08-03	1598	1391	207	207
37 SHS. ABBOTT LABORATORIES	P	2012-02-01	2012-08-27	2432	2008	424	424
70 SHS. ACADIA HLTHCARE CO INC	P	2012-09-07	2012-11-30	1594	1540	54	54
0.618 SHS. ACCO BRANDS CORP	P	2012-05-01	2012-05-04	7	7	0	0
4 SHS. ACCO BRANDS CORP	P	2012-02-01	2012-07-09	41	43	-2	-2
14 SHS. ACE LTD	P	2012-02-01	2012-08-27	1035	1015	20	20
49 SHS. ACI WORLDWIDE INC	P	2012-07-09	2012-07-26	1993	2241	-248	-248
46 SHS. ADVISORY BRD CO COM	P	2012-07-09	2012-08-15	1925	2326	-401	-401
37 SHS. AERCAP HOLDINGS NV	P	2012-07-09	2012-08-27	469	413	56	56
23 SHS. AETNA INC	P	2012-02-01	2012-08-27	897	982	-85	-85
11 SHS. AETNA INC	P	2012-03-09	2012-08-27	429	429	0	0
20 SHS. AETNA INC	P	2012-02-01	2012-10-26	882	901	-19	-19
38 SHS. AETNA INC	P	2012-02-01	2012-11-02	1672	1713	-41	-41
55 SHS. AFC ENTERPRISES INC	P	2012-10-24	2012-11-19	1370	1464	-94	-94
9 SHS. AGCO CORP	P	2012-07-09	2012-08-27	377	405	-28	-28
10 SHS. AGILENT TECHNOLOGIES	P	2012-07-09	2012-08-27	374	376	-2	-2
21 SHS. AGILENT TECHNOLOGIES	P	2012-07-09	2012-09-10	801	790	11	11
0.1 SHS. AIR LIQUIDE SA ADR	P	2012-02-01	2012-07-03	2	2	0	0
18 SHS. AIR LIQUIDE SA ADR	P	2012-02-01	2012-08-27	434	420	14	14
20 SHS. AIR LIQUIDE SA ADR	P	2012-02-01	2012-10-26	471	466	5	5
18 SHS. AIR LIQUIDE SA ADR	P	2012-02-01	2012-11-09	415	420	-5	-5
114 SHS. AKORN INC	P	2012-07-09	2012-07-20	1729	1887	-158	-158
26 SHS. AKZO NV ADR	P	2012-02-01	2012-08-27	489	465	24	24
19 SHS. AKZO NV ADR	P	2012-03-08	2012-08-27	357	363	-6	-6
12 SHS. ALIGN TECHNOLOGY INC	P	2012-07-09	2012-08-27	394	416	-22	-22
45 SHS. ALIGN TECHNOLOGY INC	P	2012-07-09	2012-10-19	1250	1559	-309	-309
6 SHS. ALLEGIANT TRAVEL CO	P	2012-07-09	2012-08-27	402	424	-22	-22
21 SHS. ALLEGIANT TRAVEL CO	P	2012-07-09	2012-09-17	1341	1484	-143	-143
8 SHS. ALLERGAN INC	P	2012-06-25	2012-08-27	683	728	-45	-45
5 SHS. ALLIED WORLD ASSURANCE CO	P	2012-07-09	2012-08-27	386	392	-6	-6
38 SHS. ALLSCRIPTS HEALTHCARE SOLUTIONS INC	P	2012-07-09	2012-08-27	394	396	-2	-2
10 SHS. ALTERA CORP	P	2012-07-09	2012-08-27	365	321	44	44
19 SHS. ALTERA CORP	P	2012-07-09	2012-10-09	627	610	17	17
0.5 SHS. ALTISOURCE ASSET MANAGEMENT CORP	P	2012-12-14	2012-12-28	28	39	-11	-11
1 SHS. ALTISOURCE ASSET MANAGEMENT CORP	P	2012-12-20	2012-12-28	56	77	-21	-21
6 SHS. ALTISOURCE PORTFOLIO SOLUTIONS SA	P	2012-07-09	2012-08-27	507	446	61	61
5 SHS. ALTISOURCE PORTFOLIO SOLUTIONS SA	P	2012-07-09	2012-11-08	560	372	188	188
34 SHS. ALTRIA GROUP INC	P	2012-02-01	2012-07-09	1195	967	228	228
12 SHS. ALTRIA GROUP INC	P	2012-03-09	2012-07-09	422	366	56	56
15 SHS. AM. VANGUARD CORP	P	2012-07-09	2012-08-27	430	411	19	19
54 SHS. AM. VANGUARD CORP	P	2012-07-09	2012-11-08	1660	1478	182	182
4 SHS. AMAZON COM INC	P	2012-02-01	2012-07-09	900	718	182	182
23 SHS. AMERICAN EXPRESS COMPANY	P	2012-02-01	2012-04-05	1336	1164	172	172
13 SHS. AMERICAN EXPRESS COMPANY	P	2012-03-09	2012-04-05	755	692	63	63
22 SHS. AMERICAN EXPRESS COMPANY	P	2012-02-01	2012-08-27	1263	1114	149	149
15 SHS. AMSURG CORP	P	2012-07-09	2012-08-27	441	452	-11	-11
57 SHS. AMSURG CORP	P	2012-07-09	2012-09-07	1732	1717	15	15
8 SHS. ANHEUSER-BUSCH INBEV NV	P	2012-02-01	2012-05-15	567	502	65	65
5 SHS. ANHEUSER-BUSCH INBEV NV	P	2012-02-01	2012-07-02	396	314	82	82
4 SHS. ANHEUSER-BUSCH INBEV NV	P	2012-02-01	2012-08-27	330	251	79	79
5 SHS. ANHEUSER-BUSCH INBEV NV	P	2012-02-01	2012-10-19	432	314	118	118
51 SHS. APACHE CORP	P	2012-02-01	2012-04-23	4639	5070	-431	-431
6 SHS. APACHE CORP	P	2012-03-09	2012-04-23	546	645	-99	-99
14 SHS. APARTMENT INVESTMENT & MGMT CO	P	2012-07-09	2012-08-27	376	387	-11	-11
50 SHS. APARTMENT INVESTMENT & MGMT CO	P	2012-07-09	2012-10-24	1325	1381	-56	-56
51 SHS. APOLLO INVESTMENT CORP	P	2012-07-09	2012-08-27	401	403	-2	-2
109 SHS. APOLLO INVESTMENT CORP	P	2012-07-09	2012-10-24	847	862	-15	-15
3 SHS. APPLE INC	P	2012-03-09	2012-05-08	1705	1636	69	69
2 SHS. APPLE INC	P	2012-02-01	2012-06-05	1125	912	213	213
10 SHS. APPLE INC	P	2012-02-01	2012-07-09	6139	4562	1577	1577
3 SHS. APPLE INC	P	2012-02-01	2012-08-27	2026	1369	657	657
2 SHS. APPLE INC	P	2012-02-01	2012-11-09	1094	912	182	182
1 SHS. APPLE INC	P	2012-02-01	2012-11-12	543	456	87	87
500 SHS. APPLIED MATERIALS INC	P	2012-02-01	2012-02-27	6265	6295	-30	-30
12 SHS. APPLIED MATERIALS INC	P	2012-02-01	2012-07-09	132	151	-19	-19
23 SHS. ARCHER DANIELS MIDLAND CO	P	2012-03-09	2012-05-08	759	716	43	43
23 SHS. ARCHER DANIELS MIDLAND CO	P	2012-02-01	2012-08-27	608	671	-63	-63
1 SHS. ARCHER DANIELS MIDLAND CO	P	2012-03-09	2012-08-27	26	31	-5	-5
57 SHS. ARCHER DANIELS MIDLAND CO	P	2012-02-01	2012-11-05	1516	1664	-148	-148
107 SHS. ARCHER DANIELS MIDLAND CO	P	2012-02-01	2012-11-13	2663	3123	-460	-460
17 SHS. ARCHER DANIELS MIDLAND CO	P	2012-07-09	2012-11-13	423	468	-45	-45
22 SHS. ARES CAPITAL CORP	P	2012-07-09	2012-08-27	377	353	24	24
41 SHS. ARM HOLDINGS PLC ADS	P	2012-02-01	2012-02-23	1114	1150	-36	-36
11 SHS. ASM INTL NV	P	2012-07-09	2012-08-27	367	419	-52	-52
28 SHS. ASM INTL NV	P	2012-07-09	2012-11-12	928	1067	-139	-139
12 SHS. ASM INTL NV	P	2012-07-09	2012-11-13	404	457	-53	-53
32 SHS. ASSURED GUARANTY LTD	P	2012-07-09	2012-08-27	418	404	14	14
44 SHS. AT&T INC	P	2012-02-01	2012-07-09	1564	1302	262	262
87 SHS. AURIZON MINES LTD	P	2012-07-09	2012-08-27	354	384	-30	-30
7 SHS. AUTOMATIC DATA PROCESSING	P	2012-02-01	2012-07-09	389	385	4	4
43 SHS. AVIVA PLC SPON ADR	P	2012-02-01	2012-08-27	446	483	-37	-37
20 SHS. AVON PRODUCTS INC	P	2012-02-01	2012-07-09	320	320	0	0
35 SHS. AVON PRODUCTS INC	P	2012-06-11	2012-07-09	561	600	-39	-39
35 SHS. AXA SA	P	2012-02-01	2012-11-09	514	564	-50	-50
44 SHS. AZZ INC	P	2012-11-01	2012-12-21	1567	1744	-177	-177
3 SHS. BAIDU INC	P	2012-02-01	2012-07-31	362	383	-21	-21
0.375 SHS. BALFOUR BEATTY PLC	P	2012-07-09	2012-07-12		4	-4	-4
47 SHS. BALFOUR BEATTY PLC	P	2012-07-09	2012-08-27	392	455	-63	-63
36 SHS. BALLY TECHNOLOGIES INC	P	2012-10-31	2012-11-15	1570	1800	-230	-230
20 SHS. BANCO LATINOAMERICANO DE COMERCIO	P	2012-07-09	2012-08-27	419	435	-16	-16
110 SHS. BANCO SANTANDER CNTRL HISPANO ADR	P	2012-02-01	2012-09-06	797	889	-92	-92
7 SHS. BANCOLOMBIA SA ADR	P	2012-07-09	2012-08-27	406	448	-42	-42
144 SHS. BANCORPSOUTH INC	P	2012-07-09	2012-08-15	2082	2108	-26	-26
89 SHS. BANK OF AMERICA CORP	P	2012-02-01	2012-07-09	673	655	18	18
179 SHS. BANK OF NEW YORK MELLON CORP	P	2012-02-01	2012-05-14	3831	3677	154	154
22 SHS. BANK OF NEW YORK MELLON CORP	P	2012-03-09	2012-05-14	471	493	-22	-22
14 SHS. BANK OF THE OZARKS	P	2012-07-23	2012-08-27	451	458	-7	-7
39 SHS. BANK OF THE OZARKS	P	2012-07-23	2012-09-07	1320	1275	45	45
53 SHS. BARCLAYS PLC	P	2012-02-01	2012-08-27	631	755	-124	-124
28 SHS. BARCLAYS PLC	P	2012-02-01	2012-11-09	405	399	6	6
11 SHS. BARCLAYS PLC	P	2012-06-04	2012-11-09	159	119	40	40
7 SHS. BAXTER INTL INC	P	2012-02-01	2012-08-17	412	394	18	18
12 SHS. BAXTER INTL INC	P	2012-03-09	2012-08-17	707	707	0	0
22 SHS. BAXTER INTL INC	P	2012-02-01	2012-08-27	1295	1240	55	55
33 SHS. BAXTER INTL INC	P	2012-02-01	2012-11-02	2137	1860	277	277
16 SHS. BB&T CORP	P	2012-03-09	2012-07-09	493	471	22	22
62 SHS. BEACON ROOFING SUPPLY INC	P	2012-07-23	2012-08-03	1528	1643	-115	-115
58 SHS. BEACON ROOFING SUPPLY INC	P	2012-10-25	2012-11-30	1796	1795	1	1
5 SHS. BERKSHIRE HATHAWAY INC	P	2012-02-01	2012-07-09	417	393	24	24
20 SHS. BG GROUP PLC OTC	P	2012-02-01	2012-08-27	407	428	-21	-21
17 SHS. BG GROUP PLC OTC	P	2012-03-09	2012-08-27	346	346	0	0
14 SHS. BIG LOTS INC	P	2012-07-09	2012-08-27	429	563	-134	-134
28 SHS. BIG LOTS INC	P	2012-07-09	2012-09-27	824	1127	-303	-303
15 SHS. BIO-REFERENCE LABS INC	P	2012-07-09	2012-08-27	412	413	-1	-1
65 SHS. BIO-REFERENCE LABS INC	P	2012-07-09	2012-08-31	1705	1788	-83	-83
49 SHS. BIO-REFERENCE LABS INC	P	2012-10-11	2012-10-31	1357	1560	-203	-203
5 SHS. BLACKROCK INC	P	2012-02-01	2012-07-09	859	915	-56	-56
91 SHS. BLUCORA INC	P	2012-09-07	2012-11-08	1402	1467	-65	-65
24 SHS. BLUCORA INC	P	2012-09-17	2012-11-08	370	425	-55	-55
11 SHS. BMC SOFTWARE	P	2012-07-09	2012-08-27	457	442	15	15
12 SHS. BOEING CO	P	2012-02-01	2012-07-09	888	904	-16	-16
9 SHS. BOEING CO	P	2012-02-01	2012-08-27	642	678	-36	-36
64 SHS. BONANZA CREEK ENERGY INC	P	2012-09-28	2012-11-15	1340	1497	-157	-157
32 SHS. BP PLC ADR	P	2012-02-01	2012-07-20	1322	1458	-136	-136
43 SHS. BRF - BRASIL FOODS SA ADR	P	2012-02-01	2012-07-31	618	884	-266	-266
22 SHS. BRF - BRASIL FOODS SA ADR	P	2012-02-23	2012-07-31	316	449	-133	-133
12 SHS. BRINKER INTL INC	P	2012-07-09	2012-08-27	414	386	28	28
45 SHS. BRINKER INTL INC	P	2012-07-09	2012-10-11	1527	1448	79	79
35 SHS. BRISTOL MYERS SQUIBB CO	P	2012-02-01	2012-07-09	1226	1135	91	91
1 SHS. BRITISH AM. TOBACCO PLC	P	2012-02-01	2012-08-27	104	94	10	10
6 SHS. BRITISH AM. TOBACCO PLC	P	2012-07-09	2012-08-27	623	626	-3	-3
17 SHS. BROADRIDGE FINANCIAL SOLUTIONS INC	P	2012-07-09	2012-08-27	401	354	47	47
13 SHS. CABELA'S INC	P	2012-07-26	2012-08-27	613	584	29	29
30 SHS. CABELA'S INC	P	2012-07-26	2012-10-26	1365	1347	18	18
29 SHS. CABLEVISION SYSS CORP	P	2012-06-19	2012-07-09	380	363	17	17
30 SHS. CADENCE DESIGN SYSTEMS INC	P	2012-07-27	2012-08-27	383	372	11	11
112 SHS. CADENCE DESIGN SYSTEMS INC	P	2012-07-27	2012-10-11	1406	1388	18	18
122 SHS. CAMBREX CORP	P	2012-10-11	2012-11-01	1453	1549	-96	-96
27 SHS. CANON INC ADR	P	2012-02-01	2012-09-06	873	1161	-288	-288
14 SHS. CANTEL MEDICAL CORP	P	2012-07-09	2012-08-27	351	392	-41	-41
51 SHS. CANTEL MEDICAL CORP	P	2012-07-09	2012-09-07	1320	1430	-110	-110
40 SHS. CARNIVAL CORP	P	2012-04-23	2012-08-27	1358	1259	99	99
