DOROTHY B FRANCIS CHARITABLE FOUNDA TION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- DOROTHY B FRANCIS CHARITABLE FOUNDA TION (EIN 35-2235189)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-08-30
- IRS object ID
- 201312429349100501
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-08-30T08:26:12-07:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Alex & Company CPAs | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8044 Montgomery Road Suite 720 | AddressLine1 |
| City | Cincinnati | City |
| State | OH | State |
| ZIP Code | 45236 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352235189 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE DOROTHY B FRANCIS CHARITABLE | BusinessNameLine1 |
| Business Name Line2 | FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | DORO | NameControl |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8044 MONTGOMERY ROAD | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45236 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAVID J ALEX | Name |
| Title | President | Title |
| Date Signed | 2013-08-30 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David J Alex | Name |
| PTIN | P00009212 | PTIN |
| Phone | 5137941900 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 4534975 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 204 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 204 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 204 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 229100 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 229100 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 229100 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | -118081 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 350292 | GrossSalesPrice |
| Total Revenue And Expenses | 111223 | TotalRevenueAndExpenses |
| Total Net Investment Income | 229304 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 229304 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 75 | AccountingFeesRevAndExpnss |
| Taxes Rev And Expnss | 1167 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 32289 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 32289 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 32289 | OtherExpensesAdjNetIncm |
| Tot Opr Expenses Rev And Expnss | 33531 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 32289 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 32289 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 20250 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 20250 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 53781 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 32289 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 32289 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 20250 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 57442 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 197015 | NetInvestmentIncome |
| Adjusted Net Income | 197015 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 312553 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 209629 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 209629 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 3915662 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4067234 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4325346 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 4228215 | TotalAssetsBOY |
| Total Assets EOY | 4276863 | TotalAssetsEOY |
| Total Assets EOYFMV | 4534975 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 4228215 | CapitalStockBOY |
| Capital Stock EOY | 4276863 | CapitalStockEOY |
| Total Net Assets BOY | 4228215 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4276863 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4228215 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4276863 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4228215 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 57442 | ExcessOfRevenueOverExpenses |
| Subtotal | 4285657 | Subtotal |
| Other Decreases | 8794 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 4276863 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -118081 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -26648 | NetShortTermCapitalGainOrLoss |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 3940 | InvestmentIncomeExciseTax |
| Subtotal | 3940 | Subtotal |
| Tax Based On Investment Income | 3940 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4000 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 4000 | TaxPaidWithExtension |
| Total Credits And Payments | 8000 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 12 | PenaltyForUnderpayment |
| Overpayment | 4048 | Overpayment |
