KNOTT FAMILY FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- KNOTT FAMILY FOUNDATION (EIN 20-0495479)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-12
- IRS object ID
- 201443169349100539
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Substantial Contributors Sch
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-12T13:08:50-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133471755 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUFER & INFIELD CPA | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 440 PARK AVE SOUTH 5TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100168012 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200495479 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KNOTT FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KNOT | BusinessNameControlTxt |
| Phone | 5163640303 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 485 UNDERHILL ROAD No 205 | AddressLine1 |
| City | SYOSSET | City |
| State | NY | State |
| ZIP Code | 117913434 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID KNOTT | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 5163640303 | PhoneNum |
| Signature | 2014-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | John Rufer | PreparerPersonNm |
| PTIN | P00359993 | PTIN |
| Phone | 9173510700 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,657,875 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $865,473 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3,797 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,797 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $48,645 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $48,645 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $263,358 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,397,688 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $263,358 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $14 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $14 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,181,287 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $315,814 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $500 | AccountingFeesChrtblPrpsAmt |
| Other Expenses Rev And Expnss | $5,053 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,843 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $6,053 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,343 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $576,132 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $576,132 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $582,185 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,343 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $576,632 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $599,102 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $313,471 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | $40,610 | CashEOYAmt |
| Cash EOYFMV | $40,610 | CashEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $509,318 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $458,970 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,918,624 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,532,662 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,132,945 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $12,337 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,670 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $14,680 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $14,680 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $1,918,624 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,109,607 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,657,875 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $408,021 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $408,021 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $1,510,603 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,109,607 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,510,603 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,109,607 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,918,624 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,109,607 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,510,603 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $599,102 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $2,109,705 | SubtotalAmt |
| Other Decreases | $98 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,109,607 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 4500 SHS ANADARKO | D | 2013-05-21 | 2013-05-21 | $394,949 | $409,905 | -$14,956 | -$14,956 |
| 2400 SHS COCA COLA | D | 2013-05-21 | 2013-05-21 | $103,481 | $101,568 | $1,913 | $1,913 |
| 5000 SHS MONDELEZ INTLN | D | 2013-05-21 | 2013-05-21 | $156,901 | $154,000 | $2,901 | $2,901 |
| 5000 SHS MONDELEZ INTLN | D | 2011-09-18 | 2013-07-26 | $155,050 | $115,873 | $39,177 | $39,177 |
| 2000 SHS CANADIAN RESOURCES | D | 2004-03-17 | 2013-11-01 | $63,418 | $13,972 | $49,446 | $49,446 |
| 2400 SHS COCA COLA | D | 2012-02-10 | 2013-11-01 | $95,120 | $82,943 | $12,177 | $12,177 |
