BRUNCKHORST FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- BRUNCKHORST FOUNDATION (EIN 23-7000850)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-10-19
- IRS object ID
- 201302929349100200
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-10-19T10:17:17-07:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KANDEL & COMPANY | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237000850 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Brunckhorst Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BRUN | NameControl |
| Phone | 5164969195 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Barbara Brunckhorst | Name |
| Title | Trustee | Title |
| Date Signed | 2013-10-04 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Richard Kandel | Name |
| PTIN | P00167249 | PTIN |
| Phone | 5164969195 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 72634850 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 2560000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 390 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 390 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 3293062 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 3293062 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 163838 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 16290782 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 163838 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 6017290 | TotalRevenueAndExpenses |
| Total Net Investment Income | 3457290 | TotalNetInvestmentIncome |
| Taxes Rev And Expnss | 260853 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 1679 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 49 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 1630 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 262532 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 49 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1630 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 3335000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 3335000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 3597532 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 49 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 3336630 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2419758 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 3457241 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 76697 | CashBOY |
| Cash EOY | 125018 | CashEOY |
| Cash EOYFMV | 125018 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 608896 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 198106 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 198106 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 234674 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 173821 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 173821 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 1317010 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1311311 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1388101 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 10175339 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 15618150 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 16513051 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 50386665 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 46616979 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 49173984 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 3701722 | InvestmentsOtherBOY |
| Investments Other EOY | 4877376 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 5062769 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 66501003 | TotalAssetsBOY |
| Total Assets EOY | 68920761 | TotalAssetsEOY |
| Total Assets EOYFMV | 72634850 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 66501003 | CapitalStockBOY |
| Capital Stock EOY | 68920761 | CapitalStockEOY |
| Total Net Assets BOY | 66501003 | TotalNetAssetsBOY |
| Total Net Assets EOY | 68920761 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 66501003 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 68920761 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 66501003 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2419758 | ExcessOfRevenueOverExpenses |
