NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD (EIN 06-1669185)
Tax period: 2011-06-01 to 2012-05-31
Filed: 2013-04-15
IRS object ID: 201311059349300211
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-04-15T08:17:54-07:00	Timestamp
Tax Period End Date	2012-05-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	WALLACE W TAPIA PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	131 MAIN ST 8TH FL	AddressLine1
City	BURLINGTON	City
State	VT	State
ZIP Code	05401	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-06-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	061669185	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORW	NameControl
Phone	8024852819	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	056630030	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ERIC BRAMAN	Name
Title	VICE PRESIDENT/TREASURER	Title
Phone	8024852819	Phone
Date Signed	2013-03-28	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	WALLACE W TAPIA CPA	Name
Phone	8028636370	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	ERIC BRAMAN	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	4191870	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.NUARI.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	2002	YearFormation
State Legal Domicile	VT	StateLegalDomicile
Activity Or Mission Description	To serve the public interest through the study of critical national issues, research and technology development, the deploy- ment of necessary technology solutions, addressing issues which enhance national response capability, and serving as a national education center for counter-terrorism and cybercrime.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	12	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	10	NbrIndependentVotingMembers
Total Nbr Employees	30	TotalNbrEmployees
Total Nbr Volunteers	10	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Contributions Grants Prior Year	6425149	ContributionsGrantsPriorYear
Contributions Grants Current Year	4013598	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	241190	ProgramServiceRevenuePriorYear
Program Service Revenue CY	172455	ProgramServiceRevenueCY
Investment Income Prior Year	4506	InvestmentIncomePriorYear
Investment Income Current Year	3844	InvestmentIncomeCurrentYear
Other Revenue Prior Year	300	OtherRevenuePriorYear
Other Revenue Current Year	1973	OtherRevenueCurrentYear
Total Revenue Prior Year	6671145	TotalRevenuePriorYear
Total Revenue Current Year	4191870	TotalRevenueCurrentYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2775305	SalariesEtcPriorYear
Salaries Etc Current Year	2370138	SalariesEtcCurrentYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	3850670	OtherExpensePriorYear
Other Expenses Current Year	1737366	OtherExpensesCurrentYear
Total Expenses Prior Year	6625975	TotalExpensesPriorYear
Total Expenses Current Year	4107504	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	45170	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	84366	RevenuesLessExpensesCY
Total Assets BOY	1567918	TotalAssetsBOY
Total Assets EOY	1113697	TotalAssetsEOY
Total Liabilities BOY	687299	TotalLiabilitiesBOY
Total Liabilities EOY	148712	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	880619	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	964985	NetAssetsOrFundBalancesEOY
Mission Description	NUARI's mission is a) to serve the national public interest through the study of critical national	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	2275224	Expense
Description	TRAINING, EXERCISE AND SIMULATION ACTIVITIES: PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING (A) WEB*DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTOR; AND (B) "CYBERSMART" - A CYBER SIMULATION MODELING AND REPORTING TOOL USED TO PRODUCE A COHERENT SET OF INJECTS TO SUPPORT A PUBLIC AND PRIVATE SECTOR EXERCISE.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	905112	Expense
Revenue	64824	Revenue
Description	COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES: DESIGNED AND DEVELOPED COURSEWARE AND SOFTWARE FOR (A) THE VERMONT AIR NATIONAL GUARD THAT SUPPORT THE REQUIREMENT FOR BOTH RESIDENT INSTRUCTION AS WELL AS ADVANCED DISTRIBUTED LEARNING (ADL) FOR UNDERGRADUATE NETWORK WARFARE TRAINING (UNWT); (B) THE FEMA NATIONAL TRAINING PROGRAM IN SUPPORT OF FIRST RESPONDER AND INFORMATION TECHNOLOGY PROFESSIONAL AWARENESS TRAINING FOR A CYBER INCIDENT; AND (C) UNDERGRADUATE CULTURAL AWARENESS TRAINING FOR THE U.S	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	74687	Expense
Revenue	107631	Revenue
Description	OTHER PROGRAM SERVICES: INCLUDES THE PROVISION OF TECHNICAL SERVICES RELATED TO PROGRAM SUPPORT AND NETWORK SECURITY.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	3255023	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	false	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	false	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	21	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	30	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	12	NbrVotingGoverningBodyMembers
Number Independent Voting Members	10	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	true	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	true	ElectionOfBoardMembers
Decisions Subject To Approval	true	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	MARSHA HOPKINS	NamePerson
Telephone Number	8024852819	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	57 OLD FREIGHT YARD	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (19 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Highest Compensated EmployeeHighestCompensatedEmployee
PHILIP T SUSMANN
President	27.00	X	X	0	170514	32532
FRED C KREITZBERG
Chair	1.00	X	X	0	0	0
ERIC W BRAMAN
VP / Treasurer	40.00		X	138172	0	9529
JUDY BAILEY
Secretary	10.00		X	9000	74276	12271
RICHARD W SCHNEIDER
Vice-Chair	1.00	X	X	0	672548	58770
DIRAN APELIAN
Director	0.50	X		0	0	0
GEN ALFRED M GRAY
Director	0.50	X		0	0	0
FREDERICK M HAYNES
Director	0.50	X		0	0	0
JOEL KOBERT
Director	0.50	X		0	0	0
ROBERT S LAPPIN
Director	1.00	X		0	0	0
ROBERT B MACK
Director	0.50	X		0	0	0
THOMAS N PELLETIER
Director	0.50	X		0	0	0
E TARRY POLIDOR
Director	0.50	X		0	0	0
LARRY WESNESKI
Director	0.50	X		0	0	0
ASHOK VASEASHTA
Program Director	40			156567		22511	X
DENNIS MCGRATH
Research Scientist	40			118397		27082	X
DAVID GREEN
Research Scientist	40			112795		7599	X
JAY UNDERCOFFLER
Research Scientist	40			107208		27540	X
CHRIS WASSER
Sharepoint Architect	40			107172		27540	X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	749311	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	917338	TotalReportableCompFrmRltdOrgs
Total Other Compensation	225374	TotalOtherCompensation
Number Individuals GT100 K	6	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (4 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
CYBER STRATEGIES LLC
PO BOX 356	HANOVER	NH	03242	Research & Development	161819
UTAH ST UNIV RESEARCH
1695 N RESEARCH PARKWAY	N LOGAN	UT	84341	Research & Development	997053
MIAMI UNIVERSITY
102 ROUDEBUSH HALL	OXFORD	OH	45056	Research & Development	113388
DELTA RISK LLC
2804 N SEMINARY	CHICAGO	IL	60657	Research & Development	1000598