3 SHS. CARNIVAL CORP	P	2012-03-09	2012-08-29	106	92	14	14
14 SHS. CARNIVAL CORP	P	2012-04-23	2012-08-29	492	441	51	51
39 SHS. CARNIVAL CORP	P	2012-02-15	2012-12-19	1523	1180	343	343
16 SHS. CARNIVAL CORP	P	2012-03-09	2012-12-19	625	489	136	136
31 SHS. CARTER'S INC	P	2012-07-09	2012-08-15	1631	1696	-65	-65
11 SHS. CATERPILLAR INC	P	2012-02-01	2012-06-08	964	1216	-252	-252
15 SHS. CATERPILLAR INC	P	2012-02-01	2012-07-09	1247	1658	-411	-411
7 SHS. CATERPILLAR INC	P	2012-02-01	2012-08-27	606	774	-168	-168
12 SHS. CBS CORP (NEW) CLASS B	P	2012-07-09	2012-08-27	438	386	52	52
55 SHS. CELESTICA INC	P	2012-07-09	2012-08-27	427	400	27	27
17 SHS. CELGENE CORP	P	2012-02-01	2012-06-12	1086	1257	-171	-171
10 SHS. CELGENE CORP	P	2012-03-09	2012-06-12	639	752	-113	-113
26 SHS. CELGENE CORP	P	2012-02-01	2012-08-27	1864	1922	-58	-58
29 SHS. CENTER POINT ENERGY INC	P	2012-02-01	2012-07-09	596	542	54	54
19 SHS. CENTRICA PLC ADR	P	2012-03-09	2012-08-27	390	371	19	19
17 SHS. CGI GROUP INC	P	2012-07-09	2012-08-27	439	398	41	41
19 SHS. CHANGYOU.COM LTD	P	2012-07-09	2012-08-27	437	381	56	56
12 SHS. CHECK POINT SOFTWARE TECHONOLOGIES LTD	P	2012-02-01	2012-08-27	580	580	0	0
4 SHS. CHEVRONTEXACO CORP	P	2012-02-01	2012-07-09	418	411	7	7
12 SHS. CHEVRONTEXACO CORP	P	2012-03-09	2012-07-09	1253	1253	0	0
12 SHS. CHEVRONTEXACO CORP	P	2012-06-19	2012-07-09	1253	1310	-57	-57
25 SHS. CHEVRONTEXACO CORP	P	2012-02-01	2012-08-27	2793	2571	222	222
14 SHS. CHEVRONTEXACO CORP	P	2012-02-01	2012-10-12	1569	1440	129	129
30 SHS. CHEVRONTEXACO CORP	P	2012-02-01	2012-10-31	3306	3086	220	220
34 SHS. CHEVRONTEXACO CORP	P	2012-02-01	2012-11-08	3599	3497	102	102
11 SHS. CHICAGO BRIDGE & IRON CO NV	P	2012-07-09	2012-08-27	408	412	-4	-4
77 SHS. CHICO'S FAS INC	P	2012-11-08	2012-11-15	1373	1494	-121	-121
25 SHS. CHINA EASTERN AIRLINES ADR	P	2012-07-09	2012-08-27	399	392	7	7
29 SHS. CHINA YUCHAI INTL LTD	P	2012-07-09	2012-08-27	377	378	-1	-1
7 SHS. CIA CERVECERIAS UNIDAS SA ADR	P	2012-07-09	2012-08-27	462	450	12	12
0.5 SHS. CIA CERVECERIAS UNIDAS SA ADR	P	2012-07-09	2012-12-26	16	13	3	3
17 SHS. CIE GEN GEOPHYSIQUE-VERITAS ADR	P	2012-07-09	2012-08-27	484	425	59	59
15 SHS. CIE GEN GEOPHYSIQUE-VERITAS ADR	P	2012-07-09	2012-09-13	497	375	122	122
30 SHS. CINCINNATI FINANCIAL CORP	P	2012-02-01	2012-07-09	1141	996	145	145
14 SHS. CIRRUS LOGIC INC	P	2012-07-09	2012-08-27	585	397	188	188
11 SHS. CIRRUS LOGIC INC	P	2012-07-09	2012-10-11	414	312	102	102
40 SHS. CIRRUS LOGIC INC	P	2012-07-09	2012-11-01	1446	1136	310	310
113 SHS. CISCO SYSTEMS INC	P	2012-02-01	2012-05-08	2136	2237	-101	-101
109 SHS. CISCO SYSTEMS INC	P	2012-02-01	2012-05-11	1800	2158	-358	-358
4 SHS. CISCO SYSTEMS INC	P	2012-03-09	2012-05-11	66	79	-13	-13
28 SHS. CISCO SYSTEMS INC	P	2012-03-09	2012-07-09	466	554	-88	-88
8 SHS. CLIFFS NATURAL RESOURCES INC	P	2012-06-19	2012-07-09	377	406	-29	-29
4 SHS. CME GROUP INC	P	2012-06-11	2012-07-09	1048	1093	-45	-45
62 SHS. CMS ENERGY CORP	P	2012-07-09	2012-08-22	1429	1464	-35	-35
6 SHS. COACH INC	P	2012-03-09	2012-07-09	346	464	-118	-118
16 SHS. COCA COLA CO	P	2012-02-23	2012-07-09	1248	1105	143	143
15 SHS. COCA COLA CO	P	2012-03-09	2012-07-09	1170	1043	127	127
26 SHS. COCA COLA CO	P	2012-02-01	2012-08-27	992	882	110	110
22 SHS. COCA COLA CO	P	2012-02-23	2012-08-27	840	760	80	80
30 SHS. COINSTAR INC	P	2012-07-09	2012-07-20	1808	2068	-260	-260
7.703 SHS. COLUMBIA ACORN FD - Z	P	2011-06-10	2012-02-01	235	234	1	1
28.185 SHS. COLUMBIA ACORN FD - Z	P	2011-06-10	2012-02-01	860	857	3	3
90.842 SHS. COLUMBIA ACORN FD - Z	P	2011-12-06	2012-02-01	2773	2542	231	231
4.191 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2011-12-08	2012-02-01	100	94	6	6
21.812 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2011-12-08	2012-02-01	519	491	28	28
17 SHS. COMCAST CORP CL A	P	2012-02-01	2012-07-09	532	456	76	76
19 SHS. COMPANHIA PARANAENSE DE ENERGIA ADR	P	2012-07-09	2012-08-27	361	361	0	0
18 SHS. CONN'S INC	P	2012-08-15	2012-08-27	395	385	10	10
23 SHS. CONOCOPHILLIPS	P	2012-02-01	2012-07-09	1250	1229	21	21
12 SHS. CONOCOPHILLIPS	P	2012-06-11	2012-07-09	652	647	5	5
1 SHS. COOPER INDUSTRIES LTD CL A (ACQUIRED 12/3/2012)	P	2012-02-01	2012-04-05	62	60	2	2
10 SHS. COOPER INDUSTRIES LTD CL A (ACQUIRED 12/3/2012)	P	2012-03-09	2012-04-05	621	603	18	18
68 SHS. COOPER INDUSTRIES LTD CL A (ACQUIRED 12/3/2012)	P	2012-02-01	2012-05-21	4752	4073	679	679
19 SHS. COOPER TIRE & RUBBER	P	2012-08-15	2012-08-27	379	376	3	3
72 SHS. COOPER TIRE & RUBBER	P	2012-08-15	2012-09-28	1390	1423	-33	-33
4 SHS. COPA HOLDINGS SA	P	2012-07-09	2012-08-27	311	321	-10	-10
54 SHS. COPART INC	P	2012-09-26	2012-10-11	1457	1458	-1	-1
33 SHS. CORNING INC	P	2012-03-09	2012-08-27	382	439	-57	-57
272 SHS. CORNING INC	P	2012-02-01	2012-10-31	3196	3509	-313	-313
5 SHS. CORNING INC	P	2012-03-09	2012-10-31	59	66	-7	-7
33 SHS. COSAN LTD CL A	P	2012-07-09	2012-08-27	473	419	54	54
29 SHS. COSAN LTD CL A	P	2012-07-09	2012-11-08	486	369	117	117
5 SHS. COSTAR GROUP INC	P	2012-07-09	2012-08-27	406	406	0	0
18 SHS. COSTAR GROUP INC	P	2012-07-09	2012-10-24	1400	1461	-61	-61
4 SHS. COSTCO WHOLESALE CORP	P	2012-02-01	2012-08-27	387	333	54	54
50 SHS. COTT CORP	P	2012-07-09	2012-08-27	425	423	2	2
15 SHS. CROWN HOLDINGS INC	P	2012-07-09	2012-08-27	541	505	36	36
47 SHS. CSX CORP	P	2012-02-01	2012-08-27	1071	1065	6	6
75 SHS. CSX CORP	P	2012-02-01	2012-11-19	1439	1699	-260	-260
19 SHS. CSX CORP	P	2012-03-09	2012-11-19	365	397	-32	-32
30 SHS. CUBIST PHARMACEUTICALS	P	2012-09-07	2012-10-11	1386	1439	-53	-53
40 SHS. CVS CAREMARK CORP	P	2012-02-01	2012-06-19	1850	1706	144	144
28 SHS. CVS CAREMARK CORP	P	2012-03-09	2012-06-19	1295	1278	17	17
25 SHS. CVS CAREMARK CORP	P	2012-02-01	2012-08-27	1136	1066	70	70
10 SHS. CYBERONICS INCORPORATED	P	2012-07-09	2012-08-27	453	458	-5	-5
36 SHS. CYBERONICS INCORPORATED	P	2012-07-09	2012-11-08	1629	1648	-19	-19
14 SHS. CYNOSURE INC	P	2012-08-06	2012-08-27	385	348	37	37
54 SHS. CYNOSURE INC	P	2012-08-06	2012-10-22	1251	1344	-93	-93
27 SHS. DANAHER CORP	P	2012-02-01	2012-07-19	1380	1430	-50	-50
9 SHS. DANAHER CORP	P	2012-03-09	2012-07-19	460	480	-20	-20
10 SHS. DANAHER CORP	P	2012-02-01	2012-08-27	534	530	4	4
8 SHS. DARDEN RESTAURANTS INC	P	2012-07-09	2012-08-27	417	407	10	10
122 SHS. DEAN FOODS CO NEW	P	2012-07-09	2012-07-17	1658	1940	-282	-282
5 SHS. DEERE & CO	P	2012-03-09	2012-07-09	403	401	2	2
58 SHS. DELEK U.S. HOLDINGS INC	P	2012-09-26	2012-10-24	1335	1445	-110	-110
20 SHS. DELPHI AUTOMOTIVE PLC	P	2012-07-09	2012-08-22	583	533	50	50
14 SHS. DELPHI AUTOMOTIVE PLC	P	2012-07-09	2012-08-27	414	373	41	41
186 SHS. DEMAND MEDIA INC	P	2012-07-09	2012-07-20	1945	2159	-214	-214
70 SHS. DEUTSCHE BOERSE AG UNSP ADR	P	2012-04-05	2012-08-27	359	465	-106	-106
32 SHS. DEUTSCHE POST AG SPON ADR	P	2012-02-01	2012-08-27	616	555	61	61
21 SHS. DEVON ENERGY CORP	P	2012-04-26	2012-08-27	1264	1450	-186	-186
6 SHS. DIAGEO PLC ADR NEW	P	2012-02-01	2012-02-23	565	545	20	20
1 SHS. DIAGEO PLC ADR NEW	P	2012-02-01	2012-08-27	108	91	17	17
4 SHS. DIAGEO PLC ADR NEW	P	2012-03-09	2012-08-27	432	387	45	45
5 SHS. DIAGEO PLC ADR NEW	P	2012-02-01	2012-11-27	599	454	145	145
53 SHS. DIANA SHIPPING INC	P	2012-07-09	2012-08-27	356	400	-44	-44
36 SHS. DIGITAL RIVER INC	P	2012-07-09	2012-08-22	583	602	-19	-19
10 SHS. DIRECTV GROUP INC	P	2012-03-09	2012-08-27	526	472	54	54
15 SHS. DIRECTV GROUP INC	P	2012-06-25	2012-08-27	788	705	83	83
11 SHS. DISCOVERY COMMUNICATIONS CL A	P	2012-07-09	2012-08-22	580	566	14	14
8 SHS. DISCOVERY COMMUNICATIONS CL A	P	2012-07-09	2012-08-27	429	412	17	17
5 SHS. DOMTAR CORP	P	2012-07-09	2012-08-27	359	392	-33	-33
32 SHS. DOVER CORP	P	2012-02-01	2012-08-21	1839	2062	-223	-223
21 SHS. DOW CHEMICAL CO	P	2012-02-01	2012-08-27	618	713	-95	-95
38 SHS. DOW CHEMICAL CO	P	2012-04-05	2012-08-27	1118	1270	-152	-152
26 SHS. DR. PEPPER SNAPPLE GROUP INC	P	2012-02-01	2012-03-08	980	999	-19	-19
88 SHS. DR. PEPPER SNAPPLE GROUP INC	P	2012-02-01	2012-03-15	3368	3436	-68	-68
12 SHS. DR. PEPPER SNAPPLE GROUP INC	P	2012-03-09	2012-03-15	459	473	-14	-14
0.667 SHS. DUKE ENERGY CORP	P	2012-02-01	2012-07-03		43	-43	-43
SHS. DUKE ENERGY CORP	P	2012-07-03	2012-07-03	46		46	46
17 SHS. DUKE ENERGY CORP	P	2012-02-01	2012-07-09	1110	1094	16	16
46 SHS. EAGLE MATERIALS INC	P	2012-07-23	2012-07-27	1661	1736	-75	-75
20 SHS. EATON CORP (PRE-MERGER)	P	2012-02-01	2012-07-09	784	805	-21	-21
17 SHS. EATON CORP (PRE-MERGER)	P	2012-02-01	2012-08-17	788	847	-59	-59
27 SHS. EATON CORP (PRE-MERGER)	P	2012-02-01	2012-08-27	1247	1345	-98	-98
14 SHS. EATON CORP (PRE-MERGER)	P	2012-02-01	2012-11-26	716	697	19	19
31 SHS. EATON CORP (PRE-MERGER)	P	2012-02-01	2012-12-03	1609	1544	65	65
48 SHS. EATON CORP (PRE-MERGER)	P	2012-05-21	2012-12-03	2491	2020	471	471
18 SHS. EATON CORP (PRE-MERGER)	P	2012-07-23	2012-12-03	934	922	12	12
110 SHS. ECHO GLOBAL LOGISTICS INC	P	2012-07-09	2012-07-23	1894	2078	-184	-184
11 SHS. ECOLAB INC	P	2012-02-01	2012-08-27	728	667	61	61
8 SHS. ECOLAB INC	P	2012-06-19	2012-08-27	529	539	-10	-10
8 SHS. EDISON INTL	P	2012-07-09	2012-08-27	349	367	-18	-18
30 SHS. EDISON INTL	P	2012-07-09	2012-12-28	1343	1376	-33	-33
22 SHS. EI DU PONT DE NEMOURS AND CO	P	2012-02-01	2012-07-09	1044	1134	-90	-90
25 SHS. ELI LILLY & CO	P	2012-02-01	2012-07-09	1074	995	79	79
11 SHS. ELI LILLY & CO	P	2012-03-09	2012-07-09	472	435	37	37
96 SHS. ELSTER GROUP EXP 8/8/12	P	2012-07-09	2012-08-29	1968	1965	3	3
47 SHS. EMC CORP	P	2012-02-01	2012-03-07	1317	1209	108	108
24 SHS. EMC CORP	P	2012-02-01	2012-08-27	634	617	17	17