| Subtotal | 68920761 | Subtotal |
| Total Net Assets Fund Balances EOY | 68920761 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (62 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|---|---|---|
| LTCG Dist'b Allianceber Equity Inc A | P | 2012-11-05 | 2012-12-26 | 2815 | 2815 | 2815 | |
| LTCG Dist'b JP Morgan Equity Inc A | P | 2012-11-05 | 2012-12-14 | 1362 | 1362 | 1362 | |
| Fraction Mondelez Int'l Inc | P | 2011-05-12 | 2012-10-01 | 7 | 7 | 7 | |
| 100,000 Wyeth-5.5%,3/15/13 | P | 2008-03-28 | 2012-12-26 | 101141 | 824 | 824 | 100317 |
| 200,000 Tyco Int'l Group-6%,11/15/13 | P | 2009-08-03 | 2012-08-15 | 213784 | 10479 | 10479 | 203305 |
| 200,000 Travelers Co-5.375%,6/15/12 | P | 2008-08-14 | 2012-06-15 | 200000 | 200000 | ||
| 350,000 Target Corp Global-5.875%,3/1/12 | P | 2007-12-03 | 2012-03-01 | 350000 | 350000 | ||
| 75,000 SBC Communications-5.875%,8/15/12 | P | 2008-03-28 | 2012-03-30 | 76529 | 1080 | 1080 | 75449 |
| 400,000 Public Service Elec-5.125%,9/1/12 | P | 2007-10-16 | 2012-09-04 | 400000 | 400000 | ||
| 100,000 Nokia Corp-5.375%,5/15/19 | P | 2011-09-08 | 2012-07-23 | 72629 | -30121 | -30121 | 102750 |
| 300,000 MS Step Up-5%,6/11/25 | P | 2010-06-08 | 2012-12-11 | 300000 | 300000 | ||
| 300,000 Morgan Stanley-5.625%,1/9/12 | P | 2008-03-24 | 2012-01-09 | 300000 | 300000 | ||
| 400,000 Morgan Stanley-4.75%,4/1/14 | P | 2009-07-16 | 2012-10-19 | 413960 | 16470 | 16470 | 397490 |
| 400,000 JP Morgan Chase-4.5%,1/15/12 | P | 2006-01-01 | 2012-01-17 | 400000 | 400000 | ||
| 150,000 IBM Corp-4.75%,11/29/12 | P | 2007-11-23 | 2012-11-29 | 150000 | 150000 | ||
| 200,000 Household Financial-6.375%,11/27/12 | P | 2008-08-13 | 2012-11-27 | 200000 | 200000 | ||
| 100,000 Goldman Sachs Group-6.6%,1/15/12 | P | 2008-09-19 | 2012-01-17 | 100000 | 4500 | 4500 | 95500 |
| 400,000 Goldman Sachs Group-5.7%,9/1/12 | P | 2008-08-08 | 2012-09-04 | 400000 | 400000 | ||
| 200,000 Goldman Sachs Group-5.45%,11/1/12 | P | 2007-11-14 | 2012-11-01 | 200000 | 200000 | ||
| 100,000 GE Capital Corp-Floating-11/1/12 | P | 2009-03-17 | 2012-04-05 | 99445 | 17940 | 17940 | 81505 |
| 1,500,000 Deutsche Bank AG-5.375%,10/12/12 | P | 2007-10-16 | 2012-10-12 | 1500000 | 1500000 | ||
| 200,000 Credit Suisse FB USA-6.5%,1/15/12 | P | 2008-04-02 | 2012-01-17 | 200000 | 200000 | ||
| 200,000 Costco Wholesale-5.3%,3/15/12 | P | 2008-01-07 | 2012-03-15 | 200000 | 200000 | ||
| 150,000 Conoco Phillips-4.75%,2/1/14 | P | 2009-02-19 | 2012-08-20 | 150000 | 7078 | 7078 | 142922 |
| 1,200,000 Conoco Phillips-4.75%,10/15/12 | P | 2007-10-16 | 2012-10-15 | 1200000 | 1200000 | ||
| 200,000 Citigroup Inc-5.3%,10/17/12 | P | 2007-11-14 | 2012-10-17 | 200000 | 200000 | ||
| 74,000 Citigroup Global Markets-6%,2/21/12 | P | 2008-03-20 | 2012-02-21 | 74000 | 74000 | ||
| 200,000 Charles Schwab-4.95%,6/1/14 | P | 2009-06-10 | 2012-12-21 | 212442 | 12016 | 12016 | 200426 |
| 1,300,000 Berkshire Hathway-4.75%,5/15/12 | P | 2007-10-17 | 2012-05-15 | 1300000 | 1300000 | ||
| 300,000 Bear Stearns Co-5.35%,2/1/12 | P | 2007-11-14 | 2012-02-01 | 300000 | 917 | 917 | 299083 |
| 200,000 Bank of New York-4.95%,11/1/12 | P | 2009-03-20 | 2012-11-01 | 200000 | 200000 | ||
| 250,000 Bank of America-4.85%,9/15/12 | P | 2008-08-08 | 2012-09-17 | 250000 | 946 | 946 | 249054 |
| 100,000 AT&T-6.7%,11/15/13 | P | 2009-03-20 | 2012-06-29 | 108084 | 4978 | 4978 | 103106 |
| 200,000 AT&T-4.85%,2/15/14 | P | 2009-02-19 | 2012-09-14 | 211765 | 10909 | 10909 | 200856 |
| 600,000 Astrazeneca PLC Global-5.4%,9/15/12 | P | 2007-10-22 | 2012-09-17 | 600000 | 600000 | ||
| 250,000 American Express-5.55%,10/17/12 | P | 2008-07-01 | 2012-10-17 | 250000 | 250000 | ||
| 55,257.214 Templeton Global Bd Fd | P | 2010-02-03 | 2012-01-09 | 689057 | -18612 | -18612 | 707669 |
| 6,028.369 Columbia Marsico 21st Century Fd | P | 2008-02-06 | 2012-07-11 | 70773 | -14227 | -14227 | 85000 |
| 5,000 USB Cap XI-6.6% | P | 2010-05-18 | 2012-05-18 | 125000 | 2323 | 2323 | 122677 |
| 18,000 Bayclays Bank-6.625%,Pfd | P | 2010-08-23 | 2012-07-20 | 432998 | -5867 | -5867 | 438865 |
| 4,000 Wal-Mart Stores Inc | P | 2012-03-12 | 2012-10-02 | 293531 | 34124 | 34124 | 259407 |
