ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE (EIN 20-2028290)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-15
- IRS object ID
- 201303199349100865
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Increases Schedule
- Other Notes Loans Rcvbl Short Sch2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-15T10:07:24-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONKLIN HRUZEK & CO PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 TRAVIS SUITE 2050 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77002 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202028290 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ENDOWMENT FOR REGIONAL | BusinessNameLine1 |
| Business Name Line2 | SUSTAINABILITY SCIENCE | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ENDO | NameControl |
| Phone | 7133775085 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE | AddressLine1 |
| Address Line2 | ROOM/SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | BARRY LEAVITT | Name |
| Title | PRESIDENT | Title |
| Phone | 7133775085 | Phone |
| Date Signed | 2013-11-14 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES B HRUZEK | Name |
| Phone | 7132242300 | Phone |
| Date Prepared | 2013-11-15 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 27340300 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 14383 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 14383 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 472662 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 472662 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 140368 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 20465534 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 140368 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 627413 | TotalRevenueAndExpenses |
| Total Net Investment Income | 627413 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 3897 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 3897 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 11709 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2008 | TaxesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 15606 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 2008 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 3897 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1350000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1350000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1365606 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 2008 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1353897 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -738193 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 625405 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 4378520 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2159525 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2159525 | SavingsAndTempCashInvstEOYFMV |
| Other Notes And Loans Receivable | 1170000 | OtherNotesAndLoansReceivable |
| Other Notes And Loans Rcvbl BOY | 1170000 | OtherNotesAndLoansRcvblBOY |
| Other Notes And Loans Rcvbl EOY | 1170000 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 1170000 | OtherNotesAndLoansRcvblEOYFMV |
| Investments Corp Stock BOY | 22241467 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 23705476 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 23977290 | InvestmentsCorpStockEOYFMV |
| Other Assets BOY | 20322 | OtherAssetsBOY |
| Other Assets EOY | 33485 | OtherAssetsEOY |
| Other Assets EOYFMV | 33485 | OtherAssetsEOYFMV |
| Total Assets BOY | 27810309 | TotalAssetsBOY |
| Total Assets EOY | 27068486 | TotalAssetsEOY |
| Total Assets EOYFMV | 27340300 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 3629 | AccountsPayableBOY |
| Total Liabilities BOY | 3629 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 27806680 | RetainedEarningsBOY |
| Retained Earnings EOY | 27068486 | RetainedEarningsEOY |
| Total Net Assets BOY | 27806680 | TotalNetAssetsBOY |
| Total Net Assets EOY | 27068486 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 27810309 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 27068486 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 27806680 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -738193 | ExcessOfRevenueOverExpenses |
| Other Increases | -1 | OtherIncreases |
