JAMES AND EDITH ROSS FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND EDITH ROSS FOUNDATION (EIN 34-6565430)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201311309349101811
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T15:56:00-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALVAREZ & SHELLEY PROF CORP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 14156 MAGNOLIA BLVD STE 102 | AddressLine1 |
| City | SHERMAN OAKS | City |
| State | CA | State |
| ZIP Code | 91423 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 346565430 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES & EDITH ROSS FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | JAME | NameControl |
| Phone | 3102920405 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 248 ASHDALE PL | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90049 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DEBORAH B KALLICK | Name |
| Title | PRESIDENT | Title |
| Phone | 3102920405 | Phone |
| Date Signed | 2013-05-06 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LOUIS A ALVAREZ | Name |
| Phone | 8185013060 | Phone |
| Date Prepared | 2013-05-03 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 565757 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 2661 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 2661 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17926 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17926 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 12167 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 78006 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 3152 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 40 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 40 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 32794 | TotalRevenueAndExpenses |
| Total Net Investment Income | 23779 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 1600 | AccountingFeesRevAndExpnss |
| Other Prof Fees Rev And Expnss | 4175 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 4025 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 576 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 161 | TaxesNetInvstIncm |
| Trav Conf Meeting Rev And Expnss | 1741 | TravConfMeetingRevAndExpnss |
| Other Expenses Rev And Expnss | 1 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 8093 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 4187 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 27500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 27500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 35593 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 4187 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 27500 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -2799 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 19592 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 42786 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 23302 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 23302 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 513780 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 530457 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 542455 | InvestmentsCorpStockEOYFMV |
| Other Assets BOY | 824 | OtherAssetsBOY |
| Other Assets EOY | 832 | OtherAssetsEOY |
| Total Assets BOY | 557390 | TotalAssetsBOY |
| Total Assets EOY | 554591 | TotalAssetsEOY |
| Total Assets EOYFMV | 565757 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 557390 | RetainedEarningsBOY |
| Retained Earnings EOY | 554591 | RetainedEarningsEOY |
| Total Net Assets BOY | 557390 | TotalNetAssetsBOY |
| Total Net Assets EOY | 554591 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 557390 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 554591 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 557390 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -2799 | ExcessOfRevenueOverExpenses |
| Subtotal | 554591 | Subtotal |