| Amount Credited To Next Year | 4048 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | false | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | OH | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX & COMPANY CPAS | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 5137941900 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8044 MONTGOMERY ROAD 720 | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45236 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| VIRGINIA CLARK | ||||||
| 8044 MONTGOMERY RD STE 720 | CINCINNATI | OH | 45236 | Secretary | 1.00 | 0 |
| DAIN PAIGE | ||||||
| 8044 MONTGOMERY RD STE 720 | CINCINNATI | OH | 45236 | Treasurer | 1.00 | 0 |
| DAVID J ALEX | ||||||
| 8044 MONTGOMERY RD STE 720 | CINCINNATI | OH | 45236 | President | 1.00 | 0 |
| CAROLYN McCLINTOCK | ||||||
| 8044 MONTGOMERY RD STE 720 | CINCINNATI | OH | 45236 | Vice President | 1.00 | 0 |
| DOROTHY B FRANCIS | ||||||
| 8044 MONTGOMERY RD STE 720 | CINCINNATI | OH | 45236 | Chair Emeritus | 1.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 4141954 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 237496 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 4379450 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 4379450 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 65692 | CashDeemedCharitable |
| Net Noncharitable Assets | 4313758 | NetNoncharitableAssets |
| Minimum Investment Return | 215688 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 215688 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3940 | TaxBasedOnInvestmentIncome |
| Total Tax | 3940 | TotalTax |
| Distributable Amount Before Adj | 211748 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 211748 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 211748 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 20250 | ExpensesAndContributions |
| Qualifying Distributions | 20250 | QualifyingDistributions |
| Adj Qualifying Distributions | 20250 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 211748 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 317163 | ExcessDistriCarryoverYear5 |
| Total Excess Distri Carryover | 317163 | TotalExcessDistriCarryover |
| Qualifying Distributions | 20250 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 20250 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 191498 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 191498 | ExcessDistriCyovAppliedCY |
| Total Corpus | 125665 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 125665 | ExcessDistriCyovFromYear5 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | DOROTHY B FRANCIS | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | DOROTHY B FRANCIS FOUNDATION | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8044 MONTGOMERY ROAD STE 720 | AddressLine1 |
| City | CINCINNATI | City |
| State | OH | State |
| ZIP Code | 45236 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 5137941900 | RecipientPhoneNumber |
| Form And Info And Materials | ANY FORM IS ACCEPTABLE. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (5 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| UNITED COALITION FOR ANIMALS | ||||||
| 1230 W 8TH STREET | CINCINNATI | OH | 45203 | NONE | GENERAL CHARITABLE | $10,000 |
| HAMILTON COUNTY PARK DISTRICT | ||||||
| 10245 WINTON ROAD | CINCINNATI | OH | 45231 | NONE | GENERAL CHARITABLE | $10,000 |
| SPCA CINCINNATI | ||||||
| 11900 CONREY ROAD | CINCINNATI | OH | 45249 | NONE | GENERAL CHARITABLE | $100 |
| THE HUMANE SOCIETY OF THE US | ||||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | NONE | GENERAL CHARITABLE | $50 |
| DEFENDERS OF WILDLIFE | ||||||
| 1130 17TH ST NW | WASHINGTON | DC | 20036 | NONE | GENERAL CHARITABLE | $100 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 20250 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $204 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $229,100 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$118,081 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $111,223 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 111223 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $75 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (88 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| PHILLIPS 66 SHS - 549.0803 SHARES | 15398 | 29156 |
| DUKE ENERGY CORP NEW - 1109.0472 SHARES | 50408 | 70757 |
| DOUBLELINE TOTAL RETURN BOND FUND CL I | 65156 | 66434 |
| COHEN AND STEERS QUALITY INCOME REALTY | 60515 | 30361 |
| WALGREEN CO - 505.5053 SHARES | 21189 | 18709 |
| BOARDWALK PIPELINE PTNRS - 529.7904 SHS | 13379 | 13192 |
| VALERO ENERGY CORP NEW - 1816.1165 SHS | 45024 | 61966 |