17 SHS. EMC CORP	P	2012-03-09	2012-08-27	449	493	-44	-44
6 SHS. EMERSON ELEC CO	P	2012-02-01	2012-07-09	270	311	-41	-41
47 SHS. ENAGAS UNSPON ADR	P	2012-02-01	2012-08-27	432	478	-46	-46
10 SHS. ENDURANCE SPECIALTY HOLDINGS LTD	P	2012-07-09	2012-08-27	372	372	0	0
22 SHS. ENDURANCE SPECIALTY HOLDINGS LTD	P	2012-08-31	2012-11-12	862	835	27	27
16 SHS. ENDURANCE SPECIALTY HOLDINGS LTD	P	2012-09-10	2012-11-12	627	612	15	15
14 SHS. ENERGY XXI BERMUDA LTD	P	2012-07-09	2012-08-27	468	445	23	23
12 SHS. ENERSYS	P	2012-08-15	2012-08-27	452	451	1	1
33 SHS. ENERSYS	P	2012-08-15	2012-09-26	1161	1239	-78	-78
8 SHS. ESSILOR INTL ADR	P	2012-03-09	2012-08-27	345	332	13	13
0.92 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-04-02	2012-04-04	52	52	0	0
25 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-02-01	2012-04-17	1471	1405	66	66
1 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-06-18	2012-08-27	62	54	8	8
16 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-07-20	2012-08-27	990	915	75	75
12 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-06-18	2012-11-13	612	653	-41	-41
7 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-05-09	2012-12-07	378	377	1	1
14 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-06-14	2012-12-07	756	759	-3	-3
4 SHS. EXPRESS SCRIPTS HOLDING CO	P	2012-06-18	2012-12-07	216	218	-2	-2
93 SHS. EXXON MOBIL CORP	P	2012-02-01	2012-07-09	7779	7809	-30	-30
16 SHS. EXXON MOBIL CORP	P	2012-03-09	2012-07-09	1338	1349	-11	-11
14 SHS. EXXON MOBIL CORP	P	2012-03-19	2012-07-09	1171	1176	-5	-5
9 SHS. EXXON MOBIL CORP	P	2012-02-01	2012-08-27	790	756	34	34
16 SHS. EZCORP INC CL A	P	2012-07-09	2012-08-27	369	378	-9	-9
46 SHS. FAIR ISAAC CORP	P	2012-07-09	2012-07-27	1987	2009	-22	-22
23 SHS. FANUC LTD	P	2012-02-01	2012-08-27	631	631	0	0
38 SHS. FEDERATED INVESTORS INC	P	2012-02-01	2012-06-11	753	666	87	87
3 SHS. FEDERATED INVESTORS INC	P	2012-02-01	2012-07-09	64	53	11	11
27 SHS. FEI CO	P	2012-08-30	2012-10-03	1358	1453	-95	-95
30 SHS. FIFTH THIRD BANCORP	P	2012-07-09	2012-08-27	447	399	48	48
19 SHS. FIRST AMER FINL (INCORPORATED IN DE)	P	2012-08-06	2012-08-27	363	348	15	15
49 SHS. FIRST NIAGARA FINANCIAL GRP	P	2012-07-09	2012-08-27	388	363	25	25
12 SHS. FIRSTENERGY CORP	P	2012-02-01	2012-07-09	587	511	76	76
8 SHS. FIRSTENERGY CORP	P	2012-03-09	2012-07-09	392	358	34	34
15 SHS. FIRSTSERVICE CORP	P	2012-07-09	2012-08-27	415	408	7	7
6 SHS. FISERV INC	P	2012-07-09	2012-08-27	424	432	-8	-8
9 SHS. FLEETCOR TECH INC	P	2012-08-17	2012-08-27	388	386	2	2
96 SHS. FLEXTRONICS INTL LTD	P	2012-03-09	2012-08-27	636	688	-52	-52
3 SHS. FLOWSERVE CORP	P	2012-07-09	2012-08-27	385	349	36	36
32 SHS. FLY LEASING LTD ADR	P	2012-07-09	2012-08-27	406	404	2	2
12 SHS. FMC CORP	P	2012-07-09	2012-08-27	644	638	6	6
11 SHS. FRANCESCA'S HOLDINGS CORP	P	2012-08-20	2012-08-27	380	387	-7	-7
47 SHS. FRANCESCA'S HOLDINGS CORP	P	2012-08-20	2012-09-07	1420	1655	-235	-235
28 SHS. FREEPORT-MCMORAN COPPER & GOLD CL B	P	2012-02-01	2012-07-09	967	1293	-326	-326
7 SHS. FRESH MKT INC/THE	P	2012-07-20	2012-08-27	429	381	48	48
30 SHS. FRESH MKT INC/THE	P	2012-07-20	2012-08-30	1717	1634	83	83
148 SHS. FRONTIER COMMUNICATIONS CORP	P	2012-02-01	2012-07-09	589	628	-39	-39
86 SHS. FRONTIER COMMUNICATIONS CORP	P	2012-02-21	2012-07-09	342	398	-56	-56
18 SHS. GAP INC	P	2012-03-09	2012-07-09	507	450	57	57
42 SHS. GDF SUEZ SPON ADR	P	2012-02-01	2012-02-23	1100	1173	-73	-73
20 SHS. GEMALTO NV SPON ADR	P	2012-02-01	2012-05-02	760	558	202	202
11 SHS. GEMALTO NV SPON ADR	P	2012-02-01	2012-07-06	383	307	76	76
11 SHS. GEMALTO NV SPON ADR	P	2012-02-01	2012-08-27	405	307	98	98
7 SHS. GEMALTO NV SPON ADR	P	2012-02-01	2012-09-21	314	195	119	119
59 SHS. GENERAC HOLDINGS INC	P	2012-10-24	2012-11-27	1996	1549	447	447
142 SHS. GENERAL ELEC CO	P	2012-02-01	2012-07-09	2846	2665	181	181
21 SHS. GENERAL ELEC CO	P	2012-03-09	2012-07-09	421	400	21	21
6 SHS. GENUINE PARTS CO	P	2012-02-01	2012-07-09	363	386	-23	-23
57 SHS. GEORESOURCES INC (ACQUIRED 8/1/2012)	P	2012-07-09	2012-08-01	1140	1140	0	0
20 SHS. GIVAUDAN SA UNSPON ADR	P	2012-02-01	2012-08-27	373	390	-17	-17
13 SHS. GLAXOSMITHKLINE ADR	P	2012-02-01	2012-08-27	604	587	17	17
25 SHS. GLAXOSMITHKLINE ADR	P	2012-02-01	2012-09-07	1128	1130	-2	-2
11 SHS. GLOBAL PMTS INC	P	2012-07-09	2012-08-27	454	481	-27	-27
3 SHS. GOOGLE INC CL A	P	2012-03-09	2012-07-09	1758	1801	-43	-43
2 SHS. GOOGLE INC CL A	P	2012-02-01	2012-08-27	1338	1162	176	176
87 SHS. GRAN TIERRA ENERGY INC F	P	2012-07-09	2012-08-27	402	405	-3	-3
107 SHS. GRAND CANYON EDU INC	P	2012-07-09	2012-07-25	1893	2324	-431	-431
64 SHS. GRAND CANYON EDU INC	P	2012-10-11	2012-10-31	1318	1551	-233	-233
18 SHS. GREAT PLAINS ENERGY INC	P	2012-07-09	2012-08-27	384	388	-4	-4
66 SHS. GREAT PLAINS ENERGY INC	P	2012-07-09	2012-11-27	1317	1424	-107	-107
5 SHS. GRUPO AEROPORTARIO DEL ADS	P	2012-07-09	2012-08-27	421	389	32	32
4 SHS. GRUPO AEROPORTARIO DEL ADS	P	2012-07-09	2012-11-08	403	311	92	92
92 SHS. GRUPO FINANCIERO SANTANDER	P	2012-09-27	2012-12-20	1495	1242	253	253
42 SHS. H&R BLOCK INC	P	2012-02-01	2012-07-09	675	714	-39	-39
0.124 SHS. HALCON RESOURCES CORP	P	2012-08-01	2012-08-06	1	1	0	0
110 SHS. HALCON RESOURCES CORP	P	2012-07-09	2012-08-15	912	916	-4	-4
25 SHS. HALLIBURTON CO	P	2012-02-01	2012-08-17	878	916	-38	-38
48 SHS. HALLIBURTON CO	P	2012-02-01	2012-08-27	1654	1759	-105	-105
18 SHS. HALLIBURTON CO	P	2012-02-01	2012-12-19	623	660	-37	-37
23 SHS. HARTFORD FINL SVCS GRP	P	2012-07-09	2012-08-27	413	387	26	26
12 SHS. HASBRO INC	P	2012-07-09	2012-08-27	452	408	44	44
29 SHS. HASBRO INC	P	2012-07-09	2012-11-07	1079	985	94	94
16 SHS. HCA HOLDINGS INC	P	2012-07-09	2012-08-27	454	450	4	4
25 SHS. HCP INC	P	2012-02-01	2012-07-09	1114	1052	62	62
16 SHS. HEALTH CARE REIT INC	P	2012-02-01	2012-07-09	951	915	36	36
7 SHS. HEALTH CARE REIT INC	P	2012-06-19	2012-07-09	416	401	15	15
9 SHS. HELMERICH & PAYNE INC	P	2012-08-22	2012-08-27	416	438	-22	-22
87 SHS. HESS CORP	P	2012-02-01	2012-04-26	4502	4936	-434	-434
11 SHS. HESS CORP	P	2012-03-09	2012-04-26	569	693	-124	-124
20 SHS. HEWLETT-PACKARD CO	P	2012-02-01	2012-07-09	389	575	-186	-186
2 SHS. HOME DEPOT INC	P	2012-02-01	2012-07-09	104	89	15	15
29 SHS. HOME DEPOT INC	P	2012-03-09	2012-07-09	1511	1395	116	116
17 SHS. HOME DEPOT INC	P	2012-02-01	2012-08-27	963	756	207	207
31 SHS. HOME DEPOT INC	P	2012-02-01	2012-10-12	1836	1379	457	457
18 SHS. HONDA MTR CO LTD ADR	P	2012-02-01	2012-08-27	594	633	-39	-39
21 SHS. HONDA MTR CO LTD ADR	P	2012-02-01	2012-09-28	650	739	-89	-89
32 SHS. HONDA MTR CO LTD ADR	P	2012-02-01	2012-11-13	946	1126	-180	-180
2 SHS. HONEYWELL INTL INC	P	2012-02-01	2012-07-09	110	118	-8	-8
14 SHS. HONEYWELL INTL INC	P	2012-03-09	2012-07-09	773	837	-64	-64
22 SHS. HONEYWELL INTL INC	P	2012-02-01	2012-08-27	1285	1297	-12	-12
19 SHS. HOSPIRA INC	P	2012-02-01	2012-02-17	706	656	50	50
11 SHS. HOSPIRA INC	P	2012-02-01	2012-08-27	372	380	-8	-8
15 SHS. HOSPIRA INC	P	2012-03-09	2012-08-27	507	539	-32	-32
5 SHS. HSBC HOLDINGS PLC ADR NEW	P	2012-02-01	2012-08-27	220	214	6	6
18 SHS. HSBC HOLDINGS PLC ADR NEW	P	2012-07-09	2012-08-27	791	788	3	3
142 SHS. HUDSON CITY BANCORP INC	P	2012-02-01	2012-07-09	862	978	-116	-116
66 SHS. HUDSON CITY BANCORP INC	P	2012-06-19	2012-07-09	401	413	-12	-12
72 SHS. HUNTINGTON BANCSHARES INC	P	2012-07-09	2012-08-27	469	461	8	8
9 SHS. IAC/INTERACTIVE CORP	P	2012-07-09	2012-08-27	467	426	41	41
33 SHS. IAC/INTERACTIVE CORP	P	2012-07-09	2012-10-25	1630	1562	68	68
10 SHS. ILLINOIS TOOL WORKS INC	P	2012-02-01	2012-07-09	523	549	-26	-26
17 SHS. INGERSOLL-RAND PLC	P	2012-02-01	2012-02-17	696	598	98	98
94 SHS. INGERSOLL-RAND PLC	P	2012-02-01	2012-05-14	4069	3307	762	762
14 SHS. INGERSOLL-RAND PLC	P	2012-03-09	2012-05-14	606	549	57	57
7 SHS. INGREDION INC	P	2012-07-09	2012-08-27	377	330	47	47
153 SHS. INNERWORKINGS INC	P	2012-07-09	2012-07-20	1797	1935	-138	-138
16 SHS. INTEGRYS ENERGY GROUP INC	P	2012-02-01	2012-07-09	916	839	77	77
68 SHS. INTEL CORP	P	2012-02-01	2012-04-18	1875	1805	70	70
24 SHS. INTEL CORP	P	2012-03-09	2012-04-18	662	650	12	12
91 SHS. INTEL CORP	P	2012-02-01	2012-07-09	2381	2416	-35	-35
12 SHS. INTERNATIONAL PAPER CO	P	2012-02-01	2012-07-09	347	377	-30	-30
75 SHS. INTERPUBLIC GROUP OF COS INC	P	2012-02-01	2012-07-09	800	794	6	6
23 SHS. INTERXION HOLDING NV	P	2012-07-09	2012-08-27	441	412	29	29
15 SHS. INTERXION HOLDING NV	P	2012-07-09	2012-12-27	353	269	84	84
2 SHS. INTL BUSINESS MACHINES CORP	P	2012-02-01	2012-07-09	379	385	-6	-6
11 SHS. INTL BUSINESS MACHINES CORP	P	2012-03-09	2012-07-09	2086	2207	-121	-121
10 SHS. INTL BUSINESS MACHINES CORP	P	2012-02-01	2012-08-27	1957	1926	31	31
12 SHS. INTL BUSINESS MACHINES CORP	P	2012-02-01	2012-11-29	2298	2311	-13	-13
9 SHS. INTUIT INC	P	2012-07-09	2012-08-22	530	517	13	13
40 SHS. ISHARES RUSSELL MIDCAP VALUE	P	2012-09-20	2012-10-24	1958	1989	-31	-31
22 SHS. ISHARES RUSSELL MIDCAP VALUE	P	2012-09-20	2012-10-31	1069	1094	-25	-25
73 SHS. ITAU UNIBANCO HOLDING SA	P	2012-02-01	2012-09-27	1142	1497	-355	-355
32 SHS. IXIA	P	2012-08-06	2012-08-27	490	498	-8	-8
82 SHS. IXIA	P	2012-08-06	2012-10-22	1223	1275	-52	-52
10 SHS. J.C. PENNEY CO INC	P	2012-02-01	2012-07-09	220	413	-193	-193
15 SHS. JARDEN CORP	P	2012-07-27	2012-08-22	727	681	46	46
15 SHS. JARDEN CORP	P	2012-07-27	2012-08-27	724	681	43	43
22 SHS. JARDEN CORP	P	2012-07-09	2012-11-01	1128	974	154	154
11 SHS. JARDEN CORP	P	2012-07-27	2012-11-01	564	499	65	65
7 SHS. JARDINE STATEGIC UNSPON ADR	P	2012-02-01	2012-08-27	474	442	32	32