| Total Net Assets Fund Balances EOY | 554591 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 3152 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 20650 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 539753 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.038258 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 29532 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 519686 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.056827 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 23171 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 429014 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.054010 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 28525 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 478221 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.059648 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 20500 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 568261 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.036075 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.244818 | TotalDistributionRatio |
| Average Distribution Ratio | 0.048964 | AverageDistributionRatio |
| Net Noncharitable Assets | 549448 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 26903 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 196 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 27099 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 27500 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 196 | InvestmentIncomeExciseTax |
| Subtotal | 196 | Subtotal |
| Tax Based On Investment Income | 196 | TaxBasedOnInvestmentIncome |
| Tax Due | 196 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | DEBORAH B KALLICK | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 3102920405 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 248 ASHDALE PL | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90049 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| SULANA CHAIT | ||||||||
| 248 ASHDALE PL | LOS ANGELES | CA | 90049 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| DEBORAH BACH KALLICK | ||||||||
| 248 ASHDALE PL | LOS ANGELES | CA | 90049 | PRESIDENT | 1.00 | 0 | 0 | 0 |
| IVAN KALLICK ESQ | ||||||||
| 248 ASHDALE PL | LOS ANGELES | CA | 90049 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| ROBERT M BERNS MD | ||||||||
| 4001 MT BLACKBURN AVE | SAN DIEGO | CA | 92111 | SECRETARY | 1.00 | 0 | 0 | 0 |
| SPENCER KALLICK | ||||||||
| 11601 MONTANA AVE 7 | LOS ANGELES | CA | 90049 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 529024 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 28791 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 557815 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 557815 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 8367 | CashDeemedCharitable |
| Net Noncharitable Assets | 549448 | NetNoncharitableAssets |
| Minimum Investment Return | 27472 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 27472 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 196 | TaxBasedOnInvestmentIncome |
| Total Tax | 196 | TotalTax |
| Distributable Amount Before Adj | 27276 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 27276 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 27276 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 27500 | ExpensesAndContributions |
| Qualifying Distributions | 27500 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 196 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 27304 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 27276 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 1251 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 4962 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 6213 | TotalExcessDistriCarryover |
| Qualifying Distributions | 27500 | QualifyingDistributions |
| Applied To Current Year | 27276 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 224 | RemainingDistriFromCorpus |