| 400 SHS MERCK | D | 2013-05-21 | 2013-11-01 | $18,111 | $18,659 | -$548 | -$548 |
| 1000 SHS ANADARKO | D | 2007-02-27 | 2013-11-25 | $91,242 | $41,197 | $50,045 | $50,045 |
| 1000 SHS ANADARKO | D | 2007-04-13 | 2013-11-25 | $91,242 | $44,913 | $46,329 | $46,329 |
| 2500 SHS ANADARKO | D | 2012-06-06 | 2013-11-25 | $228,104 | $151,300 | $76,804 | $76,804 |
| THRU ALLIANCE BERNSTEIN | P | $70 | $70 | $70 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $263,358 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $641,555 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,365,944 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.271162 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $583,472 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,144,499 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.272078 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $652,998 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,087,264 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.600588 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $290,594 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,261,369 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.230380 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $156,179 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,741,664 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.089672 | DistributionYr5Rt |
| Total Distribution | 1.463880 | TotalDistributionRt |
| Average Distribution | 0.292776 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,459,299 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $720,024 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,135 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $723,159 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $576,632 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,269 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,269 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,269 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,160 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,160 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $10 | EsPenaltyAmt |
| Tax Due | $4,119 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DAVID KNOTT | IndividualWithBooksNm |
| Phone | 5163640303 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 485 UNDERHILL ROAD | AddressLine1 |
| City | SYOSSET | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID M KNOTT | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 485 UNDERHILL ROAD | AddressLine1 |
| City | SYOSSET | City |
| State | NY | State |
| ZIP Code | 117913434 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT AND DIRECTOR | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,469,105 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $20,305 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $7,340 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,496,750 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,496,750 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $37,451 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,459,299 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $122,965 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $122,965 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,269 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,269 | TotalTaxAmt |
| Distributable Before Adj | $116,696 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $116,696 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $116,696 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $576,632 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $576,632 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $576,632 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $116,696 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $69,518 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $227,648 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $599,289 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $479,703 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $527,548 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,903,706 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $576,632 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $116,696 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $459,936 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,363,642 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $69,518 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,294,124 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $227,648 | ExcessFromYear4Amt |
| Excess From Year3 | $599,289 | ExcessFromYear3Amt |
| Excess From Year2 | $479,703 | ExcessFromYear2Amt |
| Excess From Year1 | $527,548 | ExcessFromYear1Amt |
| Excess From Current Year | $459,936 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | DAVID M KNOTT | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| BOY'S AND GIRL'S HARBOR | ||||||
| 1230 FIFTH AVE | NEW YORK | NY | 10029 | NONE | GENERAL CHARITABLE PURPOSESGENERAL CHARITABLE PURPOSES | $96,500 |
| COLD SPRING HARBOR LAB | ||||||