33 SHS. JARDINE STATEGIC UNSPON ADR	P	2012-02-01	2012-11-29	546	520	26	26
36 SHS. JOHNSON & JOHNSON CO	P	2012-02-01	2012-07-09	2440	2365	75	75
10 SHS. JOHNSON & JOHNSON CO	P	2012-03-09	2012-07-09	678	647	31	31
13 SHS. JOHNSON CONTROLS INC	P	2012-02-01	2012-07-09	348	416	-68	-68
39 SHS. JPMORGAN CHASE & CO	P	2012-02-01	2012-07-09	1324	1466	-142	-142
64 SHS. JULIUS BAER GROUP LTD	P	2012-02-01	2012-08-27	423	536	-113	-113
31 SHS. KBR INC	P	2012-02-01	2012-08-27	846	1038	-192	-192
16 SHS. KBR INC	P	2012-03-09	2012-08-27	437	576	-139	-139
32 SHS. KDDI CORP	P	2012-07-09	2012-08-27	574	532	42	42
17 SHS. KIMBERLY CLARK CORP	P	2012-06-26	2012-07-09	1433	1381	52	52
10 SHS. KIMBERLY CLARK CORP	P	2012-06-22	2012-08-27	836	812	24	24
1 SHS. KIMBERLY CLARK CORP	P	2012-06-26	2012-08-27	84	81	3	3
36 SHS. KROGER CO	P	2012-02-27	2012-08-27	792	860	-68	-68
25 SHS. KROGER CO	P	2012-03-09	2012-08-27	550	608	-58	-58
12 SHS. L BRANDS INC	P	2012-02-01	2012-06-11	502	503	-1	-1
6 SHS. L BRANDS INC	P	2012-02-01	2012-07-09	274	251	23	23
9 SHS. LABORATORY CORP OF AM. HOLDINGS	P	2012-07-09	2012-10-31	765	830	-65	-65
195 SHS. LEAPFROG ENTERPRISES INC	P	2012-07-09	2012-08-03	2005	2223	-218	-218
38 SHS. LEGGETT & PLATT	P	2012-02-01	2012-07-09	796	837	-41	-41
29 SHS. LIFE TECHNOLOGIES CORP	P	2012-07-09	2012-08-22	1344	1238	106	106
12 SHS. LINDE AG	P	2012-02-22	2012-07-05	173	173	0	0
25 SHS. LINDE AG	P	2012-03-09	2012-07-05	360	360	0	0
24 SHS. LINDE AG	P	2012-02-01	2012-08-27	378	389	-11	-11
27 SHS. LINDE AG	P	2012-02-22	2012-08-27	425	450	-25	-25
20 SHS. LITHIA MOTORS INC A	P	2012-07-25	2012-08-27	568	540	28	28
13 SHS. LITHIA MOTORS INC A	P	2012-07-25	2012-11-15	412	351	61	61
96 SHS. LIVEPERSON INC	P	2012-07-09	2012-08-03	1556	1793	-237	-237
19 SHS. LKQ CORP.	P	2012-07-09	2012-08-22	738	645	93	93
18 SHS. LKQ CORP.	P	2012-07-09	2012-09-10	714	611	103	103
14 SHS. LOCKHEED MARTIN CORP	P	2012-02-01	2012-07-09	1223	1169	54	54
3 SHS. LORILLARD INC	P	2012-07-09	2012-07-12	411	407	4	4
3 SHS. LORILLARD INC	P	2012-07-09	2012-08-27	385	407	-22	-22
13 SHS. LUMBER LIQUIDATORS HOLDINGS INC	P	2012-07-09	2012-08-27	605	424	181	181
9 SHS. LUMBER LIQUIDATORS HOLDINGS INC	P	2012-07-09	2012-10-31	513	293	220	220
6.175 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2011-04-01	2012-02-01	222	230	-8	-8
19.776 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2011-07-01	2012-02-01	710	717	-7	-7
8.994 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2011-10-03	2012-02-01	323	278	45	45
18.919 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2011-12-06	2012-02-01	679	638	41	41
33 SHS. MANHATTAN ASSOCIATION	P	2012-10-25	2012-11-30	1891	2033	-142	-142
27 SHS. MARATHON OIL CORP	P	2012-02-01	2012-06-11	659	853	-194	-194
10 SHS. MARATHON OIL CORP	P	2012-02-01	2012-07-09	245	316	-71	-71
22 SHS. MARSH & MCLENNAN COS INC	P	2012-02-01	2012-07-09	713	706	7	7
1 SHS. MASTERCARD INC	P	2012-03-09	2012-08-27	423	420	3	3
2 SHS. MASTERCARD INC	P	2012-06-19	2012-08-27	847	855	-8	-8
32 SHS. MATTEL INC	P	2012-02-01	2012-07-09	1018	992	26	26
11 SHS. MAXIMUS INC	P	2012-08-15	2012-08-27	590	581	9	9
36 SHS. MCDONALDS CORP	P	2012-02-01	2012-06-08	3159	3542	-383	-383
19 SHS. MCDONALDS CORP	P	2012-02-01	2012-07-09	1706	1870	-164	-164
9 SHS. MCDONALDS CORP	P	2012-02-01	2012-08-09	789	886	-97	-97
13 SHS. MCDONALDS CORP	P	2012-02-01	2012-08-15	1142	1279	-137	-137
5 SHS. MCDONALDS CORP	P	2012-02-01	2012-08-27	448	492	-44	-44
2 SHS. MCDONALDS CORP	P	2012-03-09	2012-08-27	179	194	-15	-15
7 SHS. MCDONALDS CORP	P	2012-03-09	2012-12-27	622	678	-56	-56
18 SHS. MCDONALDS CORP	P	2012-04-20	2012-12-27	1600	1741	-141	-141
12 SHS. MCKESSON CORP	P	2012-03-28	2012-08-27	1051	1061	-10	-10
14 SHS. MEADWESTVACO CORP	P	2012-02-01	2012-07-09	393	369	24	24
21 SHS. MEDASSETS INC	P	2012-08-06	2012-08-27	358	334	24	24
85 SHS. MEDASSETS INC	P	2012-08-06	2012-11-19	1345	1352	-7	-7
33 SHS. MEDCO HEALTH SOLUTIONS INC (ACQUIRED 4/2/2012)	P	2012-02-01	2012-02-08	2007	2075	-68	-68
22 SHS. MEDCO HEALTH SOLUTIONS INC (ACQUIRED 4/2/2012)	P	2012-02-01	2012-02-23	1409	1383	26	26
32 SHS. MEDCO HEALTH SOLUTIONS INC (ACQUIRED 4/2/2012)	P	2012-02-01	2012-04-02	922	555	367	367
18 SHS. MEDICINES CO	P	2012-07-09	2012-08-27	445	441	4	4
66 SHS. MEDICINES CO	P	2012-07-09	2012-10-11	1610	1616	-6	-6
15 SHS. MEDIDATA SOLUTIONS INC	P	2012-07-09	2012-08-27	520	493	27	27
54 SHS. MEDIDATA SOLUTIONS INC	P	2012-07-09	2012-11-01	2268	1775	493	493
78 SHS. MEDIFAST INC	P	2012-11-28	2012-12-26	1989	2456	-467	-467
36 SHS. MEDTRONIC INC	P	2012-02-01	2012-07-09	1377	1426	-49	-49
38 SHS. MEDTRONIC INC	P	2012-02-01	2012-08-27	1537	1506	31	31
43 SHS. MEDTRONIC INC	P	2012-02-01	2012-09-18	1847	1704	143	143
60 SHS. MEDTRONIC INC	P	2012-02-01	2012-12-03	2512	2377	135	135
22 SHS. MEDTRONIC INC	P	2012-03-09	2012-12-03	921	829	92	92
27 SHS. MERCK & CO (NEW)	P	2012-02-01	2012-07-09	1137	1043	94	94
30 SHS. METLIFE INC	P	2012-02-01	2012-06-14	875	1084	-209	-209
22 SHS. METLIFE INC	P	2012-03-09	2012-06-14	642	845	-203	-203
39 SHS. METLIFE INC	P	2012-02-01	2012-08-27	1342	1409	-67	-67
31 SHS. MICHELIN (CGDE) UNSPON ADR	P	2012-02-01	2012-02-23	437	441	-4	-4
25 SHS. MICROCHIP TECHNOLOGY INC	P	2012-02-01	2012-07-09	794	939	-145	-145
18 SHS. MICROSOFT CORP	P	2012-03-07	2012-04-20	579	573	6	6
41 SHS. MICROSOFT CORP	P	2012-03-09	2012-04-20	1319	1312	7	7
54 SHS. MICROSOFT CORP	P	2012-02-01	2012-07-09	1620	1614	6	6
28 SHS. MICROSOFT CORP	P	2012-03-07	2012-07-09	840	892	-52	-52
37 SHS. MICROSOFT CORP	P	2012-05-10	2012-07-09	1110	1137	-27	-27
19 SHS. MICROSOFT CORP	P	2012-02-01	2012-08-27	583	568	15	15
50 SHS. MICROSOFT CORP	P	2012-08-17	2012-08-27	1534	1546	-12	-12
32 SHS. MONDELEZ INTL INC.	P	2012-02-01	2012-07-09	1249	1231	18	18
12 SHS. MOSAIC CO	P	2012-02-01	2012-07-26	696	684	12	12
21 SHS. MOSAIC CO	P	2012-02-01	2012-08-27	1197	1197	0	0
12 SHS. MOTOROLA SOLUTIONS INC	P	2012-06-14	2012-08-27	573	568	5	5
55 SHS. MUENCHENER RUECKVERSICHERUNGS OTC	P	2012-02-01	2012-06-04	664	738	-74	-74
27 SHS. MULTIMEDIA GAMES HLDG CO INC	P	2012-07-09	2012-08-27	427	423	4	4
106 SHS. MULTIMEDIA GAMES HLDG CO INC	P	2012-07-09	2012-10-11	1666	1661	5	5
19 SHS. MWI VETERINARY SUPPLY INC	P	2012-07-09	2012-07-26	1728	2055	-327	-327
122 SHS. MYERS INDUSTRIES	P	2012-07-09	2012-08-06	1899	2097	-198	-198
43 SHS. MYRIAD GENETICS INC	P	2012-11-19	2012-12-11	1188	1312	-124	-124
72 SHS. NATIONAL OILWELL VARCO INC	P	2012-02-01	2012-05-08	4985	5377	-392	-392
5 SHS. NATIONAL OILWELL VARCO INC	P	2012-03-09	2012-05-08	346	407	-61	-61
1 SHS. NATIONAL OILWELL VARCO INC	P	2012-02-01	2012-07-09	67	75	-8	-8
51 SHS. NATIONSTAR MORTGAGE HOLDINGS INC	P	2012-09-07	2012-10-25	1606	1459	147	147
49 SHS. NATIONSTAR MORTGAGE HOLDINGS INC	P	2012-10-31	2012-11-06	1328	1706	-378	-378
92 SHS. NAVISTAR INTL CORP	P	2012-02-01	2012-06-15	2755	3847	-1092	-1092
14 SHS. NAVISTAR INTL CORP	P	2012-03-09	2012-06-15	419	419	0	0
2 SHS. NCR CORP NEW	P	2012-07-09	2012-08-17	45	45	0	0
81 SHS. NCR CORP NEW	P	2012-07-20	2012-08-17	1837	1985	-148	-148
22 SHS. NCR CORP NEW	P	2012-07-09	2012-08-27	486	500	-14	-14
10 SHS. NESTLE SA	P	2012-07-09	2012-08-27	627	601	26	26
31 SHS. NETCOM ON-LINE COMMUNICATION SERVICES INC	P	2012-07-09	2012-08-27	403	398	5	5
112 SHS. NETCOM ON-LINE COMMUNICATION SERVICES INC	P	2012-07-09	2012-11-08	1472	1439	33	33
30 SHS. NETSCOUT SYSTEMS INC	P	2012-07-20	2012-08-27	715	658	57	57
72 SHS. NETSCOUT SYSTEMS INC	P	2012-07-20	2012-11-08	1742	1580	162	162
15 SHS. NEWCREST MINING LTD	P	2012-02-01	2012-08-27	419	541	-122	-122
42 SHS. NISOURCE INC	P	2012-02-01	2012-07-09	1025	985	40	40
5 SHS. NOBLE ENERGY INC	P	2012-08-22	2012-08-27	435	440	-5	-5
8 SHS. NORDSTROM INC	P	2012-02-01	2012-07-09	414	396	18	18
19 SHS. NORFOLK SOUTHERN CORP	P	2012-02-01	2012-08-27	1394	1381	13	13
62 SHS. NOVA MEASURING INSTRUMENTS LTD	P	2012-07-09	2012-08-27	452	456	-4	-4
139 SHS. NOVA MEASURING INSTRUMENTS LTD	P	2012-07-09	2012-11-12	1044	1127	-83	-83
11 SHS. NOVA MEASURING INSTRUMENTS LTD	P	2012-07-09	2012-11-13	82	89	-7	-7
57 SHS. NOVA MEASURING INSTRUMENTS LTD	P	2012-09-13	2012-11-13	427	479	-52	-52
10 SHS. NOVARTIS AG NAMEN SPON ADR	P	2012-02-01	2012-02-23	576	554	22	22
8 SHS. NOVARTIS AG NAMEN SPON ADR	P	2012-02-01	2012-08-27	475	443	32	32
12 SHS. NOVARTIS AG NAMEN SPON ADR	P	2012-07-09	2012-08-27	713	670	43	43
17 SHS. NUANCE COMMUNICATIONS INC	P	2012-07-09	2012-08-27	407	381	26	26
15 SHS. NUCOR CORP	P	2012-02-01	2012-07-09	574	672	-98	-98
24 SHS. NV ENERGY INC	P	2012-07-09	2012-08-27	430	423	7	7
51 SHS. NV ENERGY INC	P	2012-07-09	2012-12-13	934	899	35	35
24 SHS. NV ENERGY INC	P	2012-09-10	2012-12-13	439	436	3	3
9 SHS. NYSE EURONEXT	P	2012-02-01	2012-07-09	226	231	-5	-5
21 SHS. NYSE EURONEXT	P	2012-03-09	2012-07-09	528	589	-61	-61
33 SHS. NYSE EURONEXT	P	2012-02-01	2012-08-27	828	872	-44	-44
118 SHS. NYSE EURONEXT	P	2012-02-01	2012-12-20	3805	3119	686	686
16 SHS. NYSE EURONEXT	P	2012-06-19	2012-12-20	516	425	91	91
125 SHS. O2MICRO INTL LTD	P	2012-07-09	2012-08-27	444	545	-101	-101
103 SHS. O2MICRO INTL LTD	P	2012-07-09	2012-09-13	391	449	-58	-58
194 SHS. O2MICRO INTL LTD	P	2012-07-09	2012-09-14	753	846	-93	-93
9 SHS. OCCIDENTAL PETROLEUM CORP	P	2012-02-01	2012-06-07	779	894	-115	-115
7 SHS. OCCIDENTAL PETROLEUM CORP	P	2012-03-09	2012-06-07	606	705	-99	-99
34 SHS. OCCIDENTAL PETROLEUM CORP	P	2012-02-01	2012-06-26	2629	3376	-747	-747
8 SHS. OCCIDENTAL PETROLEUM CORP	P	2012-02-01	2012-07-09	682	794	-112	-112