| TEVA PHARMACTCL INDS ADR - 715.3119 SHS | 33177 | 26710 |
| ROYAL DUTCH SHEL PLC SPONS ADR B - 600 | 43568 | 42534 |
| NATIONAL GRID PLC SP ADR - 1,200 SHS | 54505 | 68928 |
| MARATHON PETROLEUM CORP - 2,040.8571 SHS | 68317 | 128574 |
| JOHNSON AND JOHNSON COM - 422.0312 SHS | 25804 | 29584 |
| FORD MOTOR CO - 3201.7772 SHARES | 36438 | 41463 |
| CISCO SYSTEMS INC - 2017.3744 SHARES | 38740 | 39640 |
| APPLE INC - 100 SHARES | 44402 | 53217 |
| PROLOGIS INC - 520.546 SHARES | 13490 | 18995 |
| AXIS CAPITAL HOLDINGS LTD - 3215.0820 SH | 109635 | 111370 |
| ABBOTT LABS - 842.4927 SHARES | 39595 | 55183 |
| PRINCIPAL GLOBAL DIVERSIFIED INCOME CL A | 58285 | 60010 |
| EATON VANCE TAX-MNGD GLBL DIV EQTY INCM | 81361 | 71585 |
| EATON VANCE TAX-MANAGED DIVER EQTY INCM | 74143 | 64854 |
| WELLPOINT INC - 400 SHARES | 22230 | 24368 |
| WILLIAMS PARTNERS LP - 931.3025 SHARES | 38586 | 45317 |
| ENERGY TRANSFER PTNRS LP - 6,484.1028 SH | 320006 | 278363 |
| TEXAS INSTRUMENTS - 1303.8837 SHARES | 41107 | 40277 |
| SEADRILL LTD - 2,814.0864 SHARES | 96972 | 103558 |
| J M SMUCKER CO - 100 SHARES | ||
| PETROLEO BRAS SA ADR - 9,645.8016 SHARES | ||
| PPL CORPORATION - 1,619.3661 SHARES | 41788 | 46362 |
| NEXTERA ENERGY INC SHS - 1,038.9457 SHS | 54767 | 71885 |
| MICROSOFT CORP - 1,241.3510 SHS | 32509 | 33156 |
| MERCK AND CO INC SHS - 1,564.5825 SHARES | 52507 | 64054 |
| MEDCO HEALTH SOLUTIONS I - 200 SHARES | ||
| ELI LILLY & CO - 3,193.2493 SHARES | 113959 | 157491 |
| JPMORGAN CHASE & CO - 824.2361 SHARES | 33149 | 36241 |
| EXXON MOBIL CORP - 600 SHARES | 40666 | 51930 |
| COCA COLA COM - 200 SHARES | 5471 | 7250 |
| BRISTOL-MYERS SQUIBB CO - 1599.4407 SHS | 41477 | 52126 |
| BERKSHIRE HATHAWAYINC - 500 SHARES | 36375 | 44850 |
| TCW TOTAL RETURN BOND FD CL I | 58549 | 62093 |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED | 103927 | 114321 |
| FIRST TRUST ENH EQUITY INC | 13130 | 15172 |
| WAL-MART STORES INC - 1,026.2949 SHARES | 54246 | 70024 |
| BUCKEYE PARTNERS LP - 1,795.9326 SHARES | 86256 | 81553 |
| PROGRESS ENERGY INC - 1,211.8260 SHARES | ||
| HCP INC - 648.7482 SHARES | 14349 | 29297 |
| FRANCE TELECOM ADR - 2,165.6988 SHARES | ||
| EXELON CORPORATION - 1617.0586 SHARES | 68638 | 48091 |
| CHEVRON CORP - 100 SHARES | 6452 | 10814 |
| CENTURYLINK INC - 4,400.3831 SHARES | 177907 | 172143 |
| CSX CORP - 1829.5448 SHARES | 36466 | 36097 |
| BOEING COMPANY - 609.6471 SHARES | 44321 | 45943 |
| ARCHER DANIELS MIDLD - 588.9134 SHARES | ||
| AMERICAN FINL GRP HLDGS - 1,028.8448 SHS | 25555 | 40660 |
| AFLAC INC - 1,025.0676 SHARES | 36049 | 54452 |
| BLACKROCK HLTH SCIENCES TRUST | ||
| EATON VANCE TAX MAN GLB | 172008 | 159599 |
| MFS INTERMEDIATE INCOME | 128477 | 131030 |
| UNITEDHEALTH GROUP INC - 100 SHARES | 3015 | 5424 |
| PITNEY BOWES INC - 1,143.8585 SHARES | ||
| PFIZER INC- 1,119.6148 SHARES | 19465 | 28079 |
| MONSANTO CO NEW DEL COM - 398 SHARES | 28812 | 37670 |
| CHESAPEAKE ENERGY OKLA - 3.9106 SHARES | 92 | 65 |
| BLACKROCK CAP&INC | 110887 | 82234 |
| CLOUGH GLBL OPPTYS | 103958 | 73108 |
| ADVENT/CLAY ENHCD G&I | ||
| EATON VANCE TX-AD GL OPP | 43157 | 44321 |
| COHEN & STEERS SELECT INFRASTRUCTURE | 110433 | 99893 |
| COHEN & STEERS REIT & PFD INCOME FD | ||
| ALLIANCEBERNSTEIN GLOBAL HIGH | 16704 | 19845 |
| ENDURANCE SPECIALTY HLDG - 544.5156 SHS | 19336 | 21612 |
| CATERPILLAR INC - 329.3709 SHARES | 13266 | 29514 |
| AT&T INC - 1,462.0778 SHARES | 39917 | 49287 |
| COHEN & STEERS CLOSED END OPPTY FUND INC | 110267 | 82872 |
| LMP CAP & INCOME FD INC | 24094 | 18285 |
| WELLS FARGO & CO NEW DEL - 217.4034 SHS | 7230 | 7431 |
| SHIP FIN INTL LTD - 237.0321 SHARES | ||
| GENERAL ELECTRIC - 1933.9932 SHARES | 40477 | 40595 |
| DELL INC - 2500 SHARES | 41050 | 25350 |
| CINTAS CORP OHIO - 202.6251 SHARES | ||
| VERIZON COMMUNICATIONS COM- 215.6474 SHS | 7072 | 9331 |
| MARATHON OIL CORP- 2,923.8342 SHARES | 69414 | 89645 |
| INTEL CORP- 1628.6402 SHARES | 43914 | 33583 |
| DEERE CO- 211.6257 SHARES | 6936 | 18289 |
| CONOCOPHILLIPS-1,112.2564 SHARES | 52539 | 64500 |
| CLOROX CO DEL COM- 322.5382 SHARES | 18403 | 23616 |
| PROCTER & GAMBLE - 1,333.6067 SHRS | 76274 | 90539 |
| ACE LTD - 1,234.5702 SHRS | 70094 | 98519 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED LOSS ON INVESTMENTS | Description |
| Amount | $8,794 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INVESTMENT ACCOUNT FEE | Description |
| Revenue And Expenses Per Books | 32289 | RevenueAndExpensesPerBooks |
| Net Investment Income | 32289 | NetInvestmentIncome |
| Adjusted Net Income | 32289 | AdjustedNetIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount |
|---|---|
| STATE OF OHIO FILING FEE | $200 |
| FEDERAL EXCISE TAX | $967 |
Comments