| Subtotal | 27068486 | Subtotal |
| Total Net Assets Fund Balances EOY | 27068486 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (66 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 10,000 SHS EMERSON ELECTRIC | P | 2012-05-02 | 2012-08-16 | 519888 | 527907 | -8019 | -8019 |
| 15,000 SHS ORACLE | P | 2011-02-04 | 2012-02-17 | 430342 | 495750 | -65408 | -65408 |
| 217.353 SHS HEALTH CARE SPDR | P | 2011-03-30 | 2012-02-24 | 7858 | 7334 | 524 | 524 |
| 5,097.894 SHS UNITED HEALTH | P | 2011-04-26 | 2012-02-03 | 261011 | 245932 | 15079 | 15079 |
| 76.818 SHS. CVS CAREMARK | P | 2011-10-01 | 2012-09-07 | 3531 | 3173 | 358 | 358 |
| 1,500 SHS BIOTECH ETF | P | 2008-04-14 | 2012-02-02 | 119023 | 91451 | 27572 | 27572 |
| 15,107.43 SHS. DOW CHEMICAL | P | 2011-02-01 | 2012-09-06 | 440991 | 551097 | -110106 | -110106 |
| 248.196 SHS SECTOR MATERIALS SELEC | P | 2011-03-29 | 2012-02-24 | 9365 | 8194 | 1171 | 1171 |
| 528.97 SHS. DU PONT E.I.DE NEMOURS | P | 2011-12-01 | 2012-11-29 | 23073 | 25457 | -2384 | -2384 |
| 8,000 SHS WAL-MART | P | 2011-12-05 | 2012-07-03 | 559987 | 471119 | 88868 | 88868 |
| 10,000 SHS AGILENT | P | 2011-04-26 | 2012-02-17 | 430992 | 496792 | -65800 | -65800 |
| 15,183.356 SHS INDUSTRIAL SPDR | P | 2011-06-01 | 2012-02-15 | 559951 | 568301 | -8350 | -8350 |
| 278.420 SHS. NUCOR | P | 2011-11-11 | 2012-09-06 | 10547 | 11144 | -597 | -597 |
| 54.076 SHS HALLIBURTON | P | 2011-06-01 | 2012-02-24 | 2102 | 1802 | 300 | 300 |
| 8,054.428 SHS. LOWES COMPANIES | P | 2011-08-01 | 2012-09-14 | 236634 | 209268 | 27366 | 27366 |
| 10,000 SHS HALLIBURTON | P | 2011-02-04 | 2012-02-24 | 388693 | 456260 | -67567 | -67567 |
| 198.505 SHS. COMCAST | P | 2011-10-01 | 2012-09-14 | 7021 | 5568 | 1453 | 1453 |
| 3,000 SHS AIR PRODUCTS | P | 2010-04-16 | 2012-03-14 | 272235 | 224970 | 47265 | 47265 |
| 55.382 SHS PHILLIPS 66 | P | 2011-09-01 | 2012-08-17 | 2336 | 1832 | 504 | 504 |
| 90.462 SHS ORACLE | P | 2011-06-01 | 2012-02-17 | 2595 | 4085 | -1490 | -1490 |
| 10,000 SHS UNITED HEALTH | P | 2011-04-26 | 2012-02-03 | 512084 | 418822 | 93262 | 93262 |
| 2,000 SHS AMAZON | P | 2010-04-14 | 2012-02-02 | 354412 | 278656 | 75756 | 75756 |
| 3,000 SHS. AMAZON | P | 2012-05-02 | 2012-08-30 | 748393 | 683618 | 64775 | 64775 |
| 6,000 SHS. WALT DISNEY | P | 2011-09-01 | 2012-09-14 | 316313 | 219899 | 96414 | 96414 |
| 93.461 SHS. WALT DISNEY | P | 2011-10-01 | 2012-09-14 | 4927 | 3600 | 1327 | 1327 |
| 10,000 SHS WALGREEN | P | 2011-02-04 | 2012-02-17 | 346894 | 416095 | -69201 | -69201 |
| 2,000 SHS AMAZON | P | 2012-04-27 | 2012-09-13 | 705084 | 713100 | -8016 | -8016 |
| 3,000 SHS. INTERNATIONAL BUSINESS MA | P | 2011-12-05 | 2012-09-14 | 620253 | 560807 | 59446 | 59446 |
| 6,074.314 SHS. EXXON MOBIL | P | 2011-11-01 | 2012-12-20 | 538904 | 559866 | -20962 | -20962 |
| CASH IN LIEU - KRAFT FOODS | P | 2011-09-01 | 2012-10-09 | 16 | 16 | 16 | |
| 10,000 SHS. CBS | P | 2012-04-27 | 2012-09-07 | 367692 | 344853 | 22839 | 22839 |
| 2,000 SHS SPDR SERIES - BIOTECH (XBI | P | 2008-04-14 | 2012-01-26 | 150937 | 121935 | 29002 | 29002 |
| 3,016.674 SHS. CATERPILLAR | P | 2011-08-01 | 2012-09-14 | 284164 | 196077 | 88087 | 88087 |
| 6,100.389 SHS FREEPORT MCMORAN | P | 2011-06-01 | 2012-02-17 | 262007 | 352761 | -90754 | -90754 |
| 10,000 SHS. DENTSPLY INT. | P | 2012-04-27 | 2012-09-14 | 376393 | 412979 | -36586 | -36586 |
| 2,000.001 SHS PHILLIPS 66 | P | 2010-04-09 | 2012-08-17 | 84378 | 50374 | 34004 | 34004 |
| 358.448 SHS. DOW CHEMICAL | P | 2011-10-28 | 2012-09-06 | 10463 | 11425 | -962 | -962 |
| 61.292 SHS AIR PRODUCTS | P | 2011-06-01 | 2012-03-14 | 5562 | 5257 | 305 | 305 |
| 10,0000 SHS. FAMILY DOLLAR STORES | P | 2012-04-27 | 2012-12-20 | 636493 | 694408 | -57915 | -57915 |
| 2,300 SHS GOLD SHARES | P | 2008-04-18 | 2012-02-10 | 384577 | 208529 | 176048 | 176048 |
| 4,000 SHS EMERSON ELECTRIC COMPANY | P | 2010-04-13 | 2012-02-17 | 205836 | 204040 | 1796 | 1796 |
| 63.177 SHS EMERSON ELECTRIC COMPANY | P | 2011-06-01 | 2012-02-17 | 3251 | 2993 | 258 | 258 |
| 10,044.873 SHS. COMCAST | P | 2011-02-01 | 2012-09-07 | 349234 | 231624 | 117610 | 117610 |
| 20,000 SHS HEALTH CARE SPDR | P | 2011-03-30 | 2012-02-10 | 715658 | 661800 | 53858 | 53858 |
| 4,022.765 SHS BAXTER INT'L | P | 2012-04-02 | 2012-04-27 | 222096 | 240152 | -18056 | -18056 |
| 7,000 SHS PROSHARES | P | 2011-04-01 | 2012-02-10 | 662433 | 592124 | 70309 | 70309 |
