DALHOUSIE UNIVERSITY FOUNDATION INC: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
DALHOUSIE UNIVERSITY FOUNDATION INC (EIN 13-6161449)
Tax period
2012-01-01 to 2012-12-31
Filed
2013-10-21
IRS object ID
201312949349300921
Schema version
2012v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-10-21T11:19:43-05:00Timestamp
Tax Period End Date2012-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN113260208EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1ROTHENBERG & PETERS PLLCBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line11 LINDEN PLACE - SUITE 211AddressLine1
CityGREAT NECKCity
StateNYState
ZIP Code110212640ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2012-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN136161449EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1DALHOUSIE UNIVERSITY FOUNDATION INCBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlDALHNameControl
Phone2122421270Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1C/O TODD PARKIN 4 EAST 89TH STREETAddressLine1
Address Line2NO 2FAddressLine2
CityNEW YORKCity
StateNYState
ZIP Code10128ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSANJAY GOPALName
TitlePRESIDENTTitle
Phone2122421270Phone
Date Signed2013-10-16DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameNEIL PETERSName
PTINP00118237PTIN
Phone5167733200Phone
Date Prepared2013-10-15DatePrepared
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonSANJAY GOPALNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1300 WEST 72ND STREET APT 6BAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10023ZIPCode
FieldValueIRS element (for citing)
Gross Receipts206637GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteN/AWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1957YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionDALHOUSIE UNIVERSITY FOUNDATION INC COLLECTS CONTRIBUTIONS FROM ALUMNI, THEIR CONTACTS AND OTHERS AND FORWARDS SAME TO THE UNIVERSITY IN HALIFAX, NOVA SCOTIA FOR USE IN THEIR EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS.ActivityOrMissionDescription
Nbr Voting Members Governing Body16NbrVotingMembersGoverningBody
Nbr Independent Voting Members16NbrIndependentVotingMembers
Total Nbr Employees0TotalNbrEmployees
Total Nbr Volunteers0TotalNbrVolunteers
Total Gross UBI0TotalGrossUBI
Net Unrelated Business Txbl Income0NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year216086ContributionsGrantsPriorYear
Contributions Grants Current Year196576ContributionsGrantsCurrentYear
Program Service Revenue Prior Year0ProgramServiceRevenuePriorYear
Program Service Revenue CY0ProgramServiceRevenueCY
Investment Income Prior Year147InvestmentIncomePriorYear
Investment Income Current Year61InvestmentIncomeCurrentYear
Other Revenue Prior Year0OtherRevenuePriorYear
Other Revenue Current Year10000OtherRevenueCurrentYear
Total Revenue Prior Year216233TotalRevenuePriorYear
Total Revenue Current Year206637TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year556000GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY21775GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year0SalariesEtcPriorYear
Salaries Etc Current Year0SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year8211OtherExpensePriorYear
Other Expenses Current Year10610OtherExpensesCurrentYear
Total Expenses Prior Year564211TotalExpensesPriorYear
Total Expenses Current Year32385TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-347978RevenuesLessExpensesPriorYear
Revenues Less Expenses CY174252RevenuesLessExpensesCY
Total Assets BOY200411TotalAssetsBOY
Total Assets EOY374663TotalAssetsEOY
Total Liabilities BOY7500TotalLiabilitiesBOY
Total Liabilities EOY7500TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY192911NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY367163NetAssetsOrFundBalancesEOY
Mission DescriptionDALHOUSIE UNIVERSITY FOUNDATION INC COLLECTS CONTRIBUTIONS FROM ALUMNI, THEIR CONTACTS AND OTHERS AND FORWARDS SAME TO THE UNIVERSITY IN HALIFAX, NOVA SCOTIA FOR USE IN THEIR EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense21775Expense
Grants21775Grants
Revenue206637Revenue
DescriptionDALHOUSIE UNIVERSITY FOUNDATION INC COLLECTS CONTRIBUTIONS FROM ALUMNI AND OTHERS TO BE FORWARDED TO DALHOUSIE UNIVERSITY IN HALIFAX, NOVA SCOTIA, CANADA.Description
Total Program Service Expense21775TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities0LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip0ReportLandBldgEquip
Report Invest Oth Securities0ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities0ReportOtherLiabilities
Report Fin48 Footnote0ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt0ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations1MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations0GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required0ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member0BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions0DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity0RelatedEntity
Related Org Controlled Entity0RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org0TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With10960NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees0NumberOfEmployees
Unrelated Business Income0UnrelatedBusinessIncome
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members16NbrVotingGoverningBodyMembers
Number Independent Voting Members16NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders0MembersOrStockholders
Election Of Board Members0ElectionOfBoardMembers
Decisions Subject To Approval0DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body0Form990ProvidedToGoverningBody
Conflict Of Interest Policy0ConflictOfInterestPolicy
Whistleblower Policy0WhistleblowerPolicy
Document Retention Policy0DocumentRetentionPolicy
Compensation Process CEO0CompensationProcessCEO
Compensation Process Other0CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1TODD PARKINBusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number2122421270TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line14 EAST 89TH STREET - SUITE 2FAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10128ZIPCode
FieldValueIRS element (for citing)
No Listed Persons CompensatedXNoListedPersonsCompensated

