COLEMAN FUNG FOUNDATION INC: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
COLEMAN FUNG FOUNDATION INC (EIN 20-3996786)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-11-14
IRS object ID
201443189349101464
Schema version
2013v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-11-14T14:00:11-06:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1One Hollow Ln Ste 212AddressLine1
CityLake SuccessCity
StateNYState
ZIP Code11042ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN203996786EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Coleman Fung Foundation IncBusinessNameLine1
FieldValueIRS element (for citing)
In Care Of% c/o Foundation SourceInCareOfNm
Business Name ControlCOLEBusinessNameControlTxt

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1
Address Line2Suite 123AddressLine2
CityWilmingtonCity
StateDEState
ZIP Code198091377ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonColeman FungPersonNm
Person TitlePresidentPersonTitleTxt
Phone8008391754PhoneNum
Signature2014-11-11SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
PTINP01345770PTIN
Phone8008391754PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-12-30 17:16:21ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$18,367,181FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$1,061InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$1,061InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$330,048DividendsRevAndExpnssAmt
Dividends Net Invst Incm$330,048DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$496,918NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$7,687,551GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$496,918CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$9,719OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm-$502OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$837,746TotalRevAndExpnssAmt
Total Net Invst Incm$827,525TotalNetInvstIncmAmt
Other Prof Fees Rev And Expnss$37,459OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$37,459OtherProfFeesNetInvstIncmAmt
Interest Rev And Expnss$1,001InterestRevAndExpnssAmt
Interest Net Invst Incm$1,001InterestNetInvstIncmAmt
Taxes Rev And Expnss$13,580TaxesRevAndExpnssAmt
Taxes Net Invst Incm$1,348TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss$64,028OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$85OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$63,918OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$116,068TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$39,893TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$63,918TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$557,310ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$557,310ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$673,378TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$39,893TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$621,228TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$164,368ExcessRevenueOverExpensesAmt
Net Investment Income$787,632NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$1,331,641SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$263,894SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$263,894SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl BOY$10,995AcctRcvblBOYAmt
US Government Obligations BOY$973,949USGovernmentObligationsBOYAmt
US Government Obligations EOY$750,117USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$819,092USGovtObligationsEOYFMVAmt
Corporate Stock BOY$7,023,969CorporateStockBOYAmt
Corporate Stock EOY$9,765,737CorporateStockEOYAmt
Corporate Stock EOYFMV$10,329,889CorporateStockEOYFMVAmt
Corporate Bonds BOY$6,147,375CorporateBondsBOYAmt
Corporate Bonds EOY$4,651,482CorporateBondsEOYAmt
Corporate Bonds EOYFMV$4,693,973CorporateBondsEOYFMVAmt
Other Investments BOY$1,584,984OtherInvestmentsBOYAmt
Other Investments EOY$1,807,352OtherInvestmentsEOYAmt
Other Investments EOYFMV$2,260,333OtherInvestmentsEOYFMVAmt
Total Assets BOY$17,072,913TotalAssetsBOYAmt
Total Assets EOY$17,238,582TotalAssetsEOYAmt
Total Assets EOYFMV$18,367,181TotalAssetsEOYFMVAmt
Other Liabilities BOY$22,938OtherLiabilitiesBOYAmt
Other Liabilities EOY$24,239OtherLiabilitiesEOYAmt
Total Liabilities BOY$22,938TotalLiabilitiesBOYAmt
Total Liabilities EOY$24,239TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Retained Earning BOY$17,049,975RetainedEarningBOYAmt
Retained Earning EOY$17,214,343RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$17,049,975TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$17,214,343TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$17,072,913TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$17,238,582TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$17,049,975TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$164,368ExcessRevenueOverExpensesAmt
Subtotal$17,214,343SubtotalAmt
Tot Net Ast Or Fund Balances EOY$17,214,343TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