10 SHS. OCCIDENTAL PETROLEUM CORP	P	2012-08-14	2012-08-27	875	899	-24	-24
114 SHS. ON SEMICONDUCTOR CORP	P	2012-02-01	2012-08-27	722	1017	-295	-295
145 SHS. OPAP SA OTC	P	2012-02-01	2012-05-22	377	738	-361	-361
26 SHS. ORACLE CORP	P	2012-02-01	2012-06-11	697	751	-54	-54
3 SHS. ORACLE CORP	P	2012-02-01	2012-07-09	87	87	0	0
10 SHS. ORTHOFIX INTL N.V.	P	2012-07-09	2012-08-27	409	411	-2	-2
18 SHS. OSI SYSTEMS INC	P	2012-08-30	2012-11-15	988	1321	-333	-333
21 SHS. PACKAGING CORP OF AMERICA	P	2012-07-09	2012-08-27	671	589	82	82
24 SHS. PAN AM. SILVER CORP	P	2012-07-09	2012-08-27	412	361	51	51
8 SHS. PAPA JOHNS INTL INC	P	2012-07-09	2012-08-27	421	390	31	31
30 SHS. PAPA JOHNS INTL INC	P	2012-07-09	2012-11-08	1537	1462	75	75
46 SHS. PAREXEL INTL CORP	P	2012-11-08	2012-12-21	1391	1413	-22	-22
7 SHS. PARTNERRE LTD	P	2012-02-01	2012-08-27	518	469	49	49
28 SHS. PAYCHEX INC	P	2012-02-01	2012-07-09	880	891	-11	-11
69 SHS. PEOPLE'S UNITED FINANCIAL INC	P	2012-02-01	2012-07-09	811	845	-34	-34
40 SHS. PEOPLE'S UNITED FINANCIAL INC	P	2012-06-19	2012-07-09	470	472	-2	-2
27 SHS. PEPCO HOLDINGS INC	P	2012-02-01	2012-07-09	521	534	-13	-13
10 SHS. PEPSICO INC	P	2012-02-01	2012-07-09	700	664	36	36
153 SHS. PERFICIENT INC	P	2012-07-27	2012-08-15	1747	1992	-245	-245
17 SHS. PETROLEO BRASILEIRO SA	P	2012-02-01	2012-11-06	370	530	-160	-160
34 SHS. PETROLEO BRASILEIRO SA	P	2012-02-01	2012-11-26	634	1059	-425	-425
69 SHS. PFIZER INC	P	2012-02-01	2012-07-09	1563	1470	93	93
5 SHS. PHILIP MORRIS INTL	P	2012-02-01	2012-07-09	453	379	74	74
0.5 SHS. PHILLIPS 66	P	2012-05-01	2012-05-04	15	16	-1	-1
11 SHS. PHILLIPS 66	P	2012-02-01	2012-07-09	366	349	17	17
4 SHS. PIONEER NATURAL RESOURCES CO	P	2012-08-22	2012-08-27	392	386	6	6
43 SHS. PITNEY BOWES INC	P	2012-02-01	2012-07-09	613	824	-211	-211
24 SHS. PITNEY BOWES INC	P	2012-03-09	2012-07-09	342	429	-87	-87
4 SHS. PORTFOLIO RECOVERY ASSOCIATES INC	P	2012-08-15	2012-08-27	399	396	3	3
15 SHS. PORTFOLIO RECOVERY ASSOCIATES INC	P	2012-08-15	2012-10-24	1501	1487	14	14
80 SHS. POSTNL NV ADR	P	2012-02-01	2012-04-05	453	326	127	127
0.056 SHS. POSTNL NV ADR	P	2012-02-01	2012-05-15			0	0
111 SHS. POSTNL NV ADR	P	2012-02-01	2012-06-28	424	429	-5	-5
0.625 SHS. POSTNL NV ADR	P	2012-08-07	2012-08-24	2	2	0	0
138 SHS. POSTNL NV ADR	P	2012-08-07	2012-08-27	497	512	-15	-15
162.188 SHS. POSTNL NV ADR	P	2012-02-01	2012-11-09	506	590	-84	-84
38.813 SHS. POSTNL NV ADR	P	2012-08-07	2012-11-09	121	144	-23	-23
16 SHS. POTASH CORP SASK INC	P	2012-02-01	2012-09-17	684	758	-74	-74
12 SHS. POTASH CORP SASK INC	P	2012-02-01	2012-11-26	461	569	-108	-108
6 SHS. PRAXAIR INC	P	2012-02-01	2012-08-27	635	640	-5	-5
4 SHS. PRAXAIR INC	P	2012-03-09	2012-08-27	424	439	-15	-15
66 SHS. PRECISION DRILLING CORP	P	2012-07-09	2012-08-27	521	450	71	71
66 SHS. PRECISION DRILLING CORP	P	2012-07-09	2012-09-13	597	450	147	147
24 SHS. PROCTER & GAMBLE CO	P	2012-02-01	2012-07-09	1477	1477	0	0
1 SHS. PROCTER & GAMBLE CO	P	2012-06-19	2012-07-09	62	62	0	0
20 SHS. PROCTER & GAMBLE CO	P	2012-06-19	2012-08-27	1342	1277	65	65
19 SHS. PROGRESSIVE CORP OH	P	2012-03-09	2012-07-09	390	411	-21	-21
21 SHS. PROGRESSIVE WASTE SOLUTIONS	P	2012-07-09	2012-08-27	413	403	10	10
0.878 SHS. PROTHENA CORP PLC	P	2012-12-21	2012-12-27	6	7	-1	-1
30 SHS. PRUDENTIAL FINANCIAL INC	P	2012-02-01	2012-08-27	1624	1750	-126	-126
36 SHS. PRUDENTIAL FINANCIAL INC	P	2012-02-01	2012-11-05	2052	2100	-48	-48
16 SHS. PRUDENTIAL PLC ADR	P	2012-07-11	2012-08-27	399	371	28	28
28 SHS. PTC INC	P	2012-07-09	2012-08-22	599	520	79	79
37 SHS. PTC INC	P	2012-07-09	2012-08-31	789	687	102	102
17 SHS. QUALCOMM INC	P	2012-02-01	2012-07-09	940	1013	-73	-73
9 SHS. QUALCOMM INC	P	2012-03-09	2012-07-09	498	575	-77	-77
12 SHS. QUALCOMM INC	P	2012-02-01	2012-08-27	748	715	33	33
38 SHS. QUESTCOR PHARMACEUTICALS INC	P	2012-07-09	2012-07-12	1728	2190	-462	-462
54 SHS. R. R. DONNELLEY & SONS CO	P	2012-02-01	2012-07-09	663	618	45	45
47 SHS. R. R. DONNELLEY & SONS CO	P	2012-03-09	2012-07-09	577	608	-31	-31
84 SHS. RAILAMERICA INC (ACQUIRED 10/2/2012)	P	2012-07-09	2012-08-15	2304	2147	157	157
14 SHS. RAYTHEON CO NEW	P	2012-02-01	2012-07-09	789	682	107	107
36 SHS. REED ELSEVIER NV ADR	P	2012-02-01	2012-08-27	908	868	40	40
62 SHS. REGIONS FINANCIAL	P	2012-07-09	2012-08-27	440	411	29	29
9 SHS. REINSURANCE GROUP OF AMERICA	P	2012-07-09	2012-08-27	517	495	22	22
16 SHS. RESMED INC	P	2012-06-07	2012-08-27	598	515	83	83
50 SHS. RESMED INC	P	2012-06-07	2012-11-13	1968	1609	359	359
25 SHS. REYNOLDS AM. INC	P	2012-02-01	2012-07-09	1138	990	148	148
16 SHS. RIO TINTO PLC ADR	P	2012-02-01	2012-05-04	831	987	-156	-156
8 SHS. RIO TINTO PLC ADR	P	2012-02-01	2012-08-27	363	494	-131	-131
9 SHS. ROCHE HOLDINGS LTD ADR	P	2012-03-09	2012-08-27	412	389	23	23
12 SHS. ROCHE HOLDINGS LTD ADR	P	2012-07-09	2012-08-27	550	514	36	36
9 SHS. ROLLS ROYCE PLC	P	2012-02-01	2012-08-27	585	548	37	37
9 SHS. ROSS STORES INC	P	2012-02-01	2012-06-21	608	461	147	147
9 SHS. ROSS STORES INC	P	2012-03-09	2012-06-21	608	504	104	104
14 SHS. ROSS STORES INC	P	2012-02-01	2012-08-27	975	717	258	258
22 SHS. ROSS STORES INC	P	2012-02-01	2012-09-25	1424	1127	297	297
27 SHS. ROSS STORES INC	P	2012-02-01	2012-10-04	1806	1383	423	423
29 SHS. ROVI CORP	P	2012-07-09	2012-08-27	423	526	-103	-103
18 SHS. ROYAL DUTCH SHELL PLC ADR	P	2012-02-01	2012-08-27	1263	1300	-37	-37
49 SHS. RUE21 INC	P	2012-10-11	2012-10-24	1464	1592	-128	-128
6 SHS. SABESP ADR	P	2012-07-09	2012-08-27	537	452	85	85
19 SHS. SABESP ADR	P	2012-07-09	2012-11-08	1565	1432	133	133
33 SHS. SANOFI AVENTIS ADR	P	2012-08-10	2012-08-27	1347	1373	-26	-26
15 SHS. SAP AG ADR	P	2012-02-01	2012-07-05	882	922	-40	-40
34 SHS. SCHLUMBERGER LTD	P	2012-02-01	2012-06-26	2047	2588	-541	-541
14 SHS. SCHLUMBERGER LTD	P	2012-02-01	2012-07-09	921	1066	-145	-145
9 SHS. SCHLUMBERGER LTD	P	2012-02-01	2012-08-27	674	674	0	0
23 SHS. SEASPAN CORP	P	2012-07-09	2012-08-27	372	385	-13	-13
18 SHS. SEI INVESTMENTS CO	P	2012-07-09	2012-08-27	395	350	45	45
16 SHS. SEI INVESTMENTS CO	P	2012-07-09	2012-12-26	374	311	63	63
13 SHS. SEMGROUP CORP	P	2012-08-15	2012-08-27	459	458	1	1
36 SHS. SEMGROUP CORP	P	2012-08-15	2012-11-15	1279	1269	10	10
9 SHS. SEVEN & I HOLDINGS CO LTD	P	2012-07-09	2012-08-27	582	553	29	29
7 SHS. SEVEN & I HOLDINGS CO LTD	P	2012-02-01	2012-08-31	424	398	26	26
60 SHS. SHIN-ETSU CHEMICAL CO LTD UNSPON ADR	P	2012-02-01	2012-04-05	833	795	38	38
32 SHS. SHIN-ETSU CHEMICAL CO LTD UNSPON ADR	P	2012-08-14	2012-08-27	437	428	9	9
4 SHS. SHIRE PHARMACEUTICALS PLC	P	2012-05-04	2012-08-27	366	366	0	0
5 SHS. SIEMENS AG ADR	P	2012-02-01	2012-08-27	468	479	-11	-11
4 SHS. SIEMENS AG ADR	P	2012-03-09	2012-08-27	374	392	-18	-18
15 SHS. SIEMENS AG ADR	P	2012-02-01	2012-11-26	1521	1437	84	84
6 SHS. SIGMA ALDRICH CORP	P	2012-02-01	2012-08-27	421	417	4	4
25 SHS. SIGNATURE BK	P	2012-10-25	2012-12-18	1781	1799	-18	-18
17 SHS. SIGNET JEWELERS LTD	P	2012-07-09	2012-08-27	780	747	33	33
23 SHS. SINGAPORE AIRLINES LTD	P	2012-02-01	2012-08-27	393	405	-12	-12
8 SHS. SIRONA DENTAL SYSTEMS INC	P	2012-07-09	2012-08-27	425	352	73	73
31.513 SHS. SLCTED AM. SHS INC - D	P	2011-12-20	2012-02-01	1319	1232	87	87
142 SHS. SMITH & WESSON HOLDING CORP	P	2012-11-09	2012-12-11	1333	1457	-124	-124
9 SHS. SNAP-ON INC	P	2012-07-09	2012-08-27	626	556	70	70
10 SHS. SOHU.COM INC	P	2012-07-09	2012-08-27	412	400	12	12
11 SHS. SOLARWINDS INC	P	2012-07-09	2012-08-27	597	446	151	151
11 SHS. SOLARWINDS INC	P	2012-07-09	2012-11-08	574	446	128	128
11 SHS. SOLERA HOLDINGS LLC	P	2012-07-09	2012-08-27	455	451	4	4
67 SHS. SONY FIN HOLDINGS INC	P	2012-02-01	2012-08-27	1122	1130	-8	-8
59 SHS. SONY FIN HOLDINGS INC	P	2012-02-01	2012-09-17	1074	995	79	79
25 SHS. SONY FIN HOLDINGS INC	P	2012-02-01	2012-09-21	435	422	13	13
24 SHS. SPECTRA ENERGY CORP	P	2012-02-01	2012-07-09	696	756	-60	-60
84 SHS. SS&C TECHNOLOGIES HOLDINGS INC	P	2012-07-09	2012-08-13	1961	2214	-253	-253
12 SHS. STANLEY BLACK & DECKER INC	P	2012-02-01	2012-07-09	739	858	-119	-119
44 SHS. STARBUCKS CORP	P	2012-02-01	2012-04-18	2597	2122	475	475
10 SHS. STARBUCKS CORP	P	2012-03-09	2012-04-18	590	518	72	72
53 SHS. STARBUCKS CORP	P	2012-02-01	2012-08-15	2549	2556	-7	-7
15 SHS. STATOILHYDRO ASA SPONSORED ADR	P	2012-02-01	2012-02-23	416	385	31	31
18 SHS. STATOILHYDRO ASA SPONSORED ADR	P	2012-02-01	2012-08-27	456	456	0	0
9 SHS. STEINER LEISURE LTD	P	2012-07-09	2012-08-27	424	413	11	11
9 SHS. STERICYCLE INC	P	2012-06-21	2012-08-27	820	814	6	6
7 SHS. STRATASYS INC (PRE-MERGER)	P	2012-07-30	2012-08-27	434	436	-2	-2
24 SHS. STRATASYS INC (PRE-MERGER)	P	2012-07-30	2012-09-26	1307	1494	-187	-187
63 SHS. SUMITOMO MITSUI FIN UNSPONSD ADR	P	2012-02-01	2012-02-23	428	407	21	21
64 SHS. SUMITOMO MITSUI FIN UNSPONSD ADR	P	2012-07-09	2012-08-27	403	428	-25	-25
17 SHS. SUNCOR ENERGY INC	P	2012-02-01	2012-08-02	516	520	-4	-4
14 SHS. SUNCOR ENERGY INC	P	2012-02-01	2012-08-27	444	482	-38	-38
19 SHS. SUPERIOR ENERGY SERVICES	P	2012-02-27	2012-08-27	413	565	-152	-152
19 SHS. SUPERIOR ENERGY SERVICES	P	2012-03-09	2012-08-27	413	566	-153	-153
101 SHS. SUPERVALU INC	P	2012-02-01	2012-07-09	505	698	-193	-193
14 SHS. SUSSER HOLDINGS CORP	P	2012-07-09	2012-08-27	487	525	-38	-38
39 SHS. SUSSER HOLDINGS CORP	P	2012-07-09	2012-09-25	1451	1463	-12	-12
52 SHS. SYMANTEC CORP	P	2012-04-23	2012-08-17	937	937	0	0
28 SHS. SYMANTEC CORP	P	2012-03-09	2012-08-27	494	496	-2	-2
43 SHS. SYMANTEC CORP	P	2012-04-23	2012-08-27	758	777	-19	-19
52 SHS. SYMANTEC CORP	P	2012-09-27	2012-12-19	968	947	21	21