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	4	NumberOfContractorsGT100K
Government Grants	3697012	GovernmentGrants
All Other Contributions	316586	AllOtherContributions
Total Contributions	4013598	TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn
Courseware Dev.	611710	64824
Other Services	541900	107631

Field	Value	IRS element (for citing)
Total Program Service Revenue	172455	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	3844	TotalRevenueColumn
Exclusion	$3,844	ExclusionAmount

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	Other Income	Description
Business Code	900099	BusinessCode
Total Revenue Column	1973	TotalRevenueColumn
Exclusion	$1,973	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	1973	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	4191870	TotalRevenueColumn
Related Or Exempt Function Income	172455	RelatedOrExemptFunctionIncome
Exclusion	$5,817	ExclusionAmount

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	330347	Total
Program Services	167882	ProgramServices
Management And General	162465	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1631023	Total
Program Services	1293666	ProgramServices
Management And General	337357	ManagementAndGeneral
Fundraising	0	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	75026	Total
Program Services	58565	ProgramServices
Management And General	16461	ManagementAndGeneral
Fundraising	0	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	190373	Total
Program Services	148605	ProgramServices
Management And General	41768	ManagementAndGeneral
Fundraising	0	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	143369	Total
Program Services	111914	ProgramServices
Management And General	31455	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	46483	Total
Program Services	0	ProgramServices
Management And General	46483	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	28855	Total
Program Services	0	ProgramServices
Management And General	28855	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	1192781	Total
Program Services	1186745	ProgramServices
Management And General	6036	ManagementAndGeneral
Fundraising	0	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	61936	Total
Program Services	30197	ProgramServices
Management And General	31739	ManagementAndGeneral
Fundraising	0	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	53266	Total
Program Services	44910	ProgramServices
Management And General	8356	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	78467	Total
Program Services	62224	ProgramServices
Management And General	16243	ManagementAndGeneral
Fundraising	0	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	113378	Total
Program Services	86476	ProgramServices
Management And General	26902	ManagementAndGeneral
Fundraising	0	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	3365	Total
Program Services	1596	ProgramServices
Management And General	1769	ManagementAndGeneral
Fundraising	0	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	8914	Total
Program Services	7069	ProgramServices
Management And General	1845	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	46333	Total
Program Services	0	ProgramServices
Management And General	46333	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
Materials	54709	54678	31	0
Patent Costs	41051	0	41051	0

