HARRY & DOROTHY GEORGE CHARITABLE TRUST: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- HARRY & DOROTHY GEORGE CHARITABLE TRUST (EIN 76-0778545)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-08
- IRS object ID
- 201441289349100434
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-08T11:50:31-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9711 FARRAR COURT SUITE 110 | AddressLine1 |
| City | RICHMOND | City |
| State | VA | State |
| ZIP Code | 23236 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760778545 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARRY W AND DOROTHY J GEORGE CHAR TRUST | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GEOR | BusinessNameControlTxt |
| Phone | 7168425506 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1100 WEHRLE DRIVE 2ND FLOOR | AddressLine1 |
| City | BUFFALO | City |
| State | NY | State |
| ZIP Code | 14221 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | M T TRUST COMPANY | PersonNm |
| Person Title | Asst. V.P. | PersonTitleTxt |
| Phone | 7168425506 | PhoneNum |
| Signature | 2014-04-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHELE L DORE EA | PreparerPersonNm |
| Phone | 8047273150 | PhoneNum |
| Preparation | 2014-04-30 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,118,628 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | $23,890 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $23,755 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $29,913 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $213,541 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $29,913 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $568 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $54,371 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $53,668 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $15,620 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $15,620 | CompOfcrDirTrstNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $761 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $519 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $113 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $113 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $16,494 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $16,252 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $51,709 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $51,709 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $68,203 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $16,252 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $51,709 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$13,832 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $37,416 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $26,536 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,064 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,064 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Investments BOY | $932,843 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $943,865 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,114,564 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $959,379 | TotalAssetsBOYAmt |
| Total Assets EOY | $947,929 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,118,628 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $959,379 | CapitalStockBOYAmt |
| Capital Stock EOY | $947,929 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $959,379 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $947,929 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $959,379 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $947,929 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $959,379 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$13,832 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,478 | OtherIncreasesAmt |
| Subtotal | $948,025 | SubtotalAmt |
| Other Decreases | $96 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $947,929 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (32 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 2839.234 ABERDEEN GLBL HIGH INC CL I | 2012-08-01 | 2013-02-13 | $28,563 | $27,358 | $1,205 | $1,205 | |
| 1098.561 ABERDEEN GLBL HIGH INC CL I | 2011-12-28 | 2013-02-13 | $11,052 | $11,184 | -$132 | -$132 | |
| 390.492 FEDERATED ULTRA SHORT BOND CL I | 2011-03-15 | 2013-02-13 | $3,600 | $3,600 | |||
| 300.875 GUINNESS ATKINSON CHINA HONG KONG FD | 2010-12-30 | 2013-02-13 | $9,077 | $9,874 | -$797 | -$797 | |
| 223.846 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2011-12-07 | 2013-02-13 | $6,375 | $7,008 | -$633 | -$633 | |
| 52.45 HARBOR FD INTL FD | 2008-05-21 | 2013-02-13 | $3,360 | $3,828 | -$468 | -$468 | |
| 233.507 T ROWE PRICE LRG CAP GROWTH FD INST | 2011-12-07 | 2013-02-13 | $4,677 | $3,841 | $836 | $836 | |
| 98. ISHARES RUSSELL 1000 GROWTH ETF | 2011-12-07 | 2013-02-13 | $6,779 | $5,703 | $1,076 | $1,076 | |
| 292. ISHARES HIGH DIVIDEND ETF | 2012-08-01 | 2013-02-13 | $18,311 | $17,994 | $317 | $317 | |
| 241.536 LITMAN GREGORY MSTRS INTL FD CL-INST | 2009-10-06 | 2013-02-13 | $3,826 | $3,092 | $734 | $734 | |
