THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201301309349100800
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T07:47:13-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061175330 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NESS | NameControl |
| Phone | 2032277470 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David Godfrey | Name |
| Title | Secretary | Title |
| Phone | 2032277470 | Phone |
| Date Signed | 2013-05-03 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David L Godfrey | Name |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 4265989 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 19 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 19 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 116077 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 116077 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 120601 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1026658 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 120601 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 236697 | TotalRevenueAndExpenses |
| Total Net Investment Income | 236697 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 4800 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 2400 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 2400 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 200 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 100 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 100 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 25518 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 23218 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 2300 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4545 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 594 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 35063 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 26312 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4800 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 179500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 179500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 214563 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 26312 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 184300 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 22134 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 210385 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | 37291 | CashEOY |
| Cash EOYFMV | 37291 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 102311 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 172381 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 172381 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2020555 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1913145 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3196389 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 713710 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 601084 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 624635 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 104232 | InvestmentsOtherBOY |
| Investments Other EOY | 238988 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 235240 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 0 | OtherAssetsBOY |
| Other Assets EOY | 53 | OtherAssetsEOY |
| Other Assets EOYFMV | 53 | OtherAssetsEOYFMV |
| Total Assets BOY | 2940808 | TotalAssetsBOY |
| Total Assets EOY | 2962942 | TotalAssetsEOY |
| Total Assets EOYFMV | 4265989 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2940808 | RetainedEarningsBOY |
| Retained Earnings EOY | 2962942 | RetainedEarningsEOY |
| Total Net Assets BOY | 2940808 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2962942 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2940808 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2962942 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2940808 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 22134 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 2962942 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2962942 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (36 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| Encana Corp - 1000 sh | 2011-09-19 | 2012-06-06 | 20651 | 22898 | -2247 | -2247 | |
| Kinder Morgan Mgmt - .476 sh | 2011-09-02 | 2012-03-21 | 38 | 27 | 11 | 11 | |
| Kinder Morgan Mgmt - .570 sh | 2011-09-02 | 2012-06-06 | 40 | 32 | 8 | 8 | |
| Verifone Sys Inc - 1600 sh | 2012-10-02 | 44529 | 70229 | -25700 | -25700 | ||
| Huabao Intl Hldgs - 36000 sh | 2011-02-24 | 2012-05-04 | 15241 | 45678 | -30437 | -30437 | |
| Kinder Morgan Mgmt - .996 sh | 2011-09-02 | 2012-09-05 | 73 | 55 | 18 | 18 | |
| Kinder Morgan Mgmt - .177 sh | 2011-09-02 | 2012-11-29 | 13 | 10 | 3 | 3 | |
| Sonova Holding AG - 300 sh | 2011-01-25 | 2012-06-08 | 27898 | 36989 | -9091 | -9091 | |
| Ford Motor Cr Corp 4.25 % 9/20/2014 | 2012-02-09 | 2012-09-20 | 50000 | 50719 | -719 | -719 | |
| Hanesbrands Inc 8% 12/15/16 | 2012-10-17 | 2012-12-27 | 55524 | 55200 | 324 | 324 | |
| Alliant Techsystems Inc 6.75% 04/01/2016 | 2011-04-12 | 2012-09-07 | 76687 | 77625 | -938 | -938 | |
| Apple Computer Inc - 50 sh | 2004-11-16 | 2012-01-25 | 22325 | 1638 | 20687 | 20687 | |
| Apple Computer Inc - 50 sh | 2004-11-16 | 2012-02-09 | 24681 | 1638 | 23043 | 23043 | |
| Apple Computer Inc - 50 sh | 2004-11-16 | 2012-02-15 | 26130 | 1639 | 24491 | 24491 | |
| Apple Computer Inc - 20 sh | 2004-11-16 | 2012-03-12 | 10974 | 655 | 10319 | 10319 | |
| Cisco Systems Inc - 4200 sh | 2012-06-26 | 70465 | 43918 | 26547 | 26547 | ||
| Corrections Corp Amer 6.25% 03/15/13 | 2010-01-14 | 2012-02-13 | 40000 | 40438 | -438 | -438 | |
| Encana Corp - 700 sh | 2008-12-03 | 2012-06-06 | 14455 | 15171 | -716 | -716 | |
| Hanesbrands Inc 8% 12/15/16 - 10M | 2011-03-15 | 2012-12-27 | 11105 | 10875 | 230 | 230 | |
| Haven Cap Tr II 10.25% Callable 06/30/09 - 1000 sh | 2008-09-17 | 2012-06-22 | 11201 | 9882 | 1319 | 1319 | |
| Haven Cap Tr II 10.25% Callable 06/30/09 - 4000 sh | 2008-09-17 | 2012-12-31 | 41435 | 39528 | 1907 | 1907 | |
| Hospitality PPty 6.75% 2/15/2013 | 2009-01-06 | 2012-09-10 | 21458 | 20460 | 998 | 998 | |
| Intuitive Surgical Inc - 50 sh | 2009-02-26 | 2012-02-15 | 25627 | 4909 | 20718 | 20718 | |
| Intuitive Surgical Inc - 50 sh | 2009-02-26 | 2012-03-12 | 26321 | 4908 | 21413 | 21413 | |
| Intuitive Surgical Inc - 50 sh | 2009-02-26 | 2012-04-19 | 29192 | 4909 | 24283 | 24283 | |
| Itron Inc - 600 sh | 2010-05-25 | 2012-11-01 | 23590 | 38030 | -14440 | -14440 | |
| Kansas City Southrn Ry Co 8% 06/01/15 - 50M | 2010-11-10 | 2012-02-24 | 51998 | 53206 | -1208 | -1208 | |
| L-3 Comm Corp 6.375% 10/15/2015 - 45M | 2010-10-07 | 2012-07-26 | 45956 | 46287 | -331 | -331 | |
| L-3 Comm Corp 6.375% 10/15/2015 - 5M | 2010-10-07 | 2012-10-15 | 5053 | 5143 | -90 | -90 | |
| Morningstar Inc - 1000 sh | 2010-09-07 | 2012-06-19 | 58726 | 40438 | 18288 | 18288 | |
| Nextel Comm 6.875% 10/31/13 - 27M | 2011-03-17 | 2012-06-08 | 27000 | 27263 | -263 | -263 | |
| Nextel Comm 6.875% 10/31/13 - 23M | 2011-03-17 | 2012-08-24 | 23000 | 23225 | -225 | -225 | |
| Premier Cap Tr I 9% - 2200M | 2012-05-02 | 55000 | 55281 | -281 | -281 | ||
| Teva Pharm Ind ADR - 1000 sh | 2009-06-22 | 2012-09-04 | 39614 | 46810 | -7196 | -7196 | |
| Visa Inc Cl A - 200 sh | 2008-12-31 | 2012-09-13 | 27298 | 10344 | 16954 | 16954 | |
| Capital Gains Dividends | 3360 | 3360 | 3360 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 120601 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 174571 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 4057572 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.043024 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 152176 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3807599 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.039966 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 115621 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2896178 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.039922 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 134872 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2824015 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047759 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 126031 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2688156 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.046884 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.217555 | TotalDistributionRatio |
| Average Distribution Ratio | 0.043511 | AverageDistributionRatio |
| Net Noncharitable Assets | 4164454 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 181200 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2104 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 183304 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 184300 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2104 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2104 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2104 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3480 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 3480 | TotalCreditsAndPayments |
| Overpayment | 1376 | Overpayment |
| Amount Credited To Next Year | 1376 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | David L Godfrey | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2032270424 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | 0 | 0 | 0 |
| David L Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Vice President | 0.50 | 0 | 0 | 0 |
| Judy Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Director | 0.50 | 0 | 0 | 0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 4042780 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 185092 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 4227872 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 4227872 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 63418 | CashDeemedCharitable |
| Net Noncharitable Assets | 4164454 | NetNoncharitableAssets |
| Minimum Investment Return | 208223 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 208223 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2104 | TaxBasedOnInvestmentIncome |
| Total Tax | 2104 | TotalTax |
| Distributable Amount Before Adj | 206119 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 206119 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 206119 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 184300 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 184300 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2104 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 182196 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 206119 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 134113 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 184300 | QualifyingDistributions |
| Applied To Year1 | 134113 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 50187 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 155932 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (18 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| A Hand for a Paw Inc | |||||||
| 114 Lakeside Drive | Bridgeport | CT | 06606 | None | 501 C(3) | General | $1,000 |
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | NONE | 501 C(3) | Rneetswe Happy Home Orphan Center, Botswana | $2,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | 501 C(3) | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NonE | 501 C(3) | General | $15,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | NONE | 501 C(3) | General | $2,000 |
| Center for Women and Families of Eastern Ffld County | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | NONE | 501 C(3) | General | $30,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | NONE | 501 C(3) | General | $20,000 |
| Friends of Ambler Farm | |||||||
| PO Box 7442 | Wilton | CT | 06897 | None | 501 C(3) | General | $5,000 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | NONE | 501 C(3) | General | $40,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | 501 C(3) | General | $15,000 |
| Meadow Ridge Scholarship Fund at Fairfield County Comm Fdn | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | 501 C(3) | General | $5,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | NONE | 501 C(3) | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | 501 C(3) | General | $20,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | 501 C(3) | General | $2,000 |
| PEO Foundation | |||||||
| 3700 Grand Avenue | Des Moines | IA | 50312 | None | 501 C(3) | CT Scholarship Fund | $5,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | NONE | 501 C(3) | Outdoor Adventure Club Scholarships | $5,000 |
| Trinity Episcopal Church | |||||||
| 651 Pequot Ave | Southport | CT | 06890 | NONE | 501 C(3) | Mission & Outreach Program | $3,000 |
| Women In India | |||||||
| PO Box 704 | Southport | CT | 06890 | None | 501 C(3) | General | $2,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 179500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $19 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $116,077 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $120,601 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $236,697 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 236697 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Peoples Bank - Tax Fee | Category |
| Amount | $200 | Amount |
| Net Investment Income | 100 | NetInvestmentIncome |
| Disbursements Charitable Prps | 100 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 75M Alliant Techsystems Inc 6.875% 03/01/2018 | 81071 | 82406 |
| 50M Bio Rad Labs Inc 8.00% 09/15/2016 | 56493 | 54350 |
| 25M Colonial Rlty Ltd 6.25% 06/15/14 | 24481 | 26622 |
| 50M Colonial Rlty LP 6.15% 04/15/2013 | 49925 | 50630 |
| 50M Hanesbrands Inc 6.375% 12/15/2016 | 55438 | 55000 |
| 65M Hanesbrands Inc 8% 12/15/16 | 70688 | 71337 |
| 50M Leucadia Natl Corp 7% 8/15/13 | 49188 | 51438 |
| 50M Moog Inc 6.25% 1/15/15 | 49437 | 50040 |
| 50M Royal Caribbean Cruise 7% 6/15/13 | 36000 | 51250 |
| 50M Scholastic Corp 5% 04/15/2013 | 47026 | 50187 |
| 75M Treehouse Foods Inc 7.75% 03/01/18 | 81337 | 81375 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (39 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3000 ABB Ltd ADR | 64542 | 62370 |
| 2000 Altria Corp | 23723 | 62880 |
| 530 Apple Inc | 17361 | 282050 |
| 1000 Arcos Dorados Holdings Inc | 46586 | 29900 |
| 1000 Caterpillar Inc | 43998 | 89609 |
| 1000 Celgene Corp | 70200 | 94164 |
| 2500 Cenovus Energy Inc | 74550 | 83850 |
| 30000 China Minzhong Food Corp | 38365 | 25050 |
| 2500 Cognizant Technology Solutions | 43133 | 184706 |
| 600 Diageo PLC ADR | 34862 | 69948 |
| 1000 Dolby Laboratories Inc | 35338 | 29330 |
| 1000 Dresser Rand Group Inc | 43211 | 56140 |
| 3500 E M C Corp | 62554 | 88550 |
| 1000 Evercore Partners Inc | 23565 | 30190 |
| 1000 Expeditors Intl Wash Inc | 47331 | 39550 |
| 1000 ExxonMobil | 39364 | 86550 |
| 750 F5 Networks, Inc | 72459 | 72863 |
| 3850 General Electric | 36160 | 80812 |
| 180 Google Inc Cl A | 76219 | 127328 |
| 800 Greenhill & Co Inc | 51346 | 41592 |
| 20000 Hyflux Ltd | 31471 | 20760 |
| 100 Intuitive Surgical Inc New | 9817 | 49037 |
| 1000 Jacobs Engineering Group | 39448 | 42570 |
| 1000 Johnson & Johnson | 55370 | 70100 |
| 2323 Kinder Morgan Mgmt LLC | 75209 | 175294 |
| 1400 Micros Systems Inc | 66114 | 59416 |
| 500 Monsanto Co New | 78054 | 94650 |
| 1000 Neogen Corp | 35035 | 45320 |
| 1400 Pepsico Inc | 81419 | 95802 |
| 1500 Philip Morris Intl Inc | 41592 | 125460 |
| 2000 Plum Creek Timber Co Inc | 68610 | 88740 |
| 2000 Quanta Services Inc | 47408 | 54580 |
| 3000 Resmed Inc | 71471 | 124710 |
| 2500 Schlumberger Ltd | 70247 | 173250 |
| 1000 United Parcel Service | 73810 | 73730 |
| 1000 United Technologies | 31998 | 82010 |
| 1000 Varian Medical Systems Inc | 39277 | 70240 |
| 600 Visa Inc Cl A | 31033 | 90948 |
| 2000 Corp Backed Tr CTFS 7,75% 7/1/97 | 20895 | 22340 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 14000 Henderson Land Dev Co Ltd | AT COST | 104232 | 99120 |
| 4000 Proshares Trust | AT COST | 134756 | 136120 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | Category |
| Amount | $4,800 | Amount |
| Net Investment Income | 2400 | NetInvestmentIncome |
| Disbursements Charitable Prps | 2400 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Prepaid Bond Interest | Description |
| EOY Book Value | 53 | EOYBookValue |
| EOYFMV | 53 | EOYFMV |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Custodial Fees | $4,600 | 2300 | 2300 |
| Investment Mgmt Fees | $20,918 | 20918 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Federal Excise Taxes | $3,951 | 0 | 0 |
| Foreign Taxes | $594 | 594 | 0 |