UBBEN FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- UBBEN FOUNDATION (EIN 36-3496530)
- Tax period
- 2012-02-01 to 2013-01-31
- Filed
- 2013-06-17
- IRS object ID
- 201311689349100106
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-06-17T11:10:02-05:00 | Timestamp |
| Tax Period End Date | 2013-01-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 410746749 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 W 22ND ST STE 1100 | AddressLine1 |
| City | OAK BROOK | City |
| State | IL | State |
| ZIP Code | 60523 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-02-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363496530 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBBEN FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UBBE | NameControl |
| Phone | 8478357401 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 BRIAR LANE | AddressLine1 |
| City | GLENCOE | City |
| State | IL | State |
| ZIP Code | 60022 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | TIMOTHY H UBBEN | Name |
| Title | PRESIDENT | Title |
| Phone | 8478357401 | Phone |
| Date Signed | 2013-06-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CATHERINE M KANE | Name |
| PTIN | P00404366 | PTIN |
| Phone | 6305738600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 20610945 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 1500000 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 191476 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 191476 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 1537656 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1552889 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 1537656 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 3229132 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1729132 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 3440 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 1720 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1720 | AccountingFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 71 | InterestRevAndExpnss |
| Interest Net Invst Incm | 71 | InterestNetInvstIncm |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 152814 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5389 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 35 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 21547 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 21547 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 177872 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 28727 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1755 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1308700 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1308700 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1486572 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 28727 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1310455 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 1742560 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1700405 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 2 | CashBOY |
| Savings And Temp Cash Invst BOY | 997338 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1070526 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1070526 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 634590 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 634590 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1412284 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 11447995 | InvestmentsOtherBOY |
| Investments Other EOY | 13118888 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 18128135 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 13079925 | TotalAssetsBOY |
| Total Assets EOY | 14824004 | TotalAssetsEOY |
| Total Assets EOYFMV | 20610945 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 2472280 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 2472280 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 10607645 | RetainedEarningsBOY |
| Retained Earnings EOY | 12351724 | RetainedEarningsEOY |
| Total Net Assets BOY | 13079925 | TotalNetAssetsBOY |
| Total Net Assets EOY | 14824004 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 13079925 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 14824004 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 13079925 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 1742560 | ExcessOfRevenueOverExpenses |
| Other Increases | 1519 | OtherIncreases |
| Subtotal | 14824004 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 14824004 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| 1,031 SHS MORGAN STANLEY EMERGING MARKETS FD | 1991-11-21 | 2012-07-11 | 15352 | 15233 | 119 | 119 |
| ST CAP GAIN: K-1 VALUEACT CAPITAL PARTNERS | 2012-02-01 | 2013-01-31 | 164171 | 164171 | 164171 | |
| LT CAP GAIN: K-1 VALUEACT CAPITAL PARTNERS | 2012-01-01 | 2013-01-31 | 1373366 | 1373366 | 1373366 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 1537656 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 561500 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 11984391 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046853 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1585467 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 9968005 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.159056 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2016858 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 11079480 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.182035 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2606893 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 13018991 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.200238 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 4489529 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 14971451 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.299873 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.888055 | TotalDistributionRatio |
| Average Distribution Ratio | 0.177611 | AverageDistributionRatio |
| Net Noncharitable Assets | 16670198 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2960811 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 17004 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2977815 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1310455 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 34008 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 34008 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 34008 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 84560 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 84560 | TotalCreditsAndPayments |
| Overpayment | 50552 | Overpayment |
| Amount Credited To Next Year | 50552 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IL | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | TIMOTHY H UBBEN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8478357401 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 BRIAR LANE | AddressLine1 |
| City | GLENCOE | City |
| State | IL | State |
| ZIP Code | 60022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| TIMOTHY H UBBEN | ||||||||
| 9 BRIAR LANE | GLENCOE | IL | 60022 | PRESIDENT | 0.00 | 0 | 0 | 0 |
| SHARON W UBBEN | ||||||||
| 9 BRIAR LANE | GLENCOE | IL | 60022 | VICE PRESIDENT | 0.00 | 0 | 0 | 0 |
| PAMELA WISINSKI | ||||||||