Form990 Part VII Section A Form990PartVIISectionA (15 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensation
SANJAY GOPAL
PRESIDENT1.00XX000
SEAN SMITH
VICE PRESIDENT1.00XX000
ANGELA TRAINOR
TREASURER2.00XX000
TODD PARKIN
SECRETARY1.00XX000
DOROTHY SAFFRON
DIRECTOR0.00X000
ROBERT PARKIN
DIRECTOR0.00X000
BRUCE FRASIER
DIRECTOR0.00X000
HOWARD GIRVEN
DIRECTOR0.00X000
IRVING FISH
DIRECTOR0.00X000
VIVIEN BONIUK
DIRECTOR0.00X000
ARTHUR COBIN
DIRECTOR0.00X000
MARY ANN HAINES
DIRECTOR0.00X000
CRAIG HAINES
DIRECTOR0.00X000
JOAN CASEY
DIRECTOR0.00X000
EVA RADO BALAZS
DIRECTOR0.00X000
FieldValueIRS element (for citing)
Total Reportable Comp From Org0TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation0TotalOtherCompensation
Number Individuals GT100 K0NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K0TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources
Number Of Contractors GT100 K0NumberOfContractorsGT100K
All Other Contributions196576AllOtherContributions
Total Contributions196576TotalContributions

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column61TotalRevenueColumn
Exclusion$61ExclusionAmount

Other Revenue Misc OtherRevenueMisc

FieldValueIRS element (for citing)
DescriptionOTHER INCOME - EXPENSEDescription
Business Code900099BusinessCode
Total Revenue Column10000TotalRevenueColumn
Exclusion$10,000ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue10000TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column206637TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$10,061ExclusionAmount

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total21775Total
Program Services21775ProgramServices

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total10400Total
Management And General10400ManagementAndGeneral

Other Expenses OtherExpenses (2 entries)

DescriptionDescriptionTotalTotalManagement And GeneralManagementAndGeneral
BROKERAGE FEES150150
NYS FILING FEE6060

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total32385Total
Program Services21775ProgramServices
Management And General10610ManagementAndGeneral
Fundraising0Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY200411BOY
EOY374663EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY200411BOY
EOY374663EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY7500BOY
EOY7500EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY7500BOY
EOY7500EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY192911BOY
EOY367163EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY192911BOY
EOY367163EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY200411BOY
EOY374663EOY
FieldValueIRS element (for citing)
Reconcilation Revenue Expenses174252ReconcilationRevenueExpenses
Reconcilation Other Changes0ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement SeparateXFinancialStatementSeparate
FieldValueIRS element (for citing)
Audit Committee0AuditCommittee
Federal Grant Audit Required0FederalGrantAuditRequired

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org170b1 AviXPubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years195916CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years320833CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years611182CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year216086CurrentTaxYearMinus1Year
Current Tax Year196576CurrentTaxYear
Total1540593Total