| ONE BUNGTOWN ROAD | COLD SPRING HARBOR | NY | 11724 | NONE | GENERAL CHARITABLE PURPOSES | $60,000 |
| FOUNTAIN HOUSE | ||||||
| 425 WEST 47TH STREET | NEW YORK | NY | 10036 | NONE | GENERAL CHARITABLE PURPOSES | $23,900 |
| LEUKEMIA AND LYMPHOMA SOCIETY | ||||||
| 1311 MAMARONECK AVE | WHITE PLAINS | NY | 10605 | NONE | GENERAL CHARITABLE PURPOSES | $500 |
| MULTIPLE MYELOMA RESEARCH | ||||||
| 51 LOCUST STREET | NEW CANAAN | CT | 06840 | NONE | GENERAL CHARITABLE PURPOSES | $5,000 |
| NATIONAL NEW PLAY | ||||||
| 641 D STREET NW | WASHINGTON | DC | 20004 | NONE | GENERAL CHARITABLE PURPOSES | $500 |
| SECOND STAGE | ||||||
| 305 WEST 43RD STREET | NEW YORK | NY | 10036 | NONE | GENERAL CHARITABLE PURPOSES | $1,000 |
| ST PAUL'S SCHOOL | ||||||
| 325 PLEASANT ST | CONCORD | NH | 03301 | NONE | GENERAL CHARITABLE PURPOSES | $100,000 |
| TAFT SCHOOL | ||||||
| 110 WOODBURY ROAD | WATERTOWN | CT | 06795 | NONE | GENERAL CHARITABLE PURPOSES | $100,000 |
| UNIVERSITY OF NORTH CAROLINA | ||||||
| PO BOX 309 | CHAPEL HILL | NC | 275140309 | NONE | GENERAL CHARITABLE PURPOSES | $100,000 |
| SAY YES TO EDUCATION | ||||||
| 320 PARK AVE | NEW YORK | NY | 10022 | NONE | GENERAL CHARITABLE PURPOSES | $47,600 |
| WILLIAMS COLLEGE | ||||||
| 75 PARK STREET | WILLIAMSTON | MA | 01267 | NONE | GENERAL CHARITABLE PURPOSES | $500 |
| LAWRENCEVILLE SCHOOL | ||||||
| PO BOX 6008 | LAWRENCEVILLE | NJ | 08648 | NONE | GENERAL CHARITABLE PURPOSES | $5,000 |
| NORTH SHORE LAND ALLIANCE | ||||||
| 151 POST ROAD | OLD WESTBURY | NY | 11568 | NONE | GENERAL CHARITABLE PURPOSES | $4,100 |
| EMORY UNIVERSITY | ||||||
| 1762 CLIFTON ROAD | ATLANTA | GA | 30322 | NONE | GENERAL CHARITABLE PURPOSES | $25,000 |
| COMMUNITY FOUNDATION OF NJ | ||||||
| 35 KNOX HILL ROAD | MORRISTOWN | NJ | 07963 | NONE | GENERAL CHARITABLE PURPOSES | $500 |
| WOMAN'S PARTNERSHIP UNIVERSITY OF NORTH CAROLINA | ||||||
| PO BOX 2446 | CHAPEL HILL | NC | 27515 | NONE | GENERAL CHARITABLE PURPOSES | $4,650 |
| JUVENILE DIABETES RESEARCH | ||||||
| 26 BROADWAY | NEW YORK | NY | 10004 | NONE | GENERAL CHARITABLE PURPOSES | $500 |
| EUCATION FOUNDATION UNIVERSITY OF NORTH CAROLINA | ||||||
| PO BOX 2446 | CHAPEL HILL | NC | 27515 | NONE | GENERAL CHARITABLE PURPOSES | $882 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $576,132 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,797 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $48,645 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $263,358 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $315,814 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $315,814 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | DAVID KNOTT | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 485 UNDERHILL ROAD | AddressLine1 |
| City | SYOSSET | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $865,473 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 4,500 SHARES ANADARKO PETROLEUM, 2,400 SHARES COCA COLA, 5,000 SHARES MONDELEZ INTNL | NoncashPropertyDesc |
| Fair Market Value | $665,473 | FairMarketValueAmt |
| Received | 2013-05-21 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION | CategoryTxt |
| Amt | $1,000 | Amt |
| Net Investment Income | $500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $500 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| RUBICON LTD | $65,129 | $37,667 |
| PFIZER | $554,282 | $918,900 |
| KRAFT FOODS | $83,517 | $111,378 |
| PARAMOUNT RESOURCES | $572,243 | $732,000 |
| JPMORGAN CHASE | $45,651 | $70,176 |
| JOHNSON & JOHNSON | $104,596 | $146,544 |
| TOTAL SA | $65,298 | $73,524 |
| MICROSOFT | $13,734 | $14,964 |
| RYMAN HOSPITALITY PROP | $17,214 | $16,712 |
| STARWOOD PROPERTY TRUST | $10,998 | $11,080 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $509,318 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $458,970 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ALLIANCE BERNSTEIN HOLDINGS LP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $12,337 | BookValueAmt |
| EOYFMV | $10,670 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INTEREST RECEIVABLE ON BONDS | Desc |
| EOY Book Value | $14,680 | EOYBookValueAmt |
| EOYFMV | $14,680 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NON INCOME ITEMS THRU ALLIANCE BERNSTEIN | Description |
| Amount | $98 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS FILING FEE | $250 | $0 | $0 |
| CHARITY PUBLICATION NOTICE | $135 | $0 | $0 |
| FEDERAL EXCISE TAX | $2,541 | $0 | $0 |
| INTEREST | $1,843 | $1,843 | $0 |
| DELAWARE REP FEE | $284 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | THRU ALLIANCE BERNSTEIN | Desc |
| Revenue And Expenses Per Books | $14 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $14 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $14 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO BROKER | Desc |
| BOY Book Value | $408,021 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID KNOTT | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 485 UNDERHILL ROAD | AddressLine1 |
| City | SYOSSET | City |
| State | NY | State |
| ZIP Code | 117913434 | ZIPCode |