| Total Corpus | 6437 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 6437 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 1251 | ExcessFromYear3 |
| Excess From Year2 | 4962 | ExcessFromYear2 |
| Excess From Current Year | 224 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (17 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| CEDARS-SANAI | ||||||||
| 8700 BEVERLY BLVD RM 2416 | LOS ANGELES | CA | 90048 | NONE | OPERATING | MEDICAL RESEARCH | $500 | |
| CONG BNAE BRITH | ||||||||
| 1000 SAN ANTONIA CREEK RD | SANTA BARBARA | CA | 93111 | NONE | OPERATING | GENERAL OPERATIONS | $500 | |
| PITZER COLLEGE | ||||||||
| 1050 NORTH MILLS AVE | CLAREMONT | CA | 91711 | NONE | OPERATING | GENERAL OPERATIONS | $5,200 | |
| SB HILLEL | ||||||||
| 781 EMBARCADERO DEL MAR | ISLA VISTA | CA | 93117 | NONE | OPERATING | GENERAL OPERATIONS | $2,750 | |
| SABAN FREE CLINIC | ||||||||
| 8405 BEVERLY BLVD | LOS ANGELES | CA | 900483401 | NONE | OPERATING | MEDICAL CARE | $2,000 | |
| CONGREGATION TIKVAT JACOB | ||||||||
| 1829 N SEPULVEDA BLVD | MANHATTAN BEACH | CA | 90266 | NONE | OPERATING | EDUCATION | $2,000 | |
| ANTI-DEFAMATION LEAGUE | ||||||||
| 605 THIRD AVE | NEW YORK | NY | 101583560 | NONE | OPERATING | COMMUNITY SERVICES | $500 | |
| CYSTIC FIBROSIS | ||||||||
| 6931 ARLINGTON RD | BETHESDA | MD | 20814 | NONE | OPERATING | MEDICAL RESEARCH | $150 | |
| JEWISH FEDERATION | ||||||||
| 524 CHAPALA ST | SANTA BARBARA | CA | 931013412 | NONE | OPERATING | RELIGIOUS EDUCATION | $500 | |
| COMMUNITY ADVOCATES | ||||||||
| 865 SOUTH FIGUEROA ST | LOS ANGELES | CA | 90017 | NONE | OPERATING | COMMUNITY SERVICES | $1,800 | SUITE 3339 |
| SOVA | ||||||||
| 3580 WILSHIRE BLVD | LOS ANGELES | CA | 90010 | NONE | OPERATING | HUNGER RELIEF | $1,000 | SUITE 700 |
| USF | ||||||||
| 2130 FULTON ST | SAN FRANCISCO | CA | 94117 | NONE | OPERATING | EDUCATION | $1,500 | |
| LOS ANGELES FIRE DEPARTMENT | ||||||||
| 1875 CENTURY PARK EAST | LOS ANGELES | CA | 90067 | NONE | OPERATING | COMMUNITY SERVICE | $1,500 | SUITE 200 |
| HILLEL | ||||||||
| 800 EIGHT ST | NW WASHINGTON | DC | 200013724 | NONE | OPERATING | RELIGIOUS SERVICES | $5,000 | |
| CHEER FORCE SAN DIEGO | ||||||||
| 702 BROADWAY | EL CAMINO | CA | 92021 | NONE | OPERATING | COMMUNITY SERVICES | $100 | |
| C S WOMENS GUILD | ||||||||
| 8700 BEVERLY BLVD | LOS ANGELES | CA | 90048 | NONE | OPERATING | GENERAL | $500 | |
| USC HILLEL | ||||||||
| 3551 TROUSDALE PARKWAY | LOS ANGELES | CA | 90089 | NONE | OPERATING | GENERAL | $2,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 27500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $2,661 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,926 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $34 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $12,133 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CREDIT SUISSE | Description |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $40 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $34 | UnrelatedBusinessIncomeAmount |
| Exclusion | $32,760 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 32794 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION | Category |
| Amount | $1,600 | Amount |
Compensation Explanation CompensationExplanation
Compensation Compensation (5 entries)
| SULANA CHAIT |
| DEBORAH BACH KALLICK |
| IVAN KALLICK ESQ |
| ROBERT M BERNS MD |
| SPENCER KALLICK |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (25 entries)
| NameName | Date AcquiredDateAcquired | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Total NetTotalNet | BasisBasis |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST--PRIN TN | 2012-12 | PURCHASE | 2012-12 | 6 | 6 | |
| DEUTSCHE BK CAP FD TR | 2009-09 | PURCHASE | 2012-05 | 27194 | 7463 | 19731 |
| DOUBLE LINE TOTAL RETURN | 2011-02 | PURCHASE | 2012-10 | 7000 | 259 | 6741 |
| PIMCO TOTAL RETURN FUND CL A | 2011-02 | PURCHASE | 2012-10 | 8000 | 559 | 7441 |
| EATON VANCE GLOBAL | 2012-01 | PURCHASE | 2012-12 | 916 | -8 | 924 |
