HARRIS AND ELIZA KEMPNER FUND: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- HARRIS AND ELIZA KEMPNER FUND (EIN 76-0680130)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-26
- IRS object ID
- 201433309349100003
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-26T10:42:04-08:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J B Schmidt IV CPA | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2200 Market Suite 400 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501532 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760680130 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Harris & Eliza Kempner Fund Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HARR | BusinessNameControlTxt |
| Phone | 4097621603 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ANNE BRASIER | PersonNm |
| Person Title | Executive Direc | PersonTitleTxt |
| Signature | 2014-11-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | James B Schmidt IV | PreparerPersonNm |
| PTIN | P01427431 | PTIN |
| Phone | 4097655569 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $48,390,204 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $99,907 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $99,907 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $934,565 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $934,565 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,946,623 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,354,869 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,946,623 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $172,721 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $148,820 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,153,816 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,129,915 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $118,366 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $118,366 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $70,332 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $70,332 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $6,929 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $6,929 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,765 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $2,765 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $58,133 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $43,133 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $190,374 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $190,374 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $108,303 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,071 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $13,735 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $11,337 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $11,337 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $8,886 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $8,886 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $204 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $204 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,252,902 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $156,407 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $74,242 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,828,531 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $376,852 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $349,929 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,837,732 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,837,732 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,666,263 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $376,852 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,187,661 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $487,553 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,753,063 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $802,295 | CashBOYAmt |
| Cash EOY | $618,808 | CashEOYAmt |
| Cash EOYFMV | $618,808 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,613,280 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,495,493 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,495,493 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $97,535 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $134,093 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $97,535 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $97,535 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $2,068 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOYFMV | $2,068 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $5,310,911 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $6,332,815 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $6,620,455 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,512,782 | CorporateStockBOYAmt |
| Corporate Stock EOY | $24,629,825 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,014,197 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $7,118,960 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,461,799 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,172,245 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $30,795 | OtherAssetsBOYAmt |
| Other Assets EOY | $369,403 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $369,403 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $39,525,184 | TotalAssetsBOYAmt |
| Total Assets EOY | $40,005,678 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $48,390,204 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $4,641 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $153 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $11,014 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $8,443 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $15,655 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $8,596 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $39,509,529 | RetainedEarningBOYAmt |
| Retained Earning EOY | $39,997,082 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $39,509,529 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $39,997,082 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $39,525,184 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $40,005,678 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $39,509,529 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $487,553 | ExcessRevenueOverExpensesAmt |
| Subtotal | $39,997,082 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $39,997,082 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| SEE SCHEDULE D-1 PAGE 26 ATTACHED | P | 2010-01-01 | 2013-12-31 | $12,092,470 | $9,313,691 | $2,778,779 | $2,778,779 |
| SEE SCHEDULE D-2 PAGE 6 ATTACHED | P | 2013-01-01 | 2013-12-31 | $1,262,399 | $1,094,555 | $167,844 | $167,844 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,946,623 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $167,844 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,965,181 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $41,324,159 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04756 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,013,965 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $40,602,323 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04960 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,632,460 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $37,485,728 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04355 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,786,297 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $34,174,278 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.05227 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,629,945 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $43,030,666 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.06112 | DistributionYr5Rt |
| Total Distribution | 0.25409 | TotalDistributionRt |
| Average Distribution | 0.05082 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $44,769,476 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,275,140 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $37,531 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,312,671 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,187,661 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $75,061 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $75,061 | SubtotalAmt |
| Tax Based On Investment Income | $75,061 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $68,597 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $68,597 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $612 | EsPenaltyAmt |
