THE RAINTREE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE RAINTREE FOUNDATION (EIN 77-0359291)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-07-15
- IRS object ID
- 201441969349100609
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-07-15T09:16:07-07:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Walpole & Co LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 70 Santa Felicia Drive | AddressLine1 |
| City | Goleta | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770359291 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAINTREE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RAIN | BusinessNameControlTxt |
| Phone | 8059677964 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES A FRANK | PersonNm |
| Person Title | President | PersonTitleTxt |
| Signature | 2014-07-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CONLEY PORTER EA | PreparerPersonNm |
| PTIN | P00229963 | PTIN |
| Phone | 8055699864 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,819,721 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $230,160 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $164 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $164 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $294,066 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $294,066 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,130,204 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,104,550 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,130,204 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $21,903 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,676,497 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,424,434 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $82 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $82 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,852 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,926 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,926 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $121,721 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $121,721 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $5,968 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,068 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,089 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $891 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $198 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $134,712 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $127,606 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,206 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,354,346 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,354,346 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,489,058 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $127,606 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,357,552 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $187,439 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,296,828 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $279,706 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $392,195 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $392,195 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,840,737 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,937,143 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,722,877 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $559,692 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $592,945 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $587,833 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,627,787 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,693,954 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,116,816 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $12,307,922 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,616,237 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,819,721 | TotalAssetsEOYFMVAmt |
| Deferred Revenue EOY | $2,566 | DeferredRevenueEOYAmt |
| Total Liabilities EOY | $2,566 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $12,307,922 | CapitalStockBOYAmt |
| Capital Stock EOY | $12,613,671 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $12,307,922 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,613,671 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,307,922 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,616,237 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $12,307,922 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $187,439 | ExcessRevenueOverExpensesAmt |
| Other Increases | $118,310 | OtherIncreasesAmt |
| Subtotal | $12,613,671 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $12,613,671 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,130,204 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,175,508 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,253,481 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.08869 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $965,777 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,994,495 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.06901 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,036,750 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,938,877 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.07438 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,433,846 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $22,895,148 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.06263 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $710,326 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,680,285 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04530 | DistributionYr5Rt |
| Total Distribution | 0.34001 | TotalDistributionRt |
| Average Distribution | 0.06800 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,884,052 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,080,147 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,968 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,093,115 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,357,552 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $12,968 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $12,968 | SubtotalAmt |
| Tax Based On Investment Income | $12,968 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,613 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $9,613 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $68 | EsPenaltyAmt |
| Tax Due | $3,423 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELLICOTT MILLION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8059677964 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 931171784 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JESSICA FRANK | ||||||
| 1255 FRANKLIN RANCH RD | GOLETA | CA | 93117 | Vice President | 2.00 | $0 |
| ELLICOTT MILLION | ||||||
| 1255 FRANKLIN RANCH RD | GOLETA | CA | 93117 | Secretary | 10.00 | $0 |
| JAMES A FRANK | ||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 931171784 | President/CFO | 5.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | Direct cash contributions to various charitable, educational, cultural and social exempt organizations. No additional organized activity. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,705,341 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $420,600 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,125,941 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $16,125,941 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $241,889 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,884,052 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $794,203 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $794,203 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,968 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,968 | TotalTaxAmt |
