WILLIAM ROSENBERG FAMILY FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM ROSENBERG FAMILY FOUNDATION (EIN 59-2675613)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-08-11
- IRS object ID
- 201442239349100624
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-08-11T13:42:20-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061009205 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BLUM SHAPIRO & COMPANY PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 70 WELLS AVENUE SUITE 200 | AddressLine1 |
| City | NEWTON | City |
| State | MA | State |
| ZIP Code | 02459 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 592675613 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM ROSENBERG FAMILY FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 6176800625 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 310 WILLOW BROOK DRIVE | AddressLine1 |
| City | WAYLAND | City |
| State | MA | State |
| ZIP Code | 01778 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DONALD N ROSENBERG | PersonNm |
| Person Title | CO-TREASURER | PersonTitleTxt |
| Phone | 6176800625 | PhoneNum |
| Signature | 2014-08-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN E BONDER | PreparerPersonNm |
| PTIN | P00868472 | PTIN |
| Phone | 6176410040 | PhoneNum |
| Preparation | 2014-08-07 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,354,191 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $388,856 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $388,856 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $805,514 | NetGainSaleAstRevAndExpnssAmt |
| Cap Gain Net Incm Net Invst Incm | $805,514 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $31,195 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $31,195 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,225,565 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,225,565 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $152,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $152,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,850 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,925 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,925 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $16,614 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,494 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $137,224 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $115,549 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $21,675 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $314,188 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $120,968 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $178,100 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $861,730 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $861,730 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,175,918 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $120,968 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,039,830 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $49,647 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,104,597 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $303,140 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $374,642 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $374,642 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,263,075 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,770,999 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,072,382 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,938,852 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,989,014 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,040,514 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,972,619 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,392,678 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,866,653 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,477,686 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,527,333 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,354,191 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $14,477,686 | RetainedEarningBOYAmt |
| Retained Earning EOY | $14,527,333 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,477,686 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,527,333 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,477,686 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,527,333 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,477,686 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $49,647 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $14,527,333 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,527,333 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (22 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|
| VIA UBS FINANCIAL SERVICES, INC. | P | $86 | $86 |
| VIA UBS FINANCIAL SERVICES, INC. | P | -$992 | -$992 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $726 | $726 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $824 | $824 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $814 | $814 |
| VIA UBS FINANCIAL SERVICES, INC. | P | -$3 | -$3 |