| 17,000 Teco Energy | P | 2010-09-02 | 2012-03-19 | 300039 | -9546 | -9546 | 309585 |
| 1,500 Phillips 66 | P | 2012-04-03 | 2012-05-03 | 45896 | -5963 | -5963 | 51859 |
| 4,000 Philip Morris Int'l | P | 2011-10-25 | 2012-10-15 | 353066 | 34660 | 34660 | 318406 |
| 2,000 Northrop Grumman CP | P | 2012-08-15 | 2012-10-02 | 132978 | -5075 | -5075 | 138053 |
| 3,000 Mondelez Int'l Inc | P | 2011-05-12 | 2012-12-07 | 18588 | 1405 | 1405 | 17183 |
| 8,000 Mondelez Int'l Inc | P | 2011-05-12 | 2012-12-07 | 258437 | 17183 | 17183 | 241254 |
| 6,000 Microsoft Corp | P | 2012-03-12 | 2012-10-02 | 176507 | -16033 | -16033 | 192540 |
| 4,000 McDonalds Corp | P | 2011-02-08 | 2012-10-02 | 363132 | 19511 | 19511 | 343621 |
| 3,666 Kraft Foods Group Inc | P | 2011-05-12 | 2012-11-30 | 165412 | 25730 | 25730 | 139682 |
| 2,000 JP Morgan Chase | P | 2011-09-26 | 2012-03-19 | 88755 | 26723 | 26723 | 62032 |
| 7,000 Intel Corp | P | 2012-04-09 | 2012-08-23 | 173819 | -24442 | -24442 | 198261 |
| 5,000 ING Infra Ind & Mat'l | P | 2011-03-23 | 2012-06-28 | 79417 | -27011 | -27011 | 106428 |
| 1,000 IBM Corp | P | 2012-03-05 | 2012-10-02 | 208118 | 5117 | 5117 | 203001 |
| 1,000 Facebook Inc | P | 2012-05-18 | 2012-07-25 | 27947 | -12779 | -12779 | 40726 |
| 1,300 Facebook Inc | P | 2012-05-17 | 2012-05-18 | 51129 | 1729 | 1729 | 49400 |
| 1,200 Exxon Mobil Corp | P | 2012-08-24 | 2012-10-03 | 108624 | 1953 | 1953 | 106671 |
| Fraction Duke Energy Corp | P | 2010-10-12 | 2012-06-29 | 68 | 15 | 15 | 53 |
| 3,000 Dow Chemical | P | 2011-10-14 | 2012-03-19 | 105614 | 22552 | 22552 | 83062 |
| 1,500 Colgate Palmolive Co | P | 2012-08-15 | 2012-10-02 | 160616 | 150 | 150 | 160466 |
| 4,000 Chevron Corp | P | 2011-12-05 | 2012-10-02 | 464271 | 34643 | 34643 | 429628 |
| 12,000 American Electric Power | P | 2010-10-18 | 2012-03-19 | 459027 | 13375 | 13375 | 445652 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 163838 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 71415 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 3333625 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 66926755 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04981 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 3227534 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 61439803 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.05253 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2830998 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 57498821 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.04924 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2801000 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 55261303 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.05069 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 2425750 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 47999745 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.05054 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.25280 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05056 | AverageDistributionRatio |
| Net Noncharitable Assets | 70378618 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 3558343 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 34572 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 3592915 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 3336630 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 69145 | InvestmentIncomeExciseTax |
| Subtotal | 69145 | Subtotal |
| Tax Based On Investment Income | 69145 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 135736 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 135736 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 66591 | Overpayment |
| Amount Credited To Next Year | 66591 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Richard Kandel | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 5164969195 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike-Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Richard Todd Stravitz | ||||||
| 11 Bridgeway Road | Richmond | VA | 23226 | Trustee | 0.00 | 0 |
| Barbara Brunckhorst | ||||||
| 2700 N Ocean Dr 2604A | Riviera Beach | FL | 34242 | Trustee | 10.00 | 0 |