| 10,110.479 SHS. NUCOR | P | 2011-01-13 | 2012-09-06 | 382994 | 455325 | -72331 | -72331 |
| 20,000 SHS SECTOR MATERIALS SELECT | P | 2011-04-01 | 2012-02-10 | 738239 | 788200 | -49961 | -49961 |
| 4,061.92 SHS DEERE & COMPANY | P | 2011-06-01 | 2012-02-17 | 339286 | 393730 | -54444 | -54444 |
| 7,000 SHS. O'REILLY AUTOMOTIVE | P | 2012-05-02 | 2012-09-06 | 594743 | 745277 | -150534 | -150534 |
| 104.139 SHS. JP MORGAN CHASE | P | 2011-10-31 | 2012-09-13 | 4269 | 4054 | 215 | 215 |
| 20,000 SHS.ISHARES MSCI EMERGING MAR | P | 2011-04-01 | 2012-09-06 | 793000 | 952400 | -159400 | -159400 |
| 42.895 SHS. CATERPILLAR | P | 2011-11-21 | 2012-09-14 | 4041 | 4182 | -141 | -141 |
| 7,024.006 SHS. CVS CAREMARK | P | 2011-08-01 | 2012-09-07 | 322829 | 263642 | 59187 | 59187 |
| 13,000 SHS RED HAT, INC. | P | 2012-04-27 | 2012-08-17 | 772443 | 791920 | -19477 | -19477 |
| 20,181.057 SHS CONSUMER DISCRETIONA | P | 2011-06-01 | 2012-02-10 | 851748 | 788961 | 62787 | 62787 |
| 437.496 SHS.ISHARES MSCI EMERGING MA | P | 2011-12-29 | 2012-09-06 | 17342 | 16393 | 949 | 949 |
| 7,082.371 SHS ARCHER DANIELS MIDLAN | P | 2011-03-01 | 2012-02-17 | 221180 | 256029 | -34849 | -34849 |
| 130.36 SHS WALGREEN | P | 2011-06-01 | 2012-02-17 | 4522 | 4514 | 8 | 8 |
| 20,182.793 SHS. DU PONT E.I.DE NEMOU | P | 2011-09-12 | 2012-11-29 | 880354 | 1019833 | -139479 | -139479 |
| 5,031.113 SHS. JP MORGAN CHASE | P | 2011-08-01 | 2012-09-13 | 206221 | 240249 | -34028 | -34028 |
| 71.86 SHS BAXTER INT'L | P | 2011-10-03 | 2012-04-27 | 2710 | 2587 | 123 | 123 |
| 133.412 SHS. LOWES COMPANIES | P | 2011-11-02 | 2012-09-14 | 3920 | 3404 | 516 | 516 |
| 20,320.735 SHS CONSUMER STAPLES | P | 2011-03-29 | 2012-02-10 | 660208 | 606736 | 53472 | 53472 |
| 5,070.242 SHS MCDONALDS | P | 2011-04-08 | 2012-02-10 | 502097 | 388164 | 113933 | 113933 |
| 76.184 SHS. EXXON MOBIL | P | 2011-10-01 | 2012-12-20 | 6759 | 6336 | 423 | 423 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 140368 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 98304 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1683629 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 29798326 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.056501 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1879984 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 28038810 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.067049 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1118174 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 26965426 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.041467 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1517011 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 31824803 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047668 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1525459 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 33664080 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.045314 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.257999 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051600 | AverageDistributionRatio |
| Net Noncharitable Assets | 26489897 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1366879 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 6254 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1373133 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1353897 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 12508 | InvestmentIncomeExciseTax |
| Subtotal | 12508 | Subtotal |
| Tax Based On Investment Income | 12508 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 20322 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 20322 | TotalCreditsAndPayments |
| Overpayment | 7814 | Overpayment |
| Amount Credited To Next Year | 7814 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JOHN B PLANCHARD | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 7133775017 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE SUITE 300 | AddressLine1 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | Province Or StateForeignAddress/ProvinceOrState | CountryForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BARRY E LEAVITT | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIR/PRES. | 0.00 | 0 | 0 | 0 | ||||
| JOHN B PLANCHARD | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | VP/SEC/TREAS | 0.00 | 0 | 0 | 0 | ||||