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	7828	Total
Program Services	496	ProgramServices
Management And General	7332	ManagementAndGeneral
Fundraising	0	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	4107504	Total
Program Services	3255023	ProgramServices
Management And General	852481	ManagementAndGeneral
Fundraising	0	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	6128	BOY
EOY	37540	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	540756	BOY
EOY	651660	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	942220	BOY
EOY	360413	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	69900	BOY
EOY	64084	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	109582	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	109582	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	8914	BOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1567918	BOY
EOY	1113697	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	654594	BOY
EOY	113989	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	5310	BOY
EOY	66	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	27395	BOY
EOY	34657	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	687299	BOY
EOY	148712	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	880619	BOY
EOY	964985	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	880619	BOY
EOY	964985	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1567918	BOY
EOY	1113697	EOY

Field	Value	IRS element (for citing)
Reconcilation Revenue Expenses	84366	ReconcilationRevenueExpenses
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Both	X	FinancialStatementBoth
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org509a2	X	PubliclySupportedOrg509a2
Public Support Total170	0	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Total	0	Total

Field	Value	IRS element (for citing)
Public Support Pertcentage170	0	PublicSupportPertcentage170

Gifts Grants Contrib Received509 GiftsGrantsContribReceived509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1496062	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	1166828	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	5439710	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	6425149	CurrentTaxYearMinus1Year
Current Tax Year	4013597	CurrentTaxYear
Total	18541346	Total

Gross Receipts From Admissions GrossReceiptsFromAdmissions

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	761604	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	261863	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	346440	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	241190	CurrentTaxYearMinus1Year
Current Tax Year	172455	CurrentTaxYear
Total	1783552	Total

Total509 Total509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	2257666	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	1428691	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	5786150	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	6666339	CurrentTaxYearMinus1Year
Current Tax Year	4186052	CurrentTaxYear
Total	20324898	Total

Amts From Subst Contributors AmtsFromSubstContributors

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	574784	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	214204	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	215207	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	101652	CurrentTaxYearMinus1Year
Current Tax Year	39811	CurrentTaxYear
Total	1145658	Total

Support From DQ Ps Etc SupportFromDQPsEtc

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	574784	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	214204	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	215207	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	101652	CurrentTaxYearMinus1Year
Current Tax Year	39811	CurrentTaxYear
Total	1145658	Total

Field	Value	IRS element (for citing)
Public Support Total509	19179240	PublicSupportTotal509

Gross Investment Income509 GrossInvestmentIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	21063	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	2100	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	5608	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	4506	CurrentTaxYearMinus1Year
Current Tax Year	3844	CurrentTaxYear
Total	37121	Total

Investment Income And UBTI InvestmentIncomeAndUBTI

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	21063	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	2100	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	5608	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	4506	CurrentTaxYearMinus1Year
Current Tax Year	3844	CurrentTaxYear
Total	37121	Total

Other Income509 OtherIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	7763	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	1030	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	3828	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	300	CurrentTaxYearMinus1Year
Current Tax Year	1973	CurrentTaxYear
Total	14894	Total