FieldValueIRS element (for citing)
PropertyPublicly-traded SecuritiesPropertyDesc
Gross Sales Price$7,687,551GrossSalesPriceAmt
Cost Or Other Basis$7,190,633CostOrOtherBasisAmt
Gain Or Loss$496,918GainOrLossAmt
Gains Minus Excess Or Losses$496,918GainsMinusExcessOrLossesAmt
FieldValueIRS element (for citing)
Capital Gain Net Income$496,918CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$61,806AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$17,289,283NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.003575DistributionYr1Rt
Adjusted Qlfy Distri Yr2$1,033,660AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$16,290,673NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.063451DistributionYr2Rt
Adjusted Qlfy Distri Yr3$7,071,692AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$21,143,757NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.334458DistributionYr3Rt
Adjusted Qlfy Distri Yr4$873,212AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$17,204,994NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.050753DistributionYr4Rt
Adjusted Qlfy Distri Yr5$1,007,174AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$17,682,687NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.056958DistributionYr5Rt
Total Distribution0.509195TotalDistributionRt
Average Distribution0.101839AverageDistributionRt
Net Vl Noncharitable Assets$17,583,494NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$1,790,685AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$7,876NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$1,798,561AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$621,228QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$15,753InvestmentIncomeExciseTaxAmt
Subtotal$15,753SubtotalAmt
Tax Based On Investment Income$15,753TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$10,900EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$4,755AppliedToEsTaxAmt
Total Payments And Credits$15,655TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$1EsPenaltyAmt
Tax Due$99TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1co Foundation SourceBusinessNameLine1
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1
CityWilmingtonCity
StateDEState
ZIP Code198091377ZIPCode
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
Coleman Fung
Foundation Source 501 Silverside RdWilmingtonDE198091377Pres / Dir / Sec1.0$0
Kathryn McMorrow
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0
Ted Yates
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0
Tim Yates
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1

US Address USAddress

FieldValueIRS element (for citing)
Address Line155 Walls Drive 3rd FlAddressLine1
CityFAIRFIELDCity
StateCTState
ZIP Code06824ZIPCode
FieldValueIRS element (for citing)
Service TypeAdministrativeServiceTypeTxt
Compensation$63,893CompensationAmt
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$15,431,853AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$601,706AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$1,817,704FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$17,851,263TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$17,851,263AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$267,769CashDeemedCharitableAmt
Net Vl Noncharitable Assets$17,583,494NetVlNoncharitableAssetsAmt
Minimum Investment Return$879,175MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$879,175MinimumInvestmentReturnAmt
Tax Based On Investment Income$15,753TaxBasedOnInvestmentIncomeAmt
Total Tax$15,753TotalTaxAmt
Distributable Before Adj$863,422DistributableBeforeAdjAmt
Distributable Before Ded$863,422DistributableBeforeDedAmt
Distributable As Adjusted$863,422DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$621,228ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$621,228QualifyingDistributionsAmt
Adjusted Qualifying Distri$621,228AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$863,422DistributableAsAdjustedAmt
Prior Year12011PriorYear1Yr
Prior Year22010PriorYear2Yr
Prior Year32009PriorYear3Yr
Excess Distribution Cyov Yr3$4,375,483ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$230,705ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov$4,606,188TotalExcessDistributionCyovAmt
Qualifying Distributions$621,228QualifyingDistributionsAmt
Applied To Current Year$621,228AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$242,194ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$242,194ExcessDistributionCyovAppCYAmt
Total Corpus$4,363,994TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$4,363,994ExcessDistriCyovToNextYrAmt
Excess From Year3$4,133,289ExcessFromYear3Amt
Excess From Year2$230,705ExcessFromYear2Amt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerCOLEMAN FUNGContributingManagerNm
Shareholder ManagerNONEShareholderManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
COLLEGESPRING INC
145 NATOMA ST FL 3SAN FRANCISCOCA94105N/APCCollege Spring Division$50,000
COMMUNITY PARTNERSHIP FOR THE HOMELESS INC
PO BOX 685065AUSTINTX78768N/APCin support of Green Doors program$50,000
EPISCOPAL SOCIAL SERVICES OF NEW YORK INC
305 7TH AVE 4TH FLNEW YORKNY10001N/APCGeneral & Unrestricted$25,000
FRANKLIN & MARSHALL COLLEGE
PO BOX 3003LANCASTERPA17604N/APCSquash Aces Program$50,000
JERICHO PROJECT
245 W 29TH STNEW YORKNY10001N/APCGeneral & Unrestricted$185,000
MUSTARD SEED SCHOOL CHRISTIAN URBAN EDUCATION INC
422 WILLOW AVEHOBOKENNJ07030N/APCGeneral & Unrestricted$70,000
THE URBAN ASSEMBLY SCHOOL FOR CAREERS IN SPORTS
90 BROAD STNEW YORKNY10004N/APCBAL Division in support of student travel expenses to Berkeley$15,060
THE URBAN ASSEMBLY SCHOOL FOR CAREERS IN SPORTS
90 BROAD STNEW YORKNY10004N/APC2013 CFF Summer Scholars Program administered by the Bronx Academy of Letters$112,250
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$557,310TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$1,060ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$330,048ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$496,918ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDescBusinessBusinessCdUnrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmtExclusionExclusionCdExclusionExclusionAmt
K-1 Inc/Loss525990$10,22114$114
FOREIGN CURRENCY LOSS01-$616

