THE MORNINGSTAR PHILANTHROPIC FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE MORNINGSTAR PHILANTHROPIC FOUNDATION (EIN 52-1270464)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-13
- IRS object ID
- 201303179349101040
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Contractor Compensation Expln
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-13T15:49:55-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rockefeller Trust Co NA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plz 3rd FL | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10020 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521270464 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Morningstar Foundation (1189) | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % TAXPAYER | InCareOfName |
| Name Control | MORN | NameControl |
| Phone | 2407521700 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 Montgomery Avenue | AddressLine1 |
| Address Line2 | Suite 650N | AddressLine2 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | George P Levendis | Name |
| Title | Secretary/Treasurer | Title |
| Phone | 2022238341 | Phone |
| Date Signed | 2013-11-13 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James M Mulvaney CPA | Name |
| Phone | 2125495401 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 235898287 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 134812670 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 2772772 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 2772647 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 9611389 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 78744172 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 9598098 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -9734 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -9734 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 147187097 | TotalRevenueAndExpenses |
| Total Net Investment Income | 12361011 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Oth Empl Slrs Wgs Rev And Expnss | 101938 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 101938 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 60015 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 60015 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 35237 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 35237 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 21831 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 21831 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 688134 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 642829 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 45305 | OtherProfFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 1839 | InterestRevAndExpnss |
| Interest Net Invst Incm | 1839 | InterestNetInvstIncm |
| Taxes Rev And Expnss | 391022 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 151046 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 10784 | TaxesDsbrsChrtblPrps |
| Occupancy Rev And Expnss | 98808 | OccupancyRevAndExpnss |
| Occupancy Dsbrs Chrtbl Prps | 98808 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 15772 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 15772 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 5080 | PrintingAndPubRevAndExpnss |
| Printing And Pub Dsbrs Chrtbl Prps | 5080 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 481976 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 38903 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 443073 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 1901652 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 834617 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 837843 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 7306374 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 7306374 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 9208026 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 834617 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 8144217 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 137979071 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 11526394 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 3587713 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 5349614 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 5349614 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 242218 | AccountsReceivable |
| Accounts Receivable BOY | 333367 | AccountsReceivableBOY |
| Accounts Receivable EOY | 242218 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 243274 | AccountsReceivableEOYFMV |
| Investments Govt Oblig BOY | 0 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 7017962 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 7007493 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 27969212 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 52101626 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 61052797 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 19036433 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 7166285 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 7501366 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 71532025 | InvestmentsOtherBOY |
| Investments Other EOY | 141015033 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 154743743 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 122458750 | TotalAssetsBOY |
| Total Assets EOY | 212892738 | TotalAssetsEOY |
| Total Assets EOYFMV | 235898287 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 122458750 | CapitalStockBOY |
| Capital Stock EOY | 212892738 | CapitalStockEOY |
| Total Net Assets BOY | 122458750 | TotalNetAssetsBOY |
| Total Net Assets EOY | 212892738 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 122458750 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 212892738 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 122458750 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 137979071 | ExcessOfRevenueOverExpenses |