| Frank Brunckhorst III | ||||||
| 1400 Ladue Lane | Sarasota | FL | 33404 | Trustee | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 70423543 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1026831 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 71450374 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 71450374 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1071756 | CashDeemedCharitable |
| Net Noncharitable Assets | 70378618 | NetNoncharitableAssets |
| Minimum Investment Return | 3518931 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 3518931 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 69145 | TaxBasedOnInvestmentIncome |
| Total Tax | 69145 | TotalTax |
| Distributable Amount Before Adj | 3449786 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 3449786 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 3449786 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 3336630 | ExpensesAndContributions |
| Qualifying Distributions | 3336630 | QualifyingDistributions |
| Adj Qualifying Distributions | 3336630 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 3449786 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1039036 | UndistributedIncomePriorYear |
| Qualifying Distributions | 3336630 | QualifyingDistributions |
| Applied To Year1 | 1039036 | AppliedToYear1 |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 2297594 | AppliedToCurrentYear |
| Undistributed Income CY | 1152192 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Barbara Brunckhorst | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (23 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| Planned Parenthood | |||||||
| 5775 Blue Lagoon Drive | Miami | FL | 33126 | N/A | Public | General Purpose | $25,000 |
| Peggy Adams Animal Rescue | |||||||
| 3200 N Military Trail | West Palm Beach | FL | 33409 | N/A | Public | General Purpose | $20,000 |
| Nature Conservancy | |||||||
| 222 S Westmonte Drive | Altamonte Springs | FL | 32714 | N/A | Public | General Purpose | $175,000 |
| Conservation Foundation of Gulf Coa | |||||||
| 224 Dantura Street | West Palm Beach | FL | 33401 | N/A | Public | General Purpose | $175,000 |
| Sierra Club Foundation | |||||||
| 111 2nd Ave-Ste 14 | St Petersburg | FL | 33701 | N/A | Public | General Purpose | $400,000 |
| Suncoast Seabird Sanctuary | |||||||
| 18328 Gulf Blvd | Indian Shores | FL | 33785 | N/A | Public | General Purpose | $75,000 |
| Nature Conservancy | |||||||
| 490 Westfield Road | Charlottesville | VA | 22901 | N/A | Public | General Purpose | $175,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | Public | General Purpose | $175,000 |
| National Wildlife Foundation | |||||||
| 11100 Wildlife Center Drive | Reston | VA | 20190 | N/A | Public | General Purpose | $50,000 |
| American Rivers | |||||||
| 1101 14th Street NW-Ste 1400 | Washington | DC | 20005 | N/A | Public | General Purpose | $175,000 |
| SPCA Tri County Humane Society | |||||||
| 21287 Boca Rio Road | Boca Raton | FL | 33433 | N/A | Public | General Purpose | $100,000 |
| Earth Justice | |||||||
| 1110S ML King Blvd | Tallahassee | FL | 32301 | N/A | Public | General Purpose | $200,000 |
| NY Foundling Hospital | |||||||
| 590 Ave of the Americas | New York | NY | 10011 | N/A | Public | General Purpose | $20,000 |
| Humane Society of Sarasota County | |||||||
| 2331 15th Street | Sarasota | FL | 34237 | N/A | Public | General Purpose | $45,000 |
| Riverside School | |||||||
| 2110 McRae Road | Richmond | VA | 23235 | N/A | Public | General Purpose | $50,000 |
| Environmental Defense Fund | |||||||
| 257 Park Ave So | New York | NY | 10010 | N/A | Public | General Purpose | $200,000 |
| Center for Reproductive Rights | |||||||
| 120 Wall Street | New York | NY | 10005 | N/A | Public | General Purpose | $200,000 |
| Conservation Fund | |||||||
| 1655 N Fort Myers Dr-Ste 1300 | Arlington | VA | 22209 | N/A | Public | General Purpose | $175,000 |
| SPCA of Richmond | |||||||
| 2519 Hermitage Road | Richmond | VA | 23220 | N/A | Public | General Purpose | $100,000 |
| Chesapeake Bay Foundation | |||||||