| VIA UBS FINANCIAL SERVICES, INC. | P | -$36 | -$36 |
| VIA UBS FINANCIAL SERVICES, INC. | P | -$1,370 | -$1,370 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $74,649 | $74,649 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $25,877 | $25,877 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $46,480 | $46,480 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $238,197 | $238,197 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $37,788 | $37,788 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $20,872 | $20,872 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $45,754 | $45,754 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $33,054 | $33,054 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $5,505 | $5,505 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $11,311 | $11,311 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $92,723 | $92,723 |
| VIA UBS FINANCIAL SERVICES, INC. | P | $166,283 | $166,283 |
| FROM PARTNERSHIP: MAN-AHL DIVERSIFIED LP | P | -$5,642 | -$5,642 |
| FROM PARTNERSHIP: MAN-AHL DIVERSIFIED LP | P | $12,614 | $12,614 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $805,514 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,000,665 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,480,517 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.064640 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $989,788 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $16,038,105 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.061715 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $937,135 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,727,448 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.059586 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $989,281 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $14,368,061 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.068853 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,290,657 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,657,125 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.065658 | DistributionYr5Rt |
| Total Distribution | 0.320452 | TotalDistributionRt |
| Average Distribution | 0.064090 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,010,091 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,026,087 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $11,046 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,037,133 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,039,830 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $11,046 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $11,046 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $11,046 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $12,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $52 | EsPenaltyAmt |
| Overpayment | $902 | OverpaymentAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $902 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6176800625 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 310 WILLOW BROOK DRIVE | AddressLine1 |
| City | WAYLAND | City |
| State | MA | State |
| ZIP Code | 01778 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (13 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANN M ROSENBERG | ||||||||
| 997 SPARKLING LIGHT STREET | HENDERSON | NV | 89052 | PRESIDENT/DIRECTOR | 1.00 | $25,000 | $0 | $2,394 |
| CAROLYN A RYAN | ||||||||
| 997 SPARKLING LIGHT STREET | HENDERSON | NV | 89052 | DIRECTOR | 1.00 | $2,500 | $0 | $7,924 |
| DONALD N ROSENBERG | ||||||||
| 265 NAHANTON STREET | NEWTON | MA | 02459 | CO-TREASURER/DIRECTOR | 1.00 | $25,000 | $0 | $593 |
| JAMES ROSENBERG | ||||||||
| 35 CANDLEBERRY LANE | WESTON | MA | 02493 | CO-TREASURER/DIRECTOR | 1.00 | $16,900 | $0 | $2,312 |
| JENNIFER FOX | ||||||||
| 230 EAST 80TH STREET | NEW YORK | NY | 10075 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| JENNIFER ROSENBERG | ||||||||
| 35 CANDLEBERRY LANE | WESTON | MA | 02493 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| JILL GOTTLIEB | ||||||||
| 3100 S OCEAN BLVD UNIT 201S | PALM BEACH | FL | 33480 | DIRECTOR | 1.00 | $25,000 | $0 | $2,135 |
| JOHN M ROSENBERG | ||||||||
| 2084 PAINTED PALM DRIVE | NAPLES | FL | 34119 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| LAUREN M NEILL | ||||||||
| 88 STRATFORD RAOD | NEEDHAM | MA | 02492 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| MICHAEL ROSENBERG | ||||||||
| 1 PARK LANE 319 | BOSTON | MA | 02210 | DIRECTOR | 1.00 | $18,100 | $0 | $2,272 |
| MICHAEL RYAN | ||||||||
| 997 SPARKLING LIGHT STREET | HENDERSON | NV | 89052 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| ROBERT M ROSENBERG | ||||||||
| 4 CHADWICK ROAD | WESTON | MA | 02493 | DIRECTOR | 1.00 | $25,000 | $0 | $4,045 |
| TARA-LYNN BOREHAM ROSENBERG | ||||||||