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$10,221UnrelatedBusinessTaxblIncmAmt
Exclusion$827,524ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$837,745TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (22 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
AMAZON COM INC SR NT - 2.500%$247,790$225,358
BAC CAPITAL - 5.63% - 12/31/20$195,000$183,875
BANK OF MONTREAL MTN - 02.550%$249,693$228,558
BEAR STEARNS CO - 0.94785% - 1$97,000$100,452
BURLINGTN NORTH SANTA - 3.0% -$250,000$232,815
CF INDS INC - 3.450% - 06/01/2$249,768$228,308
CITIGROUP FUNDING INC INDEX LA$546,999$690,499
COCA COLA CO - 0.2641% - 03/05$250,000$249,867
GOLDMAN SACHS - 1.0669% - 09/2$178,750$173,750
HEALTH CARE REIT INC BOND - 5.$277,494$266,409
HEWLETT PACKARD CO NOTE - 4.37$103,913$101,823
HSBC FINANCE CORP NTS - 0.9684$218,771$226,635
ILFC E-CAPITAL TR I GLBL PFD T$178,000$183,000
JPM CHASE CAP XXIII NT - 6.597$185,490$181,440
MARATHON OIL CORP - 02.800% -$249,393$230,403
MONSANTO CO - 0.00% - 11/07/20$100,000$100,056
MORGAN STANLEY - 0.00% - 10/05$197,500$216,125
TEXAS INSTRS INC - 0.450% - 08$248,868$249,828
UIL HLDGS CORP 4.625% DUE 10/0$248,010$254,612
USB CAPITAL IX VAR$80,000$77,500
VODAFONE GROUP PLC SR UNS - 1$249,228$244,295
YUM BRANDS INC - 3.875% - 11/0$49,815$48,365