| 6 Herndon Avenue | Annapolis | MD | 21403 | N/A | Public | General Purpose | $200,000 |
| So Environmental Law Ctr | |||||||
| 201 West Main St-Ste 14 | Charlottesville | VA | 22902 | N/A | Public | General Purpose | $200,000 |
| Planned Parenthood | |||||||
| 736 Central Ave | Sarasota | FL | 34236 | N/A | Public | General Purpose | $200,000 |
| Sierra Club Foundation | |||||||
| 422 E Franklin St | Richmond | VA | 23219 | N/A | Public | General Purpose | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 3335000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $390 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,293,062 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $163,838 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $3,457,290 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 3457290 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType |
|---|---|---|---|---|---|---|---|
| 2 | Barbara Brunckhorst 2010 Trust | 2700 N Ocean Dr 2604A | Riviera Beach | FL | 33404 | 560000 | X |
| 1 | Barbara Brunckhorst | 2700 N Ocean Dr 2604A | Riviera Beach | FL | 33404 | 2000000 | X |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (218 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Wyndham Worldwide-4.25%,3/1/22 | 105700 | 103252 |
| Weyerhaeuser Co-7.125%,7/15/23 | 49906 | 48265 |
| Weatherford Int'l-4.5%,4/15/22 | 156132 | 159189 |
| Tyson Foods Inc-4.5%,6/15/22 | 270440 | 270630 |
| Sociele Generale-5.2%,4/15/21 | 558385 | 554250 |
| Royal Bank of Scotland-6.4%,10/21/19 | 105887 | 115070 |
| Rabobank Nederland-3.95%,11/9/22 | 513489 | 512015 |
| Nordea Bank Reg-S | 204512 | 210180 |
| Morgan Stanlry-4.875%,11/1/22 | 566914 | 569465 |
| Morgan Stanlry-5.75%,1/25/21 | 55806 | 57102 |
| Lloyds TSB Bank-6.5%,9/14/20 | 557081 | 553875 |
| Ingram Micro Inc-5%,8/10/22 | 208974 | 205198 |
| Hewlett Packard-4.65%,12/9/21 | 213802 | 200778 |
| Hewlett Packard-4.3%,6/1/21 | 100161 | 99050 |
| Goldman Sachs Group-6%,12/15/23 | 60034 | 57442 |
| Goldman Sachs Group-5%,6/15/23 | 110012 | 106114 |
| Goldman Sachs Group-5%,5/15/22 | 88710 | 86819 |
| Goldman Sachs Group-4.85%,5/15/22 | 53681 | 53616 |
| GE Capital Corp-5.75%.2/15/23 | 35907 | 34418 |
| Ford Motor Credit-4.25%,9/20/22 | 205771 | 211476 |
| Ford Motor Credit-5.875%,8/2/21 | 115630 | 116454 |
| Century Link Inc-6.45%,6/15/21 | 226564 | 221000 |
| BNP Paribas-5%,1/15/21 | 206123 | 224630 |
| Best Buy-5.5%,3/15/21 | 100870 | 84750 |
| Barclays Bank-6.278%,12/29/49 | 425625 | 479710 |
| Barclays Bank-6.05%,12/4/17 | 219425 | 217900 |
| Bank of America-6.75%,8/15/19 | 114709 | 114570 |
| Bank of America-5.49%,5/15/19 | 222628 | 222164 |
| Alcoa-5.4%,4/15/21 | 107398 | 104081 |
| Credit Suisse FB USA-6%,2/15/18 | 720750 | 780098 |
| Weyerhaeuser-7.375%,10/1/19 | 110540 | 123594 |
| UBS AG Stamford-5.75%,4/25/18 | 106447 | 116885 |
| Transocean-6.5%,11/15/20 | 113928 | 121112 |
| Royal Bank of Scotland-5.65%,8/24/20 | 102718 | 116097 |
| Protective Life-6.4%,1/15/18 | 107694 | 116280 |
| Pitney Bowes-5.6%,3/15/18 | 210909 | 211834 |
| Pitney Bowes-4.75%,5/15/18 | 201317 | 207504 |
| Peabody Morris-6.5%,9/15/20 | 98108 | 96525 |
| Nokia Corp-5.375%,5/15/19 | ||
| Nationwide Fin'l-6.75%,5/15/67 | 174000 | 208450 |
| Morgan Stanley-5.625%,9/23/19 | 211922 | 226196 |
| Moody's Corp-5.5%,9/1/20 | 107325 | 111512 |
| Merrill Lynch-5.7%,5/2/17 | 207480 | 219500 |
| Lorillard Tobacco Settle-6.875%,5/1/20 | 222261 | 243776 |
| Lloyds TSB Bank-4.875%.1/21/16 | 100623 | 110135 |
| Lincoln National Corp-6.25%,2/15/20 | 110282 | 119650 |
| Key Bank NA-4.625%,6/15/18 | 99632 | 103199 |
| JP Morgan Chase-6.3%,4/23/19 | 112594 | 123376 |
| Jefferies Group-5.125%,4/13/18 | 102630 | 105000 |
| Jabil Circuit Inc-5.625%,12/15/20 | 201293 | 222000 |
| International Paper-9.375%,5/15/19 | 246160 | 272742 |
| HSBC Finance Corp-5%,9/27/20 | 103265 | 109188 |
| Hartford Fin'l Services-6.3%,3/15/18 | 107430 | 119138 |
| Goldman Sachs Group-6.15%,4/1/18 | 327737 | 352431 |
| GE Capital Corp-5.625%,5/1/18 | 107655 | 118753 |
| Ford Motor Credit-5%,5/15/18 | 202580 | 220688 |
| Fifth Third Bank-4.5%,6/1/18 | 53224 | 58854 |
| Credit Suisse FB USA-5.4%,1/14/20 | 271530 | 281097 |
| Credit Suisse FB USA-5.3%,8/13/19 | 209267 | 232780 |