| Tax Due | $7,076 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | kempnerfund.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Anne Brasier | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4097621603 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (15 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| LYDA ANN Q THOMAS | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Hon Director | 4.00 | $0 | |
| ARMIN CANTINI | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Secretary | 4.00 | $0 | |
| ROBERT L K LYNCH | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | President | 10.00 | $0 | |
| ARTHUR M ALPERT | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | HON DIRECTOR | 4.00 | $0 | |
| CARROLL GOLDSTONE | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| HETTA T KEMPNER | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| BARBARA W SASSER | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | HON DIRECTOR | 4.00 | $0 | |
| VICTORIA MARCHAND | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| DANIEL K THORNE | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Vice President | 4.00 | $0 | |
| RANDALL T KEMPNER | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Treasurer | 4.00 | $0 | |
| LISA ALLEN | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| ANDY MYTELKA | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| BROOKE THOMPSON | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
| ANNE BRASIER | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77551 | Executive Direc | 40.00 | $107,937 | $10,429 |
| CAROL ROBERTS | |||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | $0 | |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HARRETTE M HOWARD | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET SUITE 1250 | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | GRANTS MANAGER | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $70,332 | CompensationAmt |
| Employee Benefits | $6,929 | EmployeeBenefitsAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET 12TH FLOOR | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | PORTFOLIO MANAGEMENT | ServiceTypeTxt |
| Compensation | $78,610 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $43,016,241 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,435,004 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $45,451,245 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $45,451,245 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $681,769 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $44,769,476 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,238,474 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,238,474 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $75,061 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $75,061 | TotalTaxAmt |
| Distributable Before Adj | $2,163,413 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,163,413 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,163,413 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,187,661 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,187,661 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $2,187,661 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,163,413 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $339,308 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $90,447 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $19,301 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $449,056 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,187,661 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,163,413 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $24,248 | RemainingDistriFromCorpusAmt |
| Total Corpus | $473,304 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $339,308 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $133,996 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $90,447 | ExcessFromYear4Amt |
| Excess From Year2 | $19,301 | ExcessFromYear2Amt |
| Excess From Current Year | $24,248 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | HARRIS ELIZA KEMPNER FUND | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET STREET SUITE 1250 | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4097621603 | RecipientPhoneNum |
| Form And Info And Materials | SEE APPLICATION GUIDELINES ATTACHED | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | SEE APPLICATION GUIDELINES ATTACHED | SubmissionDeadlinesTxt |
| Restrictions On Awards | SEE APPLICATION GUIDELINES ATTACHED | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SEE SCHEDULE 1 ATTACHED | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ALL RECIPIENTS 501c3 ORG | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 77551 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | 501(c) (3 | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SEE SCHEDULE 1 ATTACHED | GrantOrContributionPurposeTxt |
| Amt | $1,837,732 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,837,732 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $99,907 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $934,565 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $2,946,623 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| BLACK STONE MINERALS K-1 | 211110 | $24,285 | ||
| BLACK STONE RESOURCES K-1 | 211110 | $256 | ||
| K-1 PORTFOLIO INC/LOSS | 14 | $45,741 | ||
| KEMPNER SECURITIES LP | 211110 | -$640 | ||
| Oil & Gas Royalties | 15 | $103,079 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $23,901 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,183,292 | ExclusionAmt |
| Related Or Exempt Function Incm | $2,946,623 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,153,816 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| DRDA, PC- ANNUAL AUDIT | $15,000 | $15,000 | $0 | $0 |
| J. B. SCHMIDT IV CPA-ACCOUT. & TAX PREP | $43,133 | $0 | $0 | $43,133 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | PORTFOLIO MANAGEMENT. | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE SCHEDULE 2, PAGE 14, ATTACHED | StockNm |
| EOY Book Value | $24,629,825 | EOYBookValueAmt |
| EOYFMV | $30,014,197 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $6,332,815 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $6,620,455 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE SCHEDULE 2, PAGE 14, ATTACHED | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $6,461,799 | BookValueAmt |
| EOYFMV | $9,172,245 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| CARLEY & MCCAW INC-PENSION ADMIN | $1,204 | $0 | $0 | $1,204 |
| FIZER BECH WEGSTER-GENERAL COUNSEL | $1,561 | $0 | $0 | $1,561 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $30,795 | $31,973 | $31,973 |
| UNSETTLED TRANSACTIONS PROCEEDS RECEIVAB | $337,430 | $337,430 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| COMPUTER SOFTWARE AND SERVICES | $9,656 | $9,656 | |
| ENTERTAINMENT | $967 | $967 | |
| INSURANCE | $46,451 | $46,451 | |
| LEASED OFFICE EQUIPMENT | $8,048 | $8,048 | |
| MEMBERSHIP FEES | $2,375 | $2,375 | |
| MISCELLANEOUS | $1,047 | $1,047 | |
| NON-DEDUCTABLE ITEMS FROM K-1'S | $1,022,253 | ||
| OFFICE EQUIPMENT/FURNITURE | $441 | $441 | |
| OFFICE SUPPLIES | $878 | $878 | |
| OTHER INVESTMENT EXPENSE FROM K-1'S | $156,407 | $156,407 | |
| PARKING | $1,316 | $1,316 | |
| REGISTRATION FEES | $3,063 | $3,063 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BLACK STONE MINERALS K-1 | $24,285 | |
| BLACK STONE RESOURCES K-1 | $256 | |
| K-1 PORTFOLIO INC/LOSS | $45,741 | $45,741 |
| KEMPNER SECURITIES LP | -$640 | |
| Oil & Gas Royalties | $103,079 | $103,079 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXCISE AND UBIT TAXES PAYABLE | Desc |
| BOY Book Value | $11,014 | BOYBookValueAmt |
| EOY Book Value | $8,443 | EOYBookValueAmt |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShortGrp
Organization501c3 Name Organization501c3Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE 2 PG 1 ATTACHED | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Balance Due | $97,535 | BalanceDueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (8 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| DOMINI INTERNATIONAL-PORTFOLIO MGN | $6,491 | $6,491 | $0 | $0 |
| FAYEZ, SAROFIM & CO-PORTFOLIO MGN | $20,967 | $20,967 | $0 | $0 |
| FROST BANK- CUSTODIAL FEES | $3,095 | $3,095 | $0 | $0 |
| KEMPNER CAPITAL MANAGEMENT-PORTFOLIO MGN | $78,610 | $78,610 | $0 | $0 |
| NEUBERGER BERMAN-PORTFOLIO MGN | $25,340 | $25,340 | $0 | $0 |
| PAIN WEBBER-PORTFOLIO MGN | $2,128 | $2,128 | $0 | $0 |
| WENTWORTH INTERNATIONAL-PORTFOLIO MGN | $5,772 | $5,772 | $0 | $0 |
| WESTEND ADVISORS-PORTFOLIO MGN | $47,971 | $47,971 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAXES | $76,062 | ||
| FOREIGN TAX ON SECURITIES | $15,071 | $15,071 | |
| PAYROLL TAXES | $13,735 | $13,735 | |
| UBIT TAXES | $3,435 |
Comments