| 2084 PAINTED PALM DRIVE | NAPLES | FL | 34119 | DIRECTOR | 1.00 | $2,500 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS FINANCIAL SERVICES INC | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE POST OFFICE SQUARE | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 02109 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $79,114 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,922,286 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $331,614 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,253,900 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,253,900 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $243,809 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,010,091 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $800,505 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $800,505 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,046 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,046 | TotalTaxAmt |
| Distributable Before Adj | $789,459 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $789,459 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $789,459 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,039,830 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,039,830 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $11,046 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,028,784 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $789,459 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $316,627 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $276,816 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $159,151 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $204,259 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $249,131 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,205,984 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,039,830 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $789,459 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $250,371 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,456,355 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $316,627 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,139,728 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $276,816 | ExcessFromYear4Amt |
| Excess From Year3 | $159,151 | ExcessFromYear3Amt |
| Excess From Year2 | $204,259 | ExcessFromYear2Amt |
| Excess From Year1 | $249,131 | ExcessFromYear1Amt |
| Excess From Current Year | $250,371 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (42 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | Province Or StateRecipientForeignAddress/ProvinceOrState | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ABLE ACADEMY | ||||||||||||
| 5860 GOLDEN GATE PARKWAY | NAPLES | FL | 34116 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $15,000 | |||||
| AGHCA | ||||||||||||
| PO BOX 494 | CHILMARK | MA | 02535 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $20,000 | |||||
| ANOTHER CHANCE ANIMAL RESCUE | ||||||||||||
| 37 MARKET STREET | NORTH BERWICK | ME | 03906 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $1,500 | |||||
| ASPEN COMMUNITY FOUNDATION | ||||||||||||
| 110 EAST HALLAN STREET SUITE 126 | ASPEN | CO | 81611 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $10,000 | |||||
| ASPEN JEWISH CONGREGATION | ||||||||||||
| 77 MEADOWOOD DRIVE | ASPEN | CO | 81611 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $2,000 | |||||
| CARING UNLIMITED | ||||||||||||
| PO BOX 590 | SANFORD | ME | 04073 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $2,000 | |||||
| CHARITY FOR CHANGE | ||||||||||||
| 194 RIDGE DRIVE | NAPLES | FL | 34108 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $36,800 | |||||
| CHESHIRE ACADEMY | ||||||||||||
| 10 MAIN STREET | CHESHIRE | CT | 06410 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $110,000 | |||||
| COMBINED JEWISH PHILANTHROPIES | ||||||||||||
| 126 HIGH STREET | BOSTON | MA | 02110 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $50,000 | |||||
| DANA FABER CANCER INSTITUTE | ||||||||||||
| 44 BINNEY STREET | BOSTON | MA | 02115 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,500 | |||||
| DISABLED AMERICAN VETERANS | ||||||||||||
| 3725 ALEXANDRIA PIKE | COLD SPRINGS | KY | 41076 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $500 | |||||
| FACES AT NYU LANGONE MEDICAL CENTER | ||||||||||||
| 550 1ST AVE | NEW YORK | NY | 10016 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| FIELD OF DREAMS | ||||||||||||
| 2413 STATE RT 5 | SCHUYLER | NY | 13502 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| FRIENDS OF THE CENTER FOR ADDICTION AND MENTAL HEALTH | ||||||||||||
| 1725 I STREET NW | WASHINGTON | DC | 20006 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $10,000 | |||||
| FRIENDS OF THE SOUTH BERWICK LIBRARY | ||||||||||||
| PO BOX 304 | SOUTH BERWICK | ME | 03908 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $500 | |||||
| HOFFMAN INSTITUTE | ||||||||||||
| 1299 FOURTH STREET SUITE 304 | SAN RAFAEL | CA | 94901 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| HOME FOR LITTLE WANDERERS | ||||||||||||
| 271 HUNTINGTON AVENUE | BOSTON | MA | 02115 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| HUNTINGTON THEATRE COMPANY | ||||||||||||
| 264 HUNTINGTON AVENUE | BOSTON | MA | 02116 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $10,000 | |||||