| Credit Suisse FB USA-4.375%,8/5/20 | 304952 | 342084 |
| Computer Science-6.5%,3/15/18 | 109258 | 116646 |
| Citigroup Inc-5.5%,2/15/17 | 104451 | 110853 |
| Barclays Bank-6.75%,5/22/19 | 219333 | 242820 |
| Barclays Bank-5.14%,10/14/20 | 895933 | 884255 |
| Barclays Bank-5.125%,1/8/20 | 309891 | 342189 |
| Bank of America-6.4%,8/15/19 | 218513 | 228830 |
| Bank of America-5.65%,5/1/18 | 211737 | 232688 |
| American Int'l Group-5.85%,1/16/18 | 369877 | 413770 |
| Alcoa Inc-6.75%,7/15/18 | 215878 | 228484 |
| ABN AMRO Bank NV-4.65%,6/4/18 | 201142 | 201000 |
| Wachovia Bank-5.625%,10/15/16 | 104407 | 114653 |
| Wachovia Bank-5%,8/15/15 | 410072 | 436964 |
| Wachovia Bank-4.875%,2/1/15 | 204754 | 215892 |
| Vodafone Group-5%,9/15/15 | 207820 | 222420 |
| UBS AG Stamford-5.875%,7/15/16 | 206291 | 223328 |
| UBS AG Stamford-3.875%,1/15/15 | 301292 | 313905 |
| Transatlantic HL-5.75%,12/15/14 | 179913 | 193357 |
| Suntrust Banks-5.45%,12/1/17 | 283962 | 310692 |
| Simon Properties Group-5.75%,12/1/15 | 209744 | 225288 |
| PPL Energy Supply-6.2%,5/15/16 | 158491 | 171642 |
| Nationwide Fin'l-5.625%,2/13/15 | 154077 | 157777 |
| MS Step Up-5%,6/11/25 | ||
| Morgan Stanley-5.95%,12/28/17 | 319608 | 339720 |
| Morgan Stanley-5.75%,10/18/16 | 314373 | 332571 |
| Morgan Stanley-5.55%,4/27/17 | 103846 | 110863 |
| Merrill Lynch Co-6.4%,8/28/17 | 104753 | 117436 |
| Merrill Lynch Co-6.05%,5/16/16 | 467689 | 495387 |
| Merrill Lynch Co-5%,1/15/15 | 204267 | 213660 |
| MBNA Corp Sr Notes-5%,6/15/15 | 406667 | 432536 |
| Key Bank NA-5.45%,3/3/16 | 102834 | 111787 |
| Key Bank NA-4.95%,9/15/15 | 201875 | 217904 |
| JP Morgan Chase-5.15%,10/1/15 | 492737 | 522096 |
| Goldman Sachs Group-5.625%,1/15/17 | 207729 | 219436 |
| Goldman Sachs Group-5.125%,1/15/15 | 206216 | 214856 |
| Genworth Fin'l-4.95%,10/1/15 | 346457 | 370206 |
| GE Capital Corp-5.5%,8/15/15 | 83139 | 87477 |
| GE Capital Corp-4.375%,9/21/15 | 407048 | 435964 |
| Ford Motor Credit-7%,4/15/15 | 104880 | 111504 |
| Ford Motor Credit-6.625%,8/15/17 | 315402 | 350541 |
| Ford Motor Credit-5.625%,9/15/15 | 101148 | 109503 |
| Dresdner Bank | 530422 | 542450 |
| Donnelley RR-6.125%,1/15/17 | 206834 | 193500 |
| Countrywide Fin'l-6.25%,5/15/16 | 105917 | 109771 |
| Compass Bank-6.4%,10/1/17 | 264257 | 269118 |
| Comerica Bank-5.75%,11/21/16 | 308121 | 347106 |
| Comcast Corp-5.85%,11/15/15 | 212833 | 227640 |
| Citigroup Inc-6.01%,1/15/15 | 179280 | 191224 |
| Citigroup Inc-4.875%,5/7/15 | 475344 | 510293 |
| Capital One Fin'l-5.5%,6/1/15 | 103812 | 110211 |
| Berkley WR Corp-5.6%,5/15/15 | 102768 | 108518 |
| BB &T Corp-5.2%,12/23/15 | 144546 | 156080 |
| Barclays Bank-5%,9/22/16 | 403577 | 448540 |
| Bankers Trust NY-7.5%,11/15/15 | 107018 | 109381 |
| Bank of America-6.1%,6/15/17 | 319692 | 345675 |
| Bank of America-5.625%,10/14/16 | 103451 | 113070 |
| Bank of America-5.42%,3/15/17 | 361021 | 383376 |
| Bank of America-5.35%,9/15/15 | 61363 | 64556 |
| Bank of America-5.75%,8/15/16 | 209670 | 218706 |
| Bank of America-5.3%,3/15/17 | 514013 | 562355 |
| American Int'l Group-5.6%,10/16/16 | 150776 | 171294 |
| American Int'l Group-5.45%,5/18/17 | 100786 | 114852 |
| Western Union Co-6.5%, 2/26/14 | 163178 | 169818 |
| Wells Fargo Co-4.95%, 10/16/13 | 295301 | 310158 |
| Well Point Inc-6%, 2/15/14 | 710610 | 740859 |
| Walt Disney Co-4.5%, 12/15/13 | 171459 | 176601 |
| Wachovia Bank-5.25%, 8/1/14 | 200822 | 213268 |
| Wachovia Bank-4.8%, 11/1/14 | 483695 | 536675 |
| US Bank NA Notes-4.95%, 10/30/14 | 352893 | 376320 |
| United Healthcare Group-5%, 8/15/14 | 251961 | 265990 |
| Unilever Capital-3.65%, 2/15/14 | 100463 | 103395 |
| Tyco Int'l Group-6%, 11/15/13 | ||
| Staples Inc-9.75%, 1/15/14 | 63267 | 65232 |
| SBC Communications-5.1%, 9/15/14 | 101230 | 107420 |
| Prudential Fin'l-5.1%, 9/20/14 | 252269 | 267588 |
| Potash Corp-5.25%, 5/15/14 | 146786 | 153955 |
| PNC Funding Corp-5.25%, 11/15/15 | 410210 | 446940 |
| Philip Morris-6.875%, 3/17/14 | 102826 | 107676 |
| Paccar Inc-6.875%, 2/15/14 | 202118 | 213708 |
| NYSE Euronext-4.8%, 6/28/13 | 70063 | 71466 |
| Morgan Stanley-6%, 5/13/14 | 100619 | 105897 |
| Morgan Stanley-4.75%, 4/1/14 | ||