| 35 SCOFIELD FARM | DARIEN | CT | 06820 | SECRETARY | 0.00 | 0 | 0 | 0 |
| JEFFREY W UBBEN | ||||||||
| 2500 DIVISADERO | SAN FRANCISCO | CA | 94115 | TREASURER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1376413 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 822593 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 14725053 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 16924059 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 16924059 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 253861 | CashDeemedCharitable |
| Net Noncharitable Assets | 16670198 | NetNoncharitableAssets |
| Minimum Investment Return | 833510 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 833510 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 34008 | TaxBasedOnInvestmentIncome |
| Total Tax | 34008 | TotalTax |
| Distributable Amount Before Adj | 799502 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 799502 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 799502 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1310455 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 1310455 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1310455 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 799502 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 3901798 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 1956157 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 1464168 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 1090611 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 46817 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 8459551 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1310455 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 799502 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 510953 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 8970504 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 3901798 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 5068706 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 1956157 | ExcessFromYear4 |
| Excess From Year3 | 1464168 | ExcessFromYear3 |
| Excess From Year2 | 1090611 | ExcessFromYear2 |
| Excess From Year1 | 46817 | ExcessFromYear1 |
| Excess From Current Year | 510953 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | TIMOTHY H UBBEN | ContributingManager |
| Contributing Manager | JEFFREY W UBBEN | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ACCESS INSTITUTE | |||||||
| 110 GOUGH ST | SAN FRANCISCO | CA | 94102 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| AIM HIGH | |||||||
| 2030 HARRISON ST 3RD FLOOR | SAN FRANCISCO | CA | 94110 | N/A | PUBLIC CHARITY | EDUCATIONAL | $2,500 |
| AMERICAN CONSERVATORY THEATER | |||||||
| 415 GEARY ST | SAN FRANCISCO | CA | 94102 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $89,000 |
| BARD COLLEGE | |||||||
| PO BOX 5000 | ANNANSALEONHUDSON | NY | 12504 | N/A | PUBLIC CHARITY | EDUCATIONAL | $125,000 |
| BOYS & GIRLS CLUB OF COLLIER COUNTY | |||||||
| 7500 DAVIS BLVD | NAPLES | FL | 34104 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| BOYS & GIRLS CLUB OF SAN FRANCISCO | |||||||
| 55 HAWTHORNE ST SUITE 600 | SAN FRANCISCO | CA | 94105 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| CALIFORNIA ACADEMY OF SCIENCES | |||||||
| 55 MUSIC CONCOURSE DR | SAN FRANCISCO | CA | 94118 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| GOLDEN GATE NATIONAL PARK CONSERVANCY | |||||||
| BUILDING 201 FORT MASON | SAN FRANCISCO | CA | 94123 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $17,000 |
| MACULAR DEGENERATION RESEARCH | |||||||
| 22512 GATEWAY CENTER DR | CLARKSBURG | MD | 20871 | N/A | PUBLIC CHARITY | RESEARCH | $1,200 |
| MARIN ACADEMY | |||||||
| 1600 MISSION AVE | SAN RAFAEL | CA | 94901 | N/A | PUBLIC CHARITY | EDUCATIONAL | $275,500 |
| NATIONAL ACADEMY FOUNDATION | |||||||
| 218 WEST 40TH ST 5TH FLOOR | NEW YORK | NY | 10018 | N/A | PUBLIC CHARITY | EDUCATIONAL | $30,000 |
| NORTH BEACH CITIZENS | |||||||
| 720 COLUMBUS AVE | SAN FRANCISCO | CA | 94133 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| PEPPERDINE UNIVERSITY | |||||||
| 24255 PACIFIC COAST HIGHWAY | MALIBU | CA | 90263 | N/A | PUBLIC CHARITY | EDUCATIONAL | $25,000 |
| POSSE FOUNDATION | |||||||
| 111 WEST JACKSON BLVD SUITE 1900 | CHICAGO | IL | 60604 | N/A | PUBLIC CHARITY | EDUCATIONAL | $10,000 |
| SAN FRANCISCO DAY SCHOOL | |||||||
| 350 MASONIC AVE | SAN FRANCISCO | CA | 94118 | N/A | PUBLIC CHARITY | EDUCATIONAL | $540,000 |
| SAN FRANCISCO DEPUTY SHERIFFS' FOUNDATION | |||||||
| 460 BRANNAN ST SUITE 77650 | SAN FRANCISCO | CA | 94107 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 |
| SAN FRANCISCO SCHOOL ALLIANCE | |||||||
| 114 SANSOME ST SUITE 800 | SAN FRANCISCO | CA | 94104 | N/A | PUBLIC CHARITY | EDUCATIONAL | $5,000 |
| SPONSORS FOR EDUCATIONAL OPPORTUNITY | |||||||
| 2030 HARRISON ST 3RD FLOOR | SAN FRANCISCO | CA | 94110 | N/A | PUBLIC CHARITY | EDUCATIONAL | $5,000 |
| SUMMER SEARCH | |||||||
| 500 SANSOME ST | SAN FRANCISCO | CA | 94111 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| TIPPING POINT | |||||||
| 2200 MONTGOMERY ST SUITE 850 | SAN FRANCISCO | CA | 94104 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| TRAILS FOREVER | |||||||
| BUILDING 201 FORT MASON | SAN FRANCISCO | CA | 94123 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $50,000 |
| UNIVERSITY OF CALIFORNA BERKELEY FOUNDATION | |||||||
| 2080 ADDISON ST SUITE 4200 | BERKELEY | CA | 94720 | N/A | PUBLIC CHARITY | EDUCATIONAL | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1308700 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $191,476 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $1,537,656 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,729,132 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1729132 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | JEFFREY W UBBEN | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 DIVISADERO | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94115 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 1500000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING/LEGAL FEES | Category |
| Amount | $3,440 | Amount |
| Net Investment Income | 1720 | NetInvestmentIncome |
| Disbursements Charitable Prps | 1720 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (4 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| FEDERAL HOME LOAN MTGE CO | 29055 | 884 |
| TALISMAN ENERGY INC | 169745 | 319260 |
| SHIRE PHARMACEUTICAL CORP | 226976 | 843780 |
| MARSH & MCLENNAN COS. | 208814 | 248360 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| MORGAN STANLEY EMERGING MARKETS FD | AT COST | 53951 | 56840 |
| VALUEACT CAPITAL PARTNERS, LP | AT COST | 13064937 | 18071295 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PORTFOLIO DEDUCTIONS FROM K-1 VALUEACT CAPITAL PARTNERS | Description |
| Revenue And Expenses Per Books | 21547 | RevenueAndExpensesPerBooks |
| Net Investment Income | 21547 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PRIOR PERIOD ADJUSTMENT | Description |
| Amount | $1,519 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $5,389 | 5389 | 0 |
| SECRETARY OF STATE | $20 | 0 | 20 |
| IL CHARITY BUREAU FUND | $15 | 0 | 15 |
| FEDERAL TAXES | $147,390 | 0 | 0 |
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