| IFA EDUCATIONAL FOUNDATION | ||||||||||||
| 1501 K STREET NW SUITE 350 | WASHINGTON | DC | 20005 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| IMMOKALEE FOUNDATION | ||||||||||||
| 1390 NORTH 15TH STREET | IMMOKALEE | FL | 34142 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $16,000 | |||||
| JACS | ||||||||||||
| N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $40,000 | 858 SHEPPARD AVE W | TORONTO | ONTARIO | CA | M3H 2T5 | ||||
| LESPY HOUSE INC | ||||||||||||
| 102 PROSPECT STREET | SOUTH ORANGE | NJ | 07079 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $2,500 | |||||
| MCLEAN HOSPITAL | ||||||||||||
| 115 MILL STREET | BELMONT | MA | 02478 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $68,000 | |||||
| MIAMI ART MUSEUM | ||||||||||||
| 1103 BISCAYNE BLVD | MIAMI | FL | 33132 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $20,000 | |||||
| MUSEUM OF SCIENCE - BOSTON | ||||||||||||
| 1 SCIENCE PARK | BOSTON | MA | 02114 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| NORTH AMERICAN THROMBOSIS FORUM | ||||||||||||
| 368 BOYLSTON STREET | BROOKLINE | MA | 02445 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| NORTHEAST ARC INC | ||||||||||||
| 64 HOLTEN STREET | DANVERS | MA | 01923 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $1,500 | |||||
| ONE FUND BOSTON | ||||||||||||
| 112 WATER STREET SUITE 400 | BOSTON | MA | 02109 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $10,000 | |||||
| PROMPT INSTITUTE | ||||||||||||
| 1010 MARQUEZ PLACE UNIT C | SANTA FE | NM | 87505 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $85,000 | |||||
| RECOVERY OUTREACH AND COMMUNITY INC | ||||||||||||
| 396 MERIDIAN STREET | EAST BOSTON | MA | 02128 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $150,000 | |||||
| SEEDS OF PEACE | ||||||||||||
| 370 LEXINGTON AVE | NEW YORK | NY | 10017 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $5,000 | |||||
| SHILOH CHARITABLE TRUST | ||||||||||||
| PO BOX 2236 | COSTA MESA | CA | 92628 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $2,500 | |||||
| SOUTH BERWICK FIREFIGHTERS ASSOCIATION | ||||||||||||
| 180 MAIN STREET | SOUTH BERWICK | ME | 03908 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $500 | |||||
| TABOR ACADEMY | ||||||||||||
| 66 SPRING STREET | MARION | MA | 02738 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $2,900 | |||||
| TEMPLE BETH ELOHIM | ||||||||||||
| 10 BETHEL ROAD | WELLESLEY | MA | 02481 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $3,365 | |||||
| TEMPLE OR ATID | ||||||||||||
| 97 CONCORD ROAD | WAYLAND | MA | 01778 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $1,365 | |||||
| THE SALVATION ARMY | ||||||||||||
| 25 SHAWMUT ROAD | CANTON | MA | 02021 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $500 | |||||
| TULANE UNIVERSITY | ||||||||||||
| 6823 ST CHARLES STREET | NEW ORLEANS | LA | 70118 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $67,800 | |||||
| UNION COLLEGE SCHENECTADY NY ANNUAL FUND | ||||||||||||
| 807 UNION STREET | SCHENECTADY | NY | 12308 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $10,000 | |||||
| UNITED STATES HOLOCAUST MUSEUM | ||||||||||||
| 100 15TH STREET SW | WASHINGTON | DC | 20024 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $500 | |||||
| UNIVERSITY OF NEW HAMPSHIRE FOUNDATION INC | ||||||||||||
| 204 THOMPSON HALL | DURHAM | NH | 03824 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $50,000 | |||||
| WIDE HORIZONS FOR CHILDREN | ||||||||||||
| 38 EDGE HILL ROAD | WALTHAM | MA | 02451 | N/A | PUBLIC CHARITY | TO FURTHER ENTITY'S EXEMPT PURPOSE | $15,500 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $861,730 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $388,856 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $31,195 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $805,514 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,225,565 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,225,565 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $7,850 | Amt |
| Net Investment Income | $3,925 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,925 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|
| $3,475,422 | $3,588,317 |
| $513,592 | $452,197 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|
| $4,796,143 | $6,071,685 |
| $500,000 | $491,027 |
| $474,856 | $509,670 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AT COST | $0 | $0 |
| AT COST | $3,938,116 | $4,395,664 |
| AT COST | $454,562 | $470,989 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $79,114 | $79,114 | $0 |
| BOARD EXPENDITURES | $21,675 | $0 | $21,675 |
| OTHER INVESTMENT FEES | $88 | $88 | $0 |
| PARTNERSHIP ACTIVITY | $36,347 | $36,347 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FROM PARTNERSHIP | $12,844 | $12,844 | $12,844 |
| MISCELLANEOUS | $37 | $37 | $37 |
| OPTION PREMIUM | $18,314 | $18,314 | $18,314 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN | $1,494 | $1,494 | $0 |
| FEDERAL EXCISE | $15,120 | $0 | $0 |
Comments