| 1017.046 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2011-12-07 | 2013-02-13 | $17,341 | $15,221 | $2,120 | $2,120 | |
| 170.248 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2012-08-01 | 2013-02-13 | $2,903 | $2,722 | $181 | $181 | |
| 142.62 MORGAN STANLEY FOCUS GROWTH FD CL-I | 2011-12-07 | 2013-02-13 | $6,000 | $5,180 | $820 | $820 | |
| 1.589 RS GLOBAL NATURAL RESOURCES FUND | 2012-12-13 | 2013-02-13 | $61 | $58 | $3 | $3 | |
| 162.781 RS GLOBAL NATURAL RESOURCES FUND | 2010-03-05 | 2013-02-13 | $6,265 | $5,032 | $1,233 | $1,233 | |
| 717.923 WILMINGTON SHORT-TERM CORP BOND -I | 2011-03-15 | 2013-02-13 | $7,395 | $7,373 | $22 | $22 | |
| 20.7 WILMINGTON SHORT-TERM CORP BOND -I | 2012-12-04 | 2013-02-13 | $213 | $213 | |||
| 409.336 WILMINGTON SMALL CAP GROWTH FUND -I | 2009-10-06 | 2013-02-13 | $7,540 | $5,100 | $2,440 | $2,440 | |
| 436.742 WILMINGTON MID CAP GROWTH FUND -I | 2011-12-02 | 2013-02-13 | $6,979 | $4,841 | $2,138 | $2,138 | |
| 148.496 WILMINGTON MID CAP GROWTH FUND -I | 2012-12-04 | 2013-02-13 | $2,373 | $2,149 | $224 | $224 | |
| 3.562 WILMINGTON BROAD MARKET BOND FUND -I | 2009-10-06 | 2013-02-13 | $35 | $35 | |||
| 249.288 WILMINGTON BROAD MARKET BOND FUND -I | 2012-12-04 | 2013-02-13 | $2,468 | $2,508 | -$40 | -$40 | |
| 369.108 LSV VALUE EQUITY FUND STRATEGY | 2013-02-13 | 2013-05-14 | $6,825 | $6,171 | $654 | $654 | |
| 136.857 T ROWE PRICE LRG CAP GROWTH FD INST | 2011-12-07 | 2013-05-14 | $2,997 | $2,251 | $746 | $746 | |
| 50. ISHARES MSCI EAFE ETF | 2013-02-13 | 2013-05-14 | $3,132 | $2,957 | $175 | $175 | |
| 66. ISHARES RUSSELL 1000 VALUE ETF | 2013-02-13 | 2013-05-14 | $5,577 | $5,223 | $354 | $354 | |
| 76. ISHARES RUSSELL 1000 GROWTH ETF | 2011-12-07 | 2013-05-14 | $5,710 | $4,422 | $1,288 | $1,288 | |
| 212.5 LAZARD EMRG MARKETS EQUITY FD CL-I | 2013-02-13 | 2013-05-14 | $4,229 | $4,193 | $36 | $36 | |
| 81.292 MORGAN STANLEY FOCUS GROWTH FD CL-I | 2011-12-07 | 2013-05-14 | $3,683 | $2,953 | $730 | $730 | |
| 367.683 RS GLOBAL NATURAL RESOURCES FUND | 2010-03-05 | 2013-05-14 | $14,387 | $11,365 | $3,022 | $3,022 | |
| 11.942 WILMINGTON MULTI-MGR REAL ASSET - I | 2013-02-13 | 2013-05-14 | $185 | $179 | $6 | $6 | |
| CAPITAL GAIN DIVIDENDS | $11,623 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $29,913 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $52,008 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,020,962 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.05094 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $54,700 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,070,889 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051079 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $51,309 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,017,845 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050409 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $44,601 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $925,489 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048192 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $63,112 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,073,831 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.058773 | DistributionYr5Rt |
| Total Distribution | 0.259393 | TotalDistributionRt |
| Average Distribution | 0.051879 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,070,366 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $55,530 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $374 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $55,904 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $51,709 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $748 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $748 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $748 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $484 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $484 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $264 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | M AND T BANK | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7168425506 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1100 WEHRLE DRIVE 2ND FLOOR | AddressLine1 |
| City | BUFFALO | City |
| State | NY | State |
| ZIP Code | 14221 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| M AND T BANK | ||||||
| 1100 WEHRLE DRIVE 2ND FLOOR | BUFFALO | NY | 14221 | TRUSTEE | 1 | $8,455 |
| T DAVID STAPLETON | ||||||
| 110 GENESEE STREET | AUBURN | NY | 13021 | TRUSTEE | 1 | $7,165 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,055,029 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $31,637 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,086,666 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,086,666 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $16,300 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,070,366 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $53,518 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $53,518 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $748 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $748 | TotalTaxAmt |