Total170 Total170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years195916CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years320833CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years611182CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year216086CurrentTaxYearMinus1Year
Current Tax Year196576CurrentTaxYear
Total1540593Total
FieldValueIRS element (for citing)
Amounts Subst Contributors Total1085583AmountsSubstContributorsTotal
Public Support Total170455010PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years89CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years68CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years256CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year147CurrentTaxYearMinus1Year
Current Tax Year61CurrentTaxYear
Total621Total

Other Income170 OtherIncome170

FieldValueIRS element (for citing)
Current Tax Year10000CurrentTaxYear
Total10000Total
FieldValueIRS element (for citing)
Total Support1551214TotalSupport
Public Support Pertcentage1700.29330PublicSupportPertcentage170
Public Support Pertcent Prior Year0.33450PublicSupportPertcentPriorYear
Thirty Three Percnt Tests PY170XThirtyThreePercntTestsPY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Total Of Book Value Land Buildings0TotalOfBookValueLandBuildings
Tot Revenue Etc Audited Fincl Stmt206637TotRevenueEtcAuditedFinclStmt
Revenue Not Rptd F9900RevenueNotRptdF990
Revenue Subtotal206637RevenueSubtotal
Revenue Not Rptd On Fin Stmt0RevenueNotRptdOnFinStmt
Total Revenue Per Form990206637TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt32385TotExpensesEtcAuditedFinclStmt
Expenses Not Rptd F9900ExpensesNotRptdF990
Expenses Subtotal32385ExpensesSubtotal
Expenses Not Rptd On Fin Stmt0ExpensesNotRptdOnFinStmt
Total Expenses Per Form99032385TotalExpensesPerForm990

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained0GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable

FieldValueIRS element (for citing)
RegionNORTH AMERICA - CANADA AND MEXICO, BUTRegion
Number Of Offices0NumberOfOffices
Number Of Employees0NumberOfEmployees
Type Of Activities ConductedCONTRIBUTIONS FOR SCIENTIFIC & EDUCATIONAL RESEARCH PROGRAMS.TypeOfActivitiesConducted
Specific Services ProvidedTHE FOUNDATION COLLECTS CONTRIBUTIONS FROM ALUMNI AND SENDS SAME TO THE UNIVERSITY IN HALIFAX, NOVA SCOTIA FOR USE IN THEIR EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS.SpecificServicesProvided
Total Expenditures21775TotalExpenditures
FieldValueIRS element (for citing)
Subtotal Number Of Offices0SubtotalNumberOfOffices
Subtotal Number Of Employees0SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices0TotalNumberOfOffices
Total Number Of Employees0TotalNumberOfEmployees
Subtotal Amount Spent21775SubtotalAmountSpent
Cont Amount Spent0ContAmountSpent
Total Amount Spent21775TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS

FieldValueIRS element (for citing)
RegionCANADARegion
Purpose Of GrantEDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS.PurposeOfGrant
Amount Of Cash Grant21775AmountOfCashGrant
Manner Of Cash DisbursementCHECKMannerOfCashDisbursement
FieldValueIRS element (for citing)
Transfer To Foreign Corp0TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp0OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:Identifier
ExplanationSCHEDULE F, PART I, LINE 2: DALHOUSIE UNIVERSITY FOUNDATION INC COLLECTS CONTRIBUTIONS FROM ALUMNI, THEIR CONTACTS AND OTHERS AND FORWARDS SAME TO THE UNIVERSITY IN HALIFAX, NOVA SCOTIA FOR USE IN THEIR EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (3 entries)

Return ReferenceReturnReferenceExplanationExplanation
FORM 990, PART VI, SECTION A, LINE 2DIRECTORS THAT HAVE FAMILY RELATIONSHIPS: CRAIG HAINES & MARY ANN HAINES, MARTHA CASEY & JOAN CASEY, SONJAY GOPAL & ANGELA TRAINOR, TODD PARKIN & ROBERT PARKIN, ARTHUR COBIN & VIVAN BONIUK.
FORM 990, PART VI, SECTION B, LINE 11NOT APPLICABLE.
FORM 990, PART VI, SECTION C, LINE 19AVAILABLE UPON REQUEST.

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