Total Support Total TotalSupportTotal

Field	Value	IRS element (for citing)
Total	20376913	Total

Field	Value	IRS element (for citing)
Public Support Percentage509	0.94120	PublicSupportPercentage509
Prior Year Support Percentage	0.89210	PriorYearSupportPercentage
Investment Income Percentage	0.00180	InvestmentIncomePercentage
Prior Yr Invest Income Percentage	0.00280	PriorYrInvestIncomePercentage
Thirty Three Percnt Tests CY509	X	ThirtyThreePercntTestsCY509
Facts And Circumstances Test	OTHER INCOME PART III, LINE 12; DESCRIPTION: MISCELLANEOUS INCOME; 2007: 7763.; 2008: 1030.; 2009: 3828.; 2010: 300.; 2011: 1973.;	FactsAndCircumstancesTest

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	109582	OtherCostOrOtherBasis
Depreciation	109582	Depreciation

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	Due to Affiliate	Description
Amount	$34,657	Amount

Field	Value	IRS element (for citing)
Total Of Amounts	34657	TotalOfAmounts
Total Revenue	4191870	TotalRevenue
Total Expenses	4107504	TotalExpenses
Excess Or Deficit For Year	84366	ExcessOrDeficitForYear
Excess Or Deficit Per FS	84366	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	4191870	TotRevenueEtcAuditedFinclStmt
Revenue Subtotal	4191870	RevenueSubtotal
Total Revenue Per Form990	4191870	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	4107504	TotExpensesEtcAuditedFinclStmt
Expenses Subtotal	4107504	ExpensesSubtotal
Total Expenses Per Form990	4107504	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)

IdentifierIdentifier	ExplanationExplanation
Pt X	"NUARI is a not-for-profit corporation as described in Section 501(c)(3)
	OF THE U.S. INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 509(A)(2) OF THE CODE. NUARI BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS."

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)

Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Base Compensation Filing OrgBaseCompensationFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg
PHILIP T SUSMANN
166846	500	3168	12999	19533	203046
RICHARD W SCHNEIDER
390000	100000	182548	24047	34723	731318
ASHOK VASEASHTA
						156000	567	6340	16171	179078

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	Pt I Line 1b	Identifier
Explanation	The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (23 entries)

IdentifierIdentifier	ExplanationExplanation
Pt VI, Line 4	A By-Laws modification in July 2011 increased the maximum number of Directors
	on the board from nine to fifteen.
Pt VI, Line 7a	Members of the Organization's Board of Directors are appointed by the
	Norwich University Board of Trustees.
Pt VI, Line 7b	Approval by the majority of the Norwich University Board of Trustees
	is only required for the appointment (including the filling of a vacant
	Board position), and/or removal of Directors of the Organization.
Pt VI, Line 11a	The Audit Committee is charged with the responsibility of reviewing and
	approving the annual Tax Return prior to its submission.
Pt VI, Line 12c	All Board Directors, Officers, and Key Employees are required to read
	the Organization's Conflict of Interest Policy and to sign an annual
	statement disclosing any real or potential conflicts of interest. Signed
	statements are submitted to the Board Secretary and summarized for the entire
	Board. The Board reviews them to determine what, if any, conflicts are present
	and how to proceed. The procedures are documented in the Board minutes.
Pt VI, Line 15	The Organization obtains salary comparability data for its Directors,
	Officers, and Key Employees; this information is then reviewed by
	the Organization's Compensation Committee in determining appropriate
	compensation for those individuals.
Pt VI, Line 19	The Organization makes all organizational documents, including its
	Form 1023, annual tax returns, governing documents and policies, and
	financial statements available for public inspection upon request.
Form 990, Part IX, Line 24f	OTHER COMMUNITY OUTREACH

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	158 HARMON DIRVE	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
EIN	030179424	EIN
Primary Activities	HIGHER EDUCATION	PrimaryActivities
Legal Domicile State	VT	LegalDomicileState
Exempt Code Section	170(b)(1)(A)(ii)	ExemptCodeSection
Public Charity Status	2	PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	false	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
NUARI REIMBURSES NORWICH UNIVERSITY (NU) FOR THE PORTION OF MR SUSMANN'S
n	174844	cost
SALARY RELATED TO HIS POSITION AS NUARI PRESIDENT PLUS 30 FOR FRINGE BENEFI

NUARI PURCHASES E-MAIL TELEPHONE AND INTERNET SERVICES FROM NU
o	27940	cost
NUARI RENTS THE NU VAN FOR TRANSPORT OF PERSONNEL
o	1726	cost