12 SHS. SYSCO CORP	P	2012-03-09	2012-07-09	349	359	-10	-10
18 SHS. TANGOE INC	P	2012-07-09	2012-08-27	362	377	-15	-15
66 SHS. TANGOE INC	P	2012-07-09	2012-08-29	1148	1383	-235	-235
10 SHS. TARGET INC	P	2012-02-01	2012-06-19	587	514	73	73
14 SHS. TARGET INC	P	2012-03-09	2012-06-19	822	808	14	14
21 SHS. TARGET INC	P	2012-02-01	2012-08-27	1331	1080	251	251
52 SHS. TEAM HEALTH HOLDINGS INC	P	2012-11-08	2012-11-15	1411	1502	-91	-91
16 SHS. TECHNIP ADR	P	2012-07-09	2012-08-17	440	403	37	37
10 SHS. TECHNIP ADR	P	2012-02-01	2012-08-27	265	240	25	25
8 SHS. TECHNIP ADR	P	2012-07-09	2012-08-27	212	201	11	11
14 SHS. TEEKAY OFFSHORE PARTNERS LP	P	2012-07-09	2012-08-27	400	402	-2	-2
53 SHS. TEEKAY OFFSHORE PARTNERS LP	P	2012-07-09	2012-11-08	1417	1521	-104	-104
83 SHS. TELECOM CORP NEW ZEALAND	P	2012-02-01	2012-03-06	758	741	17	17
71 SHS. TELECOM CORP NEW ZEALAND	P	2012-02-01	2012-03-16	728	634	94	94
41 SHS. TELECOM CORP NEW ZEALAND	P	2012-07-09	2012-08-27	394	399	-5	-5
54 SHS. TESCO PLC ADR	P	2012-02-01	2012-02-23	805	834	-29	-29
24 SHS. TESCO PLC ADR	P	2012-02-01	2012-08-27	384	371	13	13
23 SHS. TEVA PHARMACEUTICAL INDUSTRIES ADR	P	2012-02-01	2012-08-27	929	1059	-130	-130
68 SHS. TEVA PHARMACEUTICAL INDUSTRIES ADR	P	2012-02-01	2012-10-22	2776	3130	-354	-354
13 SHS. TEVA PHARMACEUTICAL INDUSTRIES ADR	P	2012-03-09	2012-10-22	531	584	-53	-53
10 SHS. TEXAS CAPITAL BANCSHARES INC	P	2012-07-09	2012-08-27	443	408	35	35
36 SHS. TEXAS CAPITAL BANCSHARES INC	P	2012-07-09	2012-11-15	1551	1468	83	83
10 SHS. TEXTAINER GROUP HOLDINGS LTD	P	2012-07-09	2012-08-27	360	375	-15	-15
8 SHS. THERMO FISHER SCIENTIFIC INC	P	2012-02-01	2012-08-27	453	438	15	15
61 SHS. THERMON GROUP HOLDINGS INC	P	2012-09-07	2012-11-08	1397	1524	-127	-127
66 SHS. THK CO LTD UNSPON ADR	P	2012-02-01	2012-02-23	721	711	10	10
9 SHS. THOR INDUSTRIES INC	P	2012-09-28	2012-11-19	370	324	46	46
33 SHS. THOR INDUSTRIES INC	P	2012-09-28	2012-11-30	1252	1189	63	63
6 SHS. TIME WARNER CABLE INC	P	2012-02-01	2012-06-11	460	446	14	14
1 SHS. TIME WARNER CABLE INC	P	2012-02-01	2012-07-09	81	74	7	7
120 SHS. TIME WARNER INC	P	2012-02-01	2012-04-05	4398	4512	-114	-114
7 SHS. TIME WARNER INC	P	2012-03-09	2012-04-05	257	257	0	0
10 SHS. TIME WARNER INC	P	2012-03-09	2012-07-09	381	378	3	3
16 SHS. TJX COS INC NEW	P	2012-02-01	2012-06-21	700	546	154	154
17 SHS. TJX COS INC NEW	P	2012-03-09	2012-06-21	744	648	96	96
28 SHS. TJX COS INC NEW	P	2012-02-01	2012-08-27	1279	956	323	323
17 SHS. TJX COS INC NEW	P	2012-02-01	2012-09-25	749	580	169	169
51 SHS. TNT EXPRESS NV ADR	P	2012-02-01	2012-02-08	436	422	14	14
49 SHS. TNT EXPRESS NV ADR	P	2012-02-01	2012-02-22	630	406	224	224
24 SHS. TNT EXPRESS NV ADR	P	2012-02-01	2012-02-27	295	199	96	96
12 SHS. TORO CO	P	2012-07-20	2012-08-27	450	477	-27	-27
42 SHS. TORO CO	P	2012-07-20	2012-09-07	1641	1668	-27	-27
34 SHS. TORO CO	P	2012-11-15	2012-12-06	1416	1411	5	5
12 SHS. TOTAL FINA ELF SA ADR	P	2012-02-02	2012-08-27	590	643	-53	-53
8 SHS. TOWERS WATSON & CO CL A	P	2012-07-09	2012-08-27	432	480	-48	-48
5 SHS. TOYOTA MOTOR CORP SPON ADR	P	2012-02-01	2012-02-29	414	376	38	38
1 SHS. TOYOTA MOTOR CORP SPON ADR	P	2012-02-01	2012-08-27	82	75	7	7
4 SHS. TOYOTA MOTOR CORP SPON ADR	P	2012-03-09	2012-08-27	326	335	-9	-9
49 SHS. TRANSGLOBE ENERGY CORP	P	2012-07-09	2012-08-27	514	432	82	82
178 SHS. TRANSGLOBE ENERGY CORP	P	2012-07-09	2012-09-13	2086	1571	515	515
15 SHS. TW TELECOM INC	P	2012-07-09	2012-08-27	379	385	-6	-6
57 SHS. TW TELECOM INC	P	2012-07-09	2012-10-24	1463	1464	-1	-1
53 SHS. TYLER TECHNOLOGIES INC	P	2012-07-09	2012-07-27	2112	2162	-50	-50
29 SHS. UBS AG REG	P	2012-02-01	2012-02-08	419	407	12	12
14 SHS. ULTRATECH STEPPER INC	P	2012-07-09	2012-08-27	464	430	34	34
43 SHS. ULTRATECH STEPPER INC	P	2012-07-09	2012-09-26	1313	1321	-8	-8
8 SHS. UMB FINANCIAL CORP	P	2012-07-09	2012-08-27	391	417	-26	-26
30 SHS. UMB FINANCIAL CORP	P	2012-07-09	2012-09-07	1501	1565	-64	-64
29 SHS. UNILEVER NV NY	P	2012-02-01	2012-08-27	1008	986	22	22
85 SHS. UNILEVER NV NY	P	2012-02-01	2012-10-22	3101	2890	211	211
16 SHS. UNILEVER NV NY	P	2012-03-09	2012-10-22	584	535	49	49
10 SHS. UNILEVER PLC	P	2012-07-31	2012-08-27	359	358	1	1
7 SHS. UNION PACIFIC CORP	P	2012-02-01	2012-06-21	808	804	4	4
7 SHS. UNION PACIFIC CORP	P	2012-02-01	2012-08-27	866	804	62	62
17 SHS. UNITED OVERSEAS BK ADR	P	2012-02-01	2012-03-06	468	476	-8	-8
11 SHS. UNITED OVERSEAS BK ADR	P	2012-02-01	2012-08-27	346	308	38	38
16 SHS. UNITED PARCEL SERVICES INC- CL B	P	2012-02-01	2012-07-09	1267	1228	39	39
14 SHS. UNITED RENTALS INC	P	2012-07-09	2012-08-27	447	494	-47	-47
14 SHS. UNITED TECHNOLOGIES CORP	P	2012-02-01	2012-08-27	1128	1123	5	5
6 SHS. UNITED TECHNOLOGIES CORP	P	2012-03-09	2012-08-27	483	501	-18	-18
69 SHS. UNITED UTILITIES GROUP PLC	P	2012-02-01	2012-11-27	1481	1332	149	149
18 SHS. UNITEDHEALTH GROUP INC	P	2012-02-01	2012-07-09	1010	959	51	51
10 SHS. USANA HEALTH SCIENCES INC	P	2012-07-27	2012-08-27	434	450	-16	-16
31 SHS. USANA HEALTH SCIENCES INC	P	2012-07-27	2012-11-01	1362	1395	-33	-33
7 SHS. VALEANT PHARMACEUTICALS INTL INC	P	2012-07-09	2012-08-27	362	323	39	39
13 SHS. VALIDUS HOLDINGS LTD	P	2012-08-22	2012-08-27	433	439	-6	-6
187.077 SHS. VANGUARD PRIMECAP CORE FD-INV	P	2011-12-23	2012-02-01	2662	2539	123	123
13443.348 SHS. VAUGHAN NELSON VALUE OPPTY FD - Y	P	2012-07-02	2012-07-09	196273	200465	-4192	-4192
8 SHS. VERIZON COMMUNICATIONS	P	2012-02-01	2012-07-09	358	302	56	56
39 SHS. VERIZON COMMUNICATIONS	P	2012-03-09	2012-07-09	1745	1525	220	220
25 SHS. VERIZON COMMUNICATIONS	P	2012-02-01	2012-08-27	1069	945	124	124
19 SHS. VIACOM INC	P	2012-04-20	2012-08-27	955	903	52	52
20 SHS. VIEWPOINT FINANCIAL GROUP	P	2012-08-06	2012-08-27	374	359	15	15
13 SHS. VISTAPRINT NV	P	2012-07-09	2012-08-27	482	414	68	68
46 SHS. VISTAPRINT NV	P	2012-07-09	2012-12-27	1471	1465	6	6
7 SHS. VITAMIN SHOPPE INC	P	2012-07-09	2012-08-27	380	397	-17	-17
27 SHS. VITAMIN SHOPPE INC	P	2012-07-09	2012-10-24	1563	1532	31	31
54 SHS. VODAFONE GROUP PLC ADR	P	2012-02-01	2012-08-27	1582	1463	119	119
25 SHS. VODAFONE GROUP PLC ADR	P	2012-07-09	2012-08-27	732	707	25	25
7 SHS. WABCO HOLDINGS INC	P	2012-07-09	2012-08-27	409	360	49	49
16 SHS. WABCO HOLDINGS INC	P	2012-07-09	2012-09-10	977	824	153	153
23 SHS. WABTEC CORP	P	2012-07-09	2012-07-20	1754	1759	-5	-5
20 SHS. WAL-MART STORES INC	P	2012-02-01	2012-04-27	1184	1244	-60	-60
19 SHS. WAL-MART STORES INC	P	2012-02-01	2012-07-09	1363	1181	182	182
14 SHS. WAL-MART STORES INC	P	2012-06-19	2012-07-09	1005	949	56	56
3 SHS. WAL-MART STORES INC	P	2012-02-01	2012-08-27	217	187	30	30
11 SHS. WAL-MART STORES INC	P	2012-08-17	2012-08-27	797	797	0	0
21 SHS. WARNER CHILCOTT PLC CL A	P	2012-07-09	2012-08-27	358	385	-27	-27
114 SHS. WEB.COM GROUP INC	P	2012-07-09	2012-07-27	1770	2175	-405	-405
74 SHS. WELLS FARGO & CO NEW	P	2012-02-01	2012-07-09	2461	2212	249	249
16 SHS. WELLS FARGO & CO NEW	P	2012-06-11	2012-07-09	532	496	36	36
7 SHS. WESCO INTL	P	2012-07-09	2012-08-27	413	408	5	5
76 SHS. WESTERN UNION CO	P	2012-02-01	2012-08-27	1321	1459	-138	-138
214 SHS. WESTERN UNION CO	P	2012-02-01	2012-10-31	2718	4109	-1391	-1391
66 SHS. WESTERN UNION CO	P	2012-03-09	2012-10-31	838	1166	-328	-328
7 SHS. WEX INC	P	2012-07-23	2012-08-27	454	446	8	8
19 SHS. WEX INC	P	2012-07-23	2012-11-08	1310	1211	99	99
10 SHS. WI ENERGY CORP	P	2012-07-09	2012-08-27	384	400	-16	-16
37 SHS. WI ENERGY CORP	P	2012-07-09	2012-12-28	1350	1478	-128	-128
33 SHS. WILLIAMS COMPANIES INC	P	2012-06-11	2012-07-09	962	966	-4	-4
36 SHS. WILLIS GROUP HOLDINGS PLC	P	2012-02-01	2012-08-27	1330	1422	-92	-92
52 SHS. WINDSTREAM CORP	P	2012-06-11	2012-07-09	510	492	18	18
7 SHS. WPP PLC- SPONSORED ADR	P	2012-02-23	2012-08-27	467	447	20	20
28 SHS. WUXI PHARMATECH CAYMAN INC	P	2012-07-09	2012-08-27	393	395	-2	-2
8 SHS. WYNDHAM WORLDWIDE CORP	P	2012-02-01	2012-07-09	421	324	97	97
20 SHS. XL GROUP PLC	P	2012-07-09	2012-08-27	464	412	52	52
421 SHS. XSTRATA PLC	P	2012-02-01	2012-05-01	1585	1469	116	116
36 SHS. XYRATEX LTD	P	2012-07-09	2012-08-27	432	447	-15	-15
130 SHS. XYRATEX LTD	P	2012-07-09	2012-12-27	1118	1614	-496	-496
53 SHS. XYRATEX LTD	P	2012-11-08	2012-12-27	456	452	4	4
17 SHS. YUM! BRANDS INC	P	2012-02-01	2012-06-04	1092	1091	1	1
7 SHS. YUM! BRANDS INC	P	2012-03-09	2012-06-04	450	472	-22	-22
12 SHS. YUM! BRANDS INC	P	2012-02-01	2012-08-27	767	770	-3	-3
37 SHS. YUM! BRANDS INC	P	2012-02-01	2012-11-30	2482	2375	107	107
15 SHS. ZUMIEZ INC	P	2012-07-09	2012-08-27	470	564	-94	-94
42 SHS. ZUMIEZ INC	P	2012-07-09	2012-08-30	1325	1579	-254	-254
2713.459 SHS. COLUMBIA ACORN FD - Z	P	2008-06-23	2012-02-01	82815	75000	7815	7815
2.337 SHS. COLUMBIA ACORN FD - Z	P	2008-12-09	2012-02-01	71	39	32	32
17.349 SHS. COLUMBIA ACORN FD - Z	P	2008-12-09	2012-02-01	529	290	239	239
5.714 SHS. COLUMBIA ACORN FD - Z	P	2009-12-09	2012-02-01	174	135	39	39
3.36 SHS. COLUMBIA ACORN FD - Z	P	2010-06-11	2012-02-01	103	81	22	22
1.299 SHS. COLUMBIA ACORN FD - Z	P	2010-12-17	2012-02-01	40	38	2	2
77.71 SHS. COLUMBIA ACORN FD - Z	P	2010-12-17	2012-02-01	2372	2296	76	76
1574.449 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2008-06-23	2012-02-01	37488	35000	2488	2488
8.855 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2008-12-11	2012-02-01	211	130	81	81
2.732 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2009-06-17	2012-02-01	65	43	22	22
3.694 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2009-12-10	2012-02-01	88	71	17	17
2.545 SHS. COLUMBIA MARSICO FOCUSED EQUITIES FD	P	2010-12-14	2012-02-01	61	59	2	2