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (67 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ABBVIE INC.$75,615$89,777
ACCOR S A (F)$16,711$18,906
AEGON N V ORD AMER REG$12,224$15,168
ALLIANZ AG REG DEM ORD$17,554$21,516
APPLE INC.$755,898$981,785
AT&T, INC$165,540$154,704
BARON REAL ESTATE FD INSTI SHS$200,000$209,138
BASF SE$18,709$21,355
BLACKROCK GLOBAL ALLOC I$2,242,385$2,501,273
CNH INDUSTRIAL NV$6,205$5,675
DOUBLELINE INCOME SOLUTIONS FU$155,360$147,630
DOW CHEMICAL PV$125,500$222,000
EDP ENERGIAS DE PORT$12,774$13,612
ENI S.P.A.$9,586$9,698
FEDERATED FLOATING RATE STRAT$512,146$512,173
GAS NATURAL SA ORD 1$12,925$15,457
GENERAL ELECTRIC CO$90,475$98,105
GLAXOSMITHKLINE PLC$10,351$10,678
GOOGLE INC$251,303$476,302
HSBC HOLDINGS PLC$11,065$11,026
IMPERIAL TOBACCO ORD$14,050$15,489
INTEL CORP$108,116$111,628
INTERCONTL HOTELS GP PLC$11,705$13,336
INTERNATIONAL BUSINESS MACHINE$82,332$75,028
LLOYDS TSB GROUP PLC$12,535$13,832
LORD ABBETT INV TR, LORD ABBET$517,333$515,233
LVMH-MOET HNSY L VUTN$18,042$18,239
MERCK &CO INC.$71,800$80,080
MUTUAL EUROPEAN FD CL Z$162,056$163,963
NATIONAL GRID TRANSC$13,260$14,356
NESTLE SA CHAM ET VE OTC$13,537$14,700
NOVARTIS AG ADR$14,972$16,076
OCCIDENTAL PETROLEUM CORP$177,562$180,690
OPPENHEIMER SENIOR FLTG RATE F$516,620$517,885
ORANGE$14,428$14,820
PEPSICO INC$80,290$82,940
PFIZER INC.$77,673$82,701
PHILIP MORRIS INTL$79,362$78,417
PIMCO COMMODITY REAL RETURN ST$1,005,203$535,718
POWERSHARES SENIOR LOAN PORT$201,408$199,040
PROCTER GAMBLE CO$94,831$122,115
PRUDENTIAL PLC ORD$10,989$13,170
RECKITT BENCKISER$14,133$15,877
RENAULT SA REGIE NAT$16,258$16,050
RIO TINTO PLC SPONSORED ADR$9,681$11,286
ROCHE HLDG AG DIV RT$15,174$16,899
ROLLS ROYCE GRPORD$10,829$12,670
ROLLS ROYCE ORD GBP PLC LND
ROYAL DUTCH SHEL PLC SPONS$13,827$15,022
SANOFI-AVENTIS SPONSORED ADR$10,128$10,726
SAP AKTIENGESELL ADS$14,997$17,428
SCHNEIDER ELECTRIC$16,504$17,444
SIEMENS A G ADR OLD$10,893$13,851
SOLVAY SA$17,159$19,016
STANDARD CHARTERED ORD USD0.50$100,626$90,100
SVENSKA SHS B$10,109$12,332
SYSCO CORP$80,339$83,030
TENARIS SA-ADR$9,244$8,738
UBS AG$12,225$11,550
UCB SA, BRUXELLESSHS$12,164$14,920
UNILEVER N V N Y$15,327$16,092
UNITED INTERNET AG$14,718$17,053
VERIZON COMMUNICATIONS$80,816$78,624
VODAFONE GROUP PLC$13,606$15,724
VOLKSWAGEN AG DEM ORD$16,713$20,425
WELLS FARGO ABSOLUTERETURN FUN$1,172,633$1,296,427
YUM BRANDS INC$77,204$83,171

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$95,546USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$172,936USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY$654,571StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$646,156StateLocalSecEOYFMVAmt

Investments Land Schedule2 InvestmentsLandSchedule2

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (3 entries)

Category Or ItemCategoryOrItemTxtBook ValueBookValueAmtEOYFMVEOYFMVAmt
CARLYLE GMS FINANCE, INC$290,185$276,832
MS OPPORTUNISTIC MORTGAGE INCO$1,344,842$1,737,501
NORTHERN TIER ENERGY LP$172,325$246,000

Land Etc Schedule2 LandEtcSchedule2

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmtNet Investment IncomeNetInvestmentIncomeAmt
Administrative Fees$63,893$63,893
Bank Charges$70$70
K-1 Exp NORTHERN TIER ENERGY L$40$15
State or Local Filing Fees$25$25

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
K-1 Inc/Loss NORTHERN TIER ENERGY LP$10,335$114
Foreign Currency Loss-$616-$616

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

FieldValueIRS element (for citing)
DescOPEN OPTIONSDesc
BOY Book Value$22,938BOYBookValueAmt
EOY Book Value$24,239EOYBookValueAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$37,459Amt
Net Investment Income$37,459NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
990-PF Estimated Tax for 2013$10,900
990-PF Extension for 2012$1,332
Foreign Tax Paid$1,348$1,348

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