| Distributable Before Adj | $52,770 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $52,770 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $52,770 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $51,709 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $51,709 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $51,709 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $52,770 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $9,854 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $851 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,448 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,442 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,595 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $51,709 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $51,709 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,061 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,061 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $13,534 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $8,793 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,741 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $851 | ExcessFromYear3Amt |
| Excess From Year2 | $2,448 | ExcessFromYear2Amt |
| Excess From Year1 | $1,442 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| SALVATION ARMY | ||||||||
| ATTN RICHARD ALLEN ASST | 440 WEST NYACK ROAD | WEST NYACK | NY | 109941739 | NONE | PC | CHARITABLE | $5,171 |
| FIRST PRESBYTERIAN CHURCH | ||||||||
| ATTN GEORGE HASSLER TRE | 112 SOUTH STREET | AUBURN | NY | 13021 | NONE | PC | RELIGIOUS | $10,342 |
| UNITED WAY OF CAYUGA CNTY INC | ||||||||
| ATTN GAIL S HOMICK EXEC | 17 EAST GENESEE STREET | AUBURN | NY | 13021 | NONE | PC | CHARITABLE | $7,756 |
| YMCA | ||||||||
| ATTNJAMES COURTNEY DIR | 27 WILLIAM STREET | AUBURN | NY | 13021 | NONE | PC | CHARITABLE | $5,171 |
| SEYMOUR PUBLIC LIBRARY DISTRICT | ||||||||
| ATTN SHELIA MIKKELSON | 176 GENESEE STREET | AUBURN | NY | 13021 | NONE | PC | EDUCATIONAL | $5,171 |
| AUBURN HOSPITAL SYS FDN INC | ||||||||
| ATTN BEVERLY MILLER EXE | PO BOX 918 | AUBURN | NY | 13021 | NONE | PC | CHARITABLE | $5,171 |
| CAYUGA COUNTY COMMUNITY COLLEGE FDN | ||||||||
| ATTN JEFFREY HOFFMAN EX | 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | PC | EDUCATIONAL | $7,756 |
| AMERICAN NATIONAL RED CROSS | ||||||||
| 2025 E STREET NW | WASHINGTON | DC | 20006 | NONE | PC | CHARITABLE | $5,171 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $51,709 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $23,890 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $29,913 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $54,371 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $54,371 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (30 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HARBOR INTL FD #11 | AT COST | $69,062 | $71,787 |
| ISHARES MSCI EAFE | AT COST | $81,360 | $100,106 |
| LAZARD EMERGING MARKETS | AT COST | $33,674 | $34,954 |
| ALPINE GLOBAL PREMIER | |||
| GUINNESS ATKINSON - CHINA & HK | AT COST | $5,190 | $5,640 |
| ISHARES RUSSELL 1000 GROW IND | AT COST | $31,612 | $53,289 |
| ISHARES RUSSELL 1000 VALUE IND | AT COST | $39,188 | $56,879 |
| LSV VALUE EQUITY | AT COST | $34,128 | $60,316 |
| DREYFUS INTL BD FD | AT COST | $20,123 | $20,112 |
| MFS EMERGING MARKETS | AT COST | $59,340 | $56,494 |
| RIDGEWORTH SEIX | AT COST | $60,274 | $62,117 |
| ARTIO GLOBAL | |||
| RS GLOBAL | |||
| DWS FLOATING RATE PLUS INST | AT COST | $10,611 | $10,689 |
| FEDERATED ULTRA SHORT BOND | AT COST | $20,760 | $20,616 |
| GUINNESS ATKINSON-GLOBAL ENERG | |||
| MORGAN STANLEY FOCUS GROWTH | AT COST | $29,304 | $41,935 |
| T ROWE PRICE INST LARGE-CAP | AT COST | $18,167 | $30,106 |
| CBRE CLARION GLOBAL RE INCOME | |||
| LITMAN GREGORY MASTERS INTL | AT COST | $26,994 | $35,853 |
| MAINSTAY EPOCH GLOBAL EQ YLD | |||
| SPDR S&P DIVIDEND ETF | AT COST | $21,172 | $29,048 |
| WILMINGTON BROAD MAKT BD FD | AT COST | $134,059 | $130,296 |
| WILMINGTON SHORT DURATION GOVT | AT COST | $10,293 | $9,990 |
| TIAA-CREF MID-CAP VALUE FUND | AT COST | $53,102 | $62,279 |
| WILMINGTON MD CAP GROW INST | AT COST | $40,761 | $64,046 |
| WILMINGTON MULTI-MGR REAL ASSE | AT COST | $49,657 | $48,391 |
| ISHARES HIGH DIVIDEND EQU ETF | |||
| WILMINGTON SMALL CAP GROW FD | AT COST | $17,474 | $31,836 |
| WILMINGTON SHORT-TERM CORP | AT COST | $77,560 | $77,785 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BASIS ADJUST FOR ROC - ABERDEEN GLBL HIGH INC FUND | $29 |
| BASIS ADJUST FOR ROC - DWS FLOATING RATE FUND | $67 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER NON-ALLOCABLE EXPENSE - | Desc |
| Revenue And Expenses Per Books | $113 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $113 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| RETURNED CHECK DTD 12/28/12 DRAWN IN ERROR | $2,477 |
| ROUNDING ADJUSTMENT | $1 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL ESTIMATES - PRINCIPAL | $242 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $405 | $405 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $114 | $114 | $0 |
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