2732.24 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2008-06-05	2012-02-01	98115	100000	-1885	-1885
13.828 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2008-06-25	2012-02-01	497	477	20	20
12.727 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2008-09-24	2012-02-01	457	394	63	63
17.689 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2008-12-11	2012-02-01	635	404	231	231
13.753 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2009-03-27	2012-02-01	494	310	184	184
9.073 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2009-06-26	2012-02-01	326	230	96	96
5.901 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2009-09-25	2012-02-01	212	170	42	42
8.072 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2009-11-10	2012-02-01	290	244	46	46
5.159 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2010-04-01	2012-02-01	185	167	18	18
16.709 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2010-07-01	2012-02-01	600	490	110	110
7.369 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2010-10-01	2012-02-01	265	236	29	29
9.308 SHS. MAINSTAY ICAP SLCT EQTY FD - I	P	2010-12-15	2012-02-01	334	322	12	12
3902.212 SHS. SLCTED AM. SHS INC - D	P	2008-06-05	2012-02-01	163347	180000	-16653	-16653
73.871 SHS. SLCTED AM. SHS INC - D	P	2008-12-01	2012-02-01	3092	1893	1199	1199
41.449 SHS. SLCTED AM. SHS INC - D	P	2009-12-01	2012-02-01	1735	1523	212	212
62.457 SHS. SLCTED AM. SHS INC - D	P	2010-12-03	2012-02-01	2614	2471	143	143
15092.075 SHS. VANGUARD PRIMECAP CORE FD-INV	P	2008-06-05	2012-02-01	214760	200000	14760	14760
205.561 SHS. VANGUARD PRIMECAP CORE FD-INV	P	2008-12-26	2012-02-01	2925	1766	1159	1159
117.578 SHS. VANGUARD PRIMECAP CORE FD-INV	P	2009-12-30	2012-02-01	1673	1438	235	235
159.197 SHS. VANGUARD PRIMECAP CORE FD-INV	P	2010-12-29	2012-02-01	2265	2189	76	76
154 SHS. CIT GROUP INC	P	2009-12-10	2012-02-01	6014	4091	1923	1923
6558.673 SHS. FIDELITY FLOATING RATE HIGH INCM FD	P	2012-05-09	2012-07-06	63643	64586	-943	-943
1764.113 SHS. FIDELITY FLOATING RATE HIGH INCM FD	P	2012-05-09	2012-12-20	17500	17377	123	123
62.651 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-05-26	2012-05-09	917	932	-15	-15
59.608 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-06-23	2012-05-09	873	878	-5	-5
60.315 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-07-28	2012-05-09	883	902	-19	-19
65.591 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-08-25	2012-05-09	960	947	13	13
60.428 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-09-22	2012-05-09	885	864	21	21
63.664 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-10-27	2012-05-09	932	909	23	23
71.864 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-11-21	2012-05-09	1052	999	53	53
185.632 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-12-13	2012-05-09	2717	2547	170	170
51.672 SHS. LOOMIS SAYLES BOND FD - INS	P	2012-01-20	2012-05-09	756	738	18	18
1383.126 SHS. LOOMIS SAYLES BOND FD - INS	P	2012-01-31	2012-05-09	20247	20020	227	227
69.52 SHS. LOOMIS SAYLES BOND FD - INS	P	2012-02-21	2012-05-09	1018	1013	5	5
70.2 SHS. LOOMIS SAYLES BOND FD - INS	P	2012-03-22	2012-05-09	1028	1027	1	1
69.077 SHS. LOOMIS SAYLES BOND FD - INS	P	2012-04-20	2012-05-09	1011	1009	2	2
47.65 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-11-30	2012-01-31	511	488	23	23
21.136 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-12-27	2012-01-31	227	212	15	15
70.932 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-12-30	2012-01-31	760	713	47	47
81.498 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-02-02	2012-01-31	874	847	27	27
70.535 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-03-02	2012-01-31	756	739	17	17
75.54 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-04-04	2012-01-31	810	810	0	0
84.224 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-05-03	2012-01-31	903	941	-38	-38
83.163 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-06-02	2012-01-31	891	921	-30	-30
81.728 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-07-05	2012-01-31	876	901	-25	-25
80.837 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-08-02	2012-01-31	866	900	-34	-34
70.426 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-09-02	2012-01-31	755	787	-32	-32
81.468 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-09-30	2012-01-31	873	815	58	58
60.967 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-10-31	2012-01-31	654	645	9	9
24023.861 SHS. PIMCO HI YLD FD - INS	P	2012-01-31	2012-07-06	223883	221520	2363	2363
124.838 SHS. PIMCO HI YLD FD - INS	P	2012-02-29	2012-07-06	1163	1166	-3	-3
133.549 SHS. PIMCO HI YLD FD - INS	P	2012-03-30	2012-07-06	1245	1241	4	4
122.477 SHS. PIMCO HI YLD FD - INS	P	2012-04-30	2012-07-06	1141	1143	-2	-2
130.111 SHS. PIMCO HI YLD FD - INS	P	2012-05-31	2012-07-06	1213	1188	25	25
129.023 SHS. PIMCO HI YLD FD - INS	P	2012-06-29	2012-07-06	1202	1197	5	5
40.819 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-03-17	2012-01-31	529	546	-17	-17
39.485 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-04-19	2012-01-31	512	547	-35	-35
40.076 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-05-18	2012-01-31	520	551	-31	-31
40.038 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-06-17	2012-01-31	519	552	-33	-33
40.121 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-07-19	2012-01-31	520	555	-35	-35
40.64 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-08-17	2012-01-31	527	556	-29	-29
42.008 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-09-19	2012-01-31	545	557	-12	-12
43.169 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-10-19	2012-01-31	560	559	1	1
68.862 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-12-16	2012-01-31	893	844	49	49
217.832 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-12-16	2012-01-31	2825	2671	154	154
45.81 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2012-01-18	2012-01-31	594	577	17	17
43.785 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-11-16	2012-01-31	568	561	7	7
40.041 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-02-17	2012-01-31	519	541	-22	-22
22.705 SHS. ARTISAN INTL FUND IV	P	2011-12-14	2012-01-31	478	432	46	46
1732.673 SHS. BLACKROCK STRAT INCM OPP PORT	P	2012-07-06	2012-12-20	17480	16917	563	563
40.89 SHS. DODGE & COX INTL STOCK FD	P	2011-12-19	2012-01-31	1271	1183	88	88
1281.269 SHS. ING REAL ESTATE FUND	P	2012-01-31	2012-07-06	21000	19514	1486	1486
2157.830 SHS. LORD ABBETT BD-DEBENTURE FD INC - I	P	2012-07-06	2012-12-20	17480	16898	582	582
10.227 SHS. ARTISAN INTL FUND IV	P	2008-12-17	2012-01-31	215	154	61	61
17.657 SHS. ARTISAN INTL FUND IV	P	2008-12-17	2012-01-31	372	265	107	107
18.152 SHS. ARTISAN INTL FUND IV	P	2009-12-17	2012-01-31	382	368	14	14
56.116 SHS. ARTISAN INTL FUND IV	P	2008-12-17	2012-01-31	1182	843	339	339
1414.427 SHS. ARTISAN INTL FUND IV	P	2008-06-05	2012-01-31	29802	40000	-10198	-10198
12.59 SHS. ARTISAN INTL FUND IV	P	2010-12-20	2012-01-31	265	270	-5	-5
3.874 SHS. DODGE & COX INTL STOCK FD	P	2008-12-22	2012-01-31	120	81	39	39
21.137 SHS. DODGE & COX INTL STOCK FD	P	2009-12-21	2012-01-31	657	661	-4	-4
60.684 SHS. DODGE & COX INTL STOCK FD	P	2008-12-22	2012-01-31	1887	1272	615	615
98.256 SHS. DODGE & COX INTL STOCK FD	P	2008-12-22	2012-01-31	3055	2059	996	996
1353.114 SHS. DODGE & COX INTL STOCK FD	P	2008-06-05	2012-01-31	42065	60000	-17935	-17935
21.511 SHS. DODGE & COX INTL STOCK FD	P	2010-12-23	2012-01-31	669	761	-92	-92
13764.625 SHS. LOOMIS SAYLES BOND FD - INS	P	2010-11-10	2012-05-09	201497	200000	1497	1497
63.44 SHS. LOOMIS SAYLES BOND FD - INS	P	2010-11-26	2012-05-09	929	900	29	29
92.874 SHS. LOOMIS SAYLES BOND FD - INS	P	2010-12-13	2012-05-09	1360	1310	50	50
62.934 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-01-27	2012-05-09	921	906	15	15
61.173 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-02-24	2012-05-09	896	885	11	11
63.929 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-03-24	2012-05-09	936	927	9	9
58.882 SHS. LOOMIS SAYLES BOND FD - INS	P	2011-04-28	2012-05-09	862	876	-14	-14
17870.82 SHS. PIMCO EMERGING LOCAL BOND FD	P	2010-11-10	2012-01-31	191581	199989	-8408	-8408
51.763 SHS. PIMCO EMERGING LOCAL BOND FD	P	2010-12-02	2012-01-31	555	550	5	5
381.051 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-01-03	2012-01-31	4084	4058	26	26
82.49 SHS. PIMCO EMERGING LOCAL BOND FD	P	2011-01-04	2012-01-31	884	879	5	5
55.861 SHS. PIMCO EMERGING LOCAL BOND FD	P	2010-11-10	2012-02-03	589	625	-36	-36
1828.154 SHS. PIMCO TOT RTN FUND	P	2009-02-12	2012-01-23	19980	18703	1277	1277
19784.173 SHS. PIMCO TOT RTN FUND	P	2009-02-12	2012-01-31	219980	202398	17582	17582
3171.944 SHS. PIMCO TOT RTN FUND	P	2009-02-12	2012-07-06	36045	32450	3595	3595
1544.572 SHS. PIMCO TOT RTN FUND	P	2009-02-12	2012-12-20	17480	15801	1679	1679
34.576 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-04-19	2012-01-31	448	468	-20	-20
39.271 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-05-19	2012-01-31	509	520	-11	-11
39.929 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-06-17	2012-01-31	518	519	-1	-1
40.151 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-07-19	2012-01-31	521	523	-2	-2
39.317 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-08-20	2012-01-31	510	525	-15	-15
39.108 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-09-17	2012-01-31	507	528	-21	-21
35.366 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-03-17	2012-01-31	459	466	-7	-7