| Subtotal | 260437821 | Subtotal |
| Other Decreases | 47545083 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 212892738 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| S/T-STMT ATTACHED | P | 40561970 | 39219538 | 1342432 | 1342432 |
| L/T-STMT ATTACHED | P | 36440344 | 29867680 | 6572664 | 6572664 |
| ST GAIN FROM MERGER | P | 118080 | 118080 | 118080 | |
| L/T GAIN FROM MERGER | P | 163 | 163 | 163 | |
| LITIGATION SETTLEMENTS | P | 38 | 38 | 38 | |
| DFA EMERGING MKT VALUE FD LTCG DIVS | P | 193704 | 193704 | 193704 | |
| S/T FROM PARTNERSHIPS | P | 45565 | -45565 | -45565 | |
| L/T FROM PARTNERSHIPS | P | 1416582 | 1416582 | 1416582 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 9598098 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 5601162 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 119576447 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046842 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 4732396 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 90886020 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.05207 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 4280445 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 71807481 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.05961 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1770445 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 59732164 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.02964 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 79326 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 52140222 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.001521 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.189683 | TotalDistributionRatio |
| Average Distribution Ratio | 0.037937 | AverageDistributionRatio |
| Net Noncharitable Assets | 217043248 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 8233970 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 115264 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 8349234 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 8144217 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 230528 | InvestmentIncomeExciseTax |
| Subtotal | 230528 | Subtotal |
| Tax Based On Investment Income | 230528 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 585912 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 585912 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 355384 | Overpayment |
| Amount Credited To Next Year | 355384 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | DC | StatesFiledWith |
| States Filed With | MD | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | true | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAXPAYER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 3019519090 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 MONTGOMERY AVE SUITE 650N | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| GEORGE P LEVENDIS ESQ | ||||||||
| 4550 Montgomery Avenue | Bethesda | MD | 20814 | SECTY/TREASURER | 5.0 | 0 | 0 | 0 |
| SUSAN R GELMAN | ||||||||
| 4550 Montgomery Avenue | Bethesda | MD | 20814 | President | 5.0 | 0 | 0 | 0 |
| MICHAEL C GELMAN | ||||||||
| 4550 Montgomery Avenue | Bethesda | MD | 20814 | Vice President | 20.0 | 0 | 27517 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ADINA H BARKINSKY | Name |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O THE MORNINGSTAR FOUNDATION | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PROGRAM DIRECTOR | Title |
| Average Hours Per Week | 40.0 | AverageHoursPerWeek |
| Compensation | 65000 | Compensation |
| Employee Benefits | 25875 | EmployeeBenefits |
| Expense Account | 0 | ExpenseAccount |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| Rockefeller & Co | |||||
| 10 ROCKEFELLER PLAZA 3rd Floor | NEW YORK | NY | 10020 | ADMINISTRATION | 302030 |
| Tweedy Browne Company LLC | |||||
| 350 Park Avenue | NEW YORK | NY | 10022 | Investment Advisory | 191343 |
| Advisory Research Inc | |||||
| 1659 Paysphere Circle | CHICAGO | IL | 60674 | Investment Advisory | 53555 |
| Montag & Caldwell | |||||
| 3455 Peachtree Rd NE Suite 1200 | ATLANTA | GA | 30326 | Investment Advisory | 65257 |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 211729383 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 8619092 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 220348475 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 220348475 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 3305227 | CashDeemedCharitable |
| Net Noncharitable Assets | 217043248 | NetNoncharitableAssets |
| Minimum Investment Return | 10852162 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 10852162 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 230528 | TaxBasedOnInvestmentIncome |
| Total Tax | 230528 | TotalTax |
| Distributable Amount Before Adj | 10621634 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 10621634 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 10621634 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 8144217 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 8144217 | QualifyingDistributions |
| Adj Qualifying Distributions | 8144217 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 10621634 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 27420 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Prior Year2 | 2009 | PriorYear2 |
| Prior Year3 | 2008 | PriorYear3 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 3700352 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 7223884 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 8328196 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 5522018 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 1340651 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 26115101 | TotalExcessDistriCarryover |
| Qualifying Distributions | 8144217 | QualifyingDistributions |
| Applied To Year1 | 27420 | AppliedToYear1 |
| Applied To Current Year | 8116797 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 2504837 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 2504837 | ExcessDistriCyovAppliedCY |
| Total Corpus | 23610264 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 1195515 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 22414749 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 7223884 | ExcessFromYear4 |
| Excess From Year3 | 8328196 | ExcessFromYear3 |
| Excess From Year2 | 5522018 | ExcessFromYear2 |
| Excess From Year1 | 1340651 | ExcessFromYear1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SUSAN R GELMAN | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE ATTACHED | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEE SCHEDULE ATTACHED | AddressLine1 |
| City | SEE SCHEDULE ATTACHED | City |
| State | MD | State |
| ZIP Code | 20814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | None | RecipientRelationship |
| Purpose Of Grant Or Contribution | For general charitable purposes | PurposeOfGrantOrContribution |
| Amount | $7,306,374 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 7306374 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $2,772,772 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $9,611,389 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Business CodeBusinessCode | ExclusionExclusionAmount |
|---|---|---|
| PARTNERSHIP INCOME | 525990 | -$9,625 |
| IRC SECTION 988 INCOME | -$109 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $12,374,427 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 12374427 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (7 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 222605 | X | |
| 2 | SSR CLAT 2004 | c/o RTC 10 Rockefeller Plz 3rd Fl | New York | NY | 10112 | 541585 | X | |
| 3 | SSR CLAT 2004 | C/O RTC 10 ROCKEFELLER PLZ 3rd Fl | New York | NY | 10020 | 1675612 | X | X |
| 4 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 7885326 | X | X |
| 5 | SUSAN R GELMAN 1997 CLAT | C/O RTC-DEL 1201 N MARKET ST STE | Wilmington | DE | 19801 | 508154 | X | |
| 6 | Richard Rhoda Goldman Fund | c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 | 109038043 | X | X |
| 7 | Richard Rhoda Goldman Fund | c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 | 14941345 | X |
Noncash Property NoncashProperty (3 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 3 | Marketable Securities | 1675612 | 2012-02-13 |
| 4 | Marketable Securities | 7885326 | 2012-02-15 |
| 6 | Marketable Securities | 109038043 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $21,831 | Amount |
| Disbursements Charitable Prps | 21831 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONE | Description |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Explanation ContractorCompExplanation (4 entries)
| ExplanationExplanation |
|---|
| Rockefeller Co |
| Administrative Services |
| Tweedy Browne Company LLC |
| Investment Advisory Services |
| Advisory Research Inc |
| Investment Advisory Services |
| Montag Caldwell |
| Investment Advisory Services |
Depreciation Schedule DepreciationSchedule
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JPM LTCG DISTRIBUTIONS | Name |
| Gross Sales Price | 13291 | GrossSalesPrice |
| Total Net | 13291 | TotalNet |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | SEE ATTACHED | NameOfBond |
| EOY Book Value | 7166285 | EOYBookValue |
| EOYFMV | 7501366 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | SEE ATTACHED | NameOfStock |
| EOY Book Value | 52101626 | EOYBookValue |
| EOYFMV | 61052797 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 7017962 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 7007493 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE ATTACHMENTS | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 141015033 | BookValue |
| EOYFMV | 154743743 | EOYFMV |
Land Etc Schedule2 LandEtcSchedule2
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $35,237 | Amount |
| Disbursements Charitable Prps | 35237 | DisbursementsCharitablePrps |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BOOK/TAX DIFFERENCE P'SHIP INCOME | $668,967 |
| BOOK/TAX DIFFERENCE GAINS/LOSSES | $8,734,795 |
| BOOK/TAX DIFFERENCE OTHER | $40,735 |
| COST/FMV DIFFERENCE GIFTS RECEIVED | $29,492,200 |
| ASSET BOOK COST ADJUSTMENTS | $8,608,386 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (13 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| COMPUTER EXPENSE | 5262 | 5262 | |
| MARKETING | 7224 | 7224 | |
| OFFICE EXPENSE | 322247 | 322247 | |
| BANK ADR FEES | 1408 | 1408 | |
| BANK CUSTODY FEES | 37495 | 37495 | |
| CONSULTING FEES | 21731 | 21731 | |
| MISCELLANEOUS | 1006 | 1006 | |
| BANK SERVICES CHARGES | 370 | 370 | |
| BUSINESS MEALS | 533 | 533 | |
| ADMINISTRATIVE SERVICES | 14250 | 14250 | |
| OFFICE EQUIPMENT | 62690 | 62690 | |
| SUPPLIES | 5360 | 5360 | |
| PAYROLL SERVICE | 2400 | 2400 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| ORDINARY INCOME (LOSS) FROM P'SHIPS | -9625 | -9625 |
| SECTION 988 INCOME (LOSS) | -109 | -109 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PAYROLL W/H PAYABLE | Description |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (9 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ADVISORY RESEARCH | $53,555 | 53555 | |
| ROCKEFELLER & COMPANY | $302,030 | 256725 | 45305 |
| MONTAG & CALDWELL | $65,257 | 65257 | |
| TWEEDY BROWNE CO, LLC | $191,343 | 191343 | |
| REGIS METRO ASSOCIATES | $3,819 | 3819 | |
| CAPITAL GUARDIAN TRUST CO | $13,810 | 13810 | |
| DODGE & COX | $28,671 | 28671 | |
| PZENA INVESTMENT MGMT | $23,010 | 23010 | |
| STATE STREET GLOBAL ADVISORS | $6,639 | 6639 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode |
|---|---|---|---|
| Richard Rhoda Goldman Fund | |||
| c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 |
| Richard Rhoda Goldman Fund | |||
| c/o MVM 455 Market St 1690 | San Francisco | CA | 94105 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES PAID | $130,238 | 151046 | |
| FEDERAL TAX 990-PF | $250,000 | ||
| PAYROLL TAXES | $10,784 | 10784 |
Comments