| Distributable Before Adj | $781,235 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $781,235 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $781,235 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,357,552 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,357,552 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $12,968 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,344,584 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $781,235 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $299,478 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $345,323 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $281,095 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $531,808 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,457,704 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,357,552 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $781,235 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $576,317 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,034,021 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,034,021 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $299,478 | ExcessFromYear4Amt |
| Excess From Year3 | $345,323 | ExcessFromYear3Amt |
| Excess From Year2 | $281,095 | ExcessFromYear2Amt |
| Excess From Year1 | $531,808 | ExcessFromYear1Amt |
| Excess From Current Year | $576,317 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JAMES FRANK CEO | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1 |
| City | GOLETA | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8059677964 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Recipient RelationshipRecipientRelationshipTxt |
|---|---|---|---|---|---|---|---|
| UCSB Foundation | |||||||
| UC Santa Barbara | Santa Barbara | CA | 93106 | College scholarships | College scholarships | $600,000 | |
| Cottage Hospital Foundation | |||||||
| Pueblo at Bath Street | Santa Barbara | CA | 93102 | Prvt | Capital Campaign & Rehab Unit | $50,000 | |
| St John's Health Center Foundation | |||||||
| 1328 22nd Street | Santa Monica | CA | 90404 | Hospital | Health Care | $100,000 | |
| First Presbyterian Church | |||||||
| 21 E Constance Ave | Santa Barbara | CA | 93105 | Church | Capital Campaign | $100,000 | |
| Wilderness Youth Project | |||||||
| 5386 Hollister Ave Suite D | Santa Barbara | CA | 93111 | 501C3 | Nature-based education and mentoring program for youth | $5,000 | NONE |
| Scholarship Foundation of Santa Bar | |||||||
| PO Box 3620 | Santa Barbara | CA | 93130 | 501C3 | Scholarships to encourage and support higher education. | $200,000 | NONE |
| Washington State University | |||||||
| 255 E Main Street Suite 301 | Pullman | WA | 99164 | School | Scholarship grants | $80,000 | Alumni |
| Providence Christian School | |||||||
| 630 E Canon Perdido St | Santa Barbara | CA | 93103 | School | Scholarship Gift | $1,000 | |
| WillBridge of Santa Barbara | |||||||
| 2904 State Street Suite A | Santa Barbara | CA | 93105 | 501C3 | Homeless outreach programs sponsor | $1,000 | |
| Cal Poly Foundation | |||||||
| Heron Hall Bldg 117 | San Luis Obispo | CA | 93407 | School | Applied Autonomous Flight Initiative program support | $100,000 | |
| Unite to Light | |||||||
| PO Box 612 | Goleta | CA | 93116 | 501C3 | Provide solar lighting to needy projects | $1,500 | |
| Yosemite Conservancy | |||||||
| 101 Montgomery Street Ste 1700 | San Francisco | CA | 94104 | 501C3 | Mariposa Grove restoration project | $25,000 | |
| Santa Barbara Street Medicine | |||||||
| PO Box 3751 | Santa Barbara | CA | 93103 | 501C3 | Doctors Without Walls - free primary medical care to needy | $5,000 | |
| Santa Barbara County Trails Council | |||||||
| PO Box 22352 | Santa Barbara | CA | 93121 | 501C3 | Development of Trail system for wilderness exploration | $5,000 | |
| California Narcotics Officers Assn | |||||||
| PO Box 2664 | Camarillo | CA | 93011 | 501C3 | Sponsor fundraiser for Survivors Memorial Fund | $5,000 | |
| Inland Empire Search Rescue Council | |||||||
| 13255 1st Avenue | Victorville | CA | 92395 | 501C3 | SAR Memorical gift - Disaster preparedness and relief | $20,000 | |
| Santa Barbara Channelkeeper | |||||||
| 714 Bond Avenue | Santa Barbara | CA | 93103 | 501C3 | Protect & restore channel and watersheds | $5,000 | |
| Animal Rescue Team | |||||||
| 875 Carriage Drive | Solvang | CA | 93463 | 501C3 | Animal rescue and rehabilitation | $30,000 | |
| Santa Barbara City College Foundati | |||||||
| 721 Cliff Drive | Santa Barbara | CA | 93109 | School | Nursing program gift | $10,000 | |
| Project Lifesaver - SB Sheriff's De | |||||||
| 4434 Calle Real | Santa Barbara | CA | 93110 | 501C3 | Search & Resecue of citizens with mental impairment | $10,000 | |
| Santa Barbara Rescue Mission | |||||||
| 535 E Yanonali Street | Santa Barbara | CA | 93103 | 501C3 | Thanksgiving dinner gift to Mission rehab residents | $200 | |
| Santa Barbara County Animal Shelter | |||||||
| 5473 Overpass Road | Goleta | CA | 93117 | 501C3 | Purchased food for shelter animals | $646 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,354,346 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $294,066 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $21,903 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $1,130,204 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IRS Refund | Desc |
| Exclusion | 14 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $316,133 | ExclusionAmt |
| Related Or Exempt Function Incm | $1,130,204 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,446,337 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | All | LineNumberTxt |
| Relationship Statement | Foundation "activities" consist of cash contributions to designated non-profit organizations only. There are no separate program or fund-raising activities, although the Foundation underwrites expense for other organizations' fundraising events with cash donations. | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JAMES A FRANK | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 Franklin Ranch Road | AddressLine1 |
| City | Goleta | City |
| State | CA | State |
| ZIP Code | 93117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $230,160 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | KEY TECHNOLOGY INC - 13,900 shares | NoncashPropertyDesc |
| Fair Market Value | $200,160 | FairMarketValueAmt |
| Received | 2013-12-26 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Walpole & Co. Tax Prep and Accounting | CategoryTxt |
| Amt | $5,852 | Amt |
| Net Investment Income | $2,926 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,926 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | TCW Emerging Mkts - JPM Bond Index | BondNm |
| EOY Book Value | $592,945 | EOYBookValueAmt |
| EOYFMV | $587,833 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Goldman Sachs Concentrated Growth | $1,206,969 | $1,580,016 |
| Goldman Sachs Strategic Value | $1,296,035 | $1,619,548 |
| TCW Concentrated Core Equity | $2,924,857 | $4,347,681 |
| TCW Concentrated Value | $3,058,906 | $4,443,827 |
| GS Thornburg: Non U.S. | $691,370 | $954,665 |
| TCW Core Fixed - Barclays Capital | $759,006 | $777,140 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | TCW Securitized Opportunities LP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,693,954 | BookValueAmt |
| EOYFMV | $2,116,816 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Seed Mackell | CategoryTxt |
| Legal Fees | $82 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $82 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR Fees #27430 | $13 | $13 | |
| California Filing Fees | $10 | $10 | |
| Depository Fees #32322 | $699 | $699 | |
| New Checks | $38 | $38 | |
| Registry for Charitable Trusts | $150 | $150 | |
| Wire Transfer/Bank fees | $179 | $179 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Investment Income | Desc |
| Revenue And Expenses Per Books | $21,903 | RevenueAndExpensesPerBooksAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Quicken Cost Basis Errors, PRIOR YEARS | Description |
| Amount | $118,310 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| GS Concentrated Growth fees 27431 | $14,360 | $14,360 | $0 | $0 |
| GS Strategic Value fees 27430 | $16,068 | $16,068 | $0 | $0 |
| GS Thornburg Management Fees 32322 | $12,977 | $12,977 | $0 | $0 |
| TCW Conc Core Equity fees | $27,455 | $27,455 | $0 | $0 |
| TCW Concentrated Value fee | $30,534 | $30,534 | $0 | $0 |
| TCW Securitized Opportunities | $20,327 | $20,327 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Foreign Tax w/h on Dividends #27430 | $145 | $145 |
| Foreign Tax w/h on Dividends #27431 | $131 | $131 |
| Foreign Tax w/h on Dividends #32322 | $1,682 | $1,682 |
| IRS 2013 Estimates | $3,900 | |
| Reclaimable Tax - GS #431 | $110 | $110 |
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