21.46 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-06-18	2012-01-31	278	244	34	34
35.758 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-01-15	2012-01-31	464	463	1	1
35.839 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-02-16	2012-01-31	465	461	4	4
35.897 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-11-16	2012-01-31	466	457	9	9
35.932 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-10-15	2012-01-31	466	456	10	10
36.038 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-07-16	2012-01-31	467	412	55	55
36.25 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-08-20	2012-01-31	470	414	56	56
36.479 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-12-15	2012-01-31	473	460	13	13
36.852 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-09-15	2012-01-31	478	453	25	25
37.071 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-09-17	2012-01-31	481	415	66	66
37.455 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-08-17	2012-01-31	486	452	34	34
37.645 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-05-15	2012-01-31	488	446	42	42
37.745 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-10-15	2012-01-31	489	417	72	72
37.981 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-07-15	2012-01-31	493	449	44	44
38.183 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-06-15	2012-01-31	495	448	47	47
38.437 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-04-15	2012-01-31	498	442	56	56
38.665 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-11-19	2012-01-31	501	418	83	83
38.868 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-01-15	2012-01-31	504	437	67	67
40.627 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-02-17	2012-01-31	527	436	91	91
40.702 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2009-03-16	2012-01-31	528	439	89	89
341.475 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-12-17	2012-01-31	4428	3763	665	665
3524.229 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-06-23	2012-01-31	45703	40030	5673	5673
5152.062 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2008-06-05	2012-01-31	66813	60000	6813	6813
38.463 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-10-19	2012-01-31	499	530	-31	-31
39.192 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-11-17	2012-01-31	508	531	-23	-23
139.457 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2010-12-17	2012-01-31	1809	1866	-57	-57
40.082 SHS. TEMPLETON GLBL BOND FD/US - ADV	P	2011-01-20	2012-01-31	520	542	-22	-22
2692 SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-01-23	2692	2488	204	204
4.49 SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-02-01	4	4	0	0
6282 SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-02-01	6266	5490	776	776
2383.28 SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-02-23	2378	2139	239	239
SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-01-23	931	800	131	131
SHS. CIT GROUP INC NEW SECD NT SER A	P	2009-12-10	2012-02-21	1168	1003	165	165
50000 SHS. JP MORGAN CHASE & CONOTE	P	2006-11-28	2012-02-01	55000	50313	4687	4687
CUMMULATIVE ROUNDING DIFFERENCE	P	2012-12-31	2012-12-31	8	66	-58	-58
CAPITAL GAINS DIVIDENDS	P			2703		2703	2703

Field	Value	IRS element (for citing)
Capital Gain Net Income	23341	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	103668	QualifyingDistributionsYear1
Noncharitable Assets Year1	2171884	NoncharitableAssetsYear1
Distribution Ratio Year1	0.047732	DistributionRatioYear1
Qualifying Distributions Year2	81158	QualifyingDistributionsYear2
Noncharitable Assets Year2	2093114	NoncharitableAssetsYear2
Distribution Ratio Year2	0.038774	DistributionRatioYear2
Qualifying Distributions Year3	40750	QualifyingDistributionsYear3
Noncharitable Assets Year3	1845507	NoncharitableAssetsYear3
Distribution Ratio Year3	0.022081	DistributionRatioYear3
Qualifying Distributions Year4	47000	QualifyingDistributionsYear4
Noncharitable Assets Year4	1889033	NoncharitableAssetsYear4
Distribution Ratio Year4	0.024880	DistributionRatioYear4
Qualifying Distributions Year5	325	QualifyingDistributionsYear5
Noncharitable Assets Year5	1919963	NoncharitableAssetsYear5
Distribution Ratio Year5	0.000169	DistributionRatioYear5
Total Distribution Ratio	0.133636	TotalDistributionRatio
Average Distribution Ratio	0.026727	AverageDistributionRatio
Net Noncharitable Assets	2180654	NetNoncharitableAssets
Adjusted Noncharitable Assets	58282	AdjustedNoncharitableAssets
One Percent Net Investment Income	786	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	59068	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	110000	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	786	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	786	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	786	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1083	EstTaxPaymentsAndOverpayment
Total Credits And Payments	1083	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Overpayment	297	Overpayment
Amount Credited To Next Year	297	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	FL	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	NEIL K BRAVERMAN	BooksInCareOfPersonName
Books In Care Of Phone Number	2395929914	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	4454 WAYSIDE DRIVE	AddressLine1
City	NAPLES	City
State	FL	State
ZIP Code	34119	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
NEIL BRAVERMAN
4454 WAYSIDE DRIVE	NAPLES	FL	34119	PRESIDENT	0.00	0	0	0
JEANNE BRAVERMAN
4454 WAYSIDE DRIVE	NAPLES	FL	34119	VICE PRESIDENT	0.00	0	0	0
STEVEN BRAVERMAN
4454 WAYSIDE DRIVE	NAPLES	FL	34119	DIRECTOR	0.00	0	0	0
DAVID BRAVERMAN
4454 WAYSIDE DRIVE	NAPLES	FL	34119	DIRECTOR	0.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	DIRECT CASH CONTRIBUTIONS TO ORGANIZED CHARITIES. SEE DETAIL - FORM 990PF, PAGE 11, PART XV, 3A.	Description1
Expenses1	0	Expenses1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	2166520	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	47342	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	2213862	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	2213862	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	33208	CashDeemedCharitable
Net Noncharitable Assets	2180654	NetNoncharitableAssets
Minimum Investment Return	109033	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	109033	MinimumInvestmentReturn
Tax Based On Investment Income	786	TaxBasedOnInvestmentIncome
Total Tax	786	TotalTax
Distributable Amount Before Adj	108247	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	108247	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	108247	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	110000	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	110000	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	786	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	109214	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	108247	DistributableAmountAsAdjusted
Undistributed Income Prior Year	106168	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	110000	QualifyingDistributions
Applied To Year1	106168	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	3832	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	104415	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	NEIL BRAVERMAN	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
JEWISH NATIONAL FUND
42 EAST 69TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL PROGRAM SERVICES	$90,000
FIDELITY CHARITABLE - DONOR ADVISED FUND
PO BOX 770001	CINCINNATI	OH	45277	NONE	PUBLIC CHARITY	GENERAL PROGRAM SERVICES	$20,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	110000	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$60,706	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$52	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$23,341	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$84,099	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	84099	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	FIDELITY 7859 - CORP BONDS	NameOfBond
EOY Book Value	0	EOYBookValue
EOYFMV	0	EOYFMV

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (2 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
FIDELITY 7859 - CORP STOCK	0	0
FIDELITY 4138 - CORPORATE STOCK	689130	740406

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
FIDELITY 7859 - MUTUAL FUNDS	AT COST	1073462	1086983
FIDELITY 7859 - STRUCTURED NOTES	AT COST	300020	385050

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$730	Amount
Net Investment Income	730	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

DescriptionDescription	AmountAmount
FMV ADJUSTMENT	$8,223
BOOK/TAX DIFFERENCE FOR WASH SALES	$1,747

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
ANNUAL REPORT FEE	61	61	0
INVESTMENT FEES	3860	3860	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	BANK OF AMERICA - FAIR FUND PAYOUT	Description
Revenue And Expenses Per Books	52	RevenueAndExpensesPerBooks
Net Investment Income	52	NetInvestmentIncome
Adjusted Net Income	52	AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FEDERAL INCOME TAXES	$500	0	0
FOREIGN TAXES	$898	898	0

BRAVERMAN FAMILY FOUNDATION INC: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (990 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Other Investment Income Part VII OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (2 entries)

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments