CARLESIMO FAMILY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- CARLESIMO FAMILY FOUNDATION (EIN 26-1615313)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-08
- IRS object ID
- 201301289349100925
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-08T12:15:01-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 261615313 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Carlesimo Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CARL | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Celeste Carlesimo | Name |
| Title | Vice President | Title |
| Date Signed | 2013-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-08 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 621049 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 3 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 3 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17426 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17426 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 6476 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 136874 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 6476 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 23905 | TotalRevenueAndExpenses |
| Total Net Investment Income | 23905 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 6833 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 6833 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 221 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 7527 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 120 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 7407 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 14581 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 6953 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 7407 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 22966 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 22966 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 37547 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 6953 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 30373 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -13642 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 16952 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 14317 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 11331 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 11331 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 575140 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 564484 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 609718 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 589457 | TotalAssetsBOY |
| Total Assets EOY | 575815 | TotalAssetsEOY |
| Total Assets EOYFMV | 621049 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 589457 | RetainedEarningsBOY |
| Retained Earnings EOY | 575815 | RetainedEarningsEOY |
| Total Net Assets BOY | 589457 | TotalNetAssetsBOY |
| Total Net Assets EOY | 575815 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 589457 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 575815 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 589457 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -13642 | ExcessOfRevenueOverExpenses |
| Subtotal | 575815 | Subtotal |
| Total Net Assets Fund Balances EOY | 575815 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 136874 | GrossSalesPrice |
| Cost Or Other Basis | 130398 | CostOrOtherBasis |
| Gain Or Loss | 6476 | GainOrLoss |
| Gains Minus Excess Or Losses | 6476 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 6476 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 30828 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 625982 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.049247 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 27467 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 611785 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.044896 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 17583 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 539166 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.032611 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 14982 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 656963 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.022805 | DistributionRatioYear4 |
| Total Distribution Ratio | 000.149559 | TotalDistributionRatio |
| Average Distribution Ratio | 000.029912 | AverageDistributionRatio |
| Net Noncharitable Assets | 617173 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 18461 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 170 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 18631 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 30373 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 170 | InvestmentIncomeExciseTax |
| Subtotal | 170 | Subtotal |
| Tax Based On Investment Income | 170 | TaxBasedOnInvestmentIncome |
| Tax Due | 170 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Celeste Carlesimo | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir / Sec | 001.00 | 0 |
| Nicole Diaz | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
| Michael Diaz Jr | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 615926 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 10646 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 626572 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 626572 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 9399 | CashDeemedCharitable |
| Net Noncharitable Assets | 617173 | NetNoncharitableAssets |
| Minimum Investment Return | 30859 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 30859 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 170 | TaxBasedOnInvestmentIncome |
| Total Tax | 170 | TotalTax |
| Distributable Amount Before Adj | 30689 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 30689 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 30689 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 30373 | ExpensesAndContributions |
| Qualifying Distributions | 30373 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 170 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 30203 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 30689 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 29772 | UndistributedIncomePriorYear |
| Qualifying Distributions | 30373 | QualifyingDistributions |
| Applied To Year1 | 29772 | AppliedToYear1 |
| Applied To Current Year | 601 | AppliedToCurrentYear |
| Undistributed Income CY | 30088 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Celeste Carlesimo | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (7 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CATH CHAR COMM SERVICES ARCHDIOCESE | |||||||
| 1011 1ST AVE FL 16 | NEW YORK | NY | 10022 | N/A | 509a1 | General Unrestricted | $2,161 |
| FAMILY CENTER INC | |||||||
| 315 W 36TH ST FL 4 | NEW YORK | NY | 10018 | N/A | 509a1 | General Unrestricted | $2,161 |
| LEGIONARIES OF CHRIST | |||||||
| 590 COLUMBUS AVE | THORNWOOD | NY | 10594 | N/A | 509a1 | General Unrestricted | $2,161 |
| NEW YORK FOUNDLING HOSPITAL | |||||||
| 590 AVE OF THE AMERICAS | NEW YORK | NY | 10011 | N/A | 509a1 | General Unrestricted | $2,161 |
| POST GRADUATE CENTER FOR MENTAL HEALTH | |||||||
| 158 E 35TH ST | NEW YORK | NY | 10016 | N/A | 509a2 | General Unrestricted | $10,000 |
| SMILE TRAIN INC | |||||||
| 41 MADISON AVE 28TH FL | NEW YORK | NY | 10010 | N/A | 509a1 | General Unrestricted | $2,161 |
| ST JUDE CHILDRENS RESEARCH HOSPITAL INC | |||||||
| 262 DANNY THOMAS PL MSC 512 | MEMPHIS | TN | 38105 | N/A | 509a1 | General Unrestricted | $2,161 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 22966 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,426 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $6,476 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $23,905 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 23905 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 136874 | GrossSalesPrice |
| Basis | 130398 | Basis |
| Total Net | 6476 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (30 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 322 shares of ABN AMRO/TAMRO SMALL CAP FUND CLASS N | 5144 | 6210 |
| 1599 shares of COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS A | 19210 | 21895 |
| 938 shares of DELAWARE VALUE FUND CLASS A | 8636 | 11670 |
| 869 shares of DOUBLELINE LOW DURATION BOND CL N | 8839 | 8856 |
| 6301 shares of DOUBLELINE TOTAL RETURN BOND CL N | 69415 | 71395 |
| 7627 shares of DREYFUS BOND MARKET INDEX FUND INVESTOR SHARES | 80397 | 84053 |
| 3482 shares of DRIEHAUS ACTIVE INCOME FUND MUTUAL FUND | 38447 | 37156 |
| 1810 shares of FEDERATED INTERMEDIATE CORP BD FD SS | 17819 | 18683 |
| 712 shares of FIDELITY SPARTAN SHORT TERM TREASURY BOND INDEX | 7475 | 7537 |
| 1076 shares of FORWARD EM CORPORATE DEBT FUND INVESTOR CLASS | 10452 | 10731 |
| 1594 shares of JP MORGAN HIGH YIELD BOND CL A | 12213 | 12910 |
| 3216 shares of JP MORGAN STRATEGIC INCOME OPPORTUNITIES FD CL A | 37317 | 37946 |
| 1268 shares of JPMORGAN INFLATION MANAGED BOND FUND A | 13450 | 13694 |
| 603 shares of MERGER FUND-SBI | 9475 | 9547 |
| 790 shares of MERK HARD CURRENCY INVESTOR SHARES | 9986 | 9600 |
| 591 shares of MFS SERIES TRUST X MFS INTL VALUE FD A | 9615 | 15968 |
| 972 shares of MORGAN STANLEY INSTI FDS, GLOBAL REAL ESTATE CL P | 8915 | 9446 |
| 5443 shares of PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD | 60169 | 61176 |
| 1193 shares of RIDGEWORTH FDS MID-CAP VALUE EQUITY FUND CLASS I | 12561 | 14015 |
| 2007 shares of RIVERNORTH CORE OPPY FD | 16830 | 23060 |
| 2465 shares of RIVERSOURCE DIVIDEND OPPORTUNITY FUND CLASS A | 18365 | 21420 |
| 1220 shares of RIVERPARK SHORT TERM HIGH YIELD | 12207 | 12163 |
| 245 shares of RS GLOBAL NATURAL RES | 9218 | 8968 |
| 235 shares of SPARTAN US EQTY INDX FID ADVANTAGE CLASS | 9751 | 11840 |
| 961 shares of T ROWE PRICE INTERNATIONAL STOCK FD ADVISOR CLASS | 13754 | 13786 |
| 556 shares of T. ROWE PRICE GR STOCK FD ADVISOR CL | 17157 | 20805 |
| 971 shares of TCW DIVIDEND FOCUSED FUND CL N | 6280 | 11751 |
| 552 shares of TOUCHSTONE FOCUSED EQUITY FUND CLASS A | 6652 | 6604 |
| 3539 shares of WASATCH EMERGING MARKETS SMALL CAP FUND | 8343 | 9945 |
| 2609 shares of WASATCH FRONTIER EMERGING SMALL COS | 6392 | 6888 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 7382 | 7382 | |
| Bank Charges | 120 | 120 | |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $6,833 | Amount |
| Net Investment Income | 6833 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | IRS Excise Tax Payment with 1st ext 990-PF | Category |
| Amount | $221 | Amount |
Comments