| ISHARES INC MSCI | 2012-01 | PURCHASE | 2012-02 | 2053 | 176 | 1877 |
| ISHARES TRUST DJEPAC | 2012-02 | PURCHASE | 2012-04 | 896 | -29 | 925 |
| KINETICS MULTI-DISCIPLINARY | 2012-08 | PURCHASE | 2012-11 | 114 | 4 | 110 |
| VANGUARD MSCI | 2012-01 | PURCHASE | 2012-11 | 99 | 7 | 92 |
| VANGUARD MSCI EUR | 2012-08 | PURCHASE | 2012-11 | 2014 | 48 | 1966 |
| VIRTIUS PREMIUM ALPHA | 2011-06 | PURCHASE | 2012-05 | 3832 | -83 | 3915 |
| BLACKROCK GLOBAL ALLOC | 2010-12 | PURCHASE | 2012-11 | 8 | 8 | |
| CALAMOS MARKET NEUT | 2010-12 | PURCHASE | 2012-12 | 934 | 51 | 883 |
| EATON VANCE GLOBAL MACRO | 2010-12 | PURCHASE | 2012-01 | 3637 | -89 | 3726 |
| ENERGY SECTOR SPDR TR | 2010-12 | PURCHASE | 2012-04 | 2740 | 10 | 2730 |
| IVY ASSET STRAT CL | 2010-12 | PURCHASE | 2012-11 | 160 | 9 | 151 |
| MERGER FUND | 2010-12 | PURCHASE | 2012-12 | 922 | -14 | 936 |
| POWERSHARES DB MULTI | 2010-12 | PURCHASE | 2012-02 | 1086 | 191 | 895 |
| VANGUARD DIVID APPREC | 2010-12 | PURCHASE | 2012-11 | 4035 | 400 | 3635 |
| VANGUARD INDX GROWTH | 2010-12 | PURCHASE | 2012-11 | 3921 | 422 | 3499 |
| VANGUARD INDX VALUE | 2010-12 | PURCHASE | 2012-11 | 641 | 54 | 587 |
| VANGUARD MSCI EAFE | 2010-12 | PURCHASE | 2012-11 | 3875 | -458 | 4333 |
| WISDOM DREYFUS CHINESE YUAN | 2010-12 | PURCHASE | 2012-02 | 737 | 3 | 734 |
| SHORT-TERM GAIN/LOSS FROM PASS-THROUGH ENTITY | 14 | 14 | ||||
| LONG-TERM GAIN/LOSS FROM PASS-THROUGH ENTITY | 20 | 20 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (42 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| MERRILL LYNCH CAPITAL TR 6.45% | 25179 | 27423 |
| IVY ASSET STRATEGY FUND | 4875 | 5195 |
| FANNIE MAE 8.25%PFD | 25000 | 2110 |
| FANNIE MAE 8.25PFD MIXED | 11045 | 1002 |
| BARCLAYS BANK PLC | 23761 | 28750 |
| DEUTSCHE BANK | ||
| HSBC FINANCIAL CORP | 23022 | 27566 |
| ISHARES TRUST S&P | 23773 | 25753 |
| JOHN HANCOCK PREFERRED | 29675 | 35006 |
| VANGUARD VALUE ETF | 9183 | 10114 |
| VANGUARD SMALL CAP GRWTH ETF | 2836 | 3116 |
| VANGUARD SMALL CAP VALUE ETF | 2876 | 3051 |
| VANGUARD MID CAP ETF | 2838 | 3050 |
| VANGUARD GROWTH ETF | 8922 | 10108 |
| VANGUARD MSCI EMERGING MKT INDEX | 5312 | 5344 |
| VANGUARD MSCI EAFE ETF | 1846 | 2114 |
| VANGUARD MSCI EAFE ETF | ||
| VANGUARD DIVID APPRECIATION | 7334 | 8102 |
| WISDOMTREE DREYFUS CHINESE YUAN FD | 1973 | 1991 |
| WISDOMTREE TR EM LCL | 2987 | 3047 |
| EATON VANCE GLOBAL | 5034 | 4995 |
| CALAMOS MARKET NEUTRAL INCOME FUND | 4770 | 5017 |
| MERGER FUND SBI | 5049 | 5013 |
| ISHARES GOLD TR | 5079 | 4981 |
| POWERSHARES DB MULTI SECTOR | ||
| BLACKROCK GLOBAL ALLOCATION FUND INC | 4938 | 5120 |
| EATON VANCE GLOBAL MACRO | ||
| ALLIANZ NFJ INTL | 49410 | 51707 |
| BLACKROCK EQUITY DIV FD A | 64533 | 72365 |
| LEGG MASON CLEARBRIDGE AGGR GR FD | 49802 | 57329 |
| NEUBERGER BERMAN GENESIS FD | 18090 | 18448 |
| DOUBLELINE TOTAL RETURN FD | 23259 | 24088 |
| PIMCO TOTAL RETURN | 22559 | 23522 |
| METLIFE | 23886 | 25140 |
| VIRTUS PREMIUM ALPHA | ||
| ENERGY SECTOR SPDR | ||
| CITIGROUP CAP XVI | 27544 | 27522 |
| CREDIT SUISSE | 3018 | 2897 |
| ISHARES TRUST DJEPAC | 2010 | 2121 |
| ISHARES TRUST MSCI | 2013 | 2118 |
| SPDR OIL & GAS | 3069 | 3150 |
| KINETICS MULIT-DISCIPLINARY | 3957 | 4080 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| DIVIDENDS RECEIVABLE & UNSETT TRD | 734 | 742 |
| PARTNERSHIP BASIS ADJ | 90 | 90 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXPENSES | ||
| FROM POWERSHARES DB GOLD | 1 | 1 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CREDIT SUISSE | Description |
| Revenue And Expenses Per Books | 40 | RevenueAndExpensesPerBooks |
| Net Investment Income | 40 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| UBS 306 ACCOUNT FEE (735-53) | $683 | 683 |
| UBS 305 ACCOUNT FEE | $3,342 | 3342 |
| UBS 205 ACCOUNT FEE | $150 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FRANCHISE TAX BOARD | $10 | |
| FOREIGN TAXES WITHHELD | $161 | 161 |
| FEDERAL TAX | $405 |
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