| MetLife-5.5%, 6/15/14 | 503483 | 536065 |
| Merrill Lynch Co-5.3%, 9/30/15 | 265399 | 284661 |
| Mellon Funding-5%, 12/1/14 | 404847 | 429964 |
| Medtronics Inc-1.625%, 4/15/13 | 183121 | 200626 |
| JP Morgan Chase-5.375%, 1/15/14 | 200239 | 209856 |
| JP Morgan Chase-5.125%, 9/15/14 | 202428 | 212708 |
| JP Morgan Chase-4.65%, 6/1/14 | 775580 | 816548 |
| John Deere Cap Corp-4.9%, 9/9/13 | 100417 | 103069 |
| International Paper-5.3%, 4/1/15 | 202004 | 217166 |
| HSBC Finance Corp-6.676%, 1/15/21 | 1465583 | 1706000 |
| Hewlett Packard-6.125%, 5/1/14 | 102158 | 105122 |
| Goldman Sachs Group-6%, 5/1/14 | 201585 | 212850 |
| Goldman Sachs Group-5.25%, 10/15/13 | 200760 | 207002 |
| Goldman Sachs Group-5%, 10/1/14 | 347719 | 372817 |
| Glaxo Smithkline Cap-4.375%, 4/15/14 | 100762 | 104949 |
| GE Capital Corp-11/1/12 | ||
| GE Capital Corp-5.9%, 5/13/14 | 507214 | 535855 |
| GE Capital Corp-5.65%, 6/9/14 | 302525 | 320556 |
| Duke Energy Carolinas-5.75%, 11/15/13 | 66091 | 67907 |
| Du Pont EI De Nemou-5.875%, 1/15/14 | 14306 | 14776 |
| Deutsche Telecom-4.875%, 7/8/14 | 200664 | 211740 |
| Dell Inc-5.625%, 4/15/14 | 203450 | 212290 |
| Daimler Chrysler-6.5%, 11/15/13 | 151299 | 157461 |
| Credit Suisse New York-5.5%, 5/1/14 | 732367 | 770131 |
| Credit Suisse FB USA-5.5%, 8/15/13 | 100493 | 103154 |
| Credit Suisse FB USA-5.125%, 1/15/14 | 200358 | 208908 |
| Conoco Phillips-4.75%, 2/1/14 | 50418 | 52264 |
| Coca Cola HBC Fin-5.125%, 9/17/13 | 100514 | 102492 |
| CME Group Inc-5.75%. 2/15/14 | 505099 | 528025 |
| Charles Schwab-4.95%, 6/1/14 | ||
| Caterpillar Fin Ser Corp-6.2%, 9/30/13 | 101185 | 104317 |
| Caterpillar Fin Ser Corp-6.125%, 2/17/14 | 906712 | 959535 |
| Carolina Power & Light-5.125%, 9/15/13 | 101143 | 103322 |
| Berkshire Hathway Inc-4.625%, 10/15/13 | 201172 | 206316 |
| Bellsouth Corp-5.2%, 9/15/14 | 101202 | 107412 |
| Bear Stearns Co-5.7%, 11/15/14 | 402648 | 434668 |
| BB&T Corp-5.7%, 4/30/14 | 300351 | 319740 |
| Barclays Bank-5.2%, 7/10/14 | 503116 | 530475 |
| Bank of New York-4.95%, 11/1/12 | ||
| Bank of America Corp-5.125%, 11/15/14 | 405796 | 426580 |
| AT&T Corp-6.7%, 11/15/13 | ||
| AT&T Corp-4.85%, 2/15/14 | ||
| American Express Co-7.25%, 5/20/14 | 406939 | 435284 |
| Allstate Life Global-5.375%,4/13/13 | 600555 | 609936 |
| Wyeth Notes-5.5%,3/15/13 | ||
| Travelers Cos-5.375%,6/15/12 | ||
| SBC Communications-5.875%,8/15/12 | ||
| Royal Bank of Scotland-5%,11/12/13 | 200753 | 204290 |
| Morgan Stanley-5.625%,1/9/12 | ||
| Household Financial-6.375%,11/27/12 | ||
| Goldman Sachs Group-5.7%,9/1/12 | ||
| Goldman Sachs Group-6.6%,1/15/12 | ||
| GE Capital Corp-5.45%,1/15/13 | 976555 | 1001720 |
| Credit Suisse-5%,5/15/13 | 496445 | 508050 |
| Credit Suisse FB USA-6.5%,1/15/12 | ||
| Costco Wholesale Corp-5.3%,3/15/12 | ||
| Consolidated Edison-4.875%,2/1/13 | 300269 | 301050 |
| Citigroup Global Markets-6%,2/21/12 | ||
| Bank of America-4.9%,5/1/13 | 198312 | 202728 |
| Bank of America-4.875%,1/15/13 | 99030 | 100134 |
| Bank of America-4.875%,9/15/12 | ||
| Banc One Corp-5.25%,1/30/13 | 498896 | 501700 |
| Anheuser Busch-4.375%,1/15/13 | 195394 | 200222 |
| American Express-5.875%,5/2/13 | 498913 | 509030 |
| American Express-5.55%.10/17/12 | ||
| Target Corp Global Notes-5.875%,3/11/12 | ||
| Public Service Elec & Gas-5.125%, 9/1/12 | ||
| IBM Corp-4.75%,11/29/12 | ||
| Goldman Sachs Group-5.450%,11/1/12 | ||
| Deutsch Bank AG London-5.375%,10/12/12 | ||
| Conoco Phillips-5.5%,4/15/13 | 501406 | 506990 |
| Conoco Phillips-4.75%,10/15/12 | ||
| Citigroup Inc-5.3%,10/17/12 | ||
| Berkshire Hathaway Notes-4.75%,5/15/12 | ||
| Bear Stearns Co Notes-5.35%,2/1/12 | ||
| Astrazeneca PLC Global-5.4%,9/15/12 | ||
| JP Morgan Chase-4.5%,1/15/12 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (64 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Wells Fargo Global Notes-5.125%-Pfd | 125000 | 124500 |
| Suntrust Banks-5.875%-Pfd | 125000 | 122350 |
| Public Storage Ser T-5.75%-Pfd | 125000 | 129850 |
| Public Storage-5.625%-Pfd | 200000 | 207840 |
| PNC Financial Services-5.375%-Pfd | 125000 | 124750 |
| JP Morgan Chase-5.5%-Pfd | 125000 | 125700 |
| Goldman Sachs Group-Ser B-PFD | 122831 | 125750 |