| MARILU HESTINGS | ||||||||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| KATHERINE LORENZ | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| JONATHAN ZONIS | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | 29/F JARDINE HOUSE | HONG KONG | HONG KONG | HK | ||||
| DIETRICH SCHEDER-BIESCHIN | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | VORSETZIN 50 20459 | HAMBURG | GERMANY | GM | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 19855371 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 7037925 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 26893296 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 26893296 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 403399 | CashDeemedCharitable |
| Net Noncharitable Assets | 26489897 | NetNoncharitableAssets |
| Minimum Investment Return | 1324495 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1324495 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 12508 | TaxBasedOnInvestmentIncome |
| Total Tax | 12508 | TotalTax |
| Distributable Amount Before Adj | 1311987 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1311987 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1311987 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1353897 | ExpensesAndContributions |
| Qualifying Distributions | 1353897 | QualifyingDistributions |
| Adj Qualifying Distributions | 1353897 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1311987 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year2 | 487195 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 202195 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 689390 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1353897 | QualifyingDistributions |
| Applied To Current Year | 1311987 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 41910 | RemainingDistriFromCorpus |
| Total Corpus | 731300 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 731300 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 487195 | ExcessFromYear2 |
| Excess From Year1 | 202195 | ExcessFromYear1 |
| Excess From Current Year | 41910 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JOHN B PLANCHARD | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVE | AddressLine1 |
| Address Line2 | SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 7133775085 | RecipientPhoneNumber |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| HOUSTON ADVANCED RESEARCH | ||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | 501(C)(3) | IMPROVE HUMAN & ECOSYSTEM WELL-BEING | $750,000 |
| HOUSTON ADVANCED RESEARCH | ||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | 501(C)(3) | IMPROVE HUMAN & ECOSYSTEM WELL-BEING | $600,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1350000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $14,383 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 472662 | RelatedOrExemptFunctionIncome |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 140368 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $14,383 | ExclusionAmount |
| Related Or Exempt Function Income | 613030 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 627413 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROF. SERV. - ACCOUNTING | Category |
| Amount | $3,897 | Amount |
| Disbursements Charitable Prps | 3897 | DisbursementsCharitablePrps |
Compensation Explanation CompensationExplanation
Compensation Compensation (6 entries)
| BARRY E LEAVITT |
| JOHN B PLANCHARD |
| MARILU HESTINGS |
| KATHERINE LORENZ |
| JONATHAN ZONIS |
| DIETRICH SCHEDER-BIESCHIN |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DEVON STOCK | 753668 | 1053364 |
| OTHER EQUITIES | 22951808 | 22923926 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | EOY Book ValueEOYBookValue | EOYFMVEOYFMV | BOY Book ValueBOYBookValue |
|---|---|---|---|
| DIVIDEND RECEIVABLE | 22864 | 22864 | |
| FEDERAL TAX DEPOSIT | 10621 | 10621 | 20322 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | -$1 | Amount |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShort (2 entries)
| Balance DueBalanceDue |
|---|
| HARC LINE OF CREDIT |
| 1170000 |
| ACCRUED INTEREST ON HARC LOC |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| SECTION 4940 TAXES | $9,701 | |
| FOREIGN TAXES PAID | $2,008 | 2008 |
Comments