| Goldman Sachs Group-5.95%-PFD | 258867 | 249800 |
| First Republic Bank Ser A-6.7%-Pfd | 125000 | 134900 |
| Charles Schwab-6% Ser B-Pfd | 108761 | 104600 |
| BB&T Corp-5.85%-Pfd | 234588 | 233820 |
| BB&T Corp-5.625%-Pfd | 125000 | 127400 |
| BB&T Corp-5.2%-Pfd | 127006 | 122850 |
| Wells Fargo & Co | 301308 | 307620 |
| Total SA Spon ADR | 218649 | 208040 |
| Seadrill Ltd | 305373 | 294400 |
| Procter & Gamble | 201267 | 203670 |
| Pfizer Inc | 193592 | 200634 |
| Merck & Co | 471849 | 470810 |
| Lockheed Martin Corp | 456929 | 461450 |
| Kimberly Clark Corp | 176677 | 168860 |
| General Electric | 385155 | 419800 |
| First Trust MLP & Energy | 200000 | 206500 |
| Eli Lilly & Co | 385308 | 443880 |
| Conoco Phillips | 174500 | 173970 |
| Blackrock Inc | 190335 | 206710 |
| Staoil ASA ADR | 193592 | 175280 |
| Phillip Morris Int'l | ||
| Nextera Energy Inc | 398156 | 484330 |
| McDonalds Corp | ||
| Kraft Foods Inc | ||
| JP Mprgan Chase | 456424 | 571598 |
| Johnson & Johnson | 234186 | 245350 |
| ING Infra Ind & Mat'l | ||
| Glaxo Smithkline PLC | 401198 | 391230 |
| Dupont EI De Nemours | 422736 | 404807 |
| Dow Chemical Co | 390268 | 420282 |
| Dominion Resources Inc | 371352 | 362600 |
| Chevron Corp | ||
| Brookfield Global Inc | 197412 | 201505 |
| A T & T Inc | 436169 | 471940 |
| HSBC Holding PLC-6.2%-Pfd | 590007 | 625750 |
| Deutsch Bank Ctg't-6.55%-Pfd | 121471 | 128350 |
| Barclays Bank PLC-7.1%-Pfd | 98529 | 100240 |
| Barclays Bank PLC-6.625%-Pfd | ||
| Bank of America-7.25%-Pfd | 122074 | 126850 |
| Bank of America-6.625%-Pfd | 118540 | 131250 |
| Aegon NV-7.25%-Pfd | 572188 | 626750 |
| Aegon NV-6.375%-Pfd | 236181 | 251600 |
| Verizon Communications | 339628 | 432700 |
| Unilever PLC | 476053 | 580800 |
| Teco Energy | ||
| Southern Co | 520979 | 535125 |
| Duke Energy Corp | 330868 | 382736 |
| Consolidated Edison | 528623 | 555400 |
| Bristol Myers Squibb | 443554 | 423670 |
| Bank of Montreal | 423169 | 429100 |
| American Electric Power | ||
| Bank of America-8.625%-Pfd | 250000 | 255600 |
| ING Group-8.5%-PFD | 170794 | 191771 |
| ING Group-7.375%-PFD | 354580 | 424830 |
| Deutsche Bank-7.6%-PFD | 507099 | 549713 |
| Barclays Bank PLC-8.125%-Pfd | 200903 | 203440 |
| Bank of America-8.2%-Pfd | 123422 | 128000 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 1311311 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 1388101 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (24 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| Unit AAM Preferred Inc Opp'y 2 Yr | AT COST | 89050 | 84980 |
| Unit AAM Inflation Inc Strategy | AT COST | 99990 | 93580 |
| Unit AAM Balanced 2012-2 | AT COST | 99984 | 96330 |
| Unit FT Strategic Div Plus | AT COST | 296516 | 294752 |
| Stanley Blacker Ser I-5.7%,7/25/52 | AT COST | 125000 | 129750 |
| Nextera-5.125%,11/15/72 | AT COST | 127039 | 125450 |
| GE Capital Corp-4.875%,10/15/52 | AT COST | 150000 | 152940 |
| Entergy Arkansas-4.9%,12/1/52 | AT COST | 125000 | 124250 |
| Comcast Corp-5%,12/15/61 | AT COST | 125000 | 130950 |
| AFLAC Inc-5.5%,9/15/52 | AT COST | 125000 | 127250 |
| Affiliated Managers-5.25%,10/15/22 | AT COST | 125000 | 126282 |
| JP Morgan Equity Inc A | AT COST | 250000 | 240987 |
| John Hancock FDS Str Inc Opp'y A | AT COST | 400000 | 391557 |
| Allianceber Equity Inc A | AT COST | 250000 | 241112 |
| KKR Fin'l Holdings-8.375%,11/15/41 | AT COST | 250000 | 279699 |
| DTE Energy Ser-6.5%,12/1/61 | AT COST | 250000 | 272900 |
| UBS Cap XL-6.6% | AT COST | ||
| JP Chase Cap XL-5.875%,6/15/33 | AT COST | 477641 | 503400 |
| Goldman Sachs-6.125%,11/1/60 | AT COST | 372813 | 391800 |
| Corts GS Cap I-6% | AT COST | 114687 | 124950 |
| Citigroup Cap VII-7.125% | AT COST | 461028 | 507600 |
| Templeton Global Bond Fd | AT COST | ||
| Morgan Stanley Cap Tr-6.45% | AT COST | 563628 | 622250 |
| Columbia Marsico 21st Century | AT COST |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Service Charges | 49 | 49 | |
| Public Notice | 130 | 130 | |
| Filing Fees | 1500 | 1500 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount |
|---|---|
| Unrelated Business Tax-'12 | $191,708 |
| Excise Tax -